UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ X ]; Amendment Number: 1
This Amendment (Check only one.): [ X ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Thornburg Investment Management, Inc.
Address: 119 East Marcy Street, Suite 202
Santa Fe, New Mexico 87501
Form 13F File Number: 28-04473
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Murphy
Title: Compliance Specialist
Phone: 505-954-5293
Signature, Place, and Date of Signing:
Michael Murphy Santa Fe, New Mexico 01/28/00
Signature City, State Date
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIRS EXCHANGE ACT OF 1934.
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 100
Form 13F Information Table Value Total: $573,260
(thousands)
List of Other Included Managers: None
<TABLE>
<CAPTION>
TITLE OF VALUE SHARES PUT/ INVESTMENT OTHER
NAME OF ISSUER CLASS CUSIP (X1000) PRN AMOUNT SH/PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADVENT SOFTWARE INC COM 007974108 14,557 233842 SH SOLE 233842
ALCOA INC COM COM 013817101 47 750 SH SOLE 750
ALSO HOLDING COM 401813902 438 747 SH SOLE 747
AMERICAN GEN FIN CORP COM PAPER 02635K005 499 500000 PRN SOLE 500000
AMERICAN TEL + TELEG CO COM PAPER 03018A002 1,199 1200000 PRN SOLE 1200000
ANNUITY AND LIFE RE HLDGS COM G03910109 642 25800 SH SOLE 25800
APCOA PARKING AG COM 432439909 603 8100 SH SOLE 8100
APPLIED MATERIALS INC COM 038222105 11,302 145125 SH SOLE 145125
ASM LITHOGRAPHY HLDG N V COM N07059111 469 7000 SH SOLE 7000
ATLANTIC RICHFIELD CO COM 048825103 18,529 209070 SH SOLE 209070
AUST + NZ BANK GRP COM 606558005 535 80000 SH SOLE 80000
AVIS RENT A CAR INC COM 053790101 10,755 515205 SH SOLE 515205
BANK AUSTRIA AKTIENG SPON ADR 060593100 187 18815 SH SOLE 18815
BANKGESELL BERLIN COM 510785900 488 27570 SH SOLE 27570
BELL ATLANTIC CORP COM 077853109 25,503 378870 SH SOLE 378870
BELLSOUTH TELECOMM INC COM 079996005 548 550000 SH SOLE 550000
BESTFOODS COM COM 08658U101 27 560 SH SOLE 560
BILLITON COM 005665906 584 139000 SH SOLE 139000
BIPOP COM 407208008 595 13900 SH SOLE 13900
BK AUSTRIA AG COM 499962009 9,991 200839 SH SOLE 200839
BOEING CO COM 097023105 12,593 295445 SH SOLE 295445
BP AMOCO P L C SPON ADR 055622104 36 327 SH SOLE 327
BRE BANK COM 414305904 390 15000 SH SOLE 15000
BROOKS AUTOMATION INC COM 11434A100 5,237 298200 SH SOLE 298200
CENTRAL EUROPEAN EQUITY COM 153436100 292 23700 SH SOLE 23700
CHEVRON CORPORATION COM 166751107 22 245 SH SOLE 245
CITICORP YRS 1+2 COM PAPER 1730E0006 5,880 5900000 PRN SOLE 5900000
CITIGROUP INC COM PAPER 17305U000 4,990 5000000 PRN SOLE 5000000
CVS CORP COM 126650100 14,557 356669 SH SOLE 356669
DALLAS SEMICONDUCTOR COM 235204104 7,130 133420 SH SOLE 133420
DIEBOLD INC COM 253651103 11,678 504995 SH SOLE 504995
DOW CHEM CO COM 260543103 13,004 114451 SH SOLE 114451
DSM NV COM 577398902 1,189 30000 SH SOLE 30000
DYCKERHOFF AG COM 576157903 13,130 426970 SH SOLE 426970
EDINBURGH FD MGRS GP COM 030453005 372 52000 SH SOLE 52000
EL PASO ENERGY CORP COM 283905107 19,730 495490 SH SOLE 495490
EMRAER EMP AER BR COM 242856904 450 160000 SH SOLE 160000
FLUGHAFEN WIEN AG COM 435969001 478 12000 SH SOLE 12000
FORD MTR CR CO COM PAPER 345397004 5,383 5400000 PRN SOLE 5400000
FOUNDRY NETWORKS INC COM 35063R100 50 400 SH SOLE 400
FOX ENTMT GROUP INC COM 35138T107 11,647 551400 SH SOLE 551400
GENZYME CORP COM 372917104 14,250 316230 SH SOLE 316230
