UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fahnestock & Company, Inc.
Address:125 Broad Street
16th Floor
New York, NY 10004
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Tannucilli
Title: Administrative Director
Phone: 212-668-5016
Signature, Place, and Date of Signing:
Michael Tannucilli New York, New York October 5, 1999
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 296
FORM 13F INFORMATION TABLE VALUE TOTAL: $525,500,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
24 / 7 MEDIA INC COM COM 901314104 1310 34600 SH DEFINED 0 34600 0
3 COM CORP COM 885535104 543 18875 SH DEFINED 0 18875 0
ABBOTT LABS COM 002824100 2961 80700 SH DEFINED 5000 75700 0
AFLAC INC COM COM 001055102 260 6200 SH DEFINED 0 6200 0
AKZO NV ADR COM 010199305 770 18000 SH DEFINED 0 18000 0
ALLIED SIGNAL INC COM 019512102 214 3574 SH DEFINED 0 3574 0
ALLTEL CORP COM 020039103 927 13170 SH DEFINED 0 13170 0
ALTERNATIVE LIVING SVCS INC 5. CONVERTIBLE BOND 02145KAB3 3110 4320000 PRN DEFINED 0 4320000 0
ALZA CORP COM 022615108 2928 68400 SH DEFINED 11300 57100 0
ALZA CORP 0.000% 07/14/14 CONVERTIBLE BOND 022615AC2 4 7000 PRN DEFINED 0 7000 0
AMERICA ONLINE INC COM 02364J104 24022 230840 SH DEFINED 67475 163365 0
AMERICAN EXPRESS CO COM 025816109 508 3763 SH DEFINED 0 3763 0
AMERICAN HOME PRODUCTS CORP COM 026609107 1564 37680 SH DEFINED 0 37680 0
AMERICAN INTL GROUP INC COM 026874107 5549 63829 SH DEFINED 400 63429 0
AMERICAN NATL INSURANCE COM 028591105 201 3000 SH DEFINED 0 3000 0
AMERICAN PWR CONVERSION CORPCO COM 029066107 840 44200 SH DEFINED 0 44200 0
AMERITECH CORP COM 030954101 369 5530 SH DEFINED 0 5530 0
AMFM INC COM 001693100 5799 95450 SH DEFINED 16500 78950 0
AMGEN INC COM 031162100 480 5890 SH DEFINED 700 5190 0
AMR CORP COM 001765106 758 13900 SH DEFINED 0 13900 0
ANADARKO PETE CORP COM 032511107 200 6540 SH DEFINED 0 6540 0
ASIA PACIFIC FD COM 044901106 234 26000 SH DEFINED 0 26000 0
ASIA TIGER 100 INDEX OPTION - CALL 45950K183 0 400 SH CALL DEFINED 0 400 0
ASIA TIGERS FUND INC COM 04516T105 672 80800 SH DEFINED 0 80800 0
ASK JEEVES INC OC-COM COM 045174109 214 6200 SH DEFINED 0 6200 0
ASSOCIATES FIRST CAP CORP, CL COM 046008108 407 11300 SH DEFINED 0 11300 0
AT HOME CORP COM SER A COM 045919107 2541 61316 SH DEFINED 0 61316 0
AT & T CORP COM 001957109 5842 134302 SH DEFINED 4503 129799 0
ATLANTIC RICHFIELD CO COM 048825103 507 5720 SH DEFINED 0 5720 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 26943 722088 SH DEFINED 0 722088 0
AUTOWEB COM INC COM COM 053331104 165 18500 SH DEFINED 0 18500 0
AVANT IMMUNOTHERAPEUTICS INC COM 053491106 2452 1188710 SH DEFINED 0 1188710 0
AVIATION SALES CO COM 053672101 989 52067 SH DEFINED 0 52067 0
BANCTEC INC COM 059784108 0 11560 SH DEFINED 0 11560 0
BANK NEW YORK INC COM 064057102 261 7800 SH DEFINED 0 7800 0
