<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D (Amendment)
Under the Securities Exchange Act of 1934
BORDEN CHEMICALS AND
--------------------
PLASTICS LIMITED PARTNERSHIP
----------------------------
(Name of Issuer)
COMMON UNIT
-----------
(Title of Class of Securities)
099541 20 3
-----------
(CUSIP Number)
Albert A. Woodward, Esq.
Maun & Simon, PLC
2000 Midwest Plaza Building West
801 Nicollet Mall
Minneapolis, Minnesota 55402
(612) 904-7400
--------------
(Name, Address and Telephone Number
of Person Authorized to Receive
Notices and Communications)
APRIL 30, 1999
--------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
(Cover page continued on next 21 pages)
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons
(entities only)................................... MARC H. KOZBERG
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e)...........
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power........................ -0-
(8) Shared voting power...................... 125,000
(9) Sole dispositive power................... -0-
(10) Shared dispositive power................ 125,000
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 125,000
- ------------------------------------------------ ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------ ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.3%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-2-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons DR. DEMETRE NICOLOFF
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 75,000
(8) Shared voting power..................... 125,000
(9) Sole dispositive power.................. 75,000
(10) Shared dispositive power................ 125,000
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 200,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.5%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-3-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons G. JAMES SPINNER
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
- -------------------------------------------------- ----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power........................ 50,000
(8) Shared voting power...................... 125,000
(9) Sole dispositive power................... 50,000
(10) Shared dispositive power................ 125,000
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 175,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.5%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-4-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons ROBERT H. PAYMAR
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 100,000
(8) Shared voting power..................... 125,000
(9) Sole dispositive power.................. 100,000
(10) Shared dispositive power................ 125,000
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 225,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.6%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-5-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons STANLEY I. BARENBAUM
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... -0-
(8) Shared voting power..................... 125,000
(9) Sole dispositive power.................. -0-
(10) Shared dispositive power................ 125,000
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 125,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.3%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-6-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons.................... SUMMIT CAPITAL APPRECIATION FUND LP
I.R.S. Identification Nos. of above persons
(entities only)................................... 41-1822728
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e)...........
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power........................ 125,000
(8) Shared voting power...................... -0-
(9) Sole dispositive power................... 125,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 125,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.3%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. PN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-7-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons.................... CURTIS L. CARLSON FOUNDATION
I.R.S. Identification Nos. of above persons
(entities only)................................... 41-6028973
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 71,300
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 71,300
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 71,300
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.2%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-8-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons.................... NAFCO INSURANCE COMPANY LTD. OF BERMUDA
I.R.S. Identification Nos. of above persons
(entities only)................................... 41-1692396
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
(6) Citizenship or place of organization.......... BERMUDA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
- -------------------------------------------------- ----------------------------------------------
(7) Sole voting power....................... 71,400
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 71,400
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 71,400
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.2%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IC
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-9-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF GLEN D. NELSON
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 50,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 50,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 50,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-10-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons CURTIS L. CARLSON OCTAGON TRUST
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 42,300
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 42,300
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 42,300
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-11-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons SCOTT C. GAGE
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
- -------------------------------------------------- ----------------------------------------------
(b)
----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 15,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 15,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 15,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-12-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons RICHARD C. GAGE
(entities only)
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 10,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 10,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 10,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-13-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF DIANA NELSON
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
--------------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 5,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 5,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 5,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-14-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons GEOFFREY C. GAGE
(entities only)
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 5,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 5,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 5,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-15-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons WENDY M. NELSON
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
--------------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 10,000
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 10,000
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 10,000
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-16-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons JENNIFER L. NELSON TRUST
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 7,500
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 7,500
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 7,500
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-17-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons JULIET A. NELSON TRUST
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 7,500
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 7,500
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 7,500
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-18-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF EDWIN C. GAGE
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each reporting person with:
(7) Sole voting power....................... 12,500
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 12,500
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 12,500
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-19-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons REVOCABLE TRUST OF BARBARA C. GAGE
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
--------------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 12,500
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 12,500
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 12,500
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... less than 0.1%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-20-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons.................... BCU INVESTMENTS, L.L.C.
I.R.S. Identification Nos. of above persons
(entities only)................................... 41-1925582
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) WC
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... MINNESOTA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... 695,100
(8) Shared voting power..................... -0-
(9) Sole dispositive power.................. 695,100
(10) Shared dispositive power................ -0-
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by each
reporting person. 695,100
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 1.9%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. OO
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-21-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S> <C>
- -------------------------------------------------- ----------------------------------------------
(1) Names of reporting persons....................
I.R.S. Identification Nos. of above persons NASSER J. KAZEMINY
(entities only)...................................
