UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fahnestock & Company, Inc.
Address:125 Broad Street
16th Floor
New York, NY 10004
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Tannucilli
Title: Administrative Director
Phone: 212-668-5016
Signature, Place, and Date of Signing:
Michael Tannucilli New York, New York September 15, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 298
FORM 13F INFORMATION TABLE VALUE TOTAL: $547,728,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
24 / 7 MEDIA INC COM COM 901314104 1436 37300 SH DEFINED 0 37300 0
3 COM CORP COM 885535104 504 18875 SH DEFINED 0 18875 0
ABBOTT LABS COM 002824100 3721 82000 SH DEFINED 5000 77000 0
AFLAC INC COM COM 001055102 306 6400 SH DEFINED 0 6400 0
AIR TOUCH COMMUNICATIONS COM 00949T100 340 3156 SH DEFINED 0 3156 0
AKZO NV ADR COM 010199305 763 18000 SH DEFINED 0 18000 0
ALLIED SIGNAL INC COM 019512102 225 3574 SH DEFINED 0 3574 0
ALLTEL CORP COM 020039103 942 13170 SH DEFINED 0 13170 0
ALTERNATIVE LIVING SVCS INC 5. CONVERTIBLE BOND 02145KAB3 2223 2850000 PRN DEFINED 0 2850000 0
ALZA CORP COM 022615108 3495 68700 SH DEFINED 11300 57400 0
ALZA CORP 0.000% 07/14/14 CONVERTIBLE BOND 022615AC2 5 7000 PRN DEFINED 0 7000 0
AMERICA ONLINE INC COM 02364J104 25452 231385 SH DEFINED 70325 161060 0
AMERICAN EXPRESS CO COM 025816109 490 3763 SH DEFINED 0 3763 0
AMERICAN HOME PRODUCTS CORP COM 026609107 1634 28480 SH DEFINED 0 28480 0
AMERICAN INTL GROUP INC COM 026874107 5634 60066 SH DEFINED 0 60066 0
AMERICAN PWR CONVERSION CORPCO COM 029066107 227 11300 SH DEFINED 0 11300 0
AMERITECH CORP COM 030954101 416 5654 SH DEFINED 0 5654 0
AMGEN INC COM 031162100 535 8790 SH DEFINED 700 8090 0
AMR CORP COM 001765106 949 13900 SH DEFINED 0 13900 0
ANDRX CORP COM COM 034551101 216 2800 SH DEFINED 0 2800 0
ASIA PACIFIC FD COM 044901106 255 26000 SH DEFINED 0 26000 0
ASIA TIGER 100 INDEX OPTION - CALL 45950K183 275 400 SH CALL DEFINED 0 400 0
ASIA TIGERS FUND INC COM 04516T105 473 49800 SH DEFINED 0 49800 0
ASSOCIATES FIRST CAP CORP, CL COM 046008108 463 10500 SH DEFINED 0 10500 0
AT HOME CORP COM SER A COM 045919107 3145 58316 SH DEFINED 0 58316 0
AT & T CORP COM 001957109 6786 121577 SH DEFINED 4503 117074 0
ATLANTIC RICHFIELD CO COM 048825103 478 5720 SH DEFINED 0 5720 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 26957 733534 SH DEFINED 0 733534 0
AUSTRIA FD INC COM COM 052587102 355 36600 SH DEFINED 0 36600 0
AVANT IMMUNOTHERAPEUTICS INC COM 053491106 2138 1006310 SH DEFINED 0 1006310 0
AVIATION SALES CO COM 053672101 1818 46033 SH DEFINED 0 46033 0
BANCTEC INC COM 059784108 207 11560 SH DEFINED 0 11560 0
BANK NEW YORK INC COM 064057102 1020 27800 SH DEFINED 0 27800 0
BANK TOKYO-MITSUBISHI LTD ADR COM 065379109 834 57300 SH DEFINED 0 57300 0