BANK ONE CORP COM 06423A103 306 8781 SH DEFINED 0 8781 0
BANK TOKYO-MITSUBISHI LTD ADR COM 065379109 796 52000 SH DEFINED 0 52000 0
BANKBOSTON CORP COM COM 06605R106 447 10300 SH DEFINED 0 10300 0
BAYER AG SPONS ADR COM 072730302 1789 45000 SH DEFINED 0 45000 0
BCE INC COM 05534B109 930 18660 SH DEFINED 0 18660 0
BELL ATLANTIC CORP COM 077853109 1060 15744 SH DEFINED 0 15744 0
BELLSOUTH CORP COM 079860102 587 13044 SH DEFINED 1564 11480 0
BIO TECH GEN CORP COM COM 090578105 410 42720 SH DEFINED 0 42720 0
BIONOVA HOLDING CORP COM 09063Q107 1610 660632 SH DEFINED 0 660632 0
BOEING CO COM 097023105 2942 69032 SH DEFINED 10200 58832 0
BOSTON CHICKEN LYONS CONV ZERO CONVERTIBLE BOND 100578AB9 2 625000 PRN DEFINED 0 625000 0
BP AMOCO PLC SPONSORED ADR COM 055622104 755 6813 SH DEFINED 0 6813 0
BRISTOL MYERS SQUIBB CO COM 110122108 3998 59223 SH DEFINED 4200 55023 0
CABLE & WIRELESS PUB LTD CO SP FOREIGN COMMON S 126830207 1898 57285 SH DEFINED 0 57285 0
CALL WNL JAN 65 AMEX (INTC LEA OPTION - CALL 45814G9AM 0 400 SH CALL DEFINED 0 400 0
CALL ZNL JAN 40 AMEX (INTC LEA OPTION - CALL 45814D9AH 0 300 SH CALL DEFINED 0 300 0
CALL ZNL JAN 60 AMEX (INTC LEA OPTION - CALL 45814D9AL 0 634 SH CALL DEFINED 0 634 0
CALL ZNL JAN 65 AMEX (INTC LEA OPTION - CALL 45814D9AM 0 660 SH CALL DEFINED 0 660 0
CALL ZNL JAN 70 AMEX (INTC LEA OPTION - CALL 45814D9AN 0 200 SH CALL DEFINED 0 200 0
CAMBRIDGE TECH PTNRS MA INC CO COM 132524109 184 12675 SH DEFINED 0 12675 0
CBS CORPORATION COM 12490K107 1270 27450 SH DEFINED 10000 17450 0
CELLEGY PHARMACEUTICALS INC CO COM 15115L103 83 10000 SH SOLE 0 10000 0
CENTRAL EUROPEAN VALUE FD INCO COM 153455100 363 36300 SH DEFINED 0 36300 0
CHASE MANHATTAN CORPORATION COM 16161A108 506 6707 SH DEFINED 0 6707 0
CHEMED CORP COM 163596109 3535 116845 SH DEFINED 0 116845 0
CHEMICAL FINL CORP COM 163731102 265 7796 SH DEFINED 0 7796 0
CHEVRON CORP COM 166751107 546 6150 SH DEFINED 200 5950 0
CHOCK FULL O NUTS CORP DBCV 8. CONVERTIBLE BOND 170268AB2 39 30000 PRN DEFINED 0 30000 0
CHRIS CRAFT INDS INC COM COM 170520100 1910 34040 SH DEFINED 0 34040 0
CHUBB CORP COM 171232101 269 5430 SH DEFINED 0 5430 0
CINCINNATI BELL INC COM 171870108 688 35380 SH DEFINED 0 35380 0
CISCO SYSTEMS INC COM 17275R102 3767 54944 SH DEFINED 7020 47924 0
CITIGROUP INC. COM 172967101 4834 109860 SH DEFINED 8325 101535 0
CITIZENS UTILITIES CO CLASS B COM 177342201 351 31013 SH DEFINED 0 31013 0
CLAYTON HOMES INC COM COM 184190106 2568 295549 SH DEFINED 49800 245749 0
COCA COLA CO COM 191216100 782 16197 SH DEFINED 4200 11997 0
COEUR D ALENE 144A 7.250% 10/3 CONVERTIBLE BOND 192108AF5 264 440000 PRN DEFINED 0 440000 0
COEUR D ALENE MINES CORP ID 7. CONVERTIBLE BOND 192108AG3 742 1180000 PRN DEFINED 0 1180000 0
COEUR D'ALENE MINES CORP COM 192108108 91 19372 SH DEFINED 0 19372 0
