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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13f Cover Page
Report for the Calendar Year or Quarter Ended December 31, 1999
If amended report check here: |_| Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding
entries.
Cramer Rosenthal McGlynn, LLC
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
707 Westchester Avenue White Plains NY 10604
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 28-06009
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Michael Marrone Vice President 212-415-0474
- --------------------------------------------------------------------------------
Name (Title) (Phone)
/s/ MICHAEL MARRONE
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York, NY 3-14-00
------------------------------------------
(Place and Date of Signing)
Report Type:
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: _____________
Form 13F Information Table Entry Total: _____________
Form 13F Information Table Value Total: $____________
(thousands)
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
13F File No.: Name: 13F File No.: Name:
------------- --------------------- ------------- ---------------------
1. 28-06009 6.
------------- --------------------- ------------- ---------------------
2. 7.
------------- --------------------- ------------- ---------------------
3. 8.
------------- --------------------- ------------- ---------------------
4. 9.
------------- --------------------- ------------- ---------------------
5. 10.
------------- --------------------- ------------- ---------------------
<PAGE>
<TABLE>
<CAPTION>
PAGE 1
CRAMER ROSENTHAL MCGLYNN, LLC.
DISCRETIONARY OWNERSHIP FOR 13F
AS OF DATE: 12/31/99
- ------------------------------------------------------------------------------------------------------------------------------------
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
FAIR INVESTMENT DISCRETION VOTING AUTHORITY
TITLE MARKET SHARES OF SHARED
NAME OF ISSUER OF CUSIP VALUE PRINCIPAL SOLE SHARED OTHER MANA- SOLE SHARED NONE
CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) GERS (A) (B) (C)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ACUSON CORP COM COMMON 005113105 4,572,750 364,000 X X 364,000 0 0
ADVO INC COM COMMON 007585102 874,000 36,800 X 36,800 0 0
AETNA INC. COMMON 008117103 1,105,088 19,800 X 19,800 0 0
ALBERTA ENERGY LTD CO COMMON 012873105 32,577,525 1,040,400 X 1,038,600 1,800 0
ALCOA INC COM COMMON 013817101 481,400 5,800 X 5,800 0 0
ALLEN TELECOM INC COM COMMON 018091108 4,104,687 355,000 X 352,800 2,200 0
ALLMERICA FINL CORP COMMON 019754100 22,380,663 402,349 X 401,749 600 0
AMERADA HESS CORP. COMMON 023551104 32,617,800 574,763 X 571,663 3,100 0
AMERICAN HOME PRODUCT COMMON 026609107 851,725 21,700 X 21,700 0 0
AMERICAN INT'L GROUP COMMON 026874107 1,534,618 14,193 X 14,193 0 0
AMERICREDIT CORP. COMMON 03060R101 25,631,750 1,385,500 X X 1,385,500 0 0
APP FIN VI MAURITIUS CONVERT 00202NAA3 111,037 630,000 X 630,000 0 0
APPLIED PWR INC CL A COMMON 038225108 67,597,288 1,839,382 X 1,831,482 7,900 0
ARCH CHEMICALS INC CO COMMON 03937R102 13,311,016 635,750 X X 635,750 0 0
ASSET ALLIANCE PREFER COMMON AAPMTLLCZ 900,993 900,993 X 0 900,993 0