- -------------------------------------------------- ----------------------------------------------
(2) Check the appropriate box if a member of a
group (see instructions) (a) X
----------------------------------------------
(b)
- -------------------------------------------------- ----------------------------------------------
(3) SEC use only..................................
- -------------------------------------------------- ----------------------------------------------
(4) Source of funds (see instructions) PF
- -------------------------------------------------- ----------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -------------------------------------------------- ----------------------------------------------
(6) Citizenship or place of organization.......... USA
- -------------------------------------------------- ----------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power....................... -0-
(8) Shared voting power..................... 695,100
(9) Sole dispositive power.................. -0-
(10) Shared dispositive power................ 695,100
- -------------------------------------------------- ----------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 695,100
- -------------------------------------------------- ----------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- -------------------------------------------------- ----------------------------------------------
(13) Percent of class represented by amount in
Row (11).......................................... 1.9%
- -------------------------------------------------- ----------------------------------------------
(14) Type of reporting person (see instructions).. IN
- -------------------------------------------------- ----------------------------------------------
</TABLE>
-22-
<PAGE>
INTRODUCTION
The members of this Section 13(d) filing group (the "Holders")
originally filed a Schedule 13D relating to Borden Chemicals and Plastics
Limited Partnership (the "Issuer") on October 28, 1998. The original filing was
amended on November 27, 1998 and December 28, 1998. This filing is the third
amendment to the original Schedule 13D filing.
Cover pages are included only to the extent that a Holder has engaged
in transactions in the voting Common Units of the Issuer since the filing of the
most recent Schedule 13D amendment. The Holders' responses to Items 1, 3, and 6
remain unchanged.
ITEM 2. IDENTITY AND BACKGROUND
John K. Ellingboe and Catherine A. Cella are no longer members of this
Section 13(d) filing group. All other information regarding the Holders in Item
2 of the most recent filing remains accurate.
ITEM 4. PURPOSE OF TRANSACTION.
See Item 3. The Holders have acquired the Common Units of the Issuer
for investment purposes. The Holders specifically reserve the right to purchase
or sell Common Units of the Issuer if they deem it in their best interest, and
to communicate with other Unit holders of the Issuer regarding matters of common
concern as Unit holders of the Issuer. The Holders do not have any plans or
proposals respecting extraordinary corporate transactions effecting the Issuer,
sale of its assets, changes in its management, capitalization, dividend policy,
business or corporate structure, charter or bylaws, or the listing of the
Issuer's securities or similar actions.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Information with respect to the aggregate number, and percentage, of
all outstanding Common Units beneficially owned as of May 7, 1999 by each of the
Holders is set forth below:
-23-
<PAGE>
<TABLE>
<CAPTION>
Percentage of
Name Number of Common Units Outstanding Units
---- ---------------------- -----------------
<S> <C> <C>
Marc H. Kozberg 125,000 * 0.3%
Bruce E. Hendry 1,091,300 3.0%
Dr. Demetre Nicoloff 200,000 * 0.5%
G. James Spinner 125,000 * 0.5%
Robert H. Paymar 225,000 *^ 0.6%
Stanley I. Barenbaum 125,000 * 0.3%
James A. Potter 40,000 0.1%
Summit Capital Appreciation
Fund LP 125,000 0.3%
Curtis L. Carlson Foundation 71,300 0.2%
NAFCO Insurance Company
Ltd. of Bermuda 71,400 0.2%
Revocable Trust of Glen D. Nelson 50,000 0.1%
Curtis L. Carlson Octagon Trust 42,300 0.1%
Scott C. Gage 15,000 less than 0.1%
Richard C. Gage 10,000 less than 0.1%
Revocable Trust of Diana Nelson 5,000 less than 0.1%
Geoffrey C. Gage 5,000 less than 0.1%
Wendy M. Nelson 10,000 less than 0.1%
Jennifer L. Nelson Trust 7,500 less than 0.1%
Juliet A. Nelson Trust 7,500 less than 0.1%
Revocable Trust of Edwin C. Gage 12,500 less than 0.1%
Revocable Trust of Barbara C. Gage 12,500 less than 0.1%
BCU Investments, L.L.C. 695,100 2.2%
Nasser J. Kazeminy 695,100 # 2.2%
</TABLE>
* Includes 125,000 Common Units owned by Summit Capital Appreciation Fund LP.
# Includes 695,100 Common Units owned by BCU Investments, L.L.C.
^ Includes 50,000 Common Units subject to call options at $10.00 per Unit
expiring November 20, 1999.
The Holders' response to Items 7 through 13 of the cover pages of the
statement are incorporated herein by reference.
On March 12, 1999, the Issuer had 36,750,000 Common Units outstanding.
The Holders, as of May 7, 1999, collectively own 2,546,400 Units of the Issuer's
Common Units, constituting approximately 6.9% of all of the outstanding voting
Common Units.