BANKBOSTON CORP COM COM 06605R106 527 10300 SH DEFINED 0 10300 0
BAYER AG SPONS ADR COM 072730302 1907 45000 SH DEFINED 0 45000 0
BCE INC COM 05534B109 920 18660 SH DEFINED 0 18660 0
BELL ATLANTIC CORP COM 077853109 970 14843 SH DEFINED 0 14843 0
BELLSOUTH CORP COM 079860102 684 14828 SH DEFINED 1564 13264 0
BETHLEHEM STL CORP COM COM 087509105 1424 185200 SH DEFINED 45700 139500 0
BIO TECH GEN CORP COM COM 090578105 278 42720 SH DEFINED 0 42720 0
BIONOVA HOLDING CORP COM 09063Q107 1858 550532 SH DEFINED 0 550532 0
BOEING CO COM 097023105 2985 67832 SH DEFINED 10200 57632 0
BOSTON CHICKEN LYONS CONV ZERO CONVERTIBLE BOND 100578AB9 2 625000 PRN DEFINED 0 625000 0
BP AMOCO PLC SPONSORED ADR COM 055622104 746 6877 SH DEFINED 0 6877 0
BRISTOL MYERS SQUIBB CO COM 110122108 4231 60072 SH DEFINED 4200 55872 0
CABLE & WIRELESS PUB LTD CO SP FOREIGN COMMON S 126830207 2137 53925 SH DEFINED 0 53925 0
CALL ZNL JAN 40 AMEX (INTC LEA OPTION - CALL 45814D9AH 1560 600 SH CALL DEFINED 0 600 0
CALL ZNL JAN 60 AMEX (INTC LEA OPTION - CALL 45814D9AL 927 634 SH CALL DEFINED 0 634 0
CALL ZNL JAN 65 AMEX (INTC LEA OPTION - CALL 45814D9AM 825 660 SH CALL DEFINED 0 660 0
CAMBRIDGE TECH PTNRS MA INC CO COM 132524109 223 12675 SH DEFINED 0 12675 0
CBS CORPORATION COM 12490K107 1196 27450 SH DEFINED 10000 17450 0
CELLEGY PHARMACEUTICALS INC CO COM 15115L103 46 10000 SH SOLE 0 10000 0
CENTRAL EUROPEAN EQTY FD INCCO COM 153436100 633 48428 SH DEFINED 0 48428 0
CENTRAL EUROPEAN VALUE FD INCO COM 153455100 557 47900 SH DEFINED 0 47900 0
CHANCELLOR MEDIA CORP COM COM 158915108 5300 96150 SH DEFINED 16500 79650 0
CHASE MANHATTAN CORPORATION COM 16161A108 580 6707 SH DEFINED 0 6707 0
CHECKPOINT SYSTEMS INC COM 162825103 121 13485 SH DEFINED 0 13485 0
CHEMED CORP COM 163596109 3773 113470 SH DEFINED 0 113470 0
CHEMICAL FINL CORP COM 163731102 271 7796 SH DEFINED 0 7796 0
CHEVRON CORP COM 166751107 670 7050 SH DEFINED 200 6850 0
CHOCK FULL O NUTS CORP DBCV 8. CONVERTIBLE BOND 170268AB2 39 30000 PRN DEFINED 0 30000 0
CHRIS CRAFT INDS INC COM COM 170520100 2274 48259 SH DEFINED 0 48259 0
CHUBB CORP COM 171232101 320 4600 SH DEFINED 0 4600 0
CINCINNATI BELL INC COM 171870108 887 35580 SH DEFINED 0 35580 0
CISCO SYSTEMS INC COM 17275R102 2989 46344 SH DEFINED 7020 39324 0
CITIGROUP INC. COM 172967101 5648 118910 SH DEFINED 8325 110585 0
CITIZENS UTILITIES CO CLASS B COM 177342201 456 41013 SH DEFINED 0 41013 0
CLAYTON HOMES INC COM COM 184190106 2909 254374 SH DEFINED 49800 204574 0
COCA COLA CO COM 191216100 1037 16719 SH DEFINED 4200 12519 0
COEUR D ALENE 144A 7.250% 10/3 CONVERTIBLE BOND 192108AF5 266 440000 PRN DEFINED 0 440000 0
COEUR D ALENE MINES CORP ID 7. CONVERTIBLE BOND 192108AG3 522 865000 PRN DEFINED 0 865000 0
COEUR D'ALENE MINES CORP COM 192108108 91 19577 SH DEFINED 0 19577 0
