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____________________________
OMB APPROVAL
____________________________
OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average
burden hours per
response: .........24.6
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999.
(Please read instructions before preparing form.)
If amended report check here: [ ]
GeoCapital, LLC
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Name of Institutional Investment Manager
767 Fifth Avenue New York NY 10153-4590
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Business Address (Street) (City) (State) (Zip)
Irwin Lieber (212)486-4455 Chairman & CIO
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Name, Phone No., and Title of Person Duly Authorized to Submit this Report.
ATTENTION
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS
CONSTITUTE FEDERAL CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78FF(a)
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to the
signed on its behalf in the City of New York and State of NY on the 13th day of
May, 1999.
Irwin Lieber
---------------------------------------------
(Name of Institutional Investment Manager)
---------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with
respect to which this schedule is filled (other than the one filing this
report): (List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers
after they file their first report.
Name: 13F File No.:
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1. Irwin Lieber
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2. Barry Fingerhut
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3.
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4.
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5.
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6.
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7.
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8.
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9.
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10.
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SEC 1685 (5/91)
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Page 2 of 2
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FORM 13F (SEC USE ONLY)
Name of Reporting Manager GeoCapital, LLC
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<TABLE>
<CAPTION>
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(4) Item 5:
Item 3: Item 4: Shares of
Item 1: Item 2: CUSIP Fair Market Principal
Name of Issuer Title of Class Number Value Amount
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<S> <C> <C> <C> <C>
See attached
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COLUMN TOTALS
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</TABLE>
<TABLE>
<CAPTION>
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Item 6: (5) Item 8:
Investment Discretion Voting Authority (Shares)
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(b) Shared- Item 7:
Item 1: As Defined (c) Shared- Managers
Name of Issuer (a) Sole in Instr. V Other See Instr. V (a) Sole (b) Shared (c) None
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<S> <C> <C> <C> <C> <C> <C> <C>
See attached
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COLUMN TOTALS
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</TABLE>
<PAGE> 3
____________________________
OMB APPROVAL
____________________________
OMB Number: 3235-0006
Expires: April 30, 2000
Estimated average
burden hours per
response: .........24.6
____________________________
PAPERWORK REDUCTION ACT INFORMATION
Potential persons who are to respond to the collection of information
contained in this form are not required to respond to the collection of
information unless the form displays a currently valid OMB control number.
Section 13(f) of the Exchange Act requires the Commission to adopt rules
creating a reporting and disclosure system to collect specific information and
to disseminate such information to the public. Pursuant to this statutory
mandate, the Commission adopted rule 13f-1 under the Exchange Act (17 CFR
240.13f-1), which requires institutional investment managers who exercise
investment discretion over accounts of exchange-traded or NASDAQ-quoted equity
securities having, in the aggregate, a fair market value of at least
$100,000,000 to file quarterly reports with the Commission on Form 13F with
respect to the value of those securities over which they have investment
discretion.
The purpose of Form 13F is to provide a reporting and disclosure system to
collect specific information and to disseminate such information to the public
about the holdings of institutional investment managers who exercise investment
discretion over accounts of exchange-traded or NASDAQ-quoted equity securities
having, in the aggregate, a fair market value of at least $100,000,000.
It is estimated that each filer spends an average of 24.6 hours preparing
each quarterly report.
Any member of the public may direct to the Commission any comments
concerning the accuracy of this burden estimate and any suggestions for
reducing this burden.
Responses to the collection of information are mandatory. See section
13(f) of the Exchange Act [15 U.S.C. 78m(f)] and rule 13f-1 [17 CFR 240.13f-1]
thereunder.
Section 13(f)(3) of the Exchange Act [15 U.S.C. 78m(f)(3)] authorizes the
Commission, as it determines necessary or appropriate in the public interest
or for the protection of investors, to delay or prevent public disclosure of
any information filed under Section 13(f) upon request. It also prohibits the
Commission from disclosing to the public information identifying securities
held by the account of a natural person or any estate or trust (other than a
business trust or investment company).