Transactions by the Holders in Common Units of the Issuer since the
most recent filing of a Schedule 13D Amendment are as follows:
-24-
<PAGE>
<TABLE>
<CAPTION>
TYPE OF NUMBER OF PRICE/
NAME DATE TRANSACTION UNITS UNIT
---- ---- ----------- --------- ----
<S> <C> <C> <C> <C>
Marc H. Kozberg 03/29/99 Sell 50,000 7.3834
Dr. Demetre Nicoloff 04/23/99 Sell 30,000 8.5000
Dr. Demetre Nicoloff 04/23/99 Sell 20,000 8 8/15
Dr. Demetre Nicoloff 04/30/99 Sell 25,000 9 1/14
Stanley I. Barenbaum 04/22/99 Sell 50,000 8.3125
Summit Capital* 03/10/99 Sell 10,000 6.1875
Summit Capital* 03/24/99 Sell 10,000 7.1875
Summit Capital* 03/25/99 Sell 30,000 7.3834
Summit Capital* 04/09/99 Sell 10,000 8.0000
Summit Capital* 04/15/99 Sell 20,000 8.2813
Summit Capital* 04/15/99 Sell 20,000 8.0625
Summit Capital* 04/16/99 Sell 10,000 8.4375
Summit Capital* 04/21/99 Sell 50,000 8.1875
Summit Capital* 04/22/99 Sell 40,000 8.3438
Summit Capital* 04/23/99 Sell 4,300 8.8750
Summit Capital* 04/26/99 Sell 45,700 8.5625
Summit Capital* 04/30/99 Sell 25,000 9.0714
Juliet A. Nelson Trust 04/30/99 Sell 7,500 9.0714
Jennifer L. Nelson Trust 04/30/99 Sell 7,500 9.0714
Rev. Trust of GDN** 04/30/99 Sell 50,000 9.0714
Rev. Trust of ECG*** 04/30/99 Sell 12,500 9.0714
Rev. Trust of BCG# 04/30/99 Sell 12,500 9.0714
Rev. Trust of DLN^ 04/30/99 Sell 5,000 9.0714
Wendy M. Nelson 04/30/99 Sell 10,000 9.0714
Geoffrey C. Gage 04/30/99 Sell 5,000 9.0714
Scott C. Gage 04/30/99 Sell 15,000 9.0714
Richard C. Gage 04/30/99 Sell 10,000 9.0714
NAFCO## 04/30/99 Sell 63,600 9.0714
CLC Family Foundation^^ 04/30/99 Sell 63,700 9.0714
CLC Octagon Trust^^^ 04/30/99 Sell 37,700 9.0714
BCU Investments, L.L.C. 05/05/99 Sell 100,000 9.0214
TOTAL (SELL) (850,000)
TOTAL (BUY) -0-
-----
TOTAL (NET) (850,000)
</TABLE>
* Summit Capital Appreciation Fund, LP
** Revocable Trust of Glen D. Nelson
*** Revocable Trust of Edwin C. Gage
# Revocable Trust of Barbara C. Gage
^ Revocable Trust of Diana L. Nelson
## NAFCO Insurance Company Ltd. of Bermuda
^^ Curtis L. Carlson Family Foundation
^^^ Curtis L. Carlson Octagon Trust
-25-
<PAGE>
On April 23, 1999, Robert H. Paymar sold call options to purchase
35,000 Common Units at a weighted average price of $1.2723. On April 30, 1999,
Mr. Paymar sold call options to purchase 15,000 Common Units at a weighted
average price of $1.3958. The call options allow the purchaser to call Common
Units at a price of $10.00 per Unit and expire on November 20, 1999.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit A -- Agreement as to joint filing pursuant to Regulation
Section 240.13d-1(f)(1)(iii).
-26-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Bruce E. Hendry
--------------------------------
Bruce E. Hendry
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Marc H. Kozberg
--------------------------------
Marc H. Kozberg
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Dr. Demetre Nicoloff
-------------------------------
Dr. Demetre Nicoloff
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ G. James Spinner
-------------------------------
G. James Spinner
-27-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Robert H. Paymar
-------------------------------
Robert H. Paymar
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Stanley I. Barenbaum
--------------------------------
Stanley I. Barenbaum
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ James A. Potter
--------------------------------
James A. Potter
-28-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
SUMMIT CAPITAL APPRECIATION
FUND LP
By: SCA Management Partners L.L.P.
By: /s/ Marc H. Kozberg
----------------------------
Marc H. Kozberg, a partner
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
CURTIS L. CARLSON FOUNDATION
By: /s/ Donna Snyder
--------------------------------
Donna Snyder, Secretary
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
NAFCO INSURANCE COMPANY LTD.