COEUR D'ALENE MINES CORP ID 6. CONVERTIBLE BOND 192108AE8 1065 1664000 PRN DEFINED 0 1664000 0
COLUMBIA/HCA HEALTHCARE CORP O COM 197677107 3446 162650 SH DEFINED 31350 131300 0
COMCAST CORP CL A COM 200300101 743 20600 SH DEFINED 0 20600 0
COMCAST CORP CL A SPL COM 200300200 1204 30200 SH DEFINED 0 30200 0
COMPAQ COMPUTER CORP COM 204493100 2039 89144 SH DEFINED 0 89144 0
COMPNA DE MNS BUENVNTRA S.A.AD FOREIGN COMMON S 204448104 3943 227750 SH DEFINED 0 227750 0
COMPUTER ASSOCIATE INTL INC CO COM 204912109 825 13500 SH DEFINED 0 13500 0
CONAGRA INC COM 205887102 1337 59255 SH DEFINED 13100 46155 0
CONSTELLATION ENERGY GROUP INC COM 210371100 380 13500 SH DEFINED 0 13500 0
CONVERGYS CORP COM 212485106 709 35800 SH DEFINED 0 35800 0
CORNING INC COM 219350105 6328 92300 SH DEFINED 13825 78475 0
COUNTRYWIDE CREDIT INDS COM 222372104 397 12300 SH DEFINED 0 12300 0
CRESCENT R E EQUITIES INC COM COM 225756105 234 13000 SH DEFINED 0 13000 0
CRIIMI MAE INC COM COM 226603108 25 12350 SH DEFINED 0 12350 0
CROWN CORK & SEAL INC COM 228255105 215 8871 SH DEFINED 0 8871 0
CSX CORP COM 126408103 1307 30850 SH DEFINED 0 30850 0
CULP INC COM COM 230215105 163 22430 SH DEFINED 0 22430 0
CVS CORPORATION COM 126650100 5939 145519 SH DEFINED 32900 112619 0
D Q E INC COM 23329J104 313 8000 SH DEFINED 0 8000 0
DELL COMPUTER CORP COM 247025109 6086 145550 SH DEFINED 15200 130350 0
DELPHI AUTOMOTIVE SYSTEMS CORP COM 247126105 597 37166 SH DEFINED 4503 32663 0
DEUTSCHE TELEKOM AG SPONSORED COM 251566105 1463 35000 SH DEFINED 0 35000 0
DIAGNOSTIC PRODS CORP COM COM 252450101 365 13610 SH DEFINED 0 13610 0
DONNELLEY R R & SONS CO COM 257867101 3707 128385 SH DEFINED 19700 108685 0
DOUBLECLICK INC COM COM 258609304 828 6950 SH DEFINED 0 6950 0
DOVER CORP COM 260003108 356 8700 SH DEFINED 5000 3700 0
DRKOOP COM INC COM COM 262098106 196 13800 SH DEFINED 0 13800 0
DU PONT E I DE NEMOURS CO COM 263534109 3140 51900 SH DEFINED 10700 41200 0
DUKE ENERGY CORP COM 264399106 723 13120 SH DEFINED 0 13120 0
ELAN PLC ADR COM 284131208 472 14050 SH DEFINED 0 14050 0
ELECTRONIC DATA SYSTEMS COM 285661104 2667 50380 SH DEFINED 0 50380 0
EM NET CORP COM 268709102 14 10000 SH DEFINED 0 10000 0
ENRON CORP COM 293561106 574 13980 SH DEFINED 0 13980 0
EQUITY RESIDENTIAL PPTYS TR COM 29476L107 297 7000 SH DEFINED 0 7000 0
ERICSSON L M TEL CO ADR CL B COM 294821400 2188 70000 SH DEFINED 0 70000 0
EXXON CORP COM 302290101 4487 59046 SH DEFINED 1000 58046 0
FAHNESTOCK VINER HLDGS LTD CL COM 302921101 478 32150 SH DEFINED 0 32150 0
FED HOME LOAN MTG CORP COM 313400301 1222 23500 SH DEFINED 0 23500 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 1505 24000 SH DEFINED 0 24000 0
FEDERAL SIGNAL CORP COM 313855108 2104 105840 SH DEFINED 0 105840 0