The collection of information has been reviewed by OMB in accordance with
the clearance requirements of 44 U.S.C. Section 3507.
<PAGE> 4
GEOCAPITAL, LLC.
FORM 13F SUMMARY PAGE
AS OF 3/31/99
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 71
FORM 13F INFORMATION TABLE VALUE TOTAL: $2,158,128,000
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE> 5
GEOCAPITAL,LLC.
FORM 13F INFORMATION TABLE
AS OF DATE: 3/31/99
<TABLE>
<CAPTION>
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE
-------------- -------- ----- -------- ------- --- ---- ------- -------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABM INDS INC COM 957100 56,202.00 1,842,678.00 SH DEFINED 0
APOLLO GROUP INC CL A COM 37604105 51,144.00 1,711,945.00 SH DEFINED 0
AVID TECH COM 05367P100 9,153.00 524,905.00 SH DEFINED 0
BARNETT INC COM 68062108 13,643.00 1,559,230.00 SH DEFINED 0
BJ SVCS CO COM 55482103 3,964.00 170,500.00 SH DEFINED 0
BRISTOL HOTELS & RESORTS INC COM 110041100 12,980.00 1,515,885.00 SH DEFINED 0
BROADVISION INC COM COM 111412102 108,948.00 1,823,400.00 SH DEFINED 0
COMPLETE BUSINESS SOLUTIONS COM 20452F107 27,643.00 1,408,546.00 SH DEFINED 0
CRESTLINE CAP CORP COM 226153104 4,961.00 322,668.00 SH DEFINED 0
CRITICAL PATH INC COM 22674V100 10,164.00 132,000.00 SH DEFINED 0
CYLINK COM 232565101 6,562.00 1,640,400.00 SH DEFINED 0
DA CONSULTING GROUP INC. COM 233027101 4,319.00 437,400.00 SH DEFINED 0
DEVRY INC COM 251893103 125,493.00 4,327,340.00 SH DEFINED 0
ECSOFT GROUP COM 279240105 11,091.00 347,960.00 SH DEFINED 0
EDUCATION MGMT CORP COM COM 28139T101 17,503.00 569,200.00 SH DEFINED 0
ENESCO GROUP INC COM 292973104 15,684.00 868,300.00 SH DEFINED 0
ENTERTAINMENT MARKETING INC SD CONVERTIBLE
BOND 293911AA1 1.00 20,000.00 PRN DEFINED 0
EXODUS COMMUNICATIONS INC COM 302088109 110,169.00 1,638,200.00 SH DEFINED 0
FELCOR LODGING TR INC COM 31430F101 32,431.00 1,398,652.00 SH DEFINED 0
FORE SYS INC COM 345449102 33,475.00 1,770,600.00 SH DEFINED 0
HEILIG MEYERS CO COM 422893107 14,438.00 2,783,200.00 SH DEFINED 0
HOST MARRIOTT CORP NEW COM 44107P104 30,131.00 2,708,360.00 SH DEFINED 0
INFORMATION HOLDINGS, INC. COM 456727106 18,611.00 1,041,200.00 SH DEFINED 0
INFOSPACE.COM INC COM 45678T102 6,647.00 150,000.00 SH DEFINED 0
INTEGRATED ELECTRICAL SVCS COM 4.58E+107 9,920.00 620,000.00 SH DEFINED 0
INTELLIQUEST INFO GROUP COM 45816H101 10,452.00 1,032,280.00 SH DEFINED 0
INTERLEAF INC COM 458729209 4,712.00 1,478,118.00 SH DEFINED 0
</TABLE>
<TABLE>
<CAPTION>
VOTING AUTHORITY
NAME OF ISSUER SHARED NONE
-------------- ---------------- ----
<S> <C> <C>
ABM INDS INC 1,842,678.00 0
APOLLO GROUP INC CL A 1,711,945.00 0
