UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Fahnestock & Company, Inc.
Address:125 Broad Street
16th Floor
New York, NY 10004
13F File Number:
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Tannucilli
Title: Administrative Director
Phone: 212-668-5016
Signature, Place, and Date of Signing:
Michael Tannucilli New York, New York February 7, 2000
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 312
FORM 13F INFORMATION TABLE VALUE TOTAL: $685,048,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
24 / 7 MEDIA INC COM COM 901314104 2183 38800 SH DEFINED 0 38800 0
3 COM CORP COM 885535104 1161 24700 SH DEFINED 0 24700 0
ABBOTT LABS COM 002824100 3021 83200 SH DEFINED 7000 76200 0
AFLAC INC COM COM 001055102 2010 42600 SH DEFINED 0 42600 0
AKZO NV ADR COM 010199305 896 18000 SH DEFINED 0 18000 0
ALLTEL CORP COM 020039103 1103 13342 SH DEFINED 0 13342 0
ALTERNATIVE LIVING SVCS INC 5. CONVERTIBLE BOND 02145KAB3 3706 5745000 PRN DEFINED 0 5745000 0
ALZA CORP COM 022615108 3061 88400 SH DEFINED 11300 77100 0
AMERICA ONLINE INC COM 02364J104 34863 459480 SH DEFINED 131763 327717 0
AMERICAN EXPRESS CO COM 025816109 609 3663 SH DEFINED 0 3663 0
AMERICAN HOME PRODUCTS CORP COM 026609107 3697 94180 SH DEFINED 0 94180 0
AMERICAN INTL GROUP INC COM 026874107 4451 41161 SH DEFINED 600 40561 0
AMERICAN PWR CONVERSION CORP COM 029066107 256 9700 SH DEFINED 0 9700 0
AMERICAN WATER WORKS INC COM 030411102 1819 85600 SH DEFINED 0 85600 0
AMFM INC COM 001693100 8158 104250 SH DEFINED 16600 87650 0
AMGEN INC COM 031162100 1181 19655 SH DEFINED 3050 16605 0
AMR CORP COM 001765106 1266 18900 SH DEFINED 0 18900 0
ANADARKO PETROLEUM CORP COM 032511107 360 10540 SH DEFINED 0 10540 0
ANDRX CORP COM COM 034551101 457 10800 SH DEFINED 0 10800 0
ASIA PACIFIC FD COM 044901106 293 26000 SH DEFINED 0 26000 0
ASIA TIGER 100 INDEX OPTION - CALL 45950K183 380 400 SH CALL DEFINED 0 400 0
ASIA TIGERS FUND INC COM 04516T105 1003 97900 SH DEFINED 0 97900 0
ASSOCIATES FIRST CAP CORP, CL COM 046008108 310 11300 SH DEFINED 0 11300 0
AT HOME CORP SER A COM 045919107 3201 74666 SH DEFINED 0 74666 0
AT & T CORP COM 001957109 6326 124490 SH DEFINED 4503 119987 0
ATLANTIC RICHFIELD CO COM 048825103 495 5720 SH DEFINED 0 5720 0
AT&T CORP LIBERTY MEDIA CL A COM 001957208 39847 701384 SH DEFINED 0 701384 0
AVANT IMMUNOTHERAPEUTICS INC COM 053491106 3444 1394710 SH DEFINED 0 1394710 0
AVENTIS ADR SPONSORED COM 053561106 2253 39610 SH DEFINED 0 39610 0
AVIATION SALES CO COM 053672101 2215 134256 SH DEFINED 0 134256 0
BACKWEB TECHNOLOGIES LTD SHS COM M15633106 362 8600 SH DEFINED 0 8600 0
BANK NEW YORK INC COM 064057102 304 7600 SH DEFINED 0 7600 0
BANK ONE CORP COM 06423A103 408 12760 SH DEFINED 0 12760 0
BANK TOKYO-MITSUBISHI LTD ADR COM 065379109 1402 100600 SH DEFINED 0 100600 0