ASSOCIATES FIRST CAPI COMMON 046008108 521,312 19,000 X 19,000 0 0
AT HOME CORP COMMON 045919107 9,070,078 211,547 X 166,166 45,381 0
AT HOME CORP - FIXED COMMON IMLGBC123 885,339 28,980 X 0 28,980 0
AT HOME CORP - FOR KI COMMON IMALKIDS1 357,178 28,980 X 0 28,980 0
AT HOME FKA IMALL PRE PRIVATE BLANK BLA 6,841,006 159,557 X 136,557 23,000 0
AT HOME FKA IMALL RES PRIVATE 400000ZZZ 4,749,178 110,768 X 62,468 48,300 0
ATS MEDICAL INC. COMMON 002083103 149,375 10,000 X 10,000 0 0
AT&T CORP. COMMON 001957109 1,560,401 30,709 X 30,709 0 0
AUTOMATIC DATA PROCES COMMON 053015103 565,688 10,500 X 10,500 0 0
BAKER J INC COM COMMON 057232100 1,285,800 214,300 X 214,300 0 0
BANK OF AMERICA COMMON 060505104 777,906 15,500 X 15,500 0 0
BANK PLUS CORP CL A N COMMON 064446107 862,500 300,000 X 300,000 0 0
BARD C R INC COM COMMON 067383109 498,200 9,400 X 9,400 0 0
BAY VIEW CAP CORP DEL COMMON 07262L101 11,402,494 803,700 X X 803,700 0 0
BEAR STEARNS COS INC COMMON 073902108 9,034,400 211,331 X 211,331 0 0
BELL ATLANTIC CORP. COMMON 077853109 1,253,043 20,354 X 20,354 0 0
BELL & HOWELL CO COM COMMON 077852101 10,339,062 325,000 X X 325,000 0 0
BERGEN BRUNSWIG CORP COMMON 083739102 30,078,158 3,618,425 X 3,598,445 19,980 0
BERKSHIRE HATHAWAY IN COMMON 084670207 217,770 119 X 119 0 0
BERKSHIRE HATHAWAY IN COMMON 084670108 280,500 5 X 5 0 0
BEVERLY ENTERPRISES I COMMON 087851309 78,750 18,000 X 0 18,000 0
BLOCK H & R INC COM COMMON 093671105 26,180,000 598,400 X 594,500 3,900 0
BNC MTG INC COM COMMON 05561Y105 162,500 25,000 X 0 25,000 0
BOEING CO. COM COMMON 097023105 530,400 12,800 X 12,800 0 0
BORG WARNER AUTOMOTIV COMMON 099724106 20,974,626 517,892 X 516,692 1,200 0
BOTTOMLINE TECHNOLOGI COMMON 101388106 216,000 6,000 X 6,000 0 0
BOUYGUES OFFSHORE ADR COMMON 102112109 183,750 10,000 X 10,000 0 0
BP AMOCO ADS COMMON 055622104 313,882 5,292 X 5,292 0 0
BRISTOL MYERS SQUIBB COMMON 110122108 399,888 6,230 X 6,230 0 0
BROADWING INC. COMMON 111620100 56,106,935 1,521,544 X 1,512,944 8,600 0
BURNS INTERNATIONAL S COMMON 122374101 10,946,575 1,012,400 X X 1,012,400 0 0
CABLETRON SYS INC COM COMMON 126920107 25,755,184 990,584 X 981,884 8,700 0
CALL NET ENTERPRISES COMMON 130910201 388,000 80,000 X 0 80,000 0
CANADIAN NATL RY CO C COMMON 136375102 3,540,400 133,600 X 133,600 0 0
CASDIN LIFE SCIENCES COMMON SCIENCES 4,313,545 4,313,545 X 0 4,313,545 0
CASELLA WASTE SYS INC COMMON 147448104 13,941,736 738,635 X X 738,635 0 0
CASH AMERICA INTERNAT COMMON 14754D100 871,650 89,400 X 89,400 0 0
CBS CORP. COMMON 12490K107 888,731 13,900 X X 13,900 0 0
CENDANT CORPORATION COMMON 151313103 12,008,906 452,100 X 450,100 2,000 0
CENTRAL GARDEN & PET COMMON 153527106 9,081,238 875,300 X X 875,300 0 0
CENTURYTEL, INC COMMON 156700106 1,064,848 22,477 X 0 22,477 0
CERIDIAN CORP COM COMMON 15677T106 724,500 33,600 X 33,600 0 0
CHAMPION INT'L CORP. COMMON 158525105 371,625 6,000 X 6,000 0 0
CHARTER MUNICIPAL MTG COMMON 160908109 387,750 33,000 X 25,000 8,000 0
CHARTER ONE FINANCIAL COMMON 160903100 529,648 27,694 X 14,582 13,112 0
CHASE MANHATTAN CORP. COMMON 16161A108 1,674,865 21,559 X 21,559 0 0
CHOICEPOINT INC COMMON 170388102 34,018,525 822,200 X X 822,200 0 0
CHUBB CORP COM COMMON 171232101 213,987 3,800 X 200 3,600 0
