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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
FORM 10-QSB/A
AMENDMENT NO. 1
OMB Approval
OMB Number: xxxx-xxxx
Expires: Approval Pending
Estimated Average Burden Hours Per Response: 1.0
(Mark One)
[X] Quarterly report under Section 13 or 15(d) of the Securities
Exchange Act of 1934.
For the quarterly period ended June 30, 1995
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[ ] Transition report under Section 13 or 15(d) of the Exchange Act.
For the transition period from to
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Commission file number 0-3555
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David White, Inc.
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(Exact Name of Small Business Issuer as Specified in Its Charter)
Wisconsin 39-0967642
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(State or Other Jurisdiction of (I. R. S. Employer
Incorporation or Organization) Identification No.)
11711 River Lane, Germantown, WI 53022
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(Address of Principal Executive Offices)
(414) 251-8100
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(Issuer's Telephone Number, Including Area Code)
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The undersigned hereby amends the following item of its Quarterly
Report on Form 10-QSB for the quarter ended June 30, 1995:
PART II
Item 6. Exhibits and Reports on Form 8-K
(a) Exhibits.
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3.1 Restated Articles of Incorporation [Incorporated by reference
to Exhibit 3 to the Company's Form 8-K dated May 8, 1992]
3.2 By-Laws, as amended through October 28, 1992 [Incorporated by
reference to Exhibit 3.2 to the Company's Form l0-K for the year
ended December 31, 1992]
4.1 Rights Agreement, dated as of August 29, 1988, between Company
and First Wisconsin Trust Company, as Rights Agent [Incorporated by
reference to Exhibit 4 to the Company's Form 8-K dated
September 15, 1988]
4.2 Amendment to Rights Agreement, dated as of November 9, 1988,
between Company and First Wisconsin Trust Company, as Rights Agent
[Incorporated by reference to Exhibit 4.1 to the Company's Form 8-K
dated November 10, 1988]
4.3 Amendment No. 2 to Rights Agreement dated as of June 30, 1989
between the Company and First Wisconsin Trust Company, as Rights
Agent [Incorporated by reference to Exhibit 4.2 to the Company's
Form 8-K dated June 30, 1989]
4.4 Amendment No. 3 to Rights Agreement dated as of January 22, 1992,
between the Company and First Wisconsin Trust Company, as Rights
Agent [Incorporated by reference to Exhibit 4.3 to the Company's
Form 8-K dated February 7, 1992]
10.1 Amended and Restated 1981 Stock Option Plan [Incorporated by
reference to Exhibit 10.4 to the Company's Form 10-K for the year
ended December 31, 1988]*
10.2 Form of 1981 Incentive Stock Option Agreement, as amended
[Incorporated by reference to Exhibit 10.5 to the Company's Form
10-K for the year ended December 31, 1988]*
10.3 Form of Amendment to 1981 Incentive Stock Option Agreement
[Incorporated by reference to Exhibit 10.6 to the Company's Form
10-K for the year ended December 31, 1988]*
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* management contract or compensatory plan or arrangement.
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10.4 Form of Key Executive Employment and Severance Agreement, dated
as of January 25, 1990, entered into between the Company and each of
the following: Tony L. Mihalovich, Ronald J. Jansen, James L.
Younk, E. Gustav Malm, Larry Clark, Walker J. Young and Robert L.
Underberg [Incorporated by reference to Exhibit 10.4 to the
Company's Form 10-K for the year ended December 31, 1992]*
10.5 Employment Agreement, dated as of January 1, 1994, between the
Company and Tony L. Mihalovich [Incorporated by reference to
Exhibit 10.5 of the Company's Form 10-KSB for the year ended
December 31, 1993, as amended by Form 8 dated April 20, 1994]*
10.6 Stock Option Agreement, dated as of January 1, 1994, between the
Company and Tony L. Mihalovich. [Incorporated by reference to
Exhibit 10.6 at the Company's Form 10-KSB for the year ended
December 31, 1993]*
10.7 Stock Option Agreement, dated as of January 11, 1990, between
Company and R. Ron Heiligenstein [Incorporated by reference to
Exhibit 10.11 to the Company's Form 10-K for the year ended
December 31, 1989]*
10.8 Form of Indemnity Agreement, dated as of January 24, 1990,
entered into between the Company and each of the following: Charles
D. Jacobus, Hans-Rudolf Ammann, E. Gustav Malm, R. Ron
Heiligenstein, Marshall A. Loewi, Michael S. Ariens and Richard H.
Bromley [Incorporated by reference to Exhibit 10.12 to the
Company's Form 10-K for the year ended December 31, 1989]
10.9 1992 Stock Option Plan [Incorporated by reference to Exhibit
10.9 to the Company's Form 10-K for the year ended
December 31, 1992]*
10.10 Form of 1992 Incentive Stock Option Agreement [Incorporated by
reference to Exhibit 10.10 to the Company's Form 10-K for the year
ended December 31, 1992]*
10.11 1995 Stock Option Plan*
10.12 Stock Purchase Agreement, dated as of May 31, 1995, entered into
between the Company and Hans-Rudolf Ammann, Jolanda Ammann, Konrad
Bachmaier and Thomas Ammann
10.13 License Agreement, dated as of May 31, 1995, entered into
between the Company and Ammann Lasertechnik, AG
10.14 Ammann Lasertechnik AG Supply Agreement, dated as of May 31,
1995, entered into between the Company and Ammann Lasertechnik, AG**
10.15 David White, Inc. Supply Agreement, dated as of May 31, 1995,
entered into between the Company and Ammann Lasertechnik, AG**
10.16 Transfer and Assignment Agreement, dated as of May 31, 1995,
entered into between the Company and Ammann Lasertechnik, AG
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* management contract or compensatory plan or arrangement.
** Certain information in this Exhibit has been omitted pursuant to a
request for confidential treatment. The information and the request
have been separately filed with the Commission.
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10.17 Pledge Agreement, dated as of May 31, 1995, entered into
between the Company and Hans-Rudolf Ammann, Jolanda Ammann, Konrad
Bachmaier and Thomas Ammann
27 Financial Data Schedule
(b) The Company filed a report on Form 8-K with the Securities and Exchange
Commission on June 21, l995, with respect to its sale of its 90% interest
in its former Swiss subsidiary, Ammann Lasertechnik AG. In connection with
the Form 8-K, the Company filed an audited balance sheet as of the end of
its most recent fiscal year, and audited statements of income, cash flows
and changes in stockholders' equity for each of the two fiscal years
preceding the date of the audited balance sheet as of the end of the most
recent fiscal year.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this Amendment to be signed on its behalf by the
undersigned thereunto duly authorized.
DAVID WHITE, INC.
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(Registrant)
/s/ Tony L. Mihalovich
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Tony L. Mihalovich
(President)
/s/ James L. Younk
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James L. Younk
(Vice President-Finance)
Date: October 6, 1995
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