<PAGE>
As filed with the Securities and Exchange Commission on June 30, 1994
Registration No. 33-15985
- -------------------------------------------------------------------------------
- -------------------------------------------------------------------------------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
PRE-EFFECTIVE AMENDMENT NO. [_]
[X]
POST-EFFECTIVE AMENDMENT NO. 10
AND/OR
REGISTRATION STATEMENT UNDER THE
INVESTMENT COMPANY ACT OF 1940 [X]
[X]
AMENDMENT NO. 11
(Check appropriate box or boxes)
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PRUDENTIAL-BACHE GLOBAL GENESIS FUND, INC.
(Exact name of registrant as specified in charter)
ONE SEAPORT PLAZA,
NEW YORK, NEW YORK 10292
(Address of Principal Executive Offices) (Zip Code)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (212) 214-1250
S. JANE ROSE, ESQ.
ONE SEAPORT PLAZA
NEW YORK, NEW YORK 10292
(NAME AND ADDRESS OF AGENT FOR SERVICE)
APPROXIMATE DATE OF PROPOSED PUBLIC OFFERING:
AS SOON AS PRACTICABLE AFTER THE EFFECTIVE
DATE OF THE REGISTRATION STATEMENT.
IT IS PROPOSED THAT THIS FILING WILL BECOME EFFECTIVE
(CHECK APPROPRIATE BOX):
[_] immediately upon filing pursuant to paragraph (b)
[_] on (date) pursuant to paragraph (b)
[X] 60 days after filing pursuant to paragraph (a)
[_] on (date) pursuant to paragraph (a), of Rule 485.
PURSUANT TO RULE 24F-2 UNDER THE INVESTMENT COMPANY ACT OF 1940, REGISTRANT
HAS PREVIOUSLY REGISTERED AN INDEFINITE NUMBER OF SHARES OF COMMON STOCK PAR
VALUE $.01 PER SHARE. THE REGISTRANT WILL FILE A NOTICE UNDER SUCH RULE FOR
ITS FISCAL YEAR ENDING MAY 31, 1994 ON OR BEFORE JULY 29, 1994.
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<PAGE>
CROSS REFERENCE SHEET
(AS REQUIRED BY RULE 495)
<TABLE>
<CAPTION>
N-1A ITEM NO. LOCATION
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<C> <S> <C>
PART A
Item 1. Cover Page........................... Cover Page
Item 2. Synopsis............................. Fund Expenses
Item 3. Condensed Financial Information...... Fund Expenses; Financial
Highlights
Item 4. General Description of Registrant.... Cover Page; How the Fund
Invests; General Information
Item 5. Management of Fund................... Financial Highlights; How the
Fund is Managed; General
Information
Item 6. Capital Stock and Other Securities... Taxes, Dividends and
Distributions; General
Information
Item 7. Purchase of Securities Being Offered. Shareholder Guide; How the
Fund Values its Shares
Item 8. Redemption or Repurchase............. Shareholder Guide
Item 9. Pending Legal Proceedings............ Not Applicable
PART B
Item 10. Cover Page........................... Cover Page
Item 11. Table of Contents.................... Table of Contents
Item 12. General Information and History...... General Information
Item 13. Investment Objectives and Policies... Investment Objective and
Policies; Investment
Restrictions
Item 14. Management of the Fund............... Directors and Officers;
Manager; Distributor
Item 15. Control Persons and Principal Holders
of Securities........................ Not Applicable
Item 16. Investment Advisory and Other
Services............................. Manager; Distributor;
Custodian, Transfer and
Dividend Disbursing Agent and
Independent Accountants
Item 17. Brokerage Allocation and Other
Practices............................ Portfolio Transactions and
Brokerage
Item 18. Capital Stock and Other Securities... Not Applicable
Item 19. Purchase, Redemption and Pricing of
Securities Being Offered............. Purchase and Redemption of
Fund Shares; Shareholder
Investment Account
Item 20. Tax Status........................... Taxes
Item 21. Underwriters......................... Distributor
Item 22. Calculation of Performance Data...... Performance Information
Item 23. Financial Statements................. Financial Statements
PART C
Information required to be included in Part C is set forth under the
appropriate Item, so numbered, in Part C to this Post-Effective Amendment
to the Registration Statement.
</TABLE>
<PAGE>
The Prospectus is incorporated herein by reference in its entirety from
Post-Effective Amendment No. 9 to Registrant's Registration Statement (File
No. 33-15985) filed on May 9, 1994. The Statement of Additional Information is
incorporated herein by reference in its entirety from Post-Effective Amendment
No. 9 to Registrant's Registration Statement (File No. 33-15985) filed on May
9, 1994.
<PAGE>
PART C
OTHER INFORMATION
ITEM 24. FINANCIAL STATEMENTS AND EXHIBITS.
(A) FINANCIAL STATEMENTS:
(1) Financial statements included in the Prospectus constituting Part A
of this Registration Statement:
Financial Highlights.