CISCO SYS INC COM COMMON 17275R102 2,528,150 23,600 X 23,600 0 0
CIT GROUP INC CL A COMMON 125577106 25,206,413 1,193,203 X 1,191,103 2,100 0
CITIGROUP INC. COMMON 172967101 4,790,517 86,025 X 86,025 0 0
CLEMENTE GLOBAL GRWTH MUTUAL 185569100 142,500 10,000 X 0 10,000 0
CNA FINL CORP COM COMMON 126117100 311,500 8,000 X 8,000 0 0
COASTAL CORP. COMMON 190441105 11,136,908 314,269 X 309,369 4,900 0
COBY SANDLER (ISRAEL) COMMON SANDLER99 900,000 500,000 X 0 500,000 0
COCA COLA CO. COMMON 191216100 760,163 13,050 X 13,050 0 0
COLUMBIA ENERGY GROUP COMMON 197648108 50,098,174 792,066 X 788,866 3,200 0
COMCAST COMMON 200300200 12,795,902 253,071 X 253,071 0 0
COMDISCO INC COM COMMON 200336105 45,193,786 1,213,256 X 1,202,056 11,200 0
COMMUNICATION INTELLI COMMON GBCCICI12 350,000 400,000 X 0 400,000 0
COMMUNICATION INTELLI COMMON COMMKIDS1 2,950,005 400,001 X 0 400,001 0
COMMUNITY FIRST BANKS COMMON 203902101 5,184,900 329,200 X X 329,200 0 0
COMPAQ COMPUTER CORP. COMMON 204493100 1,082,500 40,000 X 40,000 0 0
COMPUTER HORIZONS COR COMMON 205908106 1,521,625 94,000 X 94,000 0 0
CONMED CORP COM COMMON 207410101 9,560,812 369,500 X X 369,500 0 0
CONOCO INC CLASS B COMMON 208251405 4,878,535 196,122 X 196,122 0 0
CONSOLIDATED STORES C COMMON 210149100 39,206,554 2,412,711 X 2,397,611 15,100 0
CONVERGYS CORP COMMON 212485106 57,158,346 1,858,808 X 1,848,308 10,500 0
CYPRESS SEMICONDUCTOR COMMON 232806109 8,323,613 257,100 X 257,100 0 0
D R HORTON INC COM COMMON 23331A109 2,556,694 185,100 X X 185,100 0 0
DAIMLERCHRYSLER AG OR COMMON D1668R123 593,190 7,605 X 7,605 0 0
DAISYTEK INTERNATIONA COMMON 234053106 283,666 12,168 X 12,168 0 0
DEERE & CO COMMON 244199105 741,713 17,100 X 17,100 0 0
DIAMOND OFFSHORE DRIL COMMON 25271C102 3,618,600 118,400 X 118,400 0 0
DII GROUP INC COM COMMON 232949107 4,527,806 63,800 X 63,800 0 0
DIME BANCORP INC NEW COMMON 25429Q102 23,411,987 1,547,900 X 1,545,800 2,100 0
DOW CHEMICAL CO. COMMON 260543103 855,200 6,400 X 6,400 0 0
DRS TECHNOLOGIES WARR OPTIONS DRSWARRAN 0 43,750 X 6,250 37,500 0
DU PONT COMMON 263534109 399,861 6,070 X 6,070 0 0
E M C CORP MASS COM COMMON 268648102 1,332,850 12,200 X 12,200 0 0
EAST WEST BANCORP INC COMMON 27579R104 1,200,938 105,000 X 0 105,000 0
EDISON CONTROL CORP. COMMON 280883109 500,550 85,200 X 23,200 62,000 0
ELECTRONICS FOR IMAGI COMMON 286082102 21,814,313 375,300 X 374,800 500 0
EMANON PARTNERS COMMON 16701GBC5 1,535,547 900,000 X 0 900,000 0
EMCOR GROUP INC COM COMMON 29084Q100 5,358,200 293,600 X X 293,600 0 0
EMERSON ELEC CO COM COMMON 291011104 344,250 6,000 X 6,000 0 0
ENRON CORP. COMMON 293561106 7,244,352 163,253 X 113,253 50,000 0
ENTERGY CORP NEW COM COMMON 29364G103 790,525 30,700 X 23,600 7,100 0
EVEREST REINS HLDGS I COMMON 299808105 61,827,982 2,771,002 X X 2,759,602 11,400 0
EXCEL LEGACY COMMON 300665106 248,481 75,013 X 1,796 73,217 0
EXXON MOBIL CORPORATI COMMON 30231G102 5,682,234 70,532 X 70,532 0 0
F5 NETWORKS INC COM COMMON 315616102 228,000 2,000 X 2,000 0 0
FEDERAL NATL MTG ASSN COMMON 313586109 458,916 7,350 X 7,350 0 0
FINALCO GROUP COMMON 317347102 300 30,000 X 30,000 0 0
FIRST DATA CORP COM COMMON 319963104 7,611,384 154,350 X 154,350 0 0
FIRST FINANCIAL FUND COMMON 320228109 385,605 50,160 X 0 50,160 0
