UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 1)
Under the Securities Exchange Act of 1934
LILLIAN VERNON CORPORATION
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
532430 10 5
(CUSIP Number)
Susan N. Cortazzo
Lillian Vernon Corporation
543 Main Street
New Rochelle, NY 10801
Telephone: (914) 637-5636
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and
Communications)
Copy to:
Joel Salon, Esq.
Salon, Marrow & Dyckman, LLP
685 Third Avenue, 21st Floor
New York, NY 10017
Telephone: (212) 661-7100
June 29, 1995
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [ ].
<PAGE>
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Lillian Vernon
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 2,401,330
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 697,100
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 2,401,330
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 697,100
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,401,330
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.6%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
David C. Hochberg
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 1,377,000
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 0
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 1,377,000
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,292,000
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [X]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.3%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Fred P. Hochberg
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 544,231
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 697,100
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 544,231
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 697,100
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 509,231
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [X]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.2%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
This is an amendment to the Statement on Schedule 13D, filed June 20,
1995 (the "Schedule 13D") by Lillian Vernon, David C. Hochberg and Fred P.
Hochberg (the "Reporting Persons") with respect to the common stock, par value
$.01 per share (the "Common Stock") of Lillian Vernon Corporation, a Delaware
corporation (the "Issuer"). All capitalized terms used and not otherwise defined
herein have the meanings ascribed to them in the Schedule 13D.
Item 5 is hereby amended as follows:
Item 5. Interest in Securities of the Issuer
The percentages of outstanding Issuer Common Stock reported in this
amended Statement are based on the assumption that there are 9,748,838 shares of
Issuer Common Stock outstanding, which is the number of outstanding shares of
Issuer Common Stock as of August 30, 1995. Based on such number of shares, the
Reporting Persons are collectively the beneficial owners of 4,202,561 shares of
Issuer Common Stock, which represent approximately 43% of the outstanding Issuer
Common Stock.
On June 15, 1995, Mr. Fred P. Hochberg ("Mr. Hochberg") transferred by
gift 140 shares of Common Stock to the Community Health Project.
On June 15, 1995, Mr. Hochberg transferred by gift 2,760 shares of
Common Stock to the Human Rights Campaign Fund Foundation.
On June 15, 1995, Mr. Hochberg transferred by gift 275 shares of Common
Stock to GLADD.
On June 15, 1995, Mr. Hochberg transferred by gift 1,360 shares of
Common Stock to the Gay Men's Health Crisis.
<PAGE>
On June 15, 1995, Mr. Hochberg transferred by gift 1,000 shares of
Common Stock to Playwrights Horizons.
On June 15, 1995, Mr. Hochberg transferred by gift 545 shares of Common
Stock to the Film Society of Lincoln Center.
On June 15, 1995, Mr. Hochberg transferred by gift 1,000 shares of
Common Stock to Thomas P. Healy.
On June 15, 1995, Mr. Hochberg transferred by gift 540 shares of Common
Stock to Samuel Hochberg.
On June 29, 1995, Mr. Hochberg transferred by gift 100,000 shares of
Common Stock to Community Funds Inc.
On July 5, 1995, Mr. Hochberg transferred by gift 10,380 shares of
Common Stock to the Stonewall Community Foundation.
On July 5, 1995, Mr. Hochberg transferred by gift 1,000 shares of
Common Stock to Thomas P. Healy.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
August 31, 1995
By /s/ Lillian Vernon
------------------
Name: Lillian Vernon
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
August 31, 1995
By /s/ David C. Hochberg
---------------------
Name: David C. Hochberg
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
August 31, 1995
By /s/ Fred P. Hochberg
---------------------
Name: Fred P. Hochberg