(2) Financial statements included in the Statement of Additional
Information constituting Part B of this Registration Statement:
Portfolio of Investments at May 31, 1993 and at November 30, 1993
(unaudited).
Statement of Assets and Liabilities at May 31, 1993 and at November
30, 1993 (unaudited).
Statement of Operations for the fiscal year ended May 31, 1993 and
for the six months ended November 30, 1993 (unaudited).
Statement of Changes in Net Assets for the fiscal years ended May 31,
1993 and 1992 and for the six months ended November 30, 1993
(unaudited).
Notes to Financial Statements.
Financial Highlights
Report of Independent Accountants.
(B) EXHIBITS:
1.(a) Amended Articles of Incorporation of the Registrant, incorporated
by reference to Exhibit No. 1 to the Registration Statement on Form
N-1A filed on July 22, 1987 (File No. 33-15985).
(b) Amendment to Articles of Incorporation, incorporated by reference
to Exhibit No. 1(b) to Post-Effective Amendment No. 2 to the
Registration Statement on Form N-1A filed on July 31, 1989 (File No.
33-15985).
(c) Amendment to Articles of Incorporation, incorporated by reference
to Exhibit No. 1(c) to Post-Effective Amendment No. 4 to the
Registration Statement on Form N-1A filed on December 28, 1989 (File
No. 33-15985).
(d) Form of Amended and Restated Articles of Incorporation,
incorporated by reference to Exhibit No. 1(d) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
2.By-Laws of the Registrant, as amended, incorporated by reference to
Exhibit No. 2 to Pre-Effective Amendment No. 1 to the Registration
Statement on Form N-1A filed on October 13, 1987 (File No. 33-15985).
(b) Amendment to By-Laws, incorporated by reference to Exhibit No.
2(b) to Post-Effective Amendment No. 2 to the Registration Statement
on Form N-1A filed on July 31, 1989 (File No. 33-15985).
(c) Form of Restated By-Laws, incorporated by reference to Exhibit
No. 2(c) to Post-Effective Amendment No. 9 to the Registration
Statement on Form N-1A filed via EDGAR on May 9, 1994 (File No. 33-
15985).
4.(a) Specimen certificate for shares of common stock, $.01 par value,
of the Registrant, incorporated by reference to Exhibit No. 4 to
Post-Effective Amendment No. 1 to the Registration Statement on Form
N-1A filed on July 28, 1988 (File No. 33-15985).
(b) Specimen certificate for Class A shares of common stock, $.01 par
value, of the Registrant, incorporated by reference to Exhibit No.
4(b) to Post-Effective Amendment No. 5 to the Registration Statement
on Form N-1A filed on September 28, 1990 (File No. 33-15985).
5.(a) Management Agreement between the Registrant and Prudential Mutual
Fund Management, Inc., incorporated by reference to Exhibit No. 5(a)
to Post-Effective Amendment No. 4 to the Registration Statement on
Form N-1A filed on December 28, 1989 (File No. 33-15985).
(b) Subadvisory Agreement between Prudential Mutual Fund Management,
Inc. and The Prudential Investment Corporation, incorporated by
reference to Exhibit No. 5(b) to Post-Effective Amendment No. 4 to
the Registration Statement on Form N-1A filed on December 28, 1989
(File No. 33-15985).
6.(a) Distribution Agreement (Class A Shares) between the Fund and
Prudential Mutual Fund Distributors, Inc., incorporated by reference
to Exhibit No. 6(a) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via EDGAR on May 9, 1994
(File No. 33-15985).
(b) Distribution Agreement (Class B Shares) between the Fund and
Prudential Securities Incorporated, incorporated by reference to
Exhibit No. 6(b) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via EDGAR on May 9, 1994
(File No. 33-15985).
C-1
<PAGE>
(c) Form of Distribution and Service Agreement for Class A shares,
incorporated by reference to Exhibit No. 6(c) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
(d) Form of Distribution and Service Agreement for Class B shares,
incorporated by reference to Exhibit No. 6(d) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
(e) Form of Distribution and Service Agreement for Class C shares,
incorporated by reference to Exhibit No. 6(e) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
8.Custodian Contract between the Registrant and State Street Bank and
Trust Company, incorporated by reference to Exhibit No. 8 to Post-
Effective Amendment No. 2 to the Registration Statement on Form N-1A
filed on July 31, 1989 (File No. 33-15985).
9.Transfer Agency and Service Agreement between the Registrant and
Prudential Mutual Fund Services, Inc., incorporated by reference to
Exhibit No. 9 to Post-Effective Amendment No. 2 to the Registration
Statement on Form N-1A filed on July 31, 1989 (File No. 33-15985).
10.Opinion of Counsel, incorporated by reference to Exhibit No. 10 to
Pre-Effective Amendment No. 1 to the Registration Statement on Form
N-1A filed on October 13, 1987 (File No. 33-15985).