BAYER AG SPONS ADR COM 072730302 2126 45000 SH DEFINED 0 45000 0
BCE INC COM 05534B109 1610 17849 SH DEFINED 0 17849 0
BECTON DICKINSON & CO COM 075887109 873 32390 SH DEFINED 0 32390 0
BELL ATLANTIC CORP COM 077853109 1770 28750 SH DEFINED 0 28750 0
BELLSOUTH CORP COM 079860102 760 16244 SH DEFINED 1564 14680 0
BHC COMMUNICATIONS INC CL A COM 055448104 1312 8200 SH DEFINED 0 8200 0
BIO TECH GEN CORP COM COM 090578105 447 29280 SH DEFINED 0 29280 0
BIOGEN N V COM 090597105 220 2600 SH DEFINED 0 2600 0
BIONOVA HOLDING CORP COM 09063Q107 1204 802832 SH DEFINED 0 802832 0
BOEING CO COM 097023105 2872 69314 SH DEFINED 9200 60114 0
BOSTON CHICKEN LYONS CONV ZERO CONVERTIBLE BOND 100578AB9 0 625000 PRN DEFINED 0 625000 0
BP AMOCO PLC SPONSORED ADR COM 055622104 782 13184 SH DEFINED 0 13184 0
BRISTOL MYERS SQUIBB CO COM 110122108 3785 58972 SH DEFINED 4200 54772 0
BROADWING INC COM 111620100 1310 35535 SH DEFINED 0 35535 0
CABLE & WIRELESS PUB LTD CO SP FOREIGN COMMON S 126830207 3342 63135 SH DEFINED 0 63135 0
CALICO COMMERCE INC COM 129897104 1023 19300 SH DEFINED 0 19300 0
CALIFORNIA WTR SVC GROUP COM COM 130788102 476 15700 SH DEFINED 0 15700 0
CALL WNL JAN 65 AMEX (INTC LEA OPTION - CALL 45814G9AM 1295 400 SH CALL DEFINED 0 400 0
CALL ZNL JAN 40 AMEX (INTC LEA OPTION - CALL 45814D9AH 1373 300 SH CALL DEFINED 0 300 0
CALL ZNL JAN 60 AMEX (INTC LEA OPTION - CALL 45814D9AL 1894 634 SH CALL DEFINED 0 634 0
CALL ZNL JAN 65 AMEX (INTC LEA OPTION - CALL 45814D9AM 1749 660 SH CALL DEFINED 0 660 0
CALL ZNL JAN 70 AMEX (INTC LEA OPTION - CALL 45814D9AN 463 200 SH CALL DEFINED 0 200 0
CAMBRIDGE TECH PTNRS MA INC CO COM 132524109 258 9825 SH DEFINED 0 9825 0
CANON INC ADR COM 138006309 203 5000 SH DEFINED 0 5000 0
CARDINAL HEALTH INC COM 14149Y108 203 4240 SH DEFINED 0 4240 0
CBS CORPORATION COM 12490K107 1755 27450 SH DEFINED 10000 17450 0
CENTEX CORPORATION COM 152312104 247 10000 SH DEFINED 0 10000 0
CENTRAL EUROPEAN VALUE FD INCO COM 153455100 404 34000 SH DEFINED 0 34000 0
CHARTER COMMUNICATIONS INC DCL COM 16117M107 667 30485 SH DEFINED 0 30485 0
CHASE MANHATTAN CORPORATION COM 16161A108 521 6707 SH DEFINED 0 6707 0
CHEMED CORP COM 163596109 3726 130180 SH DEFINED 0 130180 0
CHEMICAL FINL CORP COM 163731102 248 8186 SH DEFINED 0 8186 0
CHEVRON CORP COM 166751107 515 5950 SH DEFINED 200 5750 0
CHICAGO TITLE CORP COM COM 168228104 338 7300 SH DEFINED 0 7300 0
CHRIS CRAFT INDS INC COM COM 170520100 2455 34040 SH DEFINED 0 34040 0
CHUBB CORP COM 171232101 293 5210 SH DEFINED 0 5210 0
CIENA CORP COM COM 171779101 983 17100 SH DEFINED 0 17100 0
CISCO SYSTEMS INC COM 17275R102 5861 54709 SH DEFINED 8170 46539 0
CITIGROUP INC. COM 172967101 8943 160590 SH DEFINED 21625 138965 0
CITIZENS UTILITIES CO CLASS B COM 177342201 440 31013 SH DEFINED 0 31013 0
CLAYTON HOMES INC COM COM 184190106 3188 346949 SH DEFINED 67900 279049 0
