UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: FAHNESTOCK ASSET MANAGEMENT
Address: 125 BROAD STREET
NEW YORK, NEW YORK 10004
13F File Number: 28-04046
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: MICHAEL A TANNUCILLI
Title: ADMINISTRATIVE DIRECTOR
Phone: (212) 668-5016
Signature, Place, and Date of Signing:
MICHAEL A TANNUCILLI NEW YORK, NY May 02, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 343
Form13F Information Table Value Total: 785657
List of Other Included Managers:
List of Other Managers Reporting for this Manager:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filled, other
than the manager filing this report.
NONE
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
TITLE
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------------------------------------------------------------------------------------------------------------
24 / 7 MEDIA INC COM COM 901314104 2643 66900 SH DEFINED 0 66900 0
3 COM CORP COM 885535104 659 11850 SH DEFINED 0 11850 0
ABBOTT LABS COM 002824100 3130 88950 SH DEFINED 10000 78950 0
ADVANCED VIRAL RESEARCH COM COM 007928104 8 13000 SH SOLE 13000 0 0
AFLAC INC COM COM 001055102 529 11600 SH DEFINED 0 11600 0
AIR PRODS & CHEMS INC COM 009158106 213 7490 SH DEFINED 0 7490 0
AKAMAI TECHNOLOGIES INC COM COM 00971T101 965 6000 SH DEFINED 0 6000 0
AKZO NV ADR COM 010199305 775 18000 SH DEFINED 0 18000 0
ALLTEL CORP COM 020039103 834 13220 SH DEFINED 0 13220 0
ALTERNATIVE LIVING SVCS INC 5.CONVERTIBLE BOND 02145KAB3 2959 5745000 PRN DEFINED 0 5745000 0
ALZA CORP COM 022615108 3351 89200 SH DEFINED 11300 77900 0
AMAZON COM INC COM COM 023135106 4657 69500 SH DEFINED 8800 60700 0
AMDOCS LTD ORD COM G02602103 222 3000 SH DEFINED 0 3000 0
AMERICA ONLINE INC COM 02364J104 30948 458920 SH DEFINED 130163 328757 0
AMERICAN EXPRESS CO COM 025816109 615 4132 SH DEFINED 0 4132 0
AMERICAN HOME PRODUCTS CORP COM 026609107 2206 41050 SH DEFINED 0 41050 0
AMERICAN INTL GROUP INC COM 026874107 4567 41711 SH DEFINED 600 41111 0
AMERICAN PWR CONVERSION CORPCOM 029066107 416 9700 SH DEFINED 0 9700 0
AMERICAN WATER WORKS INC COM 030411102 2318 97600 SH DEFINED 0 97600 0
AMFM INC COM 001693100 5942 95650 SH DEFINED 16600 79050 0
AMGEN INC COM 031162100 2558 41680 SH DEFINED 8125 33555 0
AMR CORP COM 001765106 481 15100 SH DEFINED 0 15100 0
ANADARKO PETROLEUM CORP COM 032511107 557 14400 SH DEFINED 0 14400 0
ANALOG DEVICES INC COM 032654105 242 3000 SH SOLE 3000 0 0
APPNET INC COM COM 03831Q101 377 8020 SH DEFINED 0 8020 0
ARADIGM CORP COM COM 038505103 213 10200 SH DEFINED 0 10200 0
ARIBA INC COM COM 04033V104 262 1250 SH DEFINED 200 1050 0
ASIA PACIFIC FD COM 044901106 376 36000 SH DEFINED 0 36000 0
ASIA TIGER 100 INDEX OPTION - CALL 45950K183 375 400 SH CALL DEFINED 0 400 0
ASIA TIGERS FUND INC COM 04516T105 1202 115900 SH DEFINED 0 115900 0
ASK JEEVES INC OC-COM COM 045174109 1131 18500 SH DEFINED 0 18500 0
AT & T CORP COM 001957109 5869 104220 SH DEFINED 4500 99720 0