11.Consent of Independent Accountants.*
13.Purchase Agreement, incorporated by reference to Exhibit No. 13 to
Pre-Effective Amendment No. 1 to the Registration Statement on Form
N-1A filed on October 13, 1987 (File No. 33-15985).
15.(a) Distribution and Service Plan pursuant to Rule 12b-1 under the
Investment Company Act of 1940 (Class A Shares), incorporated by
reference to Exhibit No. 15(a) to Post-Effective Amendment No. 9 to
the Registration Statement on Form N-1A filed via EDGAR on May 9,
1994 (File No. 33-15985).
(b) Distribution and Service Plan pursuant to Rule 12b-1 under the
Investment Company Act of 1940 (Class B Shares), incorporated by
reference to Exhibit No. 15(b) to Post-Effective Amendment No. 9 to
the Registration Statement on Form N-1A filed via EDGAR on May 9,
1994 (File No. 33-15985).
(c) Form of Distribution and Service Plan for Class A shares,
incorporated by reference to Exhibit No. 15(c) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
(d) Form of Distribution and Service Plan for Class B shares,
incorporated by reference to Exhibit No. 15(d) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
(e) Form of Distribution and Service Plan for Class C shares,
incorporated by reference to Exhibit No. 15(e) to Post-Effective
Amendment No. 9 to the Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
16.(a) Schedule of Computation of Performance Quotations for Class B
shares, incorporated by reference to Exhibit No. 16 to Post-Effective
Amendment No. 2 to the Registration Statement on Form N-1A filed on
July 31, 1989 (File No. 33-15985).
(b) Schedule of Computation of Performance Quotations for Class A
shares, incorporated by reference to Exhibit No. 16(b) to Post-
Effective Amendment No. 5 to the Registration Statement on Form N-1A
filed on September 28, 1990 (File No. 33-15985).
Other Exhibits:
Powers of Attorney for:
Edward D. Beach
Donald D. Lennox
Douglas H. McCorkindale
Lawrence C. McQuade
Thomas T. Mooney
Louis A. Weil, III
Executed copies filed under Other Exhibits to Post-Effective Amendment No. 3
to the Registration Statement on Form N-1A (File No. 33-15985) filed on
November 3, 1989.
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* Filed herewith.
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<PAGE>
ITEM 25. PERSONS CONTROLLED BY OR UNDER COMMON CONTROL WITH REGISTRANT.
None.
ITEM 26. NUMBER OF HOLDERS OF SECURITIES.
As of June 17, 1994, there were 5,675 and 27,366 record holders of Class A
and Class B shares, respectively, of common stock, $.01 par value per share,
of the Registrant.
ITEM 27. INDEMNIFICATION.
As permitted by Sections 17(h) and (i) of the Investment Company Act of 1940
(the 1940 Act) and pursuant to Article VI of the Fund's By-Laws (Exhibit 2 to
the Registration Statement), officers, directors, employees and agents of the
Registrant will not be liable to the Registrant, any stockholder, officer,
director, employee, agent or other person for any action or failure to act,
except for bad faith, willful misfeasance, gross negligence or reckless
disregard of duties, and those individuals may be indemnified against
liabilities in connection with the Registrant, subject to the same exceptions.
Section 2-418 of Maryland General Corporation Law permits indemnification of
directors who acted in good faith and reasonably believed that the conduct was
in the best interests of the Registrant. As permitted by Section 17(i) of the
1940 Act, pursuant to Section 10 of each Distribution Agreement (Exhibit 6 to
the Registration Statement), each Distributor of the Registrant may be
indemnified against liabilities which it may incur, except liabilities arising
from bad faith, gross negligence, willful misfeasance or reckless disregard of
duties.
Insofar as indemnification for liabilities arising under the Securities Act
of 1933 (Securities Act) may be permitted to directors, officers and
controlling persons of the Registrant pursuant to the foregoing provisions or
otherwise, the Registrant has been advised that in the opinion of the
Securities and Exchange Commission such indemnification is against public
policy as expressed in the 1940 Act and is, therefore, unenforceable. In the
event that a claim for indemnification against such liabilities (other than
the payment by the Registrant of expenses incurred or paid by a director,
officer, or controlling person of the Registrant in connection with the
successful defense of any action, suit or proceeding) is asserted against the
Registrant by such director, officer or controlling person in connection with
the shares being registered, the Registrant will, unless in the opinion of its
counsel the matter has been settled by controlling precedent, submit to a
court of appropriate jurisdiction the question whether such indemnification by
it is against public policy as expressed in the 1940 Act and will be governed
by the final adjudication of such issue.
The Registrant has purchased an insurance policy insuring its officers and
directors against liabilities, and certain costs of defending claims against
such officers and directors, to the extent such officers and directors are not
found to have committed conduct constituting willful misfeasance, bad faith,
gross negligence or reckless disregard in the performance of their duties. The
insurance policy also insures the Registrant against the cost of
indemnification payments to officers and directors under certain
circumstances.
