<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D (Amendment)
Under the Securities Exchange Act of 1934
BORDEN CHEMICALS AND
PLASTICS LIMITED PARTNERSHIP
----------------------------
(Name of Issuer)
Common Unit
-----------
(Title of Class of Securities)
099541 20 3
--------------
(CUSIP Number)
Albert A. Woodward, Esq.
Maun & Simon, PLC
2000 Midwest Plaza Building West
801 Nicollet Mall
Minneapolis, Minnesota 55402
(612) 904-7400
--------------
(Name, Address and Telephone Number
of Person Authorized to Receive
Notices and Communications)
July 27, 1999
-------------
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
(Cover page continued on next 8 pages)
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... MARC H. KOZBERG
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 50,000
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 50,000
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 295,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.8%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-2-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... BRUCE E. HENDRY
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 1,191,300
(8) Shared voting power.............................. -0-
(9) Sole dispositive power........................... 1,191,300
(10) Shared dispositive power........................ -0-
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 1,191,300
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 3.2%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-3-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... DR. DEMETRE NICOLOFF
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 142,700
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 142,700
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 387,700
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11) excludes certain shares (see
instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 1.1%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-4-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... G. JAMES SPINNER
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 50,000
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 50,000
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 295,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.8%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-5-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... ROBERT H. PAYMAR
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 100,000
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 100,000
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 345,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.9%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-6-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... STANLEY I. BARENBAUM
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 30,000
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 30,000
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 275,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.7%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-7-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................
I.R.S. Identification Nos. of above persons
(entities only)........................................... JAMES A. POTTER
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) PF
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. USA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 60,000
(8) Shared voting power.............................. 245,000
(9) Sole dispositive power........................... 60,000
(10) Shared dispositive power........................ 245,000
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 305,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.8%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... IN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-8-
<PAGE>
SCHEDULE 13D
CUSIP NO. 099541 20 3
<TABLE>
<S><C>
- -----------------------------------------------------------------------------------------------------
(1) Names of reporting persons............................ SUMMIT CAPITAL APPRECIATION FUND LP
I.R.S. Identification Nos. of above persons
(entities only)........................................... 41-1822728
- -----------------------------------------------------------------------------------------------------
(2) Check the appropriate box if a member of a (a) X
group (see instructions) ---------------------------------------
(b)
- -----------------------------------------------------------------------------------------------------
(3) SEC use only..........................................
- -----------------------------------------------------------------------------------------------------
(4) Source of funds (see instructions) WC
- -----------------------------------------------------------------------------------------------------
(5) Check if disclosure of legal proceedings is
required pursuant to Items 2(d) or 2(e).
- -----------------------------------------------------------------------------------------------------
(6) Citizenship or place of organization.................. MINNESOTA
- -----------------------------------------------------------------------------------------------------
Number of shares beneficially owned by each
reporting person with:
(7) Sole voting power................................ 245,000
(8) Shared voting power.............................. -0-
(9) Sole dispositive power........................... 245,000
(10) Shared dispositive power........................ -0-
- -----------------------------------------------------------------------------------------------------
(11) Aggregate amount beneficially owned by
each reporting person. 245,000
- -----------------------------------------------------------------------------------------------------
(12) Check if the aggregate amount in Row (11)
excludes certain shares (see instructions).
- ------------------------------------------------------------- ---------------------------------------
(13) Percent of class represented by amount in Row (11)... 0.7%
- -----------------------------------------------------------------------------------------------------
(14) Type of reporting person (see instructions).......... PN
- -----------------------------------------------------------------------------------------------------
</TABLE>
-9-
<PAGE>
INTRODUCTION
The members of this Section 13(d) filing group (the "Holders")
originally filed a Schedule 13D relating to Borden Chemicals and Plastics
Limited Partnership (the "Issuer") on October 28, 1998. The original filing was
amended on November 27, 1998, December 28, 1998 and May 10, 1999. This filing is
the fourth amendment to the original Schedule 13D filing.
Cover pages are included only to the extent that a Holder has engaged
in transactions in the voting Common Units of the Issuer since the filing of the
most recent Schedule 13D amendment. The Holders' responses to Items 1-4, and 6
remain unchanged.
ITEM 2. IDENTITY AND BACKGROUND
James A. Potter is now a partner in SCA Management Partners, L.L.P.
("SCA"), which is the general partner of Summit Capital Appreciation Fund, LP.
The partners in SCA are now Messrs. Potter, Kozberg, Nicoloff, Spinner, Paymar
and Barenbaum. All other information regarding the Holders in Item 2 of the most
recent filing remains accurate.