AT HOME CORP SER A COM 045919107 2978 90426 SH DEFINED 0 90426 0
AT&T CAP CORP SP INC NT 8.125PREFERRED STOCKS 00206J308 483 20000 SH DEFINED 0 20000 0
AT&T CORP LIBERTY MEDIA CL ACOM 001957208 38217 644336 SH DEFINED 0 644336 0
AVANT IMMUNOTHERAPEUTICS INCCOM 053491106 9136 968090 SH DEFINED 0 968090 0
AVENTIS ADR SPONSORED COM 053561106 2204 40808 SH DEFINED 0 40808 0
AVIATION SALES CO COM 053672101 1386 211227 SH DEFINED 0 211227 0
BAKER HUGHES INC COM 057224107 219 7225 SH DEFINED 0 7225 0
BANK NEW YORK INC COM 064057102 362 8720 SH DEFINED 0 8720 0
BANK ONE CORP COM 06423A103 423 12300 SH DEFINED 0 12300 0
BANK TOKYO-MITSUBISHI LTD ADRCOM 065379109 1073 75600 SH DEFINED 0 75600 0
BAYER AG SPONS ADR COM 072730302 2014 45000 SH DEFINED 0 45000 0
BCE INC COM 05534B109 1844 14699 SH DEFINED 0 14699 0
BELL ATLANTIC CORP COM 077853109 1698 27774 SH DEFINED 0 27774 0
BELLSOUTH CORP COM 079860102 698 14890 SH DEFINED 1564 13326 0
BERKSHIRE HATHAWAY INC CL B COM 084670207 297 163 SH DEFINED 0 163 0
BIOGEN N V COM 090597105 524 7500 SH DEFINED 0 7500 0
BIONOVA HOLDING CORP COM 09063Q107 1415 808832 SH DEFINED 0 808832 0
BOEING CO COM 097023105 2507 66314 SH DEFINED 8800 57514 0
BOSTON CHICKEN LYONS CONV ZEROCONVERTIBLE BOND 100578AB9 0 625000 PRN DEFINED 0 625000 0
BP AMOCO PLC SPONSORED ADR COM 055622104 729 13684 SH DEFINED 0 13684 0
BRISTOL MYERS SQUIBB CO COM 110122108 3768 64972 SH DEFINED 4200 60772 0
BROADWING INC COM 111620100 1191 32035 SH DEFINED 0 32035 0
BURLINGTON RESOURCES INC COM 122014103 268 7254 SH DEFINED 0 7254 0
CABLE & WIRELESS PUB LTD CO SPFOREIGN COMMON S 126830207 3177 56735 SH DEFINED 0 56735 0
CALICO COMMERCE INC COM 129897104 750 22900 SH DEFINED 0 22900 0
CALIFORNIA WTR SVC GROUP COMCOM 130788102 358 15700 SH DEFINED 0 15700 0
CALL WNL JAN 65 AMEX (INTC LEAOPTION - CALL 45814G9AM 2365 400 SH CALL DEFINED 0 400 0
CALL WNL JAN 90 AMEX (INTC LEAOPTION - CALL 45814G9AR 863 200 SH CALL DEFINED 0 200 0
CALL ZNL JAN 40 AMEX (INTC LEAOPTION - CALL 45814D9AH 1500 200 SH CALL DEFINED 0 200 0
CALL ZNL JAN 60 AMEX (INTC LEAOPTION - CALL 45814D9AL 3606 634 SH CALL DEFINED 0 634 0
CALL ZNL JAN 65 AMEX (INTC LEAOPTION - CALL 45814D9AM 3498 660 SH CALL DEFINED 0 660 0
CALL ZNL JAN 70 AMEX (INTC LEAOPTION - CALL 45814D9AN 978 200 SH CALL DEFINED 0 200 0
CAROLINA PWR & LT CO COM 144141108 346 10675 SH DEFINED 0 10675 0
CBS CORPORATION COM 12490K107 1566 27650 SH DEFINED 10000 17650 0
CELLEGY PHARMACEUTICALS INC COCOM 15115L103 71 10000 SH SOLE 0 10000 0
CENTRAL EUROPEAN VALUE FD INCOCOM 153455100 294 21700 SH DEFINED 0 21700 0
CHARTER COMMUNICATIONS INC DCLCOM 16117M107 351 24485 SH DEFINED 0 24485 0
CHASE MANHATTAN CORPORATION COM 16161A108 672 7707 SH DEFINED 0 7707 0
CHEMED CAP TR CV PFD CONVERTIBLE PREF 16359P206 1061 35500 SH DEFINED 0 35500 0
CHEMED CORP COM 163596109 3117 103890 SH DEFINED 0 103890 0
CHEMICAL FINL CORP COM 163731102 270 12184 SH DEFINED 0 12184 0
CHEVRON CORP COM 166751107 550 5950 SH DEFINED 200 5750 0
CHICAGO TITLE CORP COM COM 168228104 427 7300 SH DEFINED 0 7300 0