Section 9 of the Management Agreement (Exhibit 5(a) to the Registration
Statement) and Section 4 of the Subadvisory Agreement (Exhibit 5(b) to the
Registration Statement) limit the liability of Prudential Mutual Fund
Management, Inc. (PMF) and The Prudential Investment Corporation (PIC),
respectively, to liabilities arising from willful misfeasance, bad faith or
gross negligence in the performance of their respective duties or from
reckless disregard by them of their respective obligations and duties under
the agreements.
The Registrant hereby undertakes that it will apply the indemnification
provisions of its By-Laws and each Distribution Agreement in a manner
consistent with Release No. 11330 of the Securities and Exchange Commission
under the 1940 Act so long as the interpretation of Sections 17(h) and 17(i)
of such Act remain in effect and are consistently applied.
ITEM 28. BUSINESS AND OTHER CONNECTIONS OF INVESTMENT ADVISER
(A) PRUDENTIAL MUTUAL FUND MANAGEMENT, INC.
See "How the Fund Is Managed-Manager" in the Prospectus constituting Part A
of this Registration Statement and "Manager" in the Statement of Additional
Information constituting Part B of this Registration Statement.
The business and other connections of the officers of PMF are listed in
Schedules A and D of Form ADV of PMF as currently on file with the Securities
and Exchange Commission, the text of which is hereby incorporated by reference
(File No. 801-31104, filed on March 30, 1994).
The business and other connections of PMF's directors and principal
executive officers are set forth below. Except as otherwise indicated, the
address of each person is One Seaport Plaza, New York, NY 10292.
C-3
<PAGE>
<TABLE>
<CAPTION>
NAME AND ADDRESS POSITION WITH PMF PRINCIPAL OCCUPATIONS
- ---------------- ----------------- ---------------------
<S> <C> <C>
Brendan D. Boyle Executive Vice President Executive Vice President, PMF; Senior Vice President,
and Director of Marketing Prudential Securities Incorporated (Prudential
Securities)
John D. Brookmeyer, Jr. Director Senior Vice President, The Prudential Insurance
Two Gateway Center Company of America (Prudential)
Newark, NJ 07102
Susan C. Cote Senior Vice President Senior Vice President, PMF; Senior Vice President,
Prudential
Securities
Fred A. Fiandaca Executive Vice President, Executive Vice President, Chief Operating Officer and
Raritan Plaza One Chief Operating Officer and Director, PMF; Chairman, Chief Operating Officer and
Edison, NJ 08847 Director Director, Prudential Mutual Fund Services, Inc.
Stephen P. Fisher Senior Vice President Senior Vice President, PMF; Senior Vice President,
Prudential
Securities
Frank W. Giordano Executive Vice Executive Vice President, General Counsel and
President, General Secretary, PMF; Senior
Counsel and Vice President, Prudential Securities
Secretary
Robert F. Gunia Executive Vice Executive Vice President, Chief Financial and
President, Chief Administrative Officer,
Financial and Treasurer and Director, PMF; Senior Vice President,
Administrative Officer, Prudential Securities
Treasurer and Director
Eugene B. Heimberg Director Senior Vice President, Prudential; President, Director
Prudential Plaza and Chief Investment Officer, PIC
Newark, NJ 07102
Lawrence C. McQuade Vice Chairman Vice Chairman, PMF
Leland B. Paton Director Executive Vice President and Director, Prudential
Securities; Director,
Prudential Securities Group (PSG)
Richard A. Redeker President, Chief President, Chief Executive Officer and Director, PMF;
Executive Officer Executive Vice President, Director and Member of
and Director Operating Committee, Prudential Securities; Director,
PSG
S. Jane Rose Senior Vice Senior Vice President, Senior Counsel and Assistant
President, Senior Secretary, PMF;
Counsel and Senior Vice President and Senior Counsel, Prudential
Assistant Secretary Securities
Donald G. Southwell Director Senior Vice President, Prudential; Director, PSG
213 Washington Street
Newark, NJ 07102
</TABLE>
(B) THE PRUDENTIAL INVESTMENT CORPORATION (PIC)
See "How the Fund is Managed--Manager" in the Prospectus constituting Part A
of this Registration Statement and "Manager" in the Statement of Additional
Information constituting Part B of this Registration Statement.
The business and other connections of PIC's directors and executive officers
are as set forth below. Except as otherwise indicated, the address of each
person is Prudential Plaza, Newark, NJ 07102.
