UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 2)
Under the Securities Exchange Act of 1934
LILLIAN VERNON CORPORATION
(Name of Issuer)
Common Stock, Par Value $.01 Per Share
(Title of Class of Securities)
532430 10 5
(CUSIP Number)
Susan N. Cortazzo
Lillian Vernon Corporation
543 Main Street
New Rochelle, NY 10801
Telephone: (914) 637-5636
(Name, Address and Telephone Number of
Person Authorized to Receive Notices and
Communications)
Copy to:
Joel Salon, Esq.
Salon, Marrow & Dyckman, LLP
685 Third Avenue, 21st Floor
New York, NY 10017
Telephone: (212) 661-7100
September 18, 1995
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with this statement [ ].
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Lillian Vernon
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 2,401,330
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 697,100
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 2,401,330
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 697,100
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,401,330
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [ ]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 24.6%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
David C. Hochberg
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 1,377,000
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 0
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 1,377,000
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 0
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,292,000
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [X]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13.3%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<TABLE>
SCHEDULE 13D
CUSIP NO. 532430 10 5
<S> <C> <C>
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
Fred P. Hochberg
------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [X]
------------------------------------------------------------------------------
3. SEC USE ONLY
------------------------------------------------------------------------------
4. SOURCE OF FUNDS* PF
------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEMS 2(a) OR 2(b) [ ]
------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION United States of America
------------------------------------------------------------------------------
NUMBER OF 7. SOLE VOTING POWER 544,231
SHARES ------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER 697,100
OWNED BY ------------------------------------------------------
EACH 9. SOLE DISPOSITIVE POWER 544,231
REPORTING ------------------------------------------------------
PERSON WITH 10. SHARED DISPOSITIVE POWER 697,100
------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 509,231
------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [X]
------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 5.2%
------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* IN
-------------------------------------------------------------------------------
</TABLE>
*SEE INSTRUCTIONS BEFORE FILLING OUT!
This is Amendment No. 2 to the Statement on Schedule 13D, filed June 20,
1995 (the "Schedule 13D") by Lillian Vernon, David C. Hochberg and Fred P.
Hochberg (the "Reporting Persons") with respect to the common stock, par value
$.01 per share (the "Common Stock") of Lillian Vernon Corporation, a Delaware
corporation (the "Issuer") as amended by Amendment No. 1 to the Schedule 13D,
filed September 1, 1995 by the Reporting Persons. All capitalized terms used and
not otherwise defined herein have the meanings ascribed to them in the Schedule
13D.
Item 4 is hereby amended as follows:
Item 4. Purpose of Transaction
The Merger Agreement and the transactions contemplated thereby are
terminated effective September 18, 1995. Accordingly, none of the Reporting
Persons shall dispose of her or his shares of Common Stock pursuant to the terms
of the Merger Agreement.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
September 18, 1995
By /s/ Lillian Vernon
------------------
Name: Lillian Vernon
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
September 18, 1995
By /s/ David C. Hochberg
---------------------
Name: David C. Hochberg
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Statement is true, complete and
correct.
September 18, 1995
By /s/ Fred P. Hochberg
---------------------
Name: Fred P. Hochberg