FIRST HEALTH GROUP CO COMMON 320960107 13,593,375 505,800 X X 505,800 0 0
FIRST INDL RLTY TR IN COMMON 32054K103 345,712 12,600 X 12,600 0 0
FISERV INC COM COMMON 337738108 30,753,444 802,700 X 801,900 800 0
FORTUNE BRANDS INC COMMON 349631101 49,226,922 1,488,905 X 1,482,005 6,900 0
FUTURE LINK DIST II W OPTIONS FUTUREWAR 171,019 19,545 X 0 19,545 0
FUTURELINK CORP COM N COMMON 36114Q208 4,766,554 183,329 X 0 183,329 0
GALILEO INTERNATIONAL COMMON 363547100 236,506 7,900 X 0 7,900 0
GANNETT INC COM COMMON 364730101 407,812 5,000 X 5,000 0 0
GENERAL CIGAR HOLDING COMMON 36933P100 184,762 22,227 X 22,227 0 0
GENERAL DYNAMICS CORP COMMON 369550108 263,750 5,000 X 5,000 0 0
GENERAL ELECTRIC CO. COMMON 369604103 10,074,070 65,099 X 65,083 16 0
GENERAL INSTRUMENT COMMON 370120107 4,262,750 50,150 X 50,150 0 0
GENERAL MOTORS CORP. COMMON 370442105 6,789,739 93,410 X 93,410 0 0
GIANT STUDIOS, INC WA OPTIONS GIANT1234 0 100,000 X 0 100,000 0
GLENAYRE CALL OPTION@ OPTION 1234GEMS8 950,461 946 X 946 0 0
GLENAYRE CALL OPTION@ OPTION 1234GEMS9 609,231 608 X 608 0 0
GLENAYRE OPTIONS @35. OPTIONS 670191ZZZ 0 37,500 X 0 37,500 0
GLENAYRE TECH FIXED @ COMMON GEMS3GBC1 3,079,788 513,298 X 0 513,298 0
GLENAYRE TECH KIDS (A COMMON GBCGEMS12 2,726,906 513,300 X 0 513,300 0
GLENAYRE TECHNOLOGIES COMMON GLENAYRE3 3,762,277 332,577 X 45,875 286,702 0
GLENAYRE TECHNOLOGIES PRIVATE 377899109 21,877,832 1,933,952 X 1,933,952 0 0
GOLDEN STATE BANCORP COMMON 381197102 2,493,488 144,550 X 142,250 2,300 0
GOODRICH B F CO COM COMMON 382388106 35,755,720 1,300,208 X 1,297,832 2,376 0
GRAND UN CO COM PAR $ COMMON 386532402 3,241,013 320,100 X 320,100 0 0
GTE CORP. COMMON 362320103 8,195,834 116,150 X 116,150 0 0
GUIDANT CORP. COMMON 401698105 652,736 13,888 X 13,888 0 0
GULF CANADA RESOURCES COMMON 40218L305 1,510,650 447,600 X 447,600 0 0
HALLIBURTON CO COM COMMON 406216101 712,425 17,700 X 17,700 0 0
HANNAFORD BROTHERS CO COMMON 410550107 277,250 4,000 X 4,000 0 0
HARCOURT GENERAL INC COMMON 41163G101 241,500 6,000 X 6,000 0 0
HARTFORD FINANCIAL SE COMMON 416515104 249,950 5,276 X 5,276 0 0
HELMERICH & PAYNE INC COMMON 423452101 11,283,900 518,800 X 518,800 0 0
HEWLETT PACKARD CO CO COMMON 428236103 1,751,750 15,400 X 15,400 0 0
HOME DEPOT INC COM COMMON 437076102 1,639,688 23,850 X 23,850 0 0
HOMESTAKE MINING COMP COMMON 437614100 156,250 20,000 X 20,000 0 0
HUMANA INC COM COMMON 444859102 15,326,181 1,871,900 X 1,868,900 3,000 0
ICARUS PARTNERS LP COMMON 46000GBC0 1,198,452 1,000,000 X 0 1,000,000 0
ICN PHARMACEUTICAL IN COMMON 448924100 213,688 8,442 X 8,442 0 0
ILLINOVA CORP COM COMMON 452317100 52,481,848 1,510,269 X 1,495,769 14,500 0
IMPERIAL BANCORP COM COMMON 452556103 14,733,138 659,556 X X 653,076 6,480 0
INFINITY BROADCASTING COMMON 45662S102 220,744 6,100 X 6,100 0 0
INGERSOLL RAND CO. COMMON 456866102 10,580,259 192,150 X 192,150 0 0
INTEGRATED DEVICE TEC COMMON 458118106 15,915,200 548,800 X 548,800 0 0
INTEL CORP COM COMMON 458140100 2,310,841 28,074 X 28,050 24 0
INTERNATIONAL BUSINES COMMON 459200101 9,671,210 89,652 X 89,630 22 0
INTERNATIONAL HOME FO COMMON 459655106 7,188,037 413,700 X X 413,700 0 0
INTERNET CAPITAL GROU COMMON 46059C106 340,000 2,000 X 2,000 0 0