GOLDMAN SACHS GROUP COM 38141G104 763 12500 SH SOLE 12500
HEALTH MGMT ASSOC COM 421933102 11,228 1521320 SH SOLE 1521320
HENKEL KGAA COM 507670909 5,688 90600 SH SOLE 90600
HENKEL KGAA SPON ADR 42550U109 163 2935 SH SOLE 2935
HERCULES INC COM 427056106 11,674 407835 SH SOLE 407835
HUDSON CITY BANCORP COM 443683107 6,531 475000 SH SOLE 475000
ING GROEP N V SPON ADR 456837103 220 4017 SH SOLE 4017
ING GROEP NV COM 505887901 10,264 189148 SH SOLE 189148
INTEL CORP COM 458140100 17,388 233990 SH SOLE 233990
INVESTMENT TECH GRP COM 46145F105 8,652 376184 SH SOLE 376184
JDN RLTY CORP COM 465917102 9,683 472320 SH SOLE 472320
JULIUS BAER HLDG COM 411695000 11,204 3783 SH SOLE 3783
KOREA FD INC COM 500634100 477 38000 SH SOLE 38000
LAM RESH CORP COM 512807108 17,899 293430 SH SOLE 293430
LILLY ELI + CO COM 532457108 17,934 280199 SH SOLE 280199
MACROMEDIA INC COM 556100105 6,330 154855 SH SOLE 154855
MERCK KGAA COM 474184900 731 20200 SH SOLE 20200
MERRILL LYNCH + CO INC COM 590188009 553 555000 SH SOLE 555000
MOBIL CORP COM COM 607059102 34 339 SH SOLE 339
NEWBRIDGE NETWORKS COM 650901101 13,950 535240 SH SOLE 535240
NORTEL NETWORKS CORP COM 656569100 24,196 474425 SH SOLE 474425
NOVELLUS SYS INC COM COM 670008101 186 2760 SH SOLE 2760
OCCIDENTAL PETE CORP COM 674599105 6,753 292000 SH SOLE 292000
OTE (HELLENIC TLCM) COM 505160903 490 21000 SH SOLE 21000
PEPSICO INC COM 713448108 13,081 432370 SH SOLE 432370
PHARMACIA + UPJOHN INC COM 716941109 933 18800 SH SOLE 18800
PIMCO ADVISORS HLDGS LTD PARTN 69338P102 11,820 375240 SH SOLE 375240
ROLLS ROYCE COM 074776006 562 162500 SH SOLE 162500
ROYAL DUTCH PETE CO SPON ADR 780257804 6 110 SH SOLE 110
SABRE HLDGS CORP COM 785905100 4,768 110890 SH SOLE 110890
SAMSUNG ELECTRS LTD COM 796050888 397 5000 SH SOLE 5000
SBA COMMUNCATIONS COM 78388J106 6,755 621195 SH SOLE 621195
SCHWAB CHARLES CORP COM 808513105 8,898 264175 SH SOLE 264175
SEAGATE TECHNOLOGY COM 811804103 7,218 234285 SH SOLE 234285
SOFTBANK CORPORATION COM 677062903 1,100 2900 SH SOLE 2900
SOGECABLE ORD SHS COM 573066909 218 8000 SH SOLE 8000
SONY CORP COM 682150008 8,225 55200 SH SOLE 55200
SONY CORP ADR NEW SPON ADR 835699307 9,327 62155 SH SOLE 62155
SUN CMNTYS INC COM 866674104 8,791 265880 SH SOLE 265880
SUN MICROSYSTEMS INC COM 866810104 9,544 102625 SH SOLE 102625
SWEDISH MATCH COM 504856907 482 130000 SH SOLE 130000
TAIWAN SEMICONDUCT COM 688910900 526 125000 SH SOLE 125000
TELECOM CORP OF NZ COM 879278208 3,498 109300 SH SOLE 109300
TELECOM EIREANN COM 87927M108 516 30000 SH SOLE 30000
TELESP CELULAR SA COM 224693903 270 7500000 SH SOLE 7500000
TESCO COM 088470000 904 289000 SH SOLE 289000
TEXAS UTILS CO COM COM 882848104 18 473 SH SOLE 473
TOYOTA CREDIT DE PR COM PAPER 89232J002 11,763 11795000 PRN SOLE 11795000
TOYOTA MTR CR CO COM PAPER 89233H005 389 390000 PRN SOLE 390000
U S WEST INC NEW COM 91273H101 17,374 304480 SH SOLE 304480
UNION CARBIDE CORP COM 905581104 9 165 SH SOLE 165
UNION PAC CORP COM 907818108 9,862 205195 SH SOLE 205195
UNIONBANCAL CORP COM 908906100 11,063 305195 SH SOLE 305195
UNITEDGLOBALCOM COM 913247508 408 5700 SH SOLE 5700
UPM KYMMENE OY COM 505125906 817 24000 SH SOLE 24000
VARTA AG COM 492700000 500 3880 SH SOLE 3880
WEBS INDEX FD INC COM 92923H889 209 15000 SH SOLE 15000
WILLIAMS COS INC DEL COM 969457100 34 905 SH SOLE 905
573,260
</TABLE>