-10-
<PAGE>
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Information with respect to the aggregate number, and percentage, of
all outstanding Common Units beneficially owned as of July 29, 1999 by each of
the Holders is set forth below:
<TABLE>
<CAPTION>
Percentage of
Name Number of Common Units Outstanding Units
---- ---------------------- -----------------
<S> <C> <C>
Marc H. Kozberg 295,000 * 0.8%
Bruce E. Hendry 1,191,300 3.2%
Dr. Demetre Nicoloff 387,700 * 1.1%
G. James Spinner 295,000 * 0.8%
Robert H. Paymar 345,000 *^ 0.9%
Stanley I. Barenbaum 275,000 * 0.7%
James A. Potter 305,000 *@ 0.8%
Summit Capital Appreciation
Fund LP 245,000 0.7%
Curtis L. Carlson Foundation 71,300 0.2%
NAFCO Insurance Company
Ltd. of Bermuda 71,400 0.2%
Revocable Trust of Glen D. Nelson 50,000 0.1%
Curtis L. Carlson Octagon Trust 42,300 0.1%
Scott C. Gage 15,000 < 0.1%
Richard C. Gage 10,000 < 0.1%
Revocable Trust of Diana Nelson 5,000 < 0.1%
Geoffrey C. Gage 5,000 < 0.1%
Wendy M. Nelson 10,000 < 0.1%
Jennifer L. Nelson Trust 7,500 < 0.1%
Juliet A. Nelson Trust 7,500 < 0.1%
Revocable Trust of Edwin C. Gage 12,500 < 0.1%
Revocable Trust of Barbara C. Gage 12,500 < 0.1%
BCU Investments, L.L.C. 695,100 2.2%
Nasser J. Kazeminy 695,100 # 2.2%
</TABLE>
* Includes 245,000 Common Units owned by Summit Capital Appreciation Fund LP.
# Includes 695,100 Common Units owned by BCU Investments, L.L.C.
^ Includes 32,600 Common Units subject to call options at $10.00 per Unit
expiring November 20, 1999 and 1,300 Common Units subject to call options at
$10.00 per Unit expiring February 19, 2000.
@ Includes 5,000 Common Units owned as joint tenant with spouse and 5,000 Common
Units controlled in custodial accounts of minor children.
On May 10, 1999, the Issuer had 36,750,000 Common Units outstanding.
The Holders, as of July 29, 1999, collectively own 2,884,100 Units of the
Issuer's Common Units, constituting approximately 7.8% of all of the outstanding
voting Common Units. The Holders' most recent Schedule 13D Amendment indicated
that the Holders collectively owned 2,546,400 Units representing 6.9% of the
outstanding Units of the Issuer. These numbers are erroneous. The correct
numbers should have been 2,446,400 and 6.7% respectively.
-11-
<PAGE>
Transactions by the Holders in Common Units of the Issuer since the
most recent filing of a Schedule 13D Amendment are as follows:
<TABLE>
<CAPTION>
TYPE OF NUMBER OF PRICE/
NAME DATE TRANSACTION UNITS UNIT
---- ---- ----------- ----- ----
<S> <C> <C> <C> <C>
Robert H. Paymar 05/07/99 Sell 35,000 8.8750
Robert H. Paymar 05/28/99 Buy 10,000 6.8125
Dr. Demetre Nicoloff 06/01/99 Buy 2,400 6.7059
Bruce E. Hendry 06/09/99 Buy 15,000 7.1250
Bruce E. Hendry 06/10/99 Buy 30,000 7.0000
Bruce E. Hendry 06/11/99 Buy 12,000 7.0625
Bruce E. Hendry 06/11/99 Buy 3,000 7.0000
Bruce E. Hendry 06/14/99 Buy 10,000 7.0000
Bruce E. Hendry 06/15/99 Buy 10,000 7.0000
Summit Capital* 06/18/99 Buy 20,300 6.8759
Bruce E. Hendry 06/21/99 Buy 20,000 6.9375
Dr. Demetre Nicoloff 06/21/99 Buy 30,000 6.9375
Summit Capital* 06/21/99 Buy 4,700 6.9375
James A. Potter 06/29/99 Buy 2,000 7.0625
James A. Potter 06/29/99 Buy 1,000 7.0625
James A. Potter 06/29/99 Buy 1,000 7.0625
James A. Potter 06/29/99 Buy 1,000 7.0625
Dr. Demetre Nicoloff 06/30/99 Buy 3,300 7.0000
Summit Capital* 07/13/99 Buy 20,500 6.8415
Summit Capital* 07/14/99 Buy 4,500 6.8125
Marc H. Kozberg 07/20/99 Buy 28,000 5.9507
Dr. Demetre Nicoloff 07/20/99 Buy 5,000 5.9506