INTERTAN INC COM COMMON 461120107 3,984,063 228,750 X X 228,750 0 0
IRON MOUNTAIN INC. COMMON 46284P104 220,150 5,600 X 0 5,600 0
JDS UNIPHASE COM COMMON 46612J101 387,150 2,400 X 2,400 0 0
JEFFERSON PILOT CORP. COMMON 475070108 1,377,217 20,179 X 20,179 0 0
JOHN HANCOCK BANK & T COMMON 409735107 41,985,143 4,976,017 X 4,969,417 6,600 0
JOHNS MANVILLE CORP COMMON 478129109 27,477,809 1,971,502 X 1,971,502 0 0
JOHNSON & JOHNSON COMMON 478160104 6,696,749 71,815 X 71,815 0 0
JONES APPAREL GROUP I COMMON 480074103 2,688,088 99,100 X 99,100 0 0
K MART CORP. COMMON 482584109 36,598,651 3,637,133 X 3,613,033 24,100 0
KANSAS CITY SOUTHERN COMMON 485170104 33,618,562 450,500 X 446,900 3,600 0
KAUFMAN & BROAD HOME COMMON 486168107 241,875 10,000 X 10,000 0 0
KEEBLER FOODS CO. COMMON 487256109 37,639,688 1,338,300 X 1,326,300 12,000 0
KEYSPAN CORP COMMON 49337W100 320,502 13,822 X 13,822 0 0
KFX INC COM COMMON 48245L107 16,875 10,000 X 10,000 0 0
KINDER MORGAN COMMON 49455P101 36,733,983 1,819,640 X 1,802,140 17,500 0
KINDER MORGAN EGY PTN COMMON 494550106 2,697,581 65,100 X 65,100 0 0
KONINKLIJKE PHILIPS E COMMON 500472204 1,593,000 11,800 X 11,800 0 0
KROGER CO COM COMMON 501044101 6,411,951 339,706 X 339,706 0 0
L3 COMM COMMON 502424104 507,825 12,200 X 5,000 7,200 0
LGS GROUP INC CL A SU COMMON 50186E100 81,875 10,000 X 10,000 0 0
LIBERTE INVS INC COM COMMON 530154103 343,750 100,000 X 100,000 0 0
LILLY ELI & CO. COMMON 532457108 522,690 7,860 X 7,860 0 0
LOCAL FINL COMMON 539553107 3,500,525 337,400 X 292,400 45,000 0
LOCKHEED MARTIN CORP. COMMON 539830109 231,481 10,582 X 10,582 0 0
LOEWS CINEPLEX ENTMT COMMON 540423100 5,980,163 1,017,900 X X 1,017,900 0 0
LONE REDWOOD, LTD. COMMON REDWOOD99 2,024,742 2,024,742 X 0 2,024,742 0
LUCENT TECHNOLOGIES I COMMON 549463107 1,192,350 15,898 X 15,898 0 0
MANOR CARE INC COMMON 564055101 29,603,488 1,850,218 X 1,846,718 3,500 0
MARSH & MCLENNAN COS COMMON 571748102 1,588,413 16,600 X 16,600 0 0
MASCO CORP. COMMON 574599106 1,164,713 45,900 X 45,900 0 0
MASCOTECH INC COMMON 574670105 34,188,714 2,694,677 X X 2,674,077 20,600 0
MAXIM GROUP INC COMMON 57772J104 6,826,250 1,270,000 X X 1,270,000 0 0
MBIA INC. COMMON 55262C100 1,286,513 24,360 X 24,360 0 0
MCDONALDS CORP COMMON 580135101 292,266 7,250 X 7,250 0 0
MCI WORLDCOM COMMON 55268B106 5,345,649 100,743 X 100,743 0 0
MCKESSON HBOC INC COM COMMON 58155Q103 756,000 33,600 X 33,600 0 0
MCNAUGHTON APPAREL GR COMMON 582524104 1,020,075 140,700 X 140,700 0 0
MEDIAONE GROUP INC CO COMMON 58440J104 9,385,873 122,192 X 122,192 0 0
MERCER INT'L INC. SH. COMMON 588056101 1,462,425 316,200 X 316,200 0 0
MERCK & CO. INC. COMMON 589331107 8,388,628 124,854 X 124,854 0 0
METAMOR WORLDWIDE INC COMMON 59133P100 7,371,537 253,100 X X 253,100 0 0
MICROCAP LIQUIDATING COMMON 59501M101 31,725 84,600 X 84,600 0 0
MICROCAP LIQUIDATING COMMON 59501M101 131,042 349,446 X 0 349,446 0
MICROGRAFX INC COM COMMON 595077108 318,500 72,800 X 72,800 0 0
MICROSOFT CORP. COMMON 594918104 2,991,018 25,619 X 25,535 84 0
MINERALS TECHNOLOGIES COMMON 603158106 252,394 6,300 X 0 6,300 0
MINNESOTA MNG & MFG C COMMON 604059105 880,875 9,000 X 9,000 0 0
MONTANA POWER CO COMMON 612085100 58,107,073 1,611,288 X 1,601,988 9,300 0