FIRST ISRAEL FD INC COM MUTUAL FUNDS 32063L100 357 25500 SH DEFINED 0 25500 0
FORD MOTOR CO COM 345370100 2160 42976 SH DEFINED 5400 37576 0
FOREST LABS INC COM 345838106 1432 34000 SH DEFINED 0 34000 0
FOX ENTMT GROUP INC CL A COM 35138T107 211 10000 SH DEFINED 0 10000 0
FPA MEDICAL MGMT INC COM 302543103 0 14859 SH DEFINED 0 14859 0
FPL GROUP INC COM 302571104 302 6000 SH DEFINED 300 5700 0
FRANCE GROWTH FD INC COM COM 35177K108 1802 127554 SH DEFINED 0 127554 0
FRANKLIN CUSTODIAN FUNDS INCOM MUTUAL FUNDS 353496300 50 22248 SH DEFINED 0 22248 0
FRUIT OF THE LOOM INC CL A COM G3682L105 77 22500 SH DEFINED 0 22500 0
GANNETT INC DEL COM 364730101 1017 14700 SH DEFINED 5300 9400 0
GENERAL ELECTRIC CO COM 369604103 4261 35939 SH DEFINED 3600 32339 0
GENERAL MOTORS CORP COM 370442105 2803 44536 SH DEFINED 6650 37886 0
GENZYME CORP COM 372917104 430 9550 SH DEFINED 0 9550 0
GENZYME CORP TISSUE REPAIR COM 372917401 64 33312 SH DEFINED 0 33312 0
GEXA GOLD CORP COM 374398105 0 20210 SH DEFINED 0 20210 0
GILLETTE CO COM 375766102 369 10870 SH DEFINED 0 10870 0
GLAXO WELLCOME PLC ADR COM 37733W105 1446 27800 SH DEFINED 0 27800 0
GORMAN RUPP CO COM COM 383082104 165 10630 SH DEFINED 0 10630 0
GTE CORP COM 362320103 925 12028 SH DEFINED 0 12028 0
GUIDANT CORP COM 401698105 1569 29260 SH DEFINED 1000 28260 0
GULF CANADA RESOURCES ORD COM 40218L305 42 10000 SH DEFINED 0 10000 0
H R BLOCK INC COM 093671105 5539 127525 SH DEFINED 17400 110125 0
HAMBRECHT & QUIST GROUP INC CO COM 406545103 2199 45100 SH DEFINED 0 45100 0
HARLEY DAVIDSON INC COM 412822108 1512 30200 SH DEFINED 4600 25600 0
HARTFORD LIFE INC CL A COM 416592103 256 5200 SH DEFINED 0 5200 0
HEALTHSOUTH CORP COM 421924101 2864 467527 SH DEFINED 68800 398727 0
HELMERICH & PAYNE INC COM 423452101 506 20000 SH DEFINED 0 20000 0
HEWLETT PACKARD CO COM 428236103 4263 46975 SH DEFINED 2000 44975 0
HIGH SPEED ACCESS CORP COM COM 42979U102 560 24400 SH DEFINED 0 24400 0
HILTON HOTEL CORP COM 432848109 296 30000 SH DEFINED 0 30000 0
HOECHST A G SPONSORED ADR COM 434390308 2319 53300 SH DEFINED 0 53300 0
HOME DEPOT INC COM 437076102 7137 104000 SH DEFINED 28850 75150 0
IMS HEALTH INC COM 449934108 778 34102 SH DEFINED 0 34102 0
INFOSEEK CORP COM COM 45678M107 923 29900 SH DEFINED 0 29900 0
INKTOMI CORP COM COM 457277101 360 3000 SH DEFINED 0 3000 0
INTEL CORP COM 458140100 33117 445642 SH DEFINED 14100 431542 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 4907 40556 SH DEFINED 800 39756 0
INTERNET COM CORP COM COM 460967102 185 13200 SH DEFINED 0 13200 0
IONICS INC COM 462218108 404 12480 SH DEFINED 4800 7680 0
ITALY FD INC COM FOREIGN COMMON S 465395101 1181 81100 SH DEFINED 0 81100 0
JACOBSON STORES INC SUB CONV 6 CONVERTIBLE BOND 469834AC9 7 10000 PRN DEFINED 0 10000 0
JEFFBANKS INC COM COM 472317106 283 9799 SH DEFINED 0 9799 0