CHRIS CRAFT INDS INC COM COM 170520100 2233 35061 SH DEFINED 0 35061 0
CHUBB CORP COM 171232101 675 9985 SH DEFINED 0 9985 0
CIENA CORP COM COM 171779101 2535 20100 SH DEFINED 0 20100 0
CIGNA CORP COM 125509109 765 10100 SH DEFINED 0 10100 0
CISCO SYSTEMS INC COM 17275R102 8533 110368 SH DEFINED 16290 94078 0
CITIGROUP INC. COM 172967101 9368 156460 SH DEFINED 21625 134835 0
CITIZENS UTILITIES CO CLASS BCOM 177342201 485 29605 SH DEFINED 0 29605 0
CLAYTON HOMES INC COM COM 184190106 3988 393900 SH DEFINED 67525 326375 0
CMGI INC COM COM 125750109 1348 11900 SH DEFINED 0 11900 0
CNET NETWORKS INC COM COM 12613R104 228 4500 SH DEFINED 0 4500 0
COBALT NETWORKS INC COM COM 19074R101 761 16200 SH DEFINED 0 16200 0
COCA COLA CO COM 191216100 992 21137 SH DEFINED 4000 17137 0
COEUR D ALENE MINES CORP ID 6.CONVERTIBLE BOND 192108AE8 532 1077000 PRN DEFINED 0 1077000 0
COEUR D ALENE MINES CORP ID 7.CONVERTIBLE BOND 192108AG3 1126 2230000 PRN DEFINED 0 2230000 0
COEUR D'ALENE MINES CORP COM 192108108 35 11898 SH DEFINED 0 11898 0
COEUR D'ALENE MINES CORP ID 7.CONVERTIBLE BOND 192108AF5 179 355000 PRN DEFINED 0 355000 0
COHERENT INC COM COM 192479103 489 9400 SH DEFINED 0 9400 0
COLGATE PALMOLIVE CO COM 194162103 211 3750 SH DEFINED 0 3750 0
COLUMBIA/HCA HEALTHCARE CORP OCOM 197677107 5230 206625 SH DEFINED 32650 173975 0
COMCAST CORP CL A COM 200300101 837 20300 SH DEFINED 0 20300 0
COMCAST CORP CL A SPL COM 200300200 1145 26400 SH DEFINED 0 26400 0
COMMERCE ONE INC DEL COM COM 200693109 1127 7550 SH DEFINED 0 7550 0
COMPANIA DE MNS BUENAVENTURA SFOREIGN COMMON S 204448104 4354 248800 SH DEFINED 0 248800 0
COMPAQ COMPUTER CORP COM 204493100 2280 85239 SH DEFINED 0 85239 0
CONAGRA INC COM 205887102 7754 427785 SH DEFINED 59700 368085 0
CONSECO INC COM 208464107 297 25933 SH DEFINED 0 25933 0
CONSTELLATION ENERGY GROUP INCCOM 210371100 437 13700 SH DEFINED 0 13700 0
CONVERGYS CORP COM 212485106 1345 34755 SH DEFINED 0 34755 0
CORNING INC COM 219350105 17746 91475 SH DEFINED 13725 77750 0
COUNTRYWIDE CREDIT INDS COM 222372104 335 12300 SH DEFINED 0 12300 0
CROWN CORK & SEAL INC COM 228255105 265 16551 SH DEFINED 0 16551 0
CSX CORP COM 126408103 705 30000 SH DEFINED 0 30000 0
CULP INC COM COM 230215105 60 11100 SH DEFINED 0 11100 0
CVS CORPORATION COM 126650100 6190 164795 SH DEFINED 34450 130345 0
D Q E INC COM 23329J104 455 10000 SH DEFINED 0 10000 0
DELL COMPUTER CORP COM 247025109 8031 148900 SH DEFINED 15200 133700 0
DELPHI AUTOMOTIVE SYSTEMS CORPCOM 247126105 432 27015 SH DEFINED 0 27015 0
DEUTSCHE TELEKOM AG SPONSOREDCOM 251566105 2809 35000 SH DEFINED 0 35000 0
DIAGEO PLC ADR SPONSORED FOREIGN COMMON S 25243Q205 1458 48390 SH DEFINED 0 48390 0
DIAGNOSTIC PRODS CORP COM COM 252450101 236 9660 SH DEFINED 0 9660 0
DONNELLEY R R & SONS CO COM 257867101 1156 55200 SH DEFINED 12600 42600 0
DOUBLECLICK INC COM COM 258609304 3979 42500 SH DEFINED 400 42100 0
DOVER CORP COM 260003108 412 8600 SH DEFINED 5000 3600 0
DPL INC COM 233293109 204 9196 SH DEFINED 0 9196 0