COEUR D'ALENE MINES CORP ID 6. CONVERTIBLE BOND 192108AE8 985 1614000 PRN DEFINED 0 1614000 0
COGNEX CORP COM 192422103 3355 106300 SH DEFINED 14400 91900 0
COLUMBIA/HCA HEALTHCARE CORP O COM 197677107 3845 168550 SH DEFINED 34750 133800 0
COMCAST CORP CL A COM 200300101 738 20600 SH DEFINED 0 20600 0
COMCAST CORP CL A SPL COM 200300200 1161 30200 SH DEFINED 0 30200 0
COMPAQ COMPUTER CORP COM 204493100 2116 89344 SH DEFINED 0 89344 0
COMPNA DE MNS BUENVNTRA S.A.AD FOREIGN COMMON S 204448104 3308 216000 SH DEFINED 0 216000 0
COMPUTER ASSOCIATE INTL INC CO COM 204912109 1013 18500 SH DEFINED 0 18500 0
CONAGRA INC COM 205887102 1760 66105 SH DEFINED 13550 52555 0
CONSECO INC COM 208464107 782 25700 SH DEFINED 0 25700 0
CONSTELLATION ENERGY GROUP INC COM 210371100 400 13500 SH DEFINED 0 13500 0
CONVERGYS CORP COM 212485106 703 36300 SH DEFINED 0 36300 0
CORNING INC COM 219350105 6332 90300 SH DEFINED 13825 76475 0
COUNTRYWIDE CREDIT INDS COM 222372104 526 12300 SH DEFINED 0 12300 0
CRESCENT R E EQUITIES INC COM COM 225756105 309 13000 SH DEFINED 0 13000 0
CRIIMI MAE INC COM COM 226603108 28 12350 SH DEFINED 0 12350 0
CSX CORP COM 126408103 1400 30850 SH DEFINED 0 30850 0
CULP INC COM COM 230215105 190 18050 SH DEFINED 0 18050 0
CVS CORPORATION COM 126650100 6566 129374 SH DEFINED 33000 96374 0
C-A JAGUAR FUND NV MUTUAL FUNDS 00AJAGFND 3522 2885 SH DEFINED 0 2885 0
D Q E INC COM 23329J104 321 8000 SH DEFINED 0 8000 0
DAIMLER-CHRYSLER AG COM D1668R123 3549 39872 SH DEFINED 5863 34009 0
DELL COMPUTER CORP COM 247025109 1504 40650 SH DEFINED 1000 39650 0
DELPHI AUTOMOTIVE SYSTEMS CORP COM 247126105 692 37399 SH DEFINED 4780 32619 0
DEUTSCHE TELEKOM AG SPONSORED COM 251566105 1479 35000 SH DEFINED 0 35000 0
DIAGEO PLC ADR SPONSORED FOREIGN COMMON S 25243Q205 886 20600 SH DEFINED 0 20600 0
DIAGNOSTIC PRODS CORP COM COM 252450101 402 14560 SH DEFINED 0 14560 0
DIEBOLD INC COM 253651103 202 7030 SH DEFINED 0 7030 0
DOLE FOOD INC COM COM 256605106 202 6880 SH DEFINED 0 6880 0
DONNELLEY R R & SONS CO COM 257867101 5083 137135 SH DEFINED 20800 116335 0
DOUBLECLICK INC COM COM 258609304 684 7450 SH DEFINED 0 7450 0
DOVER CORP COM 260003108 1271 36300 SH DEFINED 5000 31300 0
DU PONT E I DE NEMOURS CO COM 263534109 3556 52050 SH DEFINED 10700 41350 0
DUKE ENERGY CORP COM 264399106 646 11875 SH DEFINED 0 11875 0
EASTMAN KODAK COM 277461109 238 3512 SH DEFINED 0 3512 0
ELECTRONIC DATA SYSTEMS COM 285661104 2191 38700 SH DEFINED 0 38700 0
EM NET CORP COM 268709102 25 10000 SH DEFINED 0 10000 0
ENRON CORP COM 293561106 604 14780 SH DEFINED 0 14780 0
ENSCO INTL INC COM COM 26874Q100 253 12700 SH DEFINED 0 12700 0
EQUITY RESIDENTIAL PPTYS TR COM 29476L107 315 7000 SH DEFINED 0 7000 0
ERICSSON L M TEL CO ADR CL B COM 294821400 2306 70000 SH DEFINED 0 70000 0
EXXON CORP COM 302290101 4709 61063 SH DEFINED 1000 60063 0