CNET INC COM COM 125945105 715 12600 SH DEFINED 0 12600 0
COCA COLA CO COM 191216100 925 15872 SH DEFINED 4000 11872 0
COEUR D ALENE MINES CORP ID 6. CONVERTIBLE BOND 192108AE8 576 1082000 PRN DEFINED 0 1082000 0
COEUR D ALENE MINES CORP ID 7. CONVERTIBLE BOND 192108AG3 1243 2230000 PRN DEFINED 0 2230000 0
COEUR D'ALENE MINES CORP ID 7. CONVERTIBLE BOND 192108AF5 198 355000 PRN DEFINED 0 355000 0
COEUR D'ALENE MINES CORP COM 192108108 41 11898 SH DEFINED 0 11898 0
COLGATE PALMOLIVE CO COM 194162103 244 3750 SH DEFINED 0 3750 0
COLUMBIA/HCA HEALTHCARE CORP O COM 197677107 4689 159950 SH DEFINED 31450 128500 0
COMCAST CORP CL A COM 200300101 972 20300 SH DEFINED 0 20300 0
COMCAST CORP CL A SPL COM 200300200 1512 29900 SH DEFINED 0 29900 0
COMPAQ COMPUTER CORP COM 204493100 2373 87688 SH DEFINED 0 87688 0
COMPNA DE MNS BUENVNTRA S.A.AD FOREIGN COMMON S 204448104 3781 235400 SH DEFINED 0 235400 0
COMPUTER ASSOCIATE INTL INC CO COM 204912109 2042 29200 SH DEFINED 0 29200 0
CONAGRA INC COM 205887102 3570 157375 SH DEFINED 33800 123575 0
CONSECO INC COM 208464107 462 25933 SH DEFINED 0 25933 0
CONSTELLATION ENERGY GROUP INC COM 210371100 392 13500 SH DEFINED 0 13500 0
CONVERGYS CORP COM 212485106 1093 35555 SH DEFINED 0 35555 0
CORNING INC COM 219350105 11804 91550 SH DEFINED 13825 77725 0
COUNTRYWIDE CREDIT INDS COM 222372104 311 12300 SH DEFINED 0 12300 0
CSX CORP COM 126408103 973 31000 SH DEFINED 0 31000 0
CULP INC COM COM 230215105 98 15450 SH DEFINED 0 15450 0
CVS CORPORATION COM 126650100 5736 143845 SH DEFINED 34500 109345 0
C-A JAGUAR FUND NV MUTUAL FUNDS 00AJAGFND 3125 5786 SH DEFINED 0 5786 0
D Q E INC COM 23329J104 277 8000 SH DEFINED 0 8000 0
DELL COMPUTER CORP COM 247025109 8029 157440 SH DEFINED 15200 142240 0
DELPHI AUTOMOTIVE SYSTEMS CORP COM 247126105 248 15734 SH DEFINED 0 15734 0
DEUTSCHE TELEKOM AG SPONSORED COM 251566105 2485 35000 SH DEFINED 0 35000 0
DIAGEO PLC ADR SPONSORED FOREIGN COMMON S 25243Q205 1544 48255 SH DEFINED 0 48255 0
DIAGNOSTIC PRODS CORP COM COM 252450101 232 9470 SH DEFINED 0 9470 0
DONALDSON LUFKIN&JENRETT NEWCO COM 257661108 629 13000 SH DEFINED 0 13000 0
DONNELLEY R R & SONS CO COM 257867101 961 38725 SH DEFINED 9600 29125 0
DOUBLECLICK INC COM COM 258609304 1911 15100 SH DEFINED 0 15100 0
DOVER CORP COM 260003108 871 19200 SH DEFINED 5000 14200 0
DU PONT E I DE NEMOURS CO COM 263534109 4123 62592 SH DEFINED 10700 51892 0
DUKE ENERGY CORP COM 264399106 907 18099 SH DEFINED 0 18099 0
E TOWN COM 269242103 227 3650 SH DEFINED 0 3650 0
ELAN PLC ADR COM 284131208 364 12350 SH DEFINED 0 12350 0
ELECTRONIC DATA SYSTEMS COM 285661104 3346 49980 SH DEFINED 0 49980 0
EMC CORP COM 268648102 251 2300 SH DEFINED 0 2300 0
EMERSON ELEC CO COM 291011104 585 10200 SH DEFINED 0 10200 0
ENGAGE TECHNOLOGIES INC COM COM 292827102 1968 32800 SH DEFINED 0 32800 0