DU PONT E I DE NEMOURS CO COM 263534109 2785 52600 SH DEFINED 10200 42400 0
DUKE ENERGY CORP COM 264399106 1138 21674 SH DEFINED 0 21674 0
E PIPHANY INC COM COM 26881V100 267 2000 SH DEFINED 0 2000 0
E TOWN COM 269242103 262 4145 SH DEFINED 0 4145 0
E-STAMP CORP COM COM 269154100 295 40000 SH DEFINED 0 40000 0
EDISON INTERNATIONAL COM 281020107 174 10532 SH DEFINED 0 10532 0
ELAN PLC ADR COM 284131208 220 4640 SH DEFINED 0 4640 0
ELECTRONIC DATA SYSTEMS COM 285661104 3218 50130 SH DEFINED 0 50130 0
EMC CORP COM 268648102 315 2500 SH DEFINED 0 2500 0
ENGAGE TECHNOLOGIES INC COM COM 292827102 237 3100 SH DEFINED 0 3100 0
ENRON CORP COM 293561106 1039 13880 SH DEFINED 0 13880 0
EQUITY RESIDENTIAL PPTYS TR COM 29476L107 482 12000 SH DEFINED 0 12000 0
ERICSSON L M TEL CO ADR CL BCOM 294821400 1163 12400 SH DEFINED 0 12400 0
ESCO ELECTRONICS COM COM 269030102 335 20000 SH DEFINED 0 20000 0
EXODUS COMMUNICATIONS INC COMCOM 302088109 2276 16200 SH DEFINED 1000 15200 0
EXXON MOBIL CORPORATION COM 30231G102 5463 70094 SH DEFINED 1000 69094 0
FAHNESTOCK VINER HLDGS LTD CLCOM 302921101 535 31850 SH DEFINED 0 31850 0
FEDERAL HOME LN MTG CORP PFD SCOM 313400871 460 20000 SH DEFINED 0 20000 0
FEDERAL NAT MORTGAGE ASSN COM 313586109 1144 20225 SH DEFINED 0 20225 0
FEDERAL SIGNAL CORP COM 313855108 1924 106520 SH DEFINED 0 106520 0
FIRST ISRAEL FD INC COM MUTUAL FUNDS 32063L100 429 25500 SH DEFINED 0 25500 0
FLAMEL TECHNOLOGIES SA ADR SPOCOM 338488109 95 20000 SH DEFINED 0 20000 0
FLEET BOSTON FINANCIAL CORPORACOM 339030108 698 19113 SH DEFINED 0 19113 0
FORD MOTOR CO COM 345370100 2755 59976 SH DEFINED 4200 55776 0
FPA MEDICAL MGMT INC COM 302543103 0 14859 SH DEFINED 0 14859 0
FPL GROUP INC COM 302571104 327 7100 SH DEFINED 300 6800 0
FRANCE GROWTH FD INC COM COM 35177K108 1899 115954 SH DEFINED 0 115954 0
FREDDIE MAC COM 313400301 4113 93090 SH DEFINED 0 93090 0
FREEMARKETS INC COM COM 356602102 230 1900 SH DEFINED 0 1900 0
GANNETT INC DEL COM 364730101 1575 22375 SH DEFINED 5900 16475 0
GENERAL ELECTRIC CO COM 369604103 6227 40016 SH DEFINED 3550 36466 0
GENERAL MOTORS CLASS H COM 370442832 249 2000 SH DEFINED 0 2000 0
GENERAL MOTORS CORP COM 370442105 3763 45436 SH DEFINED 5650 39786 0
GENLYTE GROUP INC COM COM 372302109 195 10000 SH DEFINED 0 10000 0
GENZYME CORP TISSUE REPAIR COM 372917401 175 26412 SH DEFINED 0 26412 0
GEXA GOLD CORP COM 374398105 0 20210 SH DEFINED 0 20210 0
GILLETTE CO COM 375766102 1050 27872 SH DEFINED 1000 26872 0
GLAXO WELLCOME PLC ADR COM 37733W105 1651 28800 SH DEFINED 0 28800 0
GOTO COM INC COM COM 38348T107 858 20900 SH DEFINED 0 20900 0
GTE CORP COM 362320103 896 12620 SH DEFINED 0 12620 0
GUIDANT CORP COM 401698105 2011 34160 SH DEFINED 1000 33160 0
H R BLOCK INC COM 093671105 8407 187875 SH DEFINED 21400 166475 0
HALLIBURTON CO COM 406216101 400 9716 SH DEFINED 0 9716 0
HARLEY DAVIDSON INC COM 412822108 2406 30311 SH DEFINED 4600 25711 0
HEALTHEON CORP COM COM 422209106 225 9800 SH DEFINED 0 9800 0