AVID TECH 524,905.00 0
BARNETT INC 1,559,230.00 0
BJ SVCS CO 170,500.00 0
BRISTOL HOTELS & RESORTS INC 1,515,885.00 0
BROADVISION INC COM 1,823,400.00 0
COMPLETE BUSINESS SOLUTIONS 1,408,546.00 0
CRESTLINE CAP CORP 322,668.00 0
CRITICAL PATH INC 132,000.00 0
CYLINK 1,640,400.00 0
DA CONSULTING GROUP INC. 437,400.00 0
DEVRY INC 4,327,340.00 0
ECSOFT GROUP 347,960.00 0
EDUCATION MGMT CORP COM 569,200.00 0
ENESCO GROUP INC 868,300.00 0
ENTERTAINMENT MARKETING INC SD 20,000.00 0
EXODUS COMMUNICATIONS INC 1,638,200.00 0
FELCOR LODGING TR INC 1,398,652.00 0
FORE SYS INC 1,770,600.00 0
HEILIG MEYERS CO 2,783,200.00 0
HOST MARRIOTT CORP NEW 2,708,360.00 0
INFORMATION HOLDINGS, INC. 1,041,200.00 0
INFOSPACE.COM INC 150,000.00 0
INTEGRATED ELECTRICAL SVCS 620,000.00 0
INTELLIQUEST INFO GROUP 1,032,280.00 0
INTERLEAF INC 1,478,118.00 0
</TABLE>
<PAGE> 6
GEOCAPITAL, LLC
FORM 13F INFORMATION TABLE
AS OF DATE : 3/31/99
<TABLE>
<CAPTION>
TITLE OF VALUE SHARES/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT ALL DSCRETN MANAGERS SOLE
-------------- -------- ----- -------- ------- --- ------- -------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
KIRBY CORP COM 497266106 37,273.00 1,968,230.00 SH DEFINED 0
LEGG MASON INC COM 524901105 86,165.00 2,557,760.00 SH DEFINED 0
LONE STAR STEAKHOUSE & SALOON COM 542307103 9,512.00 928,000.00 SH DEFINED 0
LYCOS INC COM COM 550818108 617.00 7,174.00 SH DEFINED 0
MACROMEDIA INC COM 556100105 97,150.00 2,144,000.00 SH DEFINED 0
MASCOTECH INC COM 574670105 19,091.00 1,231,700.00 SH DEFINED 0
MEDITRUST PAIRED CTF NEW COM 58501T306 18,061.00 1,452,134.00 SH DEFINED 0
MILLER HERMAN INC COM 600544100 42,342.00 2,320,100.00 SH DEFINED 0
MININGCO.COM COM 60366T108 895.00 10,000.00 SH DEFINED 0
MODEM MEDIA POPPE TYSON INC CL COM 607533106 1,286.00 30,000.00 SH DEFINED 0
MORRISON HEALTHCARE INC. COM 61841L108 24,817.00 1,388,383.00 SH DEFINED 0
NATIONAL INSTRUMENTS COM 636518102 26,535.00 931,050.00 SH DEFINED 0
NEON SYS INC COM 640509105 20,108.00 365,600.00 SH DEFINED 0
NOVACARE EMPLOYEE SERVICES COM 66986Q101 15,448.00 1,977,300.00 SH DEFINED 0
ON TECHNOLOGY COM 68219P108 58.00 28,100.00 SH DEFINED 0
PARAMETRIC TECHNOLOGY COM 699173100 48,664.00 2,464,000.00 SH DEFINED 0
PLATINUM TECHNOLOGY COM 72764T101 48,141.00 1,887,900.00 SH DEFINED 0
PRIMARK CORP COM 741903108 41,257.00 1,941,483.00 SH DEFINED 0
PROBUSINESS SERVICES COM 742674104 42,317.00 1,007,550.00 SH DEFINED 0
PSS WORLD MEDICAL INC. COM 69366A100 25,265.00 2,866,919.00 SH DEFINED 0
RICHFOOD HOLDINGS INC COM 763408101 36,958.00 1,714,000.00 SH DEFINED 0
RWD TECHNOLOGIES INC. COM 74975B101 9,905.00 568,000.00 SH DEFINED 0
SCHEIN