Dr. Demetre Nicoloff 07/20/99 Buy 27,000 5.9506
Robert H. Paymar 07/20/99 Buy 10,000 5.9507
Summit Capital* 07/20/99 Buy 25,000 5.9507
Stanley I. Barenbaum 07/21/99 Buy 30,000 5.6354
Marc H. Kozberg 07/21/99 Buy 12,000 5.6354
Robert H. Paymar 07/21/99 Buy 10,000 5.6250
Summit Capital* 07/21/99 Buy 10,000 5.6354
Marc H. Kozberg 07/22/99 Buy 10,000 5.7495
Robert H. Paymar 07/22/99 Buy 5,000 5.8125
James A. Potter 07/22/99 Buy 5,000 5.9375
Summit Capital* 07/22/99 Buy 3,400 5.7495
Summit Capital* 07/23/99 Buy 11,600 5.7500
Summit Capital* 07/27/99 Buy 20,000 5.5938
TOTAL (SELL) (30,000)
TOTAL (BUY) 412,700
--------
TOTAL (NET) (382,700)
</TABLE>
* Summit Capital Appreciation Fund, LP
-12-
<PAGE>
Additionally, Robert A. Paymar has engaged in transactions in options
of the Issuer. As of the date of the last Schedule 13D Amendment, Mr. Paymar had
sold options to purchase 50,000 Units at $10.00 expiring November 20, 1999. As
the net effect of his transactions in options, as of July 28, 1999, Mr. Paymar
had sold options to purchase 32,600 Units at $10.00 expiring November 20, 1999
and options to purchase 1,300 Units at $10.00 expiring February 19, 2000. Mr.
Paymar engaged in the following transactions since the most recent Schedule 13D
Amendment:
<TABLE>
<CAPTION>
OPTION DATE ACTION AMOUNT PRICE
<S> <C> <C> <C> <C>
BCU Nov 7.5 Call 05/07/99 Sell -1500 $2.6875
BCU Nov 7.5 Call 06/02/99 Buy 500 $1.2500
BCU Feb 10 Call 06/22/99 Sell -2000 $1.1875
BCU Feb 10 Call 06/23/99 Sell -1000 $1.1250
BCU Nov 7.5 Call 06/24/99 Buy 1000 $1.3125
BCU Feb 10 Call 07/14/99 Buy 700 $0.5625
BCU Nov 10 Call 07/15/99 Buy 5000 $0.3125
BCU Nov 10 Call 07/16/99 Buy 1500 $0.3125
BCU Nov 10 Call 07/19/99 Buy 400 $0.2500
BCU Nov 10 Call 07/20/99 Buy 5000 $0.1250
BCU Nov 10 Call 07/21/99 Buy 500 $0.1250
BCU Feb 10 Call 07/22/99 Buy 1000 $0.2500
BCU Nov 10 Call 07/23/99 Buy 5000 $0.1875
</TABLE>
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS.
Exhibit A -- Agreement as to joint filing pursuant to Regulation
Section 240.13d-1(f)(1)(iii).
-13-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Bruce E. Hendry
-------------------------
Bruce E. Hendry
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Marc H. Kozberg
-------------------------
Marc H. Kozberg
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Dr. Demetre Nicoloff
-------------------------
Dr. Demetre Nicoloff
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ G. James Spinner
-------------------------
G. James Spinner
-14-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Robert H. Paymar
-------------------------
Robert H. Paymar
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Stanley I. Barenbaum
-------------------------
Stanley I. Barenbaum
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ James A. Potter
-------------------------
James A. Potter
-15-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
SUMMIT CAPITAL APPRECIATION
FUND LP
By: SCA Management Partners L.L.P.
By: /s/ Marc H. Kozberg
----------------------------------
Marc H. Kozberg, a partner
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
CURTIS L. CARLSON FOUNDATION
By: /s/ Donna Snyder
---------------------------------------
Donna Snyder, Secretary
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
NAFCO INSURANCE COMPANY LTD.
OF BERMUDA
By: /s/ Mary Stotts
---------------------------------------
Mary Stotts, Authorized Agent
-16-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
REVOCABLE TRUST OF GLEN D.