HEARTSOFT INC - RESTRICTED COM 42236C945 106 50000 SH DEFINED 0 50000 0
HELMERICH & PAYNE INC COM 423452101 620 20000 SH DEFINED 0 20000 0
HEWLETT PACKARD CO COM 428236103 6112 46109 SH DEFINED 2000 44109 0
HIGH SPEED ACCESS CORP COM COM 42979U102 955 73100 SH DEFINED 0 73100 0
HNC SOFTWARE INC COM COM 40425P107 721 10000 SH DEFINED 0 10000 0
HOME DEPOT INC COM 437076102 10088 156403 SH DEFINED 43550 112853 0
HOUSEHOLD INTL CORP COM 441815107 299 8008 SH DEFINED 0 8008 0
HUMAN GENOME SCIENCES INC COMCOM 444903108 498 6000 SH DEFINED 0 6000 0
HUMANA INC COM 444859102 172 23523 SH DEFINED 0 23523 0
IMPERIAL OIL LTD COM 453038408 768 36700 SH DEFINED 0 36700 0
IMS HEALTH INC COM 449934108 603 35606 SH DEFINED 0 35606 0
INKTOMI CORP COM COM 457277101 9263 47500 SH DEFINED 100 47400 0
INTEL CORP COM 458140100 61575 466696 SH DEFINED 17400 449296 0
INTELLIGENT MEDICAL IMAGING INCOM 45815T106 6 12000 SH DEFINED 0 12000 0
INTERNATIONAL BUSINESS MACHINECOM 459200101 7742 65606 SH DEFINED 1800 63806 0
INTERNET CAPITAL GROUP INC COM 46059C106 1535 17000 SH DEFINED 0 17000 0
INTUIT INC COM 461202103 1028 18900 SH DEFINED 0 18900 0
IRISH INVT FD INC COM 462710104 254 16000 SH DEFINED 0 16000 0
ITALY FD INC COM FOREIGN COMMON S 465395101 1446 75100 SH DEFINED 0 75100 0
IVAX CORP COM 465823102 339 12450 SH DEFINED 0 12450 0
JDS UNIPHASE CORP COM COM 46612J101 307 2550 SH DEFINED 100 2450 0
JOHNSON & JOHNSON COM 478160104 2034 28960 SH DEFINED 0 28960 0
JUNO ONLINE SVCS INC COM COM 482048105 304 19300 SH DEFINED 0 19300 0
JUPITER COMMUNICATIONS INC COMCOM 482050101 313 13600 SH DEFINED 0 13600 0
KERR-MCGEE CORP COM 492386107 271 4700 SH DEFINED 0 4700 0
KIMBERLY CLARK CORP COM 494368103 658 11737 SH DEFINED 0 11737 0
KINROSS GOLD CORP COM 496902107 31 20000 SH DEFINED 0 20000 0
KMART FING I TR CV PFD 7.75%PREFERRED STOCKS 498778208 500 11600 SH DEFINED 0 11600 0
KONINKLIJKE PHILIPS ELECTRS ADCOM 500472204 703 4104 SH DEFINED 0 4104 0
KOREA EQUITY FD INC COM COM 50063B104 499 122900 SH DEFINED 0 122900 0
KOREA FUND INC COM 500634100 1099 73600 SH DEFINED 0 73600 0
KOREAN INVT FD INC COM COM 500637103 263 35000 SH DEFINED 0 35000 0
KRUPP INSD PLUS-II LTD PART COM 501125108 90 25396 SH DEFINED 0 25396 0
KV PHARMACEUTICAL CO, CL A COM 482740206 2851 106075 SH DEFINED 0 106075 0
KV PHARMACEUTICAL CO, CL B COM 482740107 4928 167750 SH DEFINED 0 167750 0
LAM RESEARCH CORP COM COM 512807108 2210 49050 SH DEFINED 0 49050 0
LG & E ENERGY CORP COM 501917108 344 15030 SH DEFINED 0 15030 0
LILLY ELI & CO COM 532457108 3441 54951 SH DEFINED 0 54951 0
LONE STAR TECHNOLOGIES INC COMCOM 542312103 354 7600 SH DEFINED 0 7600 0
LUCENT TECHNOLOGIES INC COM 549463107 1968 31749 SH DEFINED 0 31749 0
LYCOS INC COM COM 550818108 9624 137000 SH DEFINED 0 137000 0
LYNX THERAPEUTICS INC COM NEWCOM 551812308 893 30000 SH DEFINED 0 30000 0
MAPQUEST COM INC COM COM 565644101 623 30000 SH DEFINED 0 30000 0
MASSMUTUAL CORP INVS INC COM 576292106 2568 131684 SH DEFINED 0 131684 0