C-4
<PAGE>
<TABLE>
<CAPTION>
NAME AND ADDRESS POSITION WITH PIC PRINCIPAL OCCUPATIONS
- ---------------- ----------------- ---------------------
<S> <C> <C>
Martin A. Berkowitz Senior Vice President, Senior Vice President, Chief Financial and Compliance
Chief Financial and Officer, PIC; Vice President, Prudential
Compliance Officer
William M. Bethke Senior Vice President Senior Vice President, Prudential; Senior Vice Presi-
Two Gateway Center dent, PIC
Newark, NJ 07102
John D. Brookmeyer, Jr. Senior Vice President Senior Vice President, Prudential; Senior Vice Presi-
Two Gateway Center dent, PIC
Newark, NJ 07102
Eugene B. Heimberg President, Director and President, Director and Chief Investment Officer, PIC;
Chief Investment Officer Senior Vice President, Prudential
Garnett L. Keith, Jr. Director Vice Chairman and Director, Prudential; Director, PIC
William P. Link Senior Vice President Executive Vice President, Prudential; Senior Vice
Four Gateway Center President, PIC
Newark, NJ 07102
James W. Stevens Executive Vice Executive Vice President, Prudential; Executive Vice
Four Gateway Center President President, PIC;
Newark, NJ 07102 Director, PSG
Robert C. Winters Director Chairman of the Board and Chief Executive Officer,
Prudential; Director, PIC; Chairman of the Board and
Director, PSG
Claude J. Zinngrabe, Jr. Executive Vice Vice President, Prudential; Executive Vice President,
President PIC
</TABLE>
ITEM 29. PRINCIPAL UNDERWRITERS
(a)(i) Prudential Securities Incorporated is distributor for Prudential
Government Securities Trust (Intermediate Term Series), The Target Portfolio
Trust, for Class D shares of the Florida Series of Prudential Municipal Series
Fund and for Class B shares of The BlackRock Government Income Trust, Global
Utility Fund, Inc., Nicholas-Applegate Fund, Inc. (Nicholas-Applegate Growth
Equity Fund), Prudential Adjustable Rate Securities Fund, Inc., Prudential
California Municipal Fund (California Income Series and California Series),
Prudential Equity Fund, Inc., Prudential Equity Income Fund, Prudential
FlexiFund, Prudential Global Fund, Inc., Prudential-Bache Global Genesis Fund,
Inc. (d/b/a Prudential Global Genesis Fund), Prudential-Bache Global Natural
Resources Fund, Inc. (d/b/a Prudential Global Natural Resources Fund),
Prudential-Bache GNMA Fund, Inc. (d/b/a Prudential GNMA Fund), Prudential-
Bache Government Plus Fund, Inc. (d/b/a Prudential Government Plus Fund),
Prudential Growth Fund, Inc., Prudential-Bache Growth Opportunity Fund, Inc.
(d/b/a Prudential Growth Opportunity Fund), Prudential-Bache High Yield Fund,
Inc. (d/b/a Prudential High Yield Fund), Prudential IncomeVertible (R) Fund,
Inc., Prudential Intermediate Global Income Fund, Inc., Prudential Multi-
Sector Fund, Inc., Prudential Municipal Bond Fund, Prudential Municipal Series
Fund (except Connecticut Money Market Series, Massachusetts Money Market
Series, New York Money Market Series, New Jersey Money Market Series and
Florida Series), Prudential-Bache National Municipals Fund, Inc. (d/b/a
Prudential National Municipals Fund), Prudential Pacific Growth Fund,
Prudential Short-Term Global Income Fund, Inc., Prudential-Bache Structured
Maturity Fund, Inc. (d/b/a Prudential Structured Maturity Fund), Prudential
U.S. Government Fund, and Prudential-Bache Utility Fund, Inc. (d/b/a
Prudential Utility Fund). Prudential Securities is also a depositor for the
following unit investment trusts:
The Corporate Income Fund
Corporate Investment Trust Fund
Equity Income Fund
Government Securities Income Fund
International Bond Fund
Municipal Investment Trust
Prudential Equity Trusts Shares
National Equity Trust
Prudential Unit Trusts
Government Securities Equity Trust
National Municipal Trust
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<PAGE>
(ii) Prudential Mutual Fund Distributors, Inc.
Prudential Mutual Fund Distributors, Inc. is distributor for Command
Government Fund, Command Money Fund, Command Tax-Free Fund, Prudential
California Municipal Fund (California Money Market Series), Prudential
Government Securities Trust (Money Market Series and U.S. Treasury Money
Market Series), Prudential Institutional Liquidity Portfolio, Inc.,
Prudential-Bache MoneyMart Assets Inc. (d/b/a Prudential MoneyMart Assets),
Prudential Municipal Series Fund (Connecticut Money Market Series,
Massachusetts Money Market Series, New York Money Market Series and New Jersey
Money Market Series), Prudential-Bache Special Money Market Fund, Inc. (d/b/a
Prudential Special Money Market Fund), Prudential-Bache Tax-Free Money Fund,
Inc. (d/b/a Prudential Tax-Free Money Fund), and for Class A shares of The
BlackRock Government Income Trust, Global Utility Fund, Inc., Nicholas-
Applegate Fund, Inc. (Nicholas-Applegate Growth Equity Fund), Prudential
Adjustable Rate Securities Fund, Inc., Prudential California Municipal Series
(California Income Series and California Series), Prudential Equity Fund,
Inc., Prudential Equity Income Fund, Prudential FlexiFund, Prudential Global
Fund, Inc., Prudential-Bache Global Genesis Fund, Inc. (d/b/a Prudential
Global Genesis Fund), Prudential-Bache Global Natural Resources Fund, Inc.