JOHNSON & JOHNSON COM 478160104 2017 21956 SH DEFINED 0 21956 0
KERR MCGEE CORP 7.500% 05/15/1 CONVERTIBLE BOND 492386AL1 8 8000 PRN DEFINED 0 8000 0
KERR-MCGEE CORP COM 492386107 248 4500 SH DEFINED 0 4500 0
KIMBERLY CLARK CORP COM 494368103 619 11738 SH DEFINED 0 11738 0
KINROSS GOLD CORP COM 496902107 129 45000 SH DEFINED 0 45000 0
KMART FING I TR CV PFD 7.75% PREFERRED STOCKS 498778208 567 11900 SH DEFINED 0 11900 0
KONINKLIJKE PHILIPS ELECTRS AD COM 500472204 390 3864 SH DEFINED 0 3864 0
KOREA EQUITY FD INC COM MUTUAL FUNDS 50063B104 269 59000 SH DEFINED 0 59000 0
KOREA FUND INC COM 500634100 670 53600 SH DEFINED 0 53600 0
KOREAN INVT FD INC COM COM 500637103 225 35000 SH DEFINED 0 35000 0
KV PHARMACEUTICAL CO, CL A COM 482740206 1965 105175 SH DEFINED 0 105175 0
KV PHARMACEUTICAL CO, CL B COM 482740107 2972 161200 SH DEFINED 0 161200 0
LG & E ENERGY CORP COM 501917108 319 15030 SH DEFINED 0 15030 0
LILLY ELI & CO COM 532457108 3495 54451 SH DEFINED 0 54451 0
LONE STAR TECHNOLOGIES INC COM COM 542312103 432 21600 SH DEFINED 0 21600 0
LUCENT TECHNOLOGIES INC COM 549463107 2386 36780 SH DEFINED 2 36778 0
LYCOS INC COM COM 550818108 6005 119800 SH DEFINED 0 119800 0
MARK IV INDS INC COM COM 570387100 2645 133900 SH DEFINED 31000 102900 0
MASSMUTUAL CORP INVS INC COM 576292106 2527 117884 SH DEFINED 0 117884 0
MASSMUTUAL PARTN INVSTRS SH BE COM 576299101 3368 332600 SH DEFINED 0 332600 0
MATSUSHITA ELEC INDL LTD ADR 1 COM 576879209 941 4500 SH DEFINED 0 4500 0
MCDONALDS CORP COM 580135101 5800 134100 SH DEFINED 17150 116950 0
MCI WORLDCOM COM 55268B106 10249 142597 SH DEFINED 27700 114897 0
MELLON BANK CORP COM 585509102 229 6800 SH DEFINED 0 6800 0
MENTOR GRAPHICS CORP COM 587200106 1443 168500 SH DEFINED 0 168500 0
MERCK & CO COM 589331107 4938 76196 SH DEFINED 2400 73796 0
MGI PROPERTIES COM COM 552885105 95 10535 SH DEFINED 0 10535 0
MICROSOFT CORP COM 594918104 5249 57960 SH DEFINED 2000 55960 0
MINNESOTA MNG & MFG CO COM 604059105 1330 13850 SH DEFINED 0 13850 0
MIRAGE RESORTS INC COM COM 60462E104 805 57500 SH DEFINED 0 57500 0
MOBIL CORP COM 607059102 1654 16421 SH DEFINED 0 16421 0
MONSANTO CO COM 611662107 849 23800 SH DEFINED 0 23800 0
MOTOROLA INC COM 620076109 1316 14950 SH DEFINED 0 14950 0
MP3 COM INC COM COM 62473M109 584 15550 SH DEFINED 0 15550 0
MUELLER INDS INC COM COM 624756102 6914 232905 SH DEFINED 45200 187705 0
NESTLE S A SPON ADR REG COM 641069406 1955 20800 SH DEFINED 0 20800 0
NEW GERMANY FD COM 644465106 2248 190273 SH DEFINED 0 190273 0
NEW PLAN EXCEL REALTY TRUST, I COM 648053106 178 10000 SH DEFINED 0 10000 0
NEWMONT MINING CORP COM 651639106 650 25130 SH DEFINED 0 25130 0
NEWS COPR LTD ADR COM 652487703 455 16000 SH DEFINED 0 16000 0
NEWS CORP LTD ADR SPONS PREF PREFERRED STOCKS 652487802 958 35900 SH DEFINED 0 35900 0