MASSMUTUAL PARTN INVSTRS SH BECOM 576299101 3844 439320 SH DEFINED 0 439320 0
MATSUSHITA ELEC INDL LTD ADR 1COM 576879209 1303 4300 SH DEFINED 0 4300 0
MCDONALDS CORP COM 580135101 7899 211350 SH DEFINED 29550 181800 0
MCI WORLDCOM COM 55268B106 10779 237890 SH DEFINED 41900 195990 0
MEDTRONIC INC COM 585055106 321 6238 SH DEFINED 0 6238 0
MENTOR GRAPHICS CORP COM 587200106 2931 195400 SH DEFINED 0 195400 0
MERCK & CO COM 589331107 4131 66501 SH DEFINED 2400 64101 0
MGI PROPERTIES COM COM 552885105 55 10535 SH DEFINED 0 10535 0
MICROSOFT CORP COM 594918104 7383 69485 SH DEFINED 7600 61885 0
MILLENNIUM PHARMACTCLS INC COMCOM 599902103 390 3000 SH DEFINED 0 3000 0
MINNESOTA MNG & MFG CO COM 604059105 456 5150 SH DEFINED 0 5150 0
MIRAGE RESORTS INC COM 60462E104 252 13000 SH DEFINED 0 13000 0
MOTOROLA INC COM 620076109 2923 20022 SH DEFINED 500 19522 0
MP3 COM INC COM COM 62473M109 299 14250 SH DEFINED 0 14250 0
MUELLER INDS INC COM COM 624756102 7830 257785 SH DEFINED 43850 213935 0
MYLAN LABS INC COM COM 628530107 359 13060 SH DEFINED 0 13060 0
NBC INTERNET INC CL A COM 62873D105 1352 31400 SH DEFINED 0 31400 0
NESTLE S A SPON ADR REG COM 641069406 1864 20800 SH DEFINED 0 20800 0
NEW GERMANY FD COM 644465106 3581 242779 SH DEFINED 0 242779 0
NEW PLAN EXCEL REALTY TRUST, ICOM 648053106 138 10000 SH DEFINED 0 10000 0
NEWMONT MINING CORP COM 651639106 581 25906 SH DEFINED 0 25906 0
NEWS COPR LTD ADR COM 652487703 563 10000 SH DEFINED 0 10000 0
NEWS CORP LTD ADR SPONS PREFCOM 652487802 2325 48700 SH DEFINED 0 48700 0
NEXELL THERAPEUTICS INC COM 65332H104 77 20000 SH DEFINED 0 20000 0
NEXTEL COMMUNICATIONS INC CL ACOM 65332V103 411 2770 SH DEFINED 0 2770 0
NIAGARA MOHAWK HLDGS INC COM 653520106 768 56900 SH DEFINED 0 56900 0
NIPPON TELEG & TEL CORP ADR SPCOM 654624105 2940 37300 SH DEFINED 0 37300 0
NOBLE AFFILIATES COM 654894104 204 6210 SH DEFINED 0 6210 0
NOKIA CORP SPONSORED ADR COM 654902204 20040 90271 SH DEFINED 29500 60771 0
NORTEL NETWORKS CORP COM COM 656569100 2205 17500 SH DEFINED 2000 15500 0
NORTHROP CORP COM 666807102 243 4595 SH DEFINED 0 4595 0
NOVO-NORDISK A S ADR COM 670100205 206 3000 SH DEFINED 0 3000 0
NUCOR CORP COM COM 670346105 3515 70300 SH DEFINED 10175 60125 0
OCCIDENTAL PETROLEUM CORP COM 674599105 2845 137107 SH DEFINED 0 137107 0
ORACLE CORP COM 68389X105 3452 44225 SH DEFINED 6000 38225 0
OSMONICS INC COM 688350107 162 20250 SH DEFINED 0 20250 0
PACIFIC INTERNET LTD ORD COM Y66183107 346 9200 SH DEFINED 0 9200 0
PAGING NETWORK INC COM COM 695542100 26 10000 SH DEFINED 0 10000 0
PALL CORP COM 696429307 219 9770 SH DEFINED 0 9770 0
PARK PL ENTMT CORP COM COM 700690100 575 49740 SH DEFINED 0 49740 0
PEPSICO INC COM 713448108 1690 48454 SH DEFINED 0 48454 0
PFIZER INC COM 717081103 3033 82956 SH DEFINED 1500 81456 0
PHARMACIA & UPJOHN, INC COM 716941109 458 7700 SH DEFINED 200 7500 0
PHARMACYCLICS INC COM 716933106 792 14215 SH DEFINED 0 14215 0
PHILADELPHIA SUBN CORP COM 718009608 1843 101700 SH DEFINED 0 101700 0