FAHNESTOCK VINER HLDGS LTD CL COM 302921101 590 37750 SH DEFINED 0 37750 0
FED HOME LOAN MTG CORP COM 313400301 1282 22100 SH DEFINED 0 22100 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 1697 24870 SH DEFINED 0 24870 0
FEDERAL SIGNAL CORP COM 313855108 2078 98090 SH DEFINED 0 98090 0
FIRST DATA CORP COM COM 319963104 563 11500 SH DEFINED 0 11500 0
FIRST ISRAEL FD INC COM MUTUAL FUNDS 32063L100 232 15500 SH DEFINED 0 15500 0
FORD MOTOR CO COM 345370100 2445 43326 SH DEFINED 5500 37826 0
FOREST LABS INC COM 345838106 971 21000 SH DEFINED 0 21000 0
FPA MEDICAL MGMT INC COM 302543103 0 14859 SH DEFINED 0 14859 0
FPL GROUP INC COM 302571104 328 6000 SH DEFINED 300 5700 0
FRANCE GROWTH FD INC COM COM 35177K108 1754 127554 SH DEFINED 0 127554 0
FRANKLIN CUSTODIAN FUNDS INCOM MUTUAL FUNDS 353496300 52 22248 SH DEFINED 0 22248 0
FRUIT OF THE LOOM INC CL A COM G3682L105 219 22500 SH DEFINED 0 22500 0
GANNETT INC DEL COM 364730101 1006 14100 SH DEFINED 5300 8800 0
GENERAL ELECTRIC CO COM 369604103 4143 36664 SH DEFINED 3600 33064 0
GENERAL MOTORS CORP COM 370442105 3000 45461 SH DEFINED 6850 38611 0
GENZYME CORP COM 372917104 398 8200 SH DEFINED 0 8200 0
GEXA GOLD CORP COM 374398105 0 20350 SH DEFINED 0 20350 0
GILLETTE CO COM 375766102 437 10670 SH DEFINED 0 10670 0
GLAXO WELLCOME PLC ADR COM 37733W105 1574 27800 SH DEFINED 0 27800 0
GTE CORP COM 362320103 908 12028 SH DEFINED 0 12028 0
GUIDANT CORP COM 401698105 1496 29260 SH DEFINED 1000 28260 0
GULF CANADA RESOURCES ORD COM 40218L305 42 10000 SH DEFINED 0 10000 0
H R BLOCK INC COM 093671105 370 7400 SH DEFINED 0 7400 0
HAMBRECHT & QUIST GROUP INC CO COM 406545103 2430 65900 SH DEFINED 0 65900 0
HARLEY DAVIDSON INC COM 412822108 1642 30200 SH DEFINED 4600 25600 0
HARRAH'S ENTERTAINMENT COM 413619107 550 24950 SH DEFINED 0 24950 0
HARTFORD LIFE INC CL A COM 416592103 268 5100 SH DEFINED 0 5100 0
HEALTHSOUTH CORP COM 421924101 5860 393927 SH DEFINED 59800 334127 0
HELMERICH & PAYNE INC COM 423452101 473 20000 SH DEFINED 0 20000 0
HEWLETT PACKARD CO COM 428236103 4721 46975 SH DEFINED 2000 44975 0
HOECHST A G SPONSORED ADR COM 434390308 2452 53300 SH DEFINED 0 53300 0
HOME DEPOT INC COM 437076102 7494 116300 SH DEFINED 29200 87100 0
HORMEL FOODS CORP COM COM 440452100 241 5980 SH DEFINED 0 5980 0
HUBBELL INC CL B COM 443510201 216 4750 SH DEFINED 0 4750 0
IMS HEALTH INC COM 449934108 1053 33702 SH DEFINED 0 33702 0
INFOSEEK CORP COM COM 45678M107 2200 45900 SH DEFINED 0 45900 0
INFOSPACE COM INC COM COM 45678T102 202 4300 SH DEFINED 0 4300 0
INTEL CORP COM 458140100 26676 448342 SH DEFINED 14100 434242 0
INTEL CORP JAN 42.500 OPTION - CALL 4581409AT 287 150 SH CALL DEFINED 0 150 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 5138 39756 SH DEFINED 800 38956 0