MORGANS FOODS INC COM COMMON 616900205 384,767 146,578 X 77,412 69,166 0
MORGAN, J.P. & CO. IN COMMON 616880100 1,786,172 14,106 X 14,106 0 0
MOTHERNATURE COM INC COMMON 61978K105 379,519 51,900 X 51,900 0 0
MOTOROLA INC. COMMON 620076109 1,208,923 8,210 X 8,210 0 0
MULTIMEDIA GAMES INC COMMON 625453105 21,562 10,000 X 0 10,000 0
MUNIVEST NY INSURED PREFERR 62629N209 425,000 17 X 17 0 0
NABISCO GROUP HOLDING COMMON 62952P102 5,658,875 532,600 X 532,600 0 0
NAVISTAR INTL CORP NE COMMON 63934E108 202,100 4,300 X 4,300 0 0
NCR CORP NEW COM COMMON 62886E108 227,250 6,000 X 6,000 0 0
NETRIX CORP COM COMMON 641148101 149,375 10,000 X 10,000 0 0
NEW PLAN EXCEL REALTY COMMON 648053106 2,142,910 135,520 X 47,662 87,858 0
NEWMONT MINING CORP C COMMON 651639106 352,800 14,400 X 14,400 0 0
NEWS CORP LTD SPON AD COMMON 652487802 4,022,531 120,300 X 120,300 0 0
NEXTHEALTH, INC. COMMON 65333G105 253,594 162,300 X 0 162,300 0
NIAGARA MOHAWK HLDGS COMMON 653520106 28,339,871 2,033,354 X 2,030,554 2,800 0
NOBLE DRILLING CORP C COMMON 655042109 278,375 8,500 X 8,500 0 0
NOKIA CORP ADR SPONSO COMMON 654902204 448,997 2,350 X 2,350 0 0
NORDSTROM, INC. COMMON 655664100 768,325 29,200 X 29,200 0 0
NORTH FORK BANCORP IN COMMON 659424105 353,546 20,348 X 20,348 0 0
NORTHROP GRUMMAN CORP COMMON 666807102 437,906 8,100 X 5,000 3,100 0
NOVELL INC COMMON 670006105 1,409,794 35,300 X 35,300 0 0
NUEVO ENERGY CO COM COMMON 670509108 16,775,625 894,700 X X 894,700 0 0
OAK TECHNOLOGY INC CO COMMON 671802106 24,048,637 2,548,200 X X 2,518,200 30,000 0
ODS NETWORKS INC COM COMMON 67082N109 1,391,094 153,500 X 153,500 0 0
OEA INC COM COMMON 670826106 2,756,812 565,500 X X 565,500 0 0
OPTI INC COM COMMON 683960108 4,780,719 899,900 X X 689,900 210,000 0
ORACLE CORP COM COMMON 68389X105 1,445,606 25,800 X 25,800 0 0
ORTHOLOGIC INC. COMMON 68750J107 2,913,819 1,137,100 X 837,100 300,000 0
PACTIV CORP COMMON 695257105 26,219,387 2,467,707 X 2,463,807 3,900 0
PALL CORP COM COMMON 696429307 53,634,735 2,487,408 X 2,474,108 13,300 0
PE BIOSYSTEMS GROUP C COMMON 69332S102 2,259,830 37,566 X 37,566 0 0
PECO ENERGY CO COM COMMON 693304107 236,300 6,800 X 0 6,800 0
PEOPLES HERITAGE FIN' COMMON 711147108 1,239,890 82,316 X 50,646 31,670 0
PEPSICO INC. COMMON 713448108 726,150 20,600 X 20,600 0 0
PETRO QUEST ENERGY IN OPTIONS PETROWAR7 332,261 862,500 X 592,500 270,000 0
PETRO QUEST ENERGY, I PRIVATE PETRO1237 2,061,914 1,725,000 X 1,185,000 540,000 0
PETSMART INC 6.750% 1 CONVERT 716768AB2 321,036 400,000 X 0 400,000 0
PETSMART INC. COMMON 716768106 460,000 80,000 X 0 80,000 0
PHARMACIA & UPJOHN IN COMMON 716941109 1,089,000 24,200 X 24,200 0 0
PHELPS DODGE CORP COM COMMON 717265102 424,462 6,300 X 6,300 0 0
PHILIP MORRIS CO. COMMON 718154107 781,632 33,984 X 33,984 0 0
PIONEER GROUP INC COM COMMON 723684106 3,005,100 190,800 X X 190,800 0 0
PITNEY BOWES INC. COMMON 724479100 396,162 8,200 X 4,000 4,200 0
PLAYTEX PRODS INC COM COMMON 72813P100 16,120,687 1,048,500 X X 1,048,500 0 0
PLUM CREEK TIMBER CO COMMON 729251108 4,239,416 169,577 X 169,577 0 0
POLO RALPH LAUREN COR COMMON 731572103 302,006 17,700 X 9,400 8,300 0
PPG INDUSTRIES INC CO COMMON 693506107 700,700 11,200 X 11,200 0 0
PRIMARK CORP COM COMMON 741903108 1,869,000 67,200 X X 67,200 0 0
