FIRSTAR FUNDS, INC
Registration No. 811-5380
FORM N-SAR
Semi-Annual Period Ended April 30, 2000
List of attachments in response to Item 77:
Item Number Attachment
A Y
B N
C Y
D Y
E N
F N
G N
H N
I Y
J N
K N
L N
M N
N N
O N
P N
Q1 Y
Q2 N
Q3 N
SUB-ITEM 77C: Submission of matters to a vote of security holders.
(a) Pursuant to a Consent of Sole Shareholder of the Core International
Equity Fund dated November 3, 1999, B.C. Ziegler & Company, as sole
shareholder, approved the following matters with regards to
the Core International Equity Fund: (i) the form, terms and
provisions of Addendum No. 7 to the Investment Advisory
Agreement between Firstar Investment Research and Management
Company, LLC and Firstar Funds, Inc.; (ii) the form, terms and
provisions of the Sub-Investment Advisory Agreement among the
Firstar Funds, Inc., Firstar Investment Research and
Management Company, LLC, and The Glenmede Trust Company; and
(iii) the form, terms and provisions of Distribution and
Services Plans for Firstar Funds, Inc. established pursuant to
Rule 12b-1 under the Investment Company Act of 1940 with
respect to the Series A and B shares of the Core International
Equity Fund.
(b)Pursuant to a Consent of Sole Shareholder of the MidCap Index Fund dated
November 3, 1999, B.C. Ziegler & Company, as sole shareholder, approved
the following matters with regards to the MidCap Index Fund: (i) the
form, terms and provisions of Addendum No. 8 to the Investment Advisory
Agreement between Firstar Investment Research and Management Company,
LLC, and Firstar Funds, Inc.; and (ii) the form, terms and provisions
of Distribution and Services Plans for Firstar Funds, Inc., established
pursuant to Rule 12b-1 under the Investment Company Act of 1940 with
respect to Series A and Series B shares of the Fund.
SUB ITEM 77D: Policies with respect to security investments.
(a) The Growth and Income Fund's investment policies have been revised.
A supplement to the Prospectus was filed stating the following:
Supplement dated December 28, 1999
to
PROSPECTUS dated March 1, 1999 (as revised May 24, 1999)
The first paragraph under the heading of "Common Stocks" is replaced with the
following:
The Fund selects common stocks primarily from a universe of domestic companies
that have established dividend-paying histories. During normal market
conditions, at least 50% of the Fund's net assets will be invested in equities.
The Fund will not purchase a non-dividend paying security if immediately after
giving affect to such purchase less than 80% of the net assets of the Fund will
be invested in non-dividend paying securities.
(g) The Special Growth and Emerging Growth Funds' investment policies have been
revised.
A supplement to the Statement of Additional Information was filed
stating the following:
Supplement dated March 17, 2000
to
Statement of Additional Information dated March 1, 2000
The third paragraph under the heading regarding Small Companies and Unseasoned
Issuers on page 37 is replaced by the following:
SMALL COMPANIES AND UNSEASONED ISSUERS
Securities of unseasoned companies, that is, companies with less than
three years of continuous operation, which present risks considerably greater
than do common stocks of more established companies, may be acquired from time
to time by the Special Growth Fund, Emerging Growth Fund, MicroCap Fund and Core
International Equity Fund when the Adviser or Sub-Adviser, respectively,
believes such investments offer possibilities of attractive capital
appreciation.
Sub-Item 77I: Terms of new or amended securities.
(b) The response to sub-item 77I(b) with respect to Classes 19 and
20, which constitute the Core International Equity Fund and
MidCap Index Fund, respectively, is incorporated by reference
herein to Registrant's Post-Effective Amendment No. 37 filed
with the Commission on August 18, 1999.
Sub-Item 77Q1: Exhibits.
(c) Articles of Amendment to the Articles of Incorporation are incorporated
herein by reference to Exhibit (a)(15) in Registrant's
Post-Effective Amendment No. 38 filed with the Commission on February 28, 2000.
Articles of Amendment to the Articles of Incorporation are
incorporated herein by reference to Exhibit (a)(16) in
Registrant's Post-Effective Amendment No. 38 filed with the
Commission on February 28, 2000.
(e) Addendum No. 7 to the Investment Advisory Agreement between Firstar Funds,
Inc. and Firstar Investment Research and Management Company, LLC is incorporated
herein by reference to Exhibit (d)(13) in Registrant's Post-Effective
Amendment No. 38 filed with the Commission on February 28, 2000.
Addendum No. 8 to the Investment Advisory Agreement between Firstar Funds, Inc.
and Firstar Investment Research and Management Company, LLC, is incorporated
herein by reference to Exhibit (d)(14) in Registrant's Post-Effective
Amendment No. 38 filed with the Commission on February 28, 2000.