(d/b/a Prudential Global Natural Resources Fund), Prudential-Bache GNMA Fund,
Inc. (d/b/a Prudential GNMA Fund), Prudential-Bache Government Plus Fund, Inc.
(d/b/a Prudential Government Plus Fund), Prudential Growth Fund, Inc.,
Prudential-Bache Growth Opportunity Fund, Inc. (d/b/a Prudential Growth
Opportunity Fund), Prudential-Bache High Yield Fund, Inc. (d/b/a Prudential
High Yield Fund), Prudential IncomeVertible (R) Fund, Inc., Prudential
Intermediate Global Income Fund, Inc., Prudential Multi-Sector Fund, Inc.,
Prudential Municipal Bond Fund, Prudential Municipal Series Fund (Class A
shares of all other series not mentioned above), Prudential-Bache National
Municipals Fund, Inc. (d/b/a Prudential National Municipals Fund), Prudential
Pacific Growth Fund, Inc., Prudential Short-Term Global Income Fund, Inc.,
Prudential-Bache Structured Maturity Fund, Inc. (d/b/a Prudential Structured
Maturity Fund), Prudential U.S. Government Fund and Prudential-Bache Utility
Fund, Inc. (d/b/a Prudential Utility Fund).
(b)(i) Information concerning the officers and directors of
Prudential Securities Incorporated is set forth below.
<TABLE>
<CAPTION>
POSITIONS AND POSITIONS AND
OFFICES WITH OFFICES WITH
NAME* UNDERWRITER REGISTRANT
- ----- ------------- -------------
<S> <C> <C>
Alan D. Hogan........... Executive Vice President, Chief None
Administrative Officer and
Director
Howard A. Knight........ Executive Vice President, None
Director, Corporate Strategy and
New Business Development
George A. Murray........ Executive Vice President and Director None
John P. Murray.......... Executive Vice President and Director of Risk None
Management
Leland B. Paton......... Executive Vice President and Director None
Richard A. Redeker...... Director Director
Hardwick Simmons........ Chief Executive Officer, President and None
Director
Lee Spencer............. General Counsel, Executive Vice President and Director None
</TABLE>
- ---------
* The address of each person named is One Seaport Plaza, New York, NY 10292.
C-6
<PAGE>
(ii) Information concerning the officers and directors of Prudential Mutual
Fund Distributors, Inc. is set forth below.
<TABLE>
<CAPTION>
POSITIONS AND POSITIONS AND
OFFICES WITH OFFICES WITH
NAME * UNDERWRITER REGISTRANT
- ------ ------------- --------------
<S> <C> <C>
Joanne Accurso-Soto..... Vice President None
Dennis Annarumma........ Vice President, Assistant Treasurer and Assistant None
Comptroller
Phyllis J. Berman....... Vice President None
Fred A. Fiandaca........ President, Chief Executive Officer and Director None
Raritan Plaza One
Edison, NJ 08847
Stephen P. Fisher....... Vice President None
Frank W. Giordano....... Executive Vice President, General Counsel, None
Secretary and Director
Robert F. Gunia......... Executive Vice President, Treasurer, Comptroller Vice President
and Director
Andrew J. Varley........ Vice President None
Anita L. Whelan......... Vice President and Assistant Secretary None
</TABLE>
- ---------
* The address of each person named is One Seaport Plaza, New York 10292 unless
otherwise indicated.
(c) Registrant has no principal underwriter who is not an affiliated person
of the Registrant.
ITEM 30. LOCATION OF ACCOUNTS AND RECORDS
All accounts, books and other documents required to be maintained by Section
31(a) of the 1940 Act and the Rules thereunder are maintained at the offices
of State Street Bank and Trust Company, One Heritage Drive, North Quincy,
Massachusetts, The Prudential Investment Corporation, Prudential Plaza, 751
Broad Street, Newark, New Jersey, the Registrant, One Seaport Plaza, New York,
New York, and Prudential Mutual Fund Services, Inc., Raritan Plaza One,
Edison, New Jersey. Documents required by Rules 31a-1(b)(5), (6), (7), (9),
(10) and (11) and 31a-1(f) will be kept at Three Gateway Center, documents
required by Rules 31a-1(b)(4) and (11) and 31a-1(d) at One Seaport Plaza and
the remaining accounts, books and other documents required by such other
pertinent provisions of Section 31(a) and the Rules promulgated thereunder
will be kept by State Street Bank and Trust Company and Prudential Mutual Fund
Services, Inc.
ITEM 31. MANAGEMENT SERVICES
Other than as set forth under the captions "How the Fund is Managed--
Manager" and "How the Fund is Managed--Distributor" in the Prospectus and the
captions "Manager" and "Distributor" in the Statement of Additional
Information, constituting Parts A and B, respectively, of this Registration
Statement, Registrant is not a party to any management-related service
contract.