IONICS INC COM 462218108 525 14380 SH DEFINED 6300 8080 0
ITALY FD INC COM FOREIGN COMMON S 465395101 937 64100 SH DEFINED 0 64100 0
JACOBSON STORES INC SUB CONV 6 CONVERTIBLE BOND 469834AC9 8 10000 PRN DEFINED 0 10000 0
JEFFBANKS INC COM COM 472317106 904 31799 SH DEFINED 0 31799 0
JOHNSON & JOHNSON COM 478160104 2161 22056 SH DEFINED 0 22056 0
KERR MCGEE CORP 7.500% 05/15/1 CONVERTIBLE BOND 492386AL1 8 8000 PRN DEFINED 0 8000 0
KERR-MCGEE CORP COM 492386107 246 4900 SH DEFINED 0 4900 0
KIMBERLY CLARK CORP COM 494368103 666 11680 SH DEFINED 0 11680 0
KINROSS GOLD CORP COM 496902107 76 45000 SH DEFINED 0 45000 0
KMART FING I TR CV PFD 7.75% PREFERRED STOCKS 498778208 696 11900 SH DEFINED 0 11900 0
KONINKLIJKE PHILIPS ELECTRS AD COM 500472204 390 3864 SH DEFINED 0 3864 0
KOREA EQUITY FD INC COM MUTUAL FUNDS 50063B104 137 26000 SH DEFINED 0 26000 0
KOREA FUND INC COM 500634100 409 27500 SH DEFINED 0 27500 0
KOREAN INVT FD INC COM COM 500637103 271 35000 SH DEFINED 0 35000 0
KV PHARMACEUTICAL CO, CL A COM 482740206 1609 103825 SH DEFINED 0 103825 0
KV PHARMACEUTICAL CO, CL B COM 482740107 2550 160650 SH DEFINED 0 160650 0
LASERGATE SYS INC COM PAR $0.0 COM 517906509 3 33575 SH DEFINED 0 33575 0
LG & E ENERGY CORP COM 501917108 316 15030 SH DEFINED 0 15030 0
LILLY ELI & CO COM 532457108 2906 40576 SH DEFINED 0 40576 0
LONE STAR TECHNOLOGIES INC COM COM 542312103 383 21600 SH DEFINED 0 21600 0
LUCENT TECHNOLOGIES INC COM 549463107 1980 29362 SH DEFINED 2 29360 0
LYCOS INC COM COM 550818108 5200 113200 SH DEFINED 200 113000 0
MARK IV INDS INC COM COM 570387100 2879 136300 SH DEFINED 31000 105300 0
MASSMUTUAL CORP INVS INC COM 576292106 2631 117584 SH DEFINED 0 117584 0
MASSMUTUAL PARTN INVSTRS SH BE COM 576299101 3456 298900 SH DEFINED 0 298900 0
MAYTAG CO COM 578592107 209 3000 SH DEFINED 0 3000 0
MCDONALDS CORP COM 580135101 5491 133520 SH DEFINED 17650 115870 0
MCI WORLDCOM COM 55268B106 12077 140327 SH DEFINED 28050 112277 0
MELLON BANK CORP COM 585509102 338 9300 SH DEFINED 0 9300 0
MENTOR GRAPHICS CORP COM 587200106 2123 165700 SH DEFINED 0 165700 0
MERCK & CO COM 589331107 5628 76446 SH DEFINED 2400 74046 0
MGI PROPERTIES COM COM 552885105 411 14535 SH DEFINED 0 14535 0
MICROSOFT CORP COM 594918104 5241 58110 SH DEFINED 2000 56110 0
MINNESOTA MNG & MFG CO COM 604059105 2508 28850 SH DEFINED 0 28850 0
MIRAGE RESORTS INC COM COM 60462E104 519 31000 SH DEFINED 0 31000 0
MOBIL CORP COM 607059102 1690 17111 SH DEFINED 0 17111 0
MONSANTO CO COM 611662107 1476 37300 SH DEFINED 0 37300 0
MOTOROLA INC COM 620076109 1644 17350 SH DEFINED 0 17350 0
MUELLER INDS INC COM COM 624756102 7901 232805 SH DEFINED 45450 187355 0
NALCO CHEMICAL CO COM 629853102 425 8200 SH DEFINED 0 8200 0
NESTLE S A SPON ADR REG COM 641069406 1877 20800 SH DEFINED 0 20800 0