PRIME HOSPITALITY COR COMMON 741917108 14,737,144 1,672,300 X X 1,672,300 0 0
PROCTER & GAMBLE CO. COMMON 742718109 997,019 9,100 X 9,100 0 0
PROXYMED INC COM COMMON 744290107 3,538,275 362,900 X 123,900 239,000 0
PROXYMED WRNTS @10.00 OPTIONS PROXYMED3 605,875 100,234 X 71,900 28,334 0
PSINET INC COM COMMON 74437C101 24,823,500 804,000 X 803,000 1,000 0
QUADRAMED CORP COM COMMON 74730W101 7,591,416 870,700 X X 870,700 0 0
QUANTUM CORP - DLT & COMMON 747906204 27,447,731 1,814,726 X 1,805,426 9,300 0
QUIKSILVER INC COM COMMON 74838C106 9,524,750 614,500 X X 614,500 0 0
R H DONNELLEY CORP CO COMMON 74955W307 21,209,837 1,123,700 X X 1,123,700 0 0
RAIL AMERICA WRNTS @1 OPTIONS RAIL1239W 347,006 111,750 X 92,250 19,500 0
RAILAMERICA INC COM COMMON 750753105 5,221,413 609,800 X X 609,800 0 0
RAILAMERICA JR CONV S PRIVATE RAILAM999 3,086,535 3,725,000 X 3,075,000 650,000 0
RALSTON PURINA GROUP COMMON 751277302 579,800 20,800 X 20,800 0 0
RAYTHEON CO COMMON 755111309 1,084,306 43,700 X 43,700 0 0
RELIASTAR FINL CORP C COMMON 75952U103 67,226,666 1,715,513 X 1,676,986 38,527 0
REPUBLIC SVCS INC CL COMMON 760759100 80,403,431 5,642,346 X 5,610,746 31,600 0
RF MICRO DEVICES INC COMMON 749941100 332,606 4,860 X 4,860 0 0
RICHMOND CNTY FINL CO COMMON 764556106 12,797,281 708,500 X X 708,500 0 0
RISING STARS, LP FUND COMMON 76759ZZZZ 1,170,300 1,000,000 X 0 1,000,000 0
RITE AID CORP COM COMMON 767754104 33,417,275 3,003,800 X 2,999,200 4,600 0
RIVIERA TOOL CO COM COMMON 769648106 204,600 52,800 X 26,550 26,250 0
ROCKWELL INTL CORP NE COMMON 773903109 277,675 5,800 X 5,800 0 0
ROYAL DUTCH PETROLEUM COMMON 780257804 259,208 4,280 X 4,280 0 0
SAFETY COMPONENTS INC COMMON 786474106 586,775 670,600 X 481,100 189,500 0
SAFETY-KLEEN COMMON 78648R203 20,242,983 1,789,435 X 1,776,735 12,700 0
SAFEWAY INC COM NEW COMMON 786514208 327,970 9,174 X 9,174 0 0
SANTA FE INT'L CORP. COMMON G7805C108 25,531,380 986,720 X 985,120 1,600 0
SANTA FE SNYDER CORP COMMON 80218K105 135,576 16,947 X 16,947 0 0
SBC COMMUNICATIONS IN COMMON 78387G103 1,915,046 39,283 X 39,283 0 0
SCHERING PLOUGH CORP. COMMON 806605101 2,731,069 64,450 X 64,450 0 0
SCHLUMBERGER LTD. COMMON 806857108 1,240,363 22,100 X 22,100 0 0
SEAGATE TECHNOLOGY CO COMMON 811804103 693,781 14,900 X 14,900 0 0
SEALED AIR CORP NEW P PREFERR 81211K209 235,027 4,654 X 4,654 0 0
SHOPKO STORES INC COM COMMON 824911101 33,119,632 1,439,984 X X 1,432,984 7,000 0
SILVERADO FOODS INC. COMMON 828342105 517 33,100 X 33,100 0 0
SNAP ON INC COM COMMON 833034101 4,481,094 168,700 X 164,700 4,000 0
SOVEREIGN BANCORP INC COMMON 845905108 16,558,757 2,221,720 X 2,219,120 2,600 0
SPAR AEROSPACE LTD CO COMMON 846499606 1,474,503 267,500 X 217,500 50,000 0
SPDR TR UNIT SER 1 COMMON 78462F103 778,437 5,300 X 5,300 0 0
SPECTRALINK CORP COM COMMON 847580107 1,294,125 178,500 X 178,500 0 0
SPRINT CORP. COMMON 852061100 1,874,653 27,850 X 27,850 0 0
ST. JUDE MEDICAL CORP COMMON 790849103 1,548,399 50,457 X 50,457 0 0
STARWOOD HOTELS & RES COMMON 85590A203 47,268,323 2,011,418 X 2,004,918 6,500 0
STEINER LEISURE LTD O COMMON P8744Y102 2,670,000 160,000 X X 160,000 0 0
STERLING COMMERCE INC COMMON 859205106 45,388,708 1,334,962 X 1,323,962 11,000 0