ENRON CORP COM 293561106 618 13930 SH DEFINED 0 13930 0
EQUITY RESIDENTIAL PPTYS TR COM 29476L107 427 10000 SH DEFINED 0 10000 0
ERICSSON L M TEL CO ADR CL B COM 294821400 1274 19400 SH DEFINED 0 19400 0
EXODUS COMMUNICATIONS INC COM COM 302088109 1421 16000 SH DEFINED 1000 15000 0
EXTREME NETWORKS INC COM COM 30226D106 768 9200 SH DEFINED 0 9200 0
EXXON MOBIL CORPORATION COM 30231G102 6341 78703 SH DEFINED 1000 77703 0
FAHNESTOCK VINER HLDGS LTD CL COM 302921101 476 31850 SH DEFINED 0 31850 0
FED HOME LOAN MTG CORP COM 313400301 3374 71700 SH DEFINED 0 71700 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 687 11000 SH DEFINED 0 11000 0
FEDERAL SIGNAL CORP COM 313855108 1717 106910 SH DEFINED 0 106910 0
FIRST ISRAEL FD INC COM MUTUAL FUNDS 32063L100 434 25500 SH DEFINED 0 25500 0
FLEET BOSTON FINANCIAL CORPORA COM 339030108 1362 39113 SH DEFINED 0 39113 0
FORD MOTOR CO COM 345370100 2219 41626 SH DEFINED 4500 37126 0
FOREST LABS INC COM 345838106 1167 19000 SH DEFINED 0 19000 0
FPA MEDICAL MGMT INC COM 302543103 0 14859 SH DEFINED 0 14859 0
FPL GROUP INC COM 302571104 304 7100 SH DEFINED 300 6800 0
FRANCE GROWTH FD INC COM COM 35177K108 1953 127554 SH DEFINED 0 127554 0
GANNETT INC DEL COM 364730101 1460 17900 SH DEFINED 5900 12000 0
GENERAL ELECTRIC CO COM 369604103 6117 39526 SH DEFINED 3600 35926 0
GENERAL MOTORS CLASS H COM 370442832 288 3000 SH DEFINED 0 3000 0
GENERAL MOTORS CORP COM 370442105 2863 39386 SH DEFINED 5650 33736 0
GENZYME CORP COM 372917104 227 5050 SH DEFINED 0 5050 0
GENZYME CORP TISSUE REPAIR COM 372917401 110 38312 SH DEFINED 0 38312 0
GEXA GOLD CORP COM 374398105 0 20210 SH DEFINED 0 20210 0
GILLETTE CO COM 375766102 678 16452 SH DEFINED 0 16452 0
GLAXO WELLCOME PLC ADR COM 37733W105 1609 28800 SH DEFINED 0 28800 0
GOTO COM INC COM COM 38348T107 605 10300 SH DEFINED 0 10300 0
GTE CORP COM 362320103 869 12320 SH DEFINED 0 12320 0
GUIDANT CORP COM 401698105 1418 30160 SH DEFINED 1000 29160 0
H R BLOCK INC COM 093671105 6916 158075 SH DEFINED 21400 136675 0
HARLEY DAVIDSON INC COM 412822108 1935 30200 SH DEFINED 4600 25600 0
HARRAH'S ENTERTAINMENT COM 413619107 887 33550 SH DEFINED 0 33550 0
HARTFORD LIFE INC CL A COM 416592103 224 5100 SH DEFINED 0 5100 0
HEALTHEON CORP COM COM 422209106 525 14000 SH DEFINED 0 14000 0
HEALTHSOUTH CORP COM 421924101 1564 290927 SH DEFINED 9300 281627 0
HEARTSOFT INC - RESTRICTED COM 42236C945 0 100000 SH DEFINED 0 100000 0
HELMERICH & PAYNE INC COM 423452101 435 20000 SH DEFINED 0 20000 0
HEWLETT PACKARD CO COM 428236103 5302 46609 SH DEFINED 2000 44609 0
HIGH SPEED ACCESS CORP COM COM 42979U102 1288 73100 SH DEFINED 0 73100 0
HILTON HOTEL CORP COM 432848109 168 17569 SH DEFINED 0 17569 0
HOME DEPOT INC COM 437076102 10436 151798 SH DEFINED 43800 107998 0