NIAGARA MOHAWK HLDGS INC COM 653520106 857 55100 SH DEFINED 0 55100 0
NIPPON TELEG & TEL CORP ADR SP COM 654624105 1758 28500 SH DEFINED 0 28500 0
NOKIA CORP SPONSORED ADR COM 654902204 8250 91796 SH DEFINED 30000 61796 0
NUCOR CORP COM COM 670346105 2838 59600 SH DEFINED 9875 49725 0
OCCIDENTAL PETROLEUM CORP COM 674599105 2767 119670 SH DEFINED 0 119670 0
ORION CAPITAL CORP COM 686268103 237 5000 SH DEFINED 0 5000 0
OSMONICS INC COM 688350107 249 23550 SH DEFINED 0 23550 0
OSTEOTECH INC COM COM 688582105 307 22500 SH DEFINED 0 22500 0
PALL CORP COM 696429307 319 13770 SH DEFINED 0 13770 0
PARK PL ENTMT CORP COM COM 700690100 866 69240 SH DEFINED 0 69240 0
PAXSON COMMUNICATIONS CORP COM COM 704231109 123 10000 SH DEFINED 0 10000 0
PEPSICO INC COM 713448108 1725 56572 SH DEFINED 0 56572 0
PFIZER INC COM 717081103 4813 134169 SH DEFINED 1500 132669 0
PHARMACIA & UPJOHN, INC COM 716941109 342 6900 SH DEFINED 0 6900 0
PHARMACYCLICS INC COM 716933106 718 17565 SH DEFINED 0 17565 0
PHILADELPHIA SUBN CORP COM 718009608 1833 77800 SH DEFINED 0 77800 0
PHILIP MORRIS COMPANIES INC COM 718154107 2659 77770 SH DEFINED 15600 62170 0
PIMCO ADVISORS HOLDINGS LP COM 69338P102 408 12945 SH DEFINED 0 12945 0
PIONEER CORP JAPAN ADR SPONSOR COM 723646105 187 11000 SH DEFINED 0 11000 0
PLACER DOME INC COM 725906101 346 23278 SH DEFINED 0 23278 0
POTOMAC ELEC PWR CO COM 737679100 224 8800 SH DEFINED 0 8800 0
PROCTER & GAMBLE CO COM 742718109 2034 21700 SH DEFINED 0 21700 0
PSINET INC COM COM 74437C101 302 8400 SH DEFINED 0 8400 0
PUBLIC SERVICE ENTERPRISE GR I COM 744573106 398 10292 SH DEFINED 0 10292 0
PUT LPM JAN 5 *** (BOST L OPTION - PUT 1005799MA 0 1520 SH PUT DEFINED 0 1520 0
QUESTAR CORP COM COM 748356102 227 12500 SH DEFINED 0 12500 0
QWEST COMMUNICATIONS INTL INCO COM 749121109 281 9500 SH DEFINED 0 9500 0
R & B FALCON CORP COM 74912E101 144 11000 SH DEFINED 0 11000 0
RAZORFISH INC CL A COM 755236106 231 5300 SH DEFINED 0 5300 0
RELIANT ENERGY INC COM 75952J108 303 11200 SH DEFINED 0 11200 0
REPUBLIC BANCORP INC COM COM 760282103 352 30450 SH DEFINED 0 30450 0
REVLON INC CL A COM 761525500 389 21300 SH DEFINED 0 21300 0
ROCHESTER LTD TERM NY MUNI FUN MUTUAL FUNDS 771740107 34 10482 SH DEFINED 0 10482 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 360 6100 SH DEFINED 0 6100 0
SAFEGUARD SCIENTIFICS INC COM 786449108 680 10000 SH DEFINED 0 10000 0
SALOMON BROS 2008 WRLDWIDE COM MUTUAL FUNDS 79548R103 94 10200 SH DEFINED 0 10200 0
SALOMON SMITH BARNEY HLDGS INI COM 79549B628 237 24200 SH DEFINED 0 24200 0
SAMSUNG ELECTRONICS COMMON VTG FOREIGN COMMON S 796050888 7966 99268 SH DEFINED 0 99268 0
SAMSUNG ELECTRONICS PFD NON-VO FOREIGN COMMON S 796050201 474 7610 SH DEFINED 0 7610 0
SARA LEE CORP COM 803111103 5546 237242 SH DEFINED 52900 184342 0