PHILIP MORRIS COMPANIES INC COM 718154107 1584 74996 SH DEFINED 15550 59446 0
PHONE COM INC COM COM 71920Q100 2117 12980 SH DEFINED 1650 11330 0
PIMCO ADVISORS HOLDINGS LP COM 69338P102 496 12945 SH DEFINED 0 12945 0
PIONEER CORP JAPAN ADR SPONSORCOM 723646105 321 11000 SH DEFINED 0 11000 0
PLACER DOME INC COM 725906101 183 22478 SH DEFINED 0 22478 0
PROCTER & GAMBLE CO COM 742718109 340 6011 SH DEFINED 0 6011 0
PROGRESSIVE CORP OHIO COM 743315103 350 4600 SH DEFINED 0 4600 0
PSINET INC COM COM 74437C101 299 8800 SH DEFINED 4000 4800 0
PUBLIC SERVICE ENTERPRISE GR ICOM 744573106 439 14823 SH DEFINED 0 14823 0
QUALCOMM INC COM 747525103 1105 7400 SH DEFINED 1200 6200 0
QUESTCOR PHARMACEUTICALS INCCOCOM 74835Y101 88 30000 SH DEFINED 0 30000 0
RAYTHEON CO CL B COM 755111408 181 10200 SH DEFINED 0 10200 0
RAZORFISH INC CL A COM 755236106 2820 102550 SH DEFINED 9700 92850 0
REALNETWORKS INC COM COM 75605L104 418 7350 SH DEFINED 0 7350 0
REGIS CORP MINN COM COM 758932107 148 10000 SH DEFINED 0 10000 0
RELIANT ENERGY INC COM 75952J108 264 11200 SH DEFINED 0 11200 0
REPUBLIC BANCORP INC COM COM 760282103 151 16180 SH DEFINED 0 16180 0
REVLON INC CL A COM 761525500 130 14900 SH DEFINED 0 14900 0
ROCHESTER LTD TERM NY MUNI FUNMUTUAL FUNDS 771740107 34 10721 SH DEFINED 0 10721 0
ROYAL DUTCH PETRO-NY SHARES COM 780257804 353 6100 SH DEFINED 0 6100 0
RURAL CELLULAR CORP CL A COM 781904107 392 5800 SH DEFINED 0 5800 0
SABRE HLDGS CORP CL A COM 785905100 638 17270 SH DEFINED 0 17270 0
SAFEGUARD SCIENTIFICS INC COM 786449108 1035 15000 SH DEFINED 0 15000 0
SAKS INC COM 79377W108 314 21630 SH DEFINED 0 21630 0
SALOMON SMITH BARNEY HLDGS INICOM 79549B628 251 24200 SH DEFINED 0 24200 0
SAMSUNG ELECTRONICS COMMON VTGFOREIGN COMMON S 796050888 13596 75533 SH DEFINED 0 75533 0
SAMSUNG ELECTRONICS PFD NON-VOFOREIGN COMMON S 796050201 474 4760 SH DEFINED 0 4760 0
SANTA CRUZ OPERATION INC COMCOM 801833104 467 49800 SH DEFINED 0 49800 0
SARA LEE CORP COM 803111103 5203 289062 SH DEFINED 55300 233762 0
SBC COMMUNICATIONS INC COM 78387G103 5039 119630 SH DEFINED 14500 105130 0
SCANA CORP COM 80589M102 360 14656 SH DEFINED 0 14656 0
SCHERING PLOUGH CORP COM 806605101 7636 205690 SH DEFINED 0 205690 0
SCHLUMBERGER COM 806857108 3729 48750 SH DEFINED 11300 37450 0
SEPRACOR INC COM COM 817315104 9524 130800 SH DEFINED 0 130800 0
SIEBEL SYS INC COM COM 826170102 2311 19350 SH DEFINED 1800 17550 0
SIEMENS A G ADR NEW COM 826197402 4306 30000 SH DEFINED 0 30000 0
SINGAPORE AIRLINES LTD ORD COM V80178110 173 19000 SH DEFINED 0 19000 0
SOTHEBY HLDGS INC CL A COM 835898107 809 43150 SH DEFINED 0 43150 0
SOUTH JERSEY INDS INC COM 838518108 358 12713 SH DEFINED 0 12713 0
SOUTHERN CO COM 842587107 420 19304 SH DEFINED 0 19304 0
SPRINT CORP COM 852061100 6389 101011 SH DEFINED 1000 100011 0
SPRINT CORP (PCS GROUP) COM 852061506 554 8460 SH DEFINED 500 7960 0
ST PAUL COS INC COM 792860108 305 8950 SH DEFINED 0 8950 0
STAMPS COM INC COM COM 852857101 643 33300 SH DEFINED 0 33300 0
STORAGE TECHNOLOGY CORP COM 862111200 478 30000 SH DEFINED 0 30000 0