STERLING JOHNSON INVE COMMON STERLING1 2,159,753 2,159,753 X 0 2,159,753 0
STORAGE USA COMMON 861907103 648,802 21,448 X 13,727 7,721 0
SUBMICRON SYSTEMS PRO COMMON 864313AA9 0 1,231,568 X 1,231,568 0 0
SUNGARD DATA ABOVE $1 COMMON SUNGBCKID 570,347 88,701 X 0 88,701 0
SUNGARD DATA FIXED @ COMMON SUNGBC123 1,536,301 88,701 X 0 88,701 0
SUNSOURCE INC COM COMMON 867948101 1,847,050 434,600 X 434,600 0 0
SYMANTEC CORP COM COMMON 871503108 33,102,606 564,650 X X 564,650 0 0
SYSCO CORP COM COMMON 871829107 506,400 12,800 X 12,800 0 0
SYSTEMS & COMPUTER TE COMMON 871873105 24,144,250 1,485,800 X X 1,485,800 0 0
TAUBMAN CTRS INC COM COMMON 876664103 107,500 10,000 X 10,000 0 0
TECNOMATIX OPTIONS @ OPTIONS 999TECOPT 207,500 20,000 X 0 20,000 0
TECNOMATIX TECHNOLOGI COMMON M8743P105 1,856,071 64,559 X 0 64,559 0
TEKTRONIX INC. COMMON 879131100 65,299,620 1,679,733 X X 1,677,933 1,800 0
TELEPHONE & DATA SYS COMMON 879433100 7,156,800 56,800 X 56,800 0 0
TENNECO AUTOMOTIVE IN COMMON 880349105 14,911,289 1,601,212 X 1,600,732 480 0
TEREX COMMON 880779103 28,214,951 1,016,755 X X 963,100 53,655 0
TIME WARNER INC COMMON 887315109 376,025 5,200 X 5,200 0 0
TRANS WORLD ENTMT COR COMMON 89336Q100 23,075,850 2,197,700 X X 2,197,700 0 0
TRAVELERS PPTY CAS CO COMMON 893939108 1,907,725 55,700 X 51,600 4,100 0
TRIDENT MICROSYSTEMS COMMON 895919108 13,081,050 1,276,200 X X 1,261,200 15,000 0
TRUE NORTH COMMUNICAT COMMON 897844106 3,834,188 85,800 X 80,400 5,400 0
TYCO INTL LTD NEW COM COMMON 902124106 2,321,007 59,513 X 59,513 0 0
UCAR INTERNATIONAL IN COMMON 90262K109 605,625 34,000 X 34,000 0 0
UNION PACIFIC CORP. COMMON 907818108 310,181 7,100 X 7,100 0 0
UNIONBANCAL CORP COM COMMON 908906100 35,093,104 889,841 X 883,741 6,100 0
UNITED RETAIL GROUP I COMMON 911380103 10,475,025 1,269,700 X X 1,269,700 0 0
UNITED STATIONERS INC COMMON 913004107 662,650 23,200 X 0 23,200 0
UNUMPROVIDENT CORP CO COMMON 91529Y106 303,696 9,472 X 9,472 0 0
VARCO INTL INC COM COMMON 922126107 203,750 20,000 X 20,000 0 0
VAXGEN INC COM NEW COMMON 922390208 240,500 13,000 X 3,000 10,000 0
VENTAS INC COM COMMON 92276F100 26,813,400 6,403,200 X X 6,403,200 0 0
VIACOM INC CL B COMMON 925524308 302,187 5,000 X 5,000 0 0
VIAD CORP. COMMON 92552R109 28,029,678 1,005,549 X 1,004,349 1,200 0
WAL MART STORES INC C COMMON 931142103 1,453,146 21,022 X 21,000 22 0
WALT DISNEY COMPANY COMMON 254687106 6,741,101 230,465 X 230,459 6 0
WARNACO GROUP INC CL COMMON 934390105 12,527,969 1,017,500 X X 1,017,500 0 0
WEBS INDEX FD INC MAL MUTUAL 92923H871 70,625 10,000 X 0 10,000 0
WELLPOINT HEALTH NETW COMMON 94973H108 41,417,652 628,135 X 624,135 4,000 0
WHITMAN CORP NEW COM COMMON 96647R107 17,624,625 1,311,600 X 1,311,600 0 0
WHX CORP COM COMMON 929248102 11,539,800 1,282,200 X X 1,282,200 0 0
WILEY JOHN & SONS INC COMMON 968223206 335,000 20,000 X 20,000 0 0
WILLIAMS COS INC COM COMMON 969457100 284,170 9,298 X 9,298 0 0
XEROX CORP COMMON 984121103 707,850 31,200 X 31,200 0 0
YAHOO INC. COMMON 984332106 6,144,162 28,400 X 9,376 19,024 0
YORK INTL CORP NEW CO COMMON 986670107 219,500 8,000 X 0 8,000 0
ZEBRA TECHNOLOGIES CO COMMON 989207105 5,592,600 95,600 X X 95,600 0 0
=============
TOTAL 3,108,055,603
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