HOUSEHOLD INTL CORP COM 441815107 734 19708 SH DEFINED 0 19708 0
IMS HEALTH INC COM 449934108 952 35002 SH DEFINED 0 35002 0
INKTOMI CORP COM COM 457277101 3018 34000 SH DEFINED 0 34000 0
INTEL CORP COM 458140100 38320 465542 SH DEFINED 17400 448142 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 4477 41506 SH DEFINED 800 40706 0
INTERNET CAPITAL GROUP INC COM 46059C106 493 2900 SH DEFINED 0 2900 0
INTUIT INC COM 461202103 743 12400 SH DEFINED 0 12400 0
IONICS INC COM 462218108 334 11890 SH DEFINED 4800 7090 0
ITALY FD INC COM FOREIGN COMMON S 465395101 1549 91100 SH DEFINED 0 91100 0
IVAX CORP COM 465823102 214 8300 SH DEFINED 0 8300 0
JOHNSON & JOHNSON COM 478160104 2230 23910 SH DEFINED 0 23910 0
KERR-MCGEE CORP COM 492386107 291 4700 SH DEFINED 0 4700 0
KIMBERLY CLARK CORP COM 494368103 768 11737 SH DEFINED 0 11737 0
KINROSS GOLD CORP COM 496902107 38 20000 SH DEFINED 0 20000 0
KMART FING I TR CV PFD 7.75% PREFERRED STOCKS 498778208 521 11900 SH DEFINED 0 11900 0
KONINKLIJKE PHILIPS ELECTRS AD COM 500472204 522 3864 SH DEFINED 0 3864 0
KOREA EQUITY FD INC COM COM 50063B104 483 99000 SH DEFINED 0 99000 0
KOREA FUND INC COM 500634100 911 53600 SH DEFINED 0 53600 0
KOREAN INVT FD INC COM COM 500637103 304 35000 SH DEFINED 0 35000 0
KROGER CO COM 501044101 689 36500 SH DEFINED 0 36500 0
KV PHARMACEUTICAL CO, CL A COM 482740206 2354 107325 SH DEFINED 0 107325 0
KV PHARMACEUTICAL CO, CL B COM 482740107 3559 166025 SH DEFINED 0 166025 0
LG & E ENERGY CORP COM 501917108 262 15030 SH DEFINED 0 15030 0
LILLY ELI & CO COM 532457108 3759 56526 SH DEFINED 0 56526 0
LONE STAR TECHNOLOGIES INC COM COM 542312103 594 21600 SH DEFINED 0 21600 0
LOOKSMART LTD COM COM 543442107 456 16900 SH DEFINED 0 16900 0
LUCENT TECHNOLOGIES INC COM 549463107 2675 35665 SH DEFINED 2 35663 0
LYCOS INC COM COM 550818108 9802 123200 SH DEFINED 0 123200 0
MAPQUEST COM INC COM COM 565644101 226 10000 SH DEFINED 0 10000 0
MARIMBA INC COM COM 56781Q109 1594 34600 SH DEFINED 0 34600 0
MARK IV INDS INC COM COM 570387100 2291 129500 SH DEFINED 31000 98500 0
MASSMUTUAL CORP INVS INC COM 576292106 2818 131824 SH DEFINED 0 131824 0
MASSMUTUAL PARTN INVSTRS SH BE COM 576299101 3924 382800 SH DEFINED 0 382800 0
MATSUSHITA ELEC INDL LTD ADR 1 COM 576879209 1256 4500 SH DEFINED 0 4500 0
MAY DEPT STORES CO COM 577778103 361 11200 SH DEFINED 0 11200 0
MCDONALDS CORP COM 580135101 6676 165600 SH DEFINED 17550 148050 0
MCI WORLDCOM COM 55268B106 11750 221435 SH DEFINED 42075 179360 0
MENTOR GRAPHICS CORP COM 587200106 2239 171400 SH DEFINED 0 171400 0
MERCK & CO COM 589331107 4465 66463 SH DEFINED 2400 64063 0
MGI PROPERTIES COM COM 552885105 55 10535 SH DEFINED 0 10535 0
MICROSOFT CORP COM 594918104 6347 54360 SH DEFINED 2000 52360 0
MINNESOTA MNG & MFG CO COM 604059105 1463 14950 SH DEFINED 0 14950 0