NEW GERMANY FD COM 644465106 1978 162273 SH DEFINED 0 162273 0
NEWMONT MINING CORP COM 651639106 483 24317 SH DEFINED 0 24317 0
NEWS CORP LTD ADR SPONS PREF PREFERRED STOCKS 652487802 1133 35900 SH DEFINED 0 35900 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 219 4370 SH DEFINED 0 4370 0
NIAGARA MOHAWK HLDGS INC COM 653520106 877 54600 SH DEFINED 0 54600 0
NIPPON TELEG & TEL CORP ADR SP COM 654624105 1472 23500 SH DEFINED 0 23500 0
NOKIA CORP SPONSORED ADR COM 654902204 8698 94996 SH DEFINED 30100 64896 0
NOVELL INC COM 670006105 223 8400 SH DEFINED 0 8400 0
NUCOR CORP COM COM 670346105 2576 54300 SH DEFINED 9075 45225 0
OCCIDENTAL PETROLEUM CORP COM 674599105 2306 109170 SH DEFINED 0 109170 0
OLD KENT FINANCIAL CORP COM 679833103 200 4771 SH DEFINED 0 4771 0
ORION CAPITAL CORP COM 686268103 771 21500 SH DEFINED 0 21500 0
OSMONICS INC COM 688350107 248 22850 SH DEFINED 0 22850 0
PALL CORP COM 696429307 312 14050 SH DEFINED 0 14050 0
PARK PL ENTMT CORP COM COM 700690100 709 74240 SH DEFINED 0 74240 0
PEPSICO INC COM 713448108 2208 57072 SH DEFINED 0 57072 0
PFIZER INC COM 717081103 4739 130419 SH DEFINED 1500 128919 0
PHARMACIA & UPJOHN, INC COM 716941109 392 6900 SH DEFINED 0 6900 0
PHARMACYCLICS INC COM 716933106 489 17465 SH DEFINED 0 17465 0
PHILADELPHIA SUBN CORP COM 718009608 300 13000 SH DEFINED 0 13000 0
PHILIP MORRIS COMPANIES INC COM 718154107 3182 79170 SH DEFINED 16050 63120 0
PIER 1 IMPORTS INC COM 720279108 298 26450 SH DEFINED 4000 22450 0
PIMCO ADVISORS HOLDINGS LP COM 69338P102 430 14445 SH DEFINED 0 14445 0
PLACER DOME INC COM 725906101 274 23278 SH DEFINED 0 23278 0
POTOMAC ELEC PWR CO COM 737679100 259 8800 SH DEFINED 0 8800 0
PROCTER & GAMBLE CO COM 742718109 2383 26700 SH DEFINED 0 26700 0
PROLOGIS TR SH BEN INT COM 743410102 892 44056 SH DEFINED 0 44056 0
PUBLIC SERVICE ENTERPRISE GR I COM 744573106 426 10442 SH DEFINED 0 10442 0
PUT LPM JAN 5 *** (BOST L OPTION - PUT 1005799MA 703 1520 SH PUT DEFINED 0 1520 0
QUESTAR CORP COM COM 748356102 239 12500 SH DEFINED 0 12500 0
QUIPP INC COM COM 748802105 390 30000 SH DEFINED 0 30000 0
R & B FALCON CORP COM 74912E101 107 11450 SH DEFINED 0 11450 0
RELIANT ENERGY INC COM 75952J108 309 11200 SH DEFINED 0 11200 0
REPUBLIC BANCORP INC COM COM 760282103 440 28950 SH DEFINED 0 28950 0
REVLON INC CL A COM 761525500 605 20000 SH DEFINED 0 20000 0
ROCHESTER LTD TERM NY MUNI FUN MUTUAL FUNDS 771740107 34 10361 SH DEFINED 0 10361 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 368 6100 SH DEFINED 0 6100 0
SAFEGUARD SCIENTIFICS INC COM 786449108 882 14000 SH DEFINED 0 14000 0
SAGA PETROLEUM COM 786609206 473 28250 SH DEFINED 0 28250 0
SALOMON BROS 2008 WRLDWIDE COM MUTUAL FUNDS 79548R103 96 10200 SH DEFINED 0 10200 0
SALOMON SMITH BARNEY HLDGS INI COM 79549B628 254 24200 SH DEFINED 0 24200 0