SBC COMMUNICATIONS INC COM 78387G103 2522 49388 SH DEFINED 0 49388 0
SCANA CORP COM 805898103 276 11400 SH DEFINED 0 11400 0
SCHERING PLOUGH CORP COM 806605101 6272 143780 SH DEFINED 0 143780 0
SCHLUMBERGER COM 806857108 4844 77735 SH DEFINED 21305 56430 0
SEPRACOR INC COM COM 817315104 5119 67800 SH DEFINED 0 67800 0
SIEMENS A G ADR NEW COM 826197402 2460 30000 SH DEFINED 0 30000 0
SINGAPORE AIRLINES LTD ORD COM V80178102 181 19000 SH DEFINED 0 19000 0
SOFTNET SYS INC COM 833964109 488 20000 SH DEFINED 0 20000 0
SOTHEBY HLDGS INC CL A COM 835898107 1891 73250 SH DEFINED 0 73250 0
SOUTH JERSEY INDS INC COM 838518108 335 12713 SH DEFINED 0 12713 0
SOUTHERN CO COM 842587107 485 18850 SH DEFINED 0 18850 0
SOUTHWEST AIRLS CO COM 844741108 153 10050 SH DEFINED 0 10050 0
SPRINT CORP COM 852061100 5947 109619 SH DEFINED 1000 108619 0
SPRINT CORP (PCS GROUP) COM 852061506 263 3525 SH DEFINED 250 3275 0
STARWOOD HOTELS & RESORTS WORL COM 85590A203 828 37100 SH DEFINED 0 37100 0
STERLING SOFTWARE INC COM COM 859547101 265 13260 SH DEFINED 0 13260 0
STORAGE TECHNOLOGY CORP COM 862111200 211 10900 SH DEFINED 0 10900 0
STRYKER CORP COM 863667101 491 9600 SH DEFINED 0 9600 0
SUN MICROSYSTEM INC COM COM 866810104 4743 51000 SH DEFINED 11500 39500 0
SWISS HELVETIA FD INC COM COM 870875101 426 30000 SH DEFINED 0 30000 0
TARO PHARMACEUTICAL INDS LTDOR COM M8737E108 154 10100 SH DEFINED 0 10100 0
TCI SATELLITE ENTMT INC, CL A COM 872298104 244 65671 SH DEFINED 0 65671 0
TECO ENERGY INC COM 872375100 258 12200 SH DEFINED 0 12200 0
TELE COMMUNICATIONS INC 6.000% CONVERTIBLE PREF 87924V309 640 6398 SH DEFINED 0 6398 0
TELLABS INC COM COM 879664100 2374 41700 SH DEFINED 12800 28900 0
TENET HEALTHCARE CORP COM COM 88033G100 1056 60100 SH DEFINED 19150 40950 0
TEXACO INC COM 881694103 299 4738 SH DEFINED 0 4738 0
TEXAS INSTRUMENTS INC COM 882508104 17245 209670 SH DEFINED 45400 164270 0
TEXAS UTILS CO COM 882848104 403 10800 SH DEFINED 0 10800 0
THEGLOBE.COM INC COM 88335R101 1184 86500 SH DEFINED 0 86500 0
THESTREET COM INC COM COM 88368Q103 720 39700 SH DEFINED 0 39700 0
TICKETMASTER ONLINE CITYSEARCH COM 88633P203 433 17900 SH DEFINED 0 17900 0
TIDEWATER INC COM 886423102 1352 53025 SH DEFINED 11700 41325 0
TIME WARNER INC COM 887315109 3976 65450 SH DEFINED 4200 61250 0
TITAN PHARMACEUTCLS INC DEL CO COM 888314101 815 86900 SH DEFINED 0 86900 0
TITAN PHARMACEUTCLS INC DEL WT WARRANT AND RIGH 888314119 44 13000 SH DEFINED 0 13000 0
TOOTSIE ROLL INDS INC COM COM 890516107 904 27511 SH DEFINED 0 27511 0
U.S. INDUSTRIES, INC. COM 912080108 202 12822 SH DEFINED 0 12822 0
UNILEVER N V WI COM 904784709 1217 17857 SH DEFINED 0 17857 0
UNION PAC CORP COM 907818108 472 9828 SH DEFINED 0 9828 0
UNISYS CORP COM 909214108 6732 149187 SH DEFINED 23200 125987 0
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