MIRAGE RESORTS INC COM 60462E104 197 13000 SH DEFINED 0 13000 0
MOTOROLA INC COM 620076109 1760 11950 SH DEFINED 500 11450 0
MP3 COM INC COM COM 62473M109 1066 33650 SH DEFINED 0 33650 0
MUELLER INDS INC COM COM 624756102 9194 253635 SH DEFINED 45550 208085 0
NESTLE S A SPON ADR REG COM 641069406 1908 20800 SH DEFINED 0 20800 0
NEW GERMANY FD COM 644465106 3041 248251 SH DEFINED 0 248251 0
NEW PLAN EXCEL REALTY TRUST, I COM 648053106 158 10000 SH DEFINED 0 10000 0
NEWMONT MINING CORP COM 651639106 642 26206 SH DEFINED 0 26206 0
NEWS COPR LTD ADR COM 652487703 593 15500 SH DEFINED 0 15500 0
NEWS CORP LTD ADR SPONS PREF COM 652487802 1963 58700 SH DEFINED 0 58700 0
NEXELL THERAPEUTICS INC COM 65332H104 38 30000 SH DEFINED 0 30000 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 286 2770 SH DEFINED 0 2770 0
NIAGARA MOHAWK HLDGS INC COM 653520106 783 56200 SH DEFINED 0 56200 0
NIPPON TELEG & TEL CORP ADR SP COM 654624105 2455 28500 SH DEFINED 0 28500 0
NOKIA CORP SPONSORED ADR COM 654902204 17152 89771 SH DEFINED 29500 60271 0
NORTEL NETWORKS CORP COM COM 656569100 1485 14700 SH DEFINED 800 13900 0
NOVELL INC COM 670006105 320 8000 SH DEFINED 0 8000 0
NUCOR CORP COM COM 670346105 3294 60100 SH DEFINED 10175 49925 0
OCCIDENTAL PETROLEUM CORP COM 674599105 2683 124080 SH DEFINED 0 124080 0
ORACLE CORP COM 68389X105 219 3900 SH DEFINED 1000 2900 0
OSMONICS INC COM 688350107 181 19750 SH DEFINED 0 19750 0
PACIFIC INTERNET LTD ORD COM Y66183107 483 10300 SH DEFINED 0 10300 0
PAINE WEBBER INC COM 695629105 893 23000 SH DEFINED 0 23000 0
PAXSON COMMUNICATIONS CORP COM 704231109 119 10000 SH DEFINED 0 10000 0
PEPSICO INC COM 713448108 1991 56491 SH DEFINED 0 56491 0
PFIZER INC COM 717081103 3022 93153 SH DEFINED 1500 91653 0
PHARMACIA & UPJOHN, INC COM 716941109 320 7100 SH DEFINED 200 6900 0
PHARMACYCLICS INC COM 716933106 728 17640 SH DEFINED 0 17640 0
PHILADELPHIA SUBN CORP COM 718009608 2052 99200 SH DEFINED 0 99200 0
PHILIP MORRIS COMPANIES INC COM 718154107 1759 76490 SH DEFINED 15550 60940 0
PIMCO ADVISORS HOLDINGS LP COM 69338P102 488 12945 SH DEFINED 0 12945 0
PIONEER CORP JAPAN ADR SPONSOR COM 723646105 301 11000 SH DEFINED 0 11000 0
PLACER DOME INC COM 725906101 242 22478 SH DEFINED 0 22478 0
POTOMAC ELEC PWR CO COM 737679100 202 8800 SH DEFINED 0 8800 0
PRICELINE.COM INC COM 741503106 732 15450 SH DEFINED 0 15450 0
PROCTER & GAMBLE CO COM 742718109 659 6011 SH DEFINED 0 6011 0
PRODIGY COMMUNICATIONS CORP CO COM 74283P107 529 27300 SH DEFINED 0 27300 0
PROGRESSIVE CORP OHIO COM 743315103 369 5050 SH DEFINED 0 5050 0
PUBLIC SERVICE ENTERPRISE GR I COM 744573106 411 11798 SH DEFINED 0 11798 0
PUT LPM JAN 5 *** (BOST L OPTION - PUT 1005799MA 273 575 SH PUT DEFINED 0 575 0
QUALCOMM INC COM 747525103 247 1400 SH DEFINED 1200 200 0
QWEST COMMUNICATIONS INTL INC COM 749121109 374 8700 SH DEFINED 0 8700 0