NELSON
By: /s/ Glen D. Nelson
---------------------------------------
Glen D. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
CURTIS L. CARLSON OCTAGON
TRUST
By: /s/ John Flottmeier
---------------------------------------
John Flottmeier, Trust Manager
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Scott C. Gage
---------------------------------------
Scott C. Gage
-17-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Richard C. Gage
---------------------------------------
Richard C. Gage
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
REVOCABLE TRUST OF DIANA
NELSON
By: /s/ Diana Nelson
---------------------------------------
Diana Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Geoffrey C. Gage
---------------------------------------
Geoffrey C. Gage
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Wendy M. Nelson
---------------------------------------
Wendy M. Nelson
-18-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
JENNIFER L. NELSON TRUST
By: /s/ Curtis C. Nelson
---------------------------------------
Curtis C. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
JULIET A. NELSON TRUST
By: /s/ Curtis C. Nelson
---------------------------------------
Curtis C. Nelson, Trustee
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
REVOCABLE TRUST OF EDWIN C.
GAGE TRUST
By: /s/ John Flottmeier
---------------------------------------
John Flottmeier, Trust Manager
-19-
<PAGE>
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
REVOCABLE TRUST OF BARBARA C.
GAGE
By: /s/ John Flottmeier
---------------------------------------
John Flottmeier, Trust Manager
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
BCU INVESTMENTS, L.L.C.
By: /s/ Nasser J. Kazeminy
---------------------------------------
Nasser J. Kazeminy, Chairman
SIGNATURE
After reasonable inquiry, and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: July 30, 1999
/s/ Nasser J. Kazeminy
---------------------------------------
Nasser J. Kazeminy
-20-
<PAGE>
EXHIBIT A
AGREEMENT AS TO JOINT FILING
Pursuant to Regulation Section 240.13d-1(f)(1)(iii), the undersigned
acknowledge and agree that the attached Schedule 13D relating to Borden
Chemicals and Plastics Limited Partnership is being filed on behalf of each of
the undersigned.
/s/ Bruce E. Hendry
------------------------------------------
Bruce E. Hendry
/s/ Marc H. Kozberg
------------------------------------------
Marc H. Kozberg
/s/ Dr. Demetre Nicoloff
------------------------------------------
Dr. Demetre Nicoloff
/s/ G. James Spinner
------------------------------------------
G. James Spinner
/s/ Robert H. Paymar
------------------------------------------
Robert H. Paymar
/s/ Stanley I. Barenbaum
------------------------------------------
Stanley I. Barenbaum
/s/ James A. Potter
------------------------------------------
James A. Potter
SUMMIT CAPITAL APPRECIATION
FUND LP
By: SCA Management Partners L.L.P.
By: /s/ Marc H. Kozberg
------------------------------------
Marc H. Kozberg, a partner
-21-
<PAGE>
CURTIS L. CARLSON FOUNDATION
By: /s/ Donna Snyder
----------------------------------------
Donna Snyder, Secretary
NAFCO INSURANCE COMPANY LTD.
OF BERMUDA
By: /s/ Mary Stotts
----------------------------------------
Mary Stotts, Authorized Agent
REVOCABLE TRUST OF GLEN D.
NELSON
By: /s/ Glen D. Nelson
----------------------------------------
Glen D. Nelson, Trustee
CURTIS L. CARLSON OCTAGON
TRUST
By: /s/ John Flottmeier
----------------------------------------
John Flottmeier, Trust Manager
/s/ Scott C. Gage
-------------------------------------------
Scott C. Gage
/s/ Richard C. Gage
-------------------------------------------
Richard C. Gage
REVOCABLE TRUST OF DIANA
NELSON
By: /s/ Diana Nelson
----------------------------------------
Diana Nelson, Trustee
/s/ Geoffrey C. Gage
-------------------------------------------
Geoffrey C. Gage
/s/ Wendy M. Nelsoni
-------------------------------------------
Wendy M. Nelson
-22-
<PAGE>
JENNIFER L. NELSON TRUST
By: /s/ Curtis C. Nelson
----------------------------------------
Curtis C. Nelson, Trustee
JULIET A. NELSON TRUST
By: /s/ Curtis C. Nelson
----------------------------------------
Curtis C. Nelson, Trustee
REVOCABLE TRUST OF EDWIN C.
GAGE
By: /s/ John Flottmeier
----------------------------------------
John Flottmeier, Trust Manager
REVOCABLE TRUST OF BARBARA C.
GAGE
By: /s/ John Flottmeier
----------------------------------------
John Flottmeier, Trust Manager
BCU INVESTMENTS, L.L.C.
By: /s/ Nasser J. Kazeminy
----------------------------------------
Nasser J. Kazeminy, Chairman
/s/ Nasser J. Kazeminy
-------------------------------------------
Nasser J. Kazeminy
-23-