ITEM 32. UNDERTAKINGS
The Registrant hereby undertakes to furnish each person to whom a Prospectus
is delivered with a copy of Registrant's latest annual report to shareholder
upon request and without charge.
C-7
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the
Investment Company Act of 1940, the Registrant has duly caused this Post-
Effective Amendment to the Registration Statement to be signed on its behalf
by the undersigned, thereunto duly authorized, in the City of New York, and
State of New York, on the 29th day of June, 1994.
PRUDENTIAL-BACHE GLOBAL GENESIS FUND, INC.
/s/ Lawrence C. McQuade
---------------------------------
(LAWRENCE C. MCQUADE, PRESIDENT)
Pursuant to the requirements of the Securities Act of 1933, this Post-
Effective Amendment to the Registration Statement has been signed below by the
following persons in the capacities and on the dates indicated.
<TABLE>
<CAPTION>
SIGNATURE TITLE DATE
- --------- ----- ----
<S> <C> <C>
Treasurer and
Principal Financial and
/s/ Susan C. Cote Accounting Officer June 29, 1994
- -------------------------
SUSAN C. COTE
/s/ Edward D. Beach Director June 29, 1994
- ---------------------------
EDWARD D. BEACH
/s/ Donald D. Lennox Director June 29, 1994
- ---------------------------
DONALD D. LENNOX
/s/ Douglas H. McCorkindale Director June 29, 1994
- ---------------------------
DOUGLAS H. MCCORKINDALE
/s/ Lawrence C. McQuade Director and President June 29, 1994
- ---------------------------
LAWRENCE C. MCQUADE
/s/ Thomas T. Mooney Director June 29, 1994
- ---------------------------
THOMAS T. MOONEY
/s/ Richard A. Redeker Director June 29, 1994
- ---------------------------
RICHARD A. REDEKER
/s/ Louis A. Weil, III Director June 29, 1994
- ---------------------------
LOUIS A. WEIL, III
</TABLE>
C-8
<PAGE>
PRUDENTIAL GLOBAL GENESIS FUND
EXHIBIT INDEX
<TABLE>
<CAPTION>
EXHIBIT NUMBER DESCRIPTION PAGE NUMBER
-------------- ----------- -----------
<C> <S> <C>
1(a) Amended Articles of Incorporation of the --
Registrant, incorporated by reference to Exhibit
No. 1 to the Registration Statement on Form N-1A
filed on July 22, 1987 (File No. 33-15985).
1(b) Amendment to Articles of Incorporation, --
incorporated by reference to Exhibit No. 1(b) to
Post-Effective Amendment No. 2 to the
Registration Statement on Form N-1A filed on July
31, 1989 (File No. 33-15985).
1(c) Amendment to Articles of Incorporation, --
incorporated by reference to Exhibit No. 1(c) to
Post-Effective Amendment No. 4 to the
Registration Statement on Form N-1A filed on
December 28, 1989 (File No. 33-15985).
1(d) Form of Amended and Restated Articles of --
Incorporation, incorporated by reference to
Exhibit No. 1(d) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985).
2(a) By-Laws of the Registrant, as amended, --
incorporated by reference to Exhibit No. 2 to
Pre-effective Amendment No. 1 to the Registration
Statement on Form N-1A filed on October 13, 1987
(File No. 33-15985).
2(b) Amendment to By-Laws, incorporated by reference --
to Exhibit No. 2(b) to Post-Effective Amendment
No. 2 to the Registration Statement on Form N-1A
filed on July 31, 1989 (File No. 33-15985).
2(c) Form of Restated By-Laws, incorporated by --
reference to Exhibit No. 2(c) to Post-Effective
Amendment No. 9 to the Registration Statement on
Form N-1A filed via EDGAR on May 9, 1994 (File
No. 33-15985).
4(a) Specimen certificate for shares of common stock, --
$.01 par value, of the Registrant, incorporated
by reference to Exhibit No. 4 to Post-Effective
Amendment No. 1 to the Registration Statement on
Form N-1A filed on July 28, 1988 (File No. 33-
15985).
4(b) Specimen certificate for Class A shares of common --
stock, $.01 par value, of the Registrant,
incorporated by reference to Exhibit No. 4(b) to
Post-Effective Amendment No. 5 to the
Registration Statement on Form N-1A filed on
September 28, 1990 (File No. 33-15985).
5(a) Management Agreement between the Registrant and --
Prudential Mutual Fund Management, Inc.,
incorporated by reference to Exhibit No. 5(a) to
Post-Effective Amendment No. 4 to the
Registration Statement on Form N-1A filed on
December 28, 1989 (File No. 33-15985).
5(b) Subadvisory Agreement between Prudential Mutual --
Fund Management, Inc. and The Prudential
Investment Corporation, incorporated by reference
to Exhibit No. 5(b) to Post-Effective Amendment
No. 4 to the Registration Statement on Form N-1A
filed on December 28, 1989 (File No. 33-15985).