SAMSUNG ELECTRONICS COMMON VTG FOREIGN COMMON S 796050888 6653 123195 SH DEFINED 0 123195 0
SAMSUNG ELECTRONICS PFD NON-VO FOREIGN COMMON S 796050201 413 15313 SH DEFINED 0 15313 0
SARA LEE CORP COM 803111103 5331 234992 SH DEFINED 53700 181292 0
SBC COMMUNICATIONS INC COM 78387G103 2867 49436 SH DEFINED 0 49436 0
SCANA CORP COM 805898103 266 11400 SH DEFINED 0 11400 0
SCHERING PLOUGH CORP COM 806605101 7128 135780 SH DEFINED 0 135780 0
SCHLUMBERGER COM 806857108 4983 78235 SH DEFINED 21605 56630 0
SEA CONTAINERS LTD CL A COM 811371707 336 10000 SH DEFINED 0 10000 0
SEPRACOR INC COM COM 817315104 5111 62900 SH DEFINED 0 62900 0
SIEMENS A G ADR NEW COM 826197402 2310 30000 SH DEFINED 0 30000 0
SINGAPORE AIRLINES LTD ORD COM V80178102 173 19000 SH DEFINED 0 19000 0
SOFTNET SYS INC COM 833964109 697 25000 SH DEFINED 0 25000 0
SONY CORP ADR FOREIGN COMMON S 835699307 337 3050 SH DEFINED 0 3050 0
SOTHEBY HLDGS INC CL A COM 835898107 1245 32650 SH DEFINED 0 32650 0
SOUTH JERSEY INDS INC COM 838518108 391 13816 SH DEFINED 0 13816 0
SOUTHERN CO COM 842587107 500 18850 SH DEFINED 0 18850 0
SOUTHWEST AIRLS CO COM 844741108 209 10050 SH DEFINED 0 10050 0
SPRINT CORP COM 852061100 5991 113039 SH DEFINED 1000 112039 0
SPRINT CORP (PCS GROUP) COM 852061506 207 3625 SH DEFINED 250 3375 0
STARWOOD HOTELS & RESORTS WORL COM 85590A203 828 27100 SH DEFINED 0 27100 0
STERLING SOFTWARE INC COM COM 859547101 366 13840 SH DEFINED 0 13840 0
STRYKER CORP COM 863667101 577 9600 SH DEFINED 0 9600 0
SUN MICROSYSTEM INC COM COM 866810104 3430 49800 SH DEFINED 11500 38300 0
SWISS HELVETIA FD INC COM COM 870875101 418 30000 SH DEFINED 0 30000 0
TARO PHARMACEUTICAL INDS LTDOR COM M8737E108 93 10100 SH DEFINED 0 10100 0
TCI SATELLITE ENTMT INC, CL A COM 872298104 194 65987 SH DEFINED 0 65987 0
TECO ENERGY INC COM 872375100 278 12200 SH DEFINED 0 12200 0
TELE COMMUNICATIONS INC 6.000% CONVERTIBLE PREF 87924V309 641 6414 SH DEFINED 0 6414 0
TELLABS INC COM COM 879664100 2682 39700 SH DEFINED 12800 26900 0
TENET HEALTHCARE CORP COM COM 88033G100 1127 60700 SH DEFINED 18750 41950 0
TENNECO INC COM 88037E101 223 9320 SH DEFINED 0 9320 0
TEXACO INC COM 881694103 296 4738 SH DEFINED 0 4738 0
TEXAS INSTRUMENTS INC COM 882508104 15287 212320 SH DEFINED 46000 166320 0
TEXAS UTILS CO COM 882848104 466 11250 SH DEFINED 0 11250 0
THEGLOBE.COM INC COM 88335R101 1750 88900 SH DEFINED 0 88900 0
TICKETMASTER ONLINE CITYSEARCH COM 88633P203 303 10000 SH DEFINED 0 10000 0
TIDEWATER INC COM 886423102 1619 53075 SH DEFINED 11700 41375 0
TIME WARNER INC COM 887315109 1394 19200 SH DEFINED 0 19200 0
TITAN PHARMACEUTCLS INC DEL CO COM 888314101 700 141700 SH DEFINED 0 141700 0
TRICON GLOBAL RESTAURANTS COM 895953107 4051 74841 SH DEFINED 12500 62341 0
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