OF BERMUDA
By: /s/ Mary Stotts
--------------------------------
Mary Stotts, Authorized Agent
-29-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
REVOCABLE TRUST OF GLEN D.
NELSON
By: /s/ Glen D. Nelson
--------------------------------
Glen D. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
CURTIS L. CARLSON OCTAGON
TRUST
By: /s/ John Flottmeier
--------------------------------
John Flottmeier, Trust Manager
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Scott C. Gage
--------------------------------
Scott C. Gage
-30-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Richard C. Gage
--------------------------------
Richard C. Gage
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
REVOCABLE TRUST OF DIANA
NELSON
By: /s/ Diana Nelson
-----------------------------
Diana Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Geoffrey C. Gage
-----------------------------
Geoffrey C. Gage
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Wendy M. Nelson
-----------------------------
Wendy M. Nelson
-31-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
JENNIFER L. NELSON TRUST
By: /s/ Curtis C. Nelson
--------------------------------
Curtis C. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
JULIET A. NELSON TRUST
By: /s/ Curtis C. Nelson
--------------------------------
Curtis C. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
REVOCABLE TRUST OF EDWIN C.
GAGE TRUST
By: /s/ John Flottmeier
---------------------------------
John Flottmeier, Trust Manager
-32-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
REVOCABLE TRUST OF BARBARA C.
GAGE
By: /s/ John Flottmeier
--------------------------------
John Flottmeier, Trust Manager
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
BCU INVESTMENTS, L.L.C.
By: /s/ Nasser J. Kazeminy
--------------------------------
Nasser J. Kazeminy, Chairman
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true, complete and
correct.
Dated: May 10, 1999
/s/ Nasser J. Kazeminy
------------------------------------
Nasser J. Kazeminy
-33-
<PAGE>
EXHIBIT A
AGREEMENT AS TO JOINT FILING
Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned
acknowledge and agree that the attached Schedule 13D relating to Borden
Chemicals and Plastics Limited Partnership is being filed on behalf of each of
the undersigned.
/s/ Bruce E. Hendry
----------------------------------
Bruce E. Hendry
/s/ Marc H. Kozberg
---------------------------------
Marc H. Kozberg
/s/ Dr. Demetre Nicoloff
---------------------------------
Dr. Demetre Nicoloff
/s/ G. James Spinner
---------------------------------
G. James Spinner
/s/ Robert H. Paymar
---------------------------------
Robert H. Paymar
/s/ Stanley I. Barenbaum
---------------------------------
Stanley I. Barenbaum
/s/ James A. Potter
---------------------------------
James A. Potter
SUMMIT CAPITAL APPRECIATION
FUND LP
By: SCA Management Partners L.L.P.
By: /s/ Marc H. Kozberg
--------------------------
Marc H. Kozberg, a partner
-34-
<PAGE>
CURTIS L. CARLSON FOUNDATION
By: /s/ Donna Snyder
------------------------------
Donna Snyder, Secretary
NAFCO INSURANCE COMPANY LTD.
OF BERMUDA
By: /s/ Mary Stotts
------------------------------
Mary Stotts, Authorized Agent
REVOCABLE TRUST OF GLEN D.
NELSON
By: /s/ Glen D. Nelson
------------------------------
Glen D. Nelson, Trustee
CURTIS L. CARLSON OCTAGON
TRUST
By: /s/ John Flottmeier
------------------------------
John Flottmeier, Trust Manager
/s/ Scott C. Gage
------------------------------
Scott C. Gage
/s/ Richard C. Gage
------------------------------
Richard C. Gage
REVOCABLE TRUST OF DIANA
NELSON
By: /s/ Diana Nelson
------------------------------
Diana Nelson, Trustee
/s/ Geoffrey C. Gage
------------------------------
Geoffrey C. Gage
/s/ Wendy M. Nelson
------------------------------
Wendy M. Nelson
-35-
<PAGE>
JENNIFER L. NELSON TRUST
By: /s/ Curtis C. Nelson
------------------------------
Curtis C. Nelson, Trustee
JULIET A. NELSON TRUST
By: /s/ Curtis C. Nelson
------------------------------
Curtis C. Nelson, Trustee
REVOCABLE TRUST OF EDWIN C.
GAGE
By: /s/ John Flottmeier
------------------------------
John Flottmeier, Trust Manager
REVOCABLE TRUST OF BARBARA C.
GAGE
By: /s/ John Flottmeier
------------------------------
John Flottmeier, Trust Manager
BCU INVESTMENTS, L.L.C.
By: /s/ Nasser J. Kazeminy
------------------------------
Nasser J. Kazeminy, Chairman
/s/ Nasser J. Kazeminy
------------------------------
Nasser J. Kazeminy
-36-