6(a) Distribution Agreement (Class A Shares) between --
the Fund and Prudential Mutual Fund Distributors,
Inc., incorporated by reference to Exhibit No.
6(a) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
6(b) Distribution Agreement (Class B Shares) between --
the Fund and Prudential Securities Incorporated,
incorporated by reference to Exhibit No. 6(b) to
Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
6(c) Form of Distribution and Service Agreement for --
Class A shares, incorporated by reference to
Exhibit No. 6(c) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985).
6(d) Form of Distribution and Service Agreement for --
Class B shares, incorporated by reference to
Exhibit No. 6(d) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985).
6(e) Form of Distribution and Service Agreement for --
Class C shares, incorporated by reference to
Exhibit No. 6(e) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985).
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
EXHIBIT NUMBER DESCRIPTION PAGE NUMBER
-------------- ----------- -----------
<C> <S> <C>
8 Custodian Contract between the Registrant and --
State Street Bank and Trust Company, incorporated
by reference to Exhibit No. 8 to Post-Effective
Amendment No. 2 to the Registration Statement on
Form N-1A filed on July 31, 1989 (File No. 33-
15985).
9 Transfer Agency and Service Agreement between the --
Registrant and Prudential Mutual Fund Services,
Inc., incorporated by reference to Exhibit No. 9
to Post-Effective Amendment No. 2 to the
Registration Statement on Form N-1A filed on July
31, 1989 (File No. 33-15985).
10 Opinion of Counsel, incorporated by reference to --
Exhibit No. 10 to Pre-Effective Amendment No. 1
to the Registration Statement on Form N-1A filed
on October 13, 1987 (File No. 33-15985).
11 Consent of Independent Accountants.*
13 Purchase Agreement, incorporated by reference to --
Exhibit No. 13 to Pre-Effective Amendment No. 1
to the Registration Statement on Form N-1A filed
on October 13, 1987 (File No. 33-15985).
15(a) Distribution and Service Plan pursuant to Rule --
12b-1 under the Investment Company Act of 1940
(Class A Shares), incorporated by reference to
Exhibit No. 15(a) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985).
15(b) Distribution and Service Plan pursuant to Rule --
12b-1 under the Investment Company Act of 1940
(Class B Shares), incorporated by reference to
Exhibit No. 15(b) to Post-Effective Amendment No.
9 to the Registration Statement on Form N-1A
filed via EDGAR on May 9, 1994 (File No. 33-
15985)
15(c) Form of Distribution and Service Plan for Class A --
shares, incorporated by reference to Exhibit No.
15(c) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
15(d) Form of Distribution and Service Plan for Class B --
shares, incorporated by reference to Exhibit No.
15(d) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
15(e) Form of Distribution and Service Plan for Class C --
shares, incorporated by reference to Exhibit No.
15(e) to Post-Effective Amendment No. 9 to the
Registration Statement on Form N-1A filed via
EDGAR on May 9, 1994 (File No. 33-15985).
16(a) Schedule of Computation of Performance Quotations --
for Class B shares, incorporated by reference to
Exhibit No. 16 to Post-Effective Amendment No. 2
to the Registration Statement on Form N-1A (File
No. 33-15985) filed on July 31, 1989.
16(b) Schedule of Computation of Performance Quotations --
for Class A shares, incorporated by reference to
Exhibit No. 16(b) to Post-Effective Amendment No.
5 to the Registration Statement on Form N-1A
(File No. 33-15985) filed on September 28, 1990
</TABLE>
Other Exhibits:
Powers of Attorney for:
Edward D. Beach
Donald D. Lennox
Douglas H. McCorkindale
Lawrence C. McQuade
Thomas T. Mooney
Louis A. Weil, III
Executed copies filed under Other Exhibits to Post-Effective Amendment No. 3
to the Registration Statement on Form N-1A (File No. 33-15985) filed on
November 3, 1989.
- ---------
* Filed herewith.
<PAGE>
EXHIBIT 99.11
CONSENT OF INDEPENDENT ACCOUNTANTS
We hereby consent to the use in the Statement of Additional Information and
the incorporation by reference in the Prospectus in Post-Effective Amendment
No. 9 to the registration statement on Form N-1A ("Post-Effective Amendment
No. 9"), which are incorporated by reference in this Post-Effective Amendment
No. 10 to the registration statement on Form N-1A (the "Registration
Statement"), of our report dated July 8, 1993, relating to the May 31, 1993
financial statements and financial highlights (hereafter referred to as
"financial statements") of Prudential Global Genesis Fund (the "Fund"), which
appears in such Fund's Statement of Additional Information in Post-Effective
Amendment No. 9. We also consent to the incorporation by reference in the
Registration Statement of the reference to us under the heading "Custodian and
Transfer and Dividend Disbursing Agent and Independent Accountants" in the
Statement of Additional Information and to the reference to us under the
heading "Financial Highlights" in the Prospectus in Post-Effective Amendment
No. 9.
PRICE WATERHOUSE
1177 Avenue of the Americas
New York, New York 10036
June 29, 1994