STRYKER CORP COM 863667101 670 9600 SH DEFINED 0 9600 0
SUMMIT BANCORP COM 866005101 441 16809 SH DEFINED 0 16809 0
SUN MICROSYSTEM INC COM 866810104 9388 100188 SH DEFINED 22000 78188 0
SWISS HELVETIA FD INC COM COM 870875101 310 22520 SH DEFINED 0 22520 0
TARO PHARMACEUTICAL INDS LTDORCOM M8737E108 324 30100 SH DEFINED 0 30100 0
TECO ENERGY INC COM 872375100 331 17015 SH DEFINED 0 17015 0
TELLABS INC COM COM 879664100 3565 56600 SH DEFINED 12800 43800 0
TENET HEALTHCARE CORP COM COM 88033G100 4139 179950 SH DEFINED 44300 135650 0
TENNECO PACKAGING INC COM COM 880394101 341 24120 SH DEFINED 0 24120 0
TERA COMPUTER CO COM COM 88076P108 64 10000 SH DEFINED 0 10000 0
TEXACO INC COM 881694103 307 5703 SH DEFINED 0 5703 0
TEXAS INSTRUMENTS INC COM 882508104 32962 206015 SH DEFINED 44400 161615 0
TEXAS UTILS CO COM 882848104 411 13832 SH DEFINED 0 13832 0
THESTREET COM INC COM COM 88368Q103 1503 161400 SH DEFINED 0 161400 0
TICKETS COM INC COM COM 88633M101 333 35100 SH DEFINED 0 35100 0
TIDEWATER INC COM 886423102 1887 59325 SH DEFINED 9150 50175 0
TIME WARNER INC COM 887315109 4455 44550 SH DEFINED 0 44550 0
TITAN PHARMACEUTCLS INC DEL COCOM 888314101 2254 72700 SH DEFINED 0 72700 0
TOOTSIE ROLL INDS INC COM COM 890516107 1269 40283 SH DEFINED 0 40283 0
TRIBUNE CO COM 896047107 400 10930 SH DEFINED 0 10930 0
TYCO INTL LTD COM 902124106 441 8800 SH DEFINED 0 8800 0
U S INTERACTIVE INC COM 90334M109 579 16200 SH DEFINED 0 16200 0
UNION PAC CORP COM 907818108 330 8428 SH DEFINED 0 8428 0
UNITED HEALTHCARE CORP COM 910581107 277 4640 SH DEFINED 0 4640 0
UNITED PARCEL SVC INC CL B COM 911312106 227 3600 SH DEFINED 0 3600 0
UNITED TECHNOLOGIES CORP COM 913017109 1758 27820 SH DEFINED 11000 16820 0
UNITED WATER RESOURCES INC COM 913190104 471 13550 SH DEFINED 0 13550 0
UNIVERSAL FOODS CORP COM COM 913538104 214 10020 SH DEFINED 0 10020 0
UTILICORP UNITED INC COM 918005109 279 15420 SH DEFINED 0 15420 0
VA LINUX SYS INC COM COM 91819B105 2003 33175 SH DEFINED 2000 31175 0
VERIO INC COM COM 923433106 559 12405 SH DEFINED 1600 10805 0
VIACOM INC COM 925524100 534 10000 SH DEFINED 0 10000 0
VODAFONE GROUP PLC SPONSORED ACOM 92857T107 471 8485 SH DEFINED 0 8485 0
WAL MART STORES INC COM 931142103 4071 72050 SH DEFINED 8000 64050 0
WALT DISNEY CO COM 254687106 2743 66502 SH DEFINED 13700 52802 0
WARNER LAMBERT CO COM 934488107 12113 124002 SH DEFINED 0 124002 0
WASHINGTON MUT INC COM COM 939322103 954 36000 SH DEFINED 0 36000 0
WASTE MANAGEMENT INC COM 94106L109 985 71932 SH DEFINED 0 71932 0
WELLS FARGO NEW COM 949746101 2844 69800 SH DEFINED 5000 64800 0
WEYERHAEUSER CO COM 962166104 579 10150 SH DEFINED 0 10150 0
WIT CAP GROUP INC COM COM 97737K309 608 35500 SH DEFINED 0 35500 0
XEROX CORP COM 984121103 1210 46530 SH DEFINED 12100 34430 0
XILINX INC COM 983919101 1513 18265 SH DEFINED 2800 15465 0
XL CAPITAL LTD CL A COM G98255105 631 11393 SH DEFINED 0 11393 0
YAHOO INC COM COM 984332106 9087 53022 SH DEFINED 100 52922 0
</TABLE>