RELIANT ENERGY INC COM 75952J108 256 11200 SH DEFINED 0 11200 0
REPUBLIC BANCORP INC COM COM 760282103 302 24860 SH DEFINED 0 24860 0
REVLON INC CL A COM 761525500 140 17600 SH DEFINED 0 17600 0
RHYTHMS NETCONNECTIONS INC COM COM 762430205 1435 46300 SH DEFINED 0 46300 0
ROCHESTER LTD TERM NY MUNI FUN MUTUAL FUNDS 771740107 34 10600 SH DEFINED 0 10600 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 369 6100 SH DEFINED 0 6100 0
SAFEGUARD SCIENTIFICS INC COM 786449108 1630 10000 SH DEFINED 0 10000 0
SAKS INC COM 79377W108 374 24030 SH DEFINED 0 24030 0
SALOMON SMITH BARNEY HLDGS INI COM 79549B628 239 24200 SH DEFINED 0 24200 0
SAMSUNG ELECTRONICS COMMON VTG FOREIGN COMMON S 796050888 11141 91692 SH DEFINED 0 91692 0
SAMSUNG ELECTRONICS PFD NON-VO FOREIGN COMMON S 796050201 595 7510 SH DEFINED 0 7510 0
SARA LEE CORP COM 803111103 5155 233650 SH DEFINED 53100 180550 0
SBC COMMUNICATIONS INC COM 78387G103 2871 58901 SH DEFINED 0 58901 0
SCANA CORP COM 805898103 306 11400 SH DEFINED 0 11400 0
SCHERING PLOUGH CORP COM 806605101 6389 150780 SH DEFINED 0 150780 0
SCHLUMBERGER COM 806857108 4304 76687 SH DEFINED 21430 55257 0
SCHWAB CHARLES CORP NEW COM COM 808513105 765 20000 SH DEFINED 0 20000 0
SEPRACOR INC COM COM 817315104 6487 65400 SH DEFINED 0 65400 0
SIEMENS A G ADR NEW COM 826197402 3870 30000 SH DEFINED 0 30000 0
SINCLAIR BROADCAST GROUP INCCL COM 829226109 122 10000 SH SOLE 0 10000 0
SINGAPORE AIRLINES LTD ORD COM V80178110 216 19000 SH DEFINED 0 19000 0
SOFTNET SYS INC COM 833964109 503 20000 SH DEFINED 0 20000 0
SOTHEBY HLDGS INC CL A COM 835898107 2102 70050 SH DEFINED 0 70050 0
SOUTH JERSEY INDS INC COM 838518108 362 12713 SH DEFINED 0 12713 0
SOUTHERN CO COM 842587107 454 19304 SH DEFINED 0 19304 0
SOUTHWEST AIRLS CO COM 844741108 194 12050 SH DEFINED 0 12050 0
SPRINT CORP COM 852061100 8674 128861 SH DEFINED 1000 127861 0
SPRINT CORP (PCS GROUP) COM 852061506 434 4230 SH DEFINED 250 3980 0
STAMPS COM INC COM COM 852857101 541 13000 SH DEFINED 0 13000 0
STERLING SOFTWARE INC COM COM 859547101 295 9370 SH DEFINED 0 9370 0
STRYKER CORP COM 863667101 668 9600 SH DEFINED 0 9600 0
SUMMIT BANCORP COM 866005101 509 16609 SH DEFINED 0 16609 0
SUN MICROSYSTEM INC COM 866810104 7720 99688 SH DEFINED 22000 77688 0
SWISS HELVETIA FD INC COM COM 870875101 344 24940 SH DEFINED 0 24940 0
T & E THEATRE COM INC COM 872140108 12 10000 SH DEFINED 0 10000 0
TARO PHARMACEUTICAL INDS LTDOR COM M8737E108 436 30100 SH DEFINED 0 30100 0
TCI SATELLITE ENTMT INC, CL A COM 872298104 764 65680 SH DEFINED 0 65680 0
TECO ENERGY INC COM 872375100 245 13200 SH DEFINED 0 13200 0
TELE COMMUNICATIONS INC 6.000% CONVERTIBLE PREF 87924V309 659 6398 SH DEFINED 0 6398 0
TELLABS INC COM COM 879664100 3851 60000 SH DEFINED 12800 47200 0
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