ROYCE FOCUS TRUST INC
NSAR-A, 1999-08-23
Previous: SIEMANN EDUCATIONAL SYSTEMS INC, 10QSB, 1999-08-23
Next: MORGAN STANLEY DEAN WITTER UTILITIES FUND, N-30D, 1999-08-23



<PAGE>      PAGE  1
000 A000000 06/30/1999
000 C000000 0000825202
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 6.1
000 J000000 A
001 A000000 ROYCE FOCUS TRUST, INC.
001 B000000 811-05379
001 C000000 2125084578
002 A000000 1414 AVENUE OF THE AMERICAS
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10019
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 ROYCE & ASSOCIATES, INC.
008 B000001 A
008 C000001 801-8268
008 D010001 NEW YORK
008 D020001 NY
008 D030001 10019
012 A000001 STATE STREET BANK AND TRUST COMPANY
012 B000001 84-00896
012 C010001 N. QUINCY
012 C020001 MA
012 C030001 02171
013 A000001 TAIT, WELLER & BAKER
013 B010001 PHILADELPHIA
013 B020001 PA
013 B030001 19103
013 B040001 2108
015 A000001 STATE STREET BANK AND TRUST COMPANY
015 B000001 C
<PAGE>      PAGE  2
015 C010001 QUINCY
015 C020001 MA
015 C030001 02170
015 E010001 X
018  000000 Y
019 A000000 Y
019 B000000   16
019 C000000 ROYCEFUNDS
020 A000001 INSTINET
020 B000001 13-2596491
020 C000001      8
020 A000002 WILLIAM O'NEIL & CO.
020 B000002 95-2269163
020 C000002      5
020 A000003 FIRST BOSTON CORP.
020 B000003 13-5659485
020 C000003      4
020 A000004 A.G. EDWARDS & SONS
020 B000004 43-0895447
020 C000004      4
020 A000005 RBC DOMINION SECURITIES
020 B000005 13-4023549
020 C000005      4
020 A000006 LEGG MASON WOOD WALKER
020 B000006 52-0902557
020 C000006      3
020 A000007 ROBERTSON, STEPHENS INC.
020 B000007 94-2524950
020 C000007      3
020 A000008 ING BARING FURMAN SELZ
020 B000008 91-0604934
020 C000008      2
020 A000009 KALB, VOORHIS & CO.
020 B000009 13-5549000
020 C000009      2
020 A000010 ROBINSON HUMPHREY
020 B000010 58-1472560
020 C000010      2
021  000000       68
022 A000001 STATE STREET BANK AND TRUST COMPANY
022 B000001 04-1867445
022 C000001    557000
022 D000001         0
022 A000002 MERRILL LYNCY, PIERCE, FENNER & SMITH, INC
022 B000002 13-5674085
022 C000002       677
022 D000002       746
022 A000003 JEFFERIES & COMPANY, INC.
022 B000003 95-2622900
022 C000003       937
022 D000003         8
<PAGE>      PAGE  3
022 A000004 SMITH BARNEY, HARRIS UPHAM
022 B000004 13-1912900
022 C000004         0
022 D000004       899
022 A000005 MCDONALD & COMPANY
022 B000005 34-1391952
022 C000005       258
022 D000005       141
022 A000006 KNIGHT SECURITIES
022 B000006 22-3660471
022 C000006       137
022 D000006       234
022 A000007 DEUTSCHE BANK SECURITIES
022 B000007 13-2780828
022 C000007       361
022 D000007         0
022 A000008 HERZOG, HEINE, GEDULD
022 B000008 13-1955436
022 C000008         8
022 D000008       344
022 A000009 SHERWOOD SECURITIES CORP.
022 B000009 13-2616318
022 C000009         0
022 D000009       254
022 A000010 FIRST BOSTON CORP.
022 B000010 13-5659485
022 C000010         0
022 D000010       209
023 C000000     559378
023 D000000       2835
024  000000 N
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 Y
026 G010000 N
026 G020000 N
027  000000 N
028 A010000         0
028 A020000         0
028 A030000         0
028 A040000         0
028 B010000         0
028 B020000         0
028 B030000         0
028 B040000         0
028 C010000         0
028 C020000         0
028 C030000         0
<PAGE>      PAGE  4
028 C040000         0
028 D010000         0
028 D020000         0
028 D030000         0
028 D040000         0
028 E010000         0
028 E020000         0
028 E030000         0
028 E040000         0
028 F010000         0
028 F020000         0
028 F030000         0
028 F040000         0
028 G010000         0
028 G020000         0
028 G030000         0
028 G040000         0
028 H000000         0
030 A000000      0
030 B000000  0.00
030 C000000  0.00
031 A000000      0
031 B000000      0
032  000000      0
033  000000      0
035  000000      0
036 B000000      0
038  000000      0
042 A000000   0
042 B000000   0
042 C000000   0
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000      0
044  000000      0
045  000000 Y
046  000000 N
047  000000 Y
048  000000  1.000
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
<PAGE>      PAGE  5
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 N
052  000000 N
053 A000000 Y
053 B000000 Y
053 C000000 N
054 A000000 N
054 B000000 N
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 N
054 H000000 Y
054 I000000 N
054 J000000 Y
054 K000000 N
054 L000000 N
054 M000000 Y
054 N000000 N
054 O000000 N
055 A000000 N
055 B000000 N
056  000000 Y
057  000000 N
058 A000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000        0
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
<PAGE>      PAGE  6
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 Y
066 D000000 N
066 E000000 N
066 F000000 N
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 Y
070 B010000 N
070 B020000 N
070 C010000 Y
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 N
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 N
070 K010000 Y
070 K020000 N
070 L010000 Y
070 L020000 Y
070 M010000 N
070 M020000 N
070 N010000 Y
<PAGE>      PAGE  7
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 Y
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 N
070 R020000 N
071 A000000     15950
071 B000000     15065
071 C000000     60325
071 D000000   25
072 A000000  6
072 B000000      373
072 C000000      317
072 D000000        0
072 E000000        0
072 F000000      219
072 G000000        0
072 H000000       14
072 I000000       12
072 J000000       19
072 K000000        7
072 L000000        9
072 M000000       10
072 N000000        0
072 O000000        1
072 P000000        0
072 Q000000        0
072 R000000       12
072 S000000        3
072 T000000        0
072 U000000        0
072 V000000        2
072 W000000       22
072 X000000      330
072 Y000000        0
072 Z000000      360
072AA000000        0
072BB000000     1287
072CC010000     6423
072CC020000        0
072DD010000        0
072DD020000        0
072EE000000      745
073 A010000   0.0000
073 A020000   0.0000
073 B000000   0.0000
073 C000000   0.0900
074 A000000      585
<PAGE>      PAGE  8
074 B000000     4000
074 C000000        0
074 D000000     9858
074 E000000        0
074 F000000    58592
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000     1875
074 K000000        0
074 L000000      185
074 M000000       17
074 N000000    75112
074 O000000     2798
074 P000000       39
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000       67
074 S000000    20000
074 T000000    52208
074 U010000     8423
074 U020000        0
074 V010000     6.20
074 V020000     0.00
074 W000000   0.0000
074 X000000     1477
074 Y000000        0
075 A000000        0
075 B000000    44093
076  000000     4.94
077 A000000 Y
077 B000000 N
077 C000000 Y
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
<PAGE>      PAGE  9
078  000000 N
080 A000000 ICI MUTUAL INSURANCE COMPANY
080 C000000     6200
081 A000000 Y
081 B000000  16
082 A000000 Y
082 B000000       50
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 Y
085 B000000 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
087 A010000 COMMON STOCK
087 A020000 78080N108
087 A030000 FUND
087 B010000 PREFERRED STOCK
087 B020000 78080N207
087 B030000 RGL
088 A000000 N
088 B000000 N
088 C000000 N
088 D000000 Y
SIGNATURE   JOHN E. DENNEEN
TITLE       SECRETARY



                           ROYCE FOCUS TRUST, INC.
               Form N-SAR attachment for period ending 6/30/99


Item 77(C)


At the 1999 Annual Meeting of Stockholders held on April 28, 1999, the Fund's
stockholders: (i) approved an amendment to the Fund's Articles of
Incorporation changing its name to Royce Focus Trust, Inc. , (ii) elected the
board of directors, consisting of (a) Charles M. Royce, (b) Donald R. Dwight,
(c) Richard M. Galkin, (d) Stephen L. Isaacs, (e) William L. Koke and (f)
David L. Meister and (iii) ratified the selection of Tait, Weller & Baker as
independent accountants.

<TABLE>
<CAPTION>
      	   Common    		Common    	Common
      	   Stock      		Stock     	Stock
       	   and        		and       	and    		  Preferred   	Preferred  	Preferred
     	   Preferred  		Preferred  	Preferred    	  Stock    	Stock     	Stock
      	   Stock     		Stock    	Stock   	  Voting     	Voting    	Voting
      	   Voting    		Voting    	Voting     	  As A       	As A      	As A
     	   Together  		Together  	Together  	  Separate   	Separate  	Separate
       	   As A      		As A      	As A     	  Class -   	Class -    	Class -
      	   Single    		Single    	Single     	  Votes     	Votes      	Votes
     	   Class -    		Class -   	Class -     	  For     	Against   	Abstained
      	   Votes      		Votes     	Votes
       	   For      		Against  	Abstained
           --------		---------	----------	  ---------	---------	----------
<S>	<C>		   <C>			<C>		  <C>		<C>		<C>
(i)  	7,678,100.0476      237,937.2899         61,759.0435         N/A 	N/A		N/A
(ii)
   (a)  7,896,245.8871      	N/A       	 81,550.4939         N/A        N/A 		N/A
   (b)  7,876,911.3569      	N/A       	100,885.0241         N/A       	N/A 		N/A
   (c)  7,877,415.1793      	N/A       	100,381.2017         N/A       	N/A 		N/A
   (d)  	N/A       	N/A       	    N/A        	   769,122    	N/A            6,760
   (e)  7,878,815.1793      	N/A       	 98,981.2017         N/A       	N/A 		N/A
   (f)  	N/A       	N/A       	    N/A        	   768,922    	N/A            6,960
(iii)   7,897,483.9156      34,047.7953          46,264.6701   	     N/A	N/A  		N/A

</TABLE>











                           ROYCE GLOBAL TRUST, INC.
                            ARTICLES OF AMENDMENT


     Royce Global Trust, Inc., a Maryland corporation having its  principal
office in the City of  Baltimore,  State  of Maryland  (hereinafter  called
the  "Corporation"),  hereby certifies  to  the  State  Department  of
Assessments and Taxation of Maryland:


      FIRST:   Article I of the Articles of Incorporation
of  the Corporation is amended so as to read in its entirety as follows:

                                 "ARTICLE I

                                    NAME

       The name of the Corporation is ROYCE FOCUS TRUST, INC."

       SECOND: 	 The  amendment  of  the   Articles   of Incorporation
of the Corporation as hereinabove  set  forth has  been  duly
approved and advised by a majority  of  the entire  board of directors and
has received the  affirmative vote  of  a  majority of the issued and
outstanding  capital stock of the Corporation.

     IN WITNESS WHEREOF, Royce Global Trust, Inc. has caused these Articles
of Amendment to be signed in its name and  on its  behalf  by its Vice
President, Daniel A.  O'Byrne,  and witnessed  by its Secretary, John E.
Denneen, on  April  28, 1999.

      The  Vice  President acknowledges  these  Articles  of Amendment  to
be  the corporate act of the Corporation  and states  that  to the best of
his knowledge, information  and belief,  the  matters and facts set forth in
these  Articles with  respect  to  the  authorization and  approval  of  the
Amendment of the Corporation's Articles of Incorporation are true  in  all
material respects and that this statement  is made under penalties of
perjury.

                              ROYCE GLOBAL TRUST, INC.
                              By: /s/ Daniel A. O'Byrne
				  Daniel A. O'Byrne, Vice President

[SEAL]


WITNESS:  /s/  John E. Denneen
          John E. Denneen, Secretary






[ARTICLE] 6
[RESTATED]
[CIK] 0000825202
[NAME] ROYCE FOCUS TRUST
[SERIES]
   [NUMBER]
   [NAME] ROYCE FOCUS TRUST
<TABLE>
<S>                             <C>
[PERIOD-TYPE]                   6-MOS
[FISCAL-YEAR-END]                          DEC-31-1999
[PERIOD-END]                               JUN-30-1999
[INVESTMENTS-AT-COST]                         62635176
[INVESTMENTS-AT-VALUE]                        72449470
[RECEIVABLES]                                  2060778
[ASSETS-OTHER]                                  584833
[OTHER-ITEMS-ASSETS]                             16531
[TOTAL-ASSETS]                                75111612
[PAYABLE-FOR-SECURITIES]                       2797589
[SENIOR-LONG-TERM-DEBT]                              0
[OTHER-ITEMS-LIABILITIES]                       106061
[TOTAL-LIABILITIES]                            2903650
[SENIOR-EQUITY]                               20000000
[PAID-IN-CAPITAL-COMMON]                      41386524
[SHARES-COMMON-STOCK]                             8423
[SHARES-COMMON-PRIOR]                             8423
[ACCUMULATED-NII-CURRENT]                       496106
[OVERDISTRIBUTION-NII]                          778112
[ACCUMULATED-NET-GAINS]                        1280727
[OVERDISTRIBUTION-GAINS]                             0
[ACCUM-APPREC-OR-DEPREC]                       9814294
[NET-ASSETS]                                  52207962
[DIVIDEND-INCOME]                               316638
[INTEREST-INCOME]                               372985
[OTHER-INCOME]                                       0
[EXPENSES-NET]                                  330097
[NET-INVESTMENT-INCOME]                         359526
[REALIZED-GAINS-CURRENT]                     (1286710)
[APPREC-INCREASE-CURRENT]                      6422775
[NET-CHANGE-FROM-OPS]                          5495591
[EQUALIZATION]                                       0
[DISTRIBUTIONS-OF-INCOME]                            0
[DISTRIBUTIONS-OF-GAINS]                             0
[DISTRIBUTIONS-OTHER]                           745000
[NUMBER-OF-SHARES-SOLD]                              0
[NUMBER-OF-SHARES-REDEEMED]                          0
[SHARES-REINVESTED]                                  0
[NET-CHANGE-IN-ASSETS]                         4750591
[ACCUMULATED-NII-PRIOR]                         136580
[ACCUMULATED-GAINS-PRIOR]                      2567437
[OVERDISTRIB-NII-PRIOR]                              0
[OVERDIST-NET-GAINS-PRIOR]                           0
[GROSS-ADVISORY-FEES]                           317829
[INTEREST-EXPENSE]                                   0
[GROSS-EXPENSE]                                 429276
[AVERAGE-NET-ASSETS]                          44092622
[PER-SHARE-NAV-BEGIN]                             5.63
[PER-SHARE-NII]                                    .04
[PER-SHARE-GAIN-APPREC]                            .62
[PER-SHARE-DIVIDEND]                                 0
[PER-SHARE-DISTRIBUTIONS]                        (.09)
[RETURNS-OF-CAPITAL]                                 0
[PER-SHARE-NAV-END]                               6.20
[EXPENSE-RATIO]                                   1.51
</TABLE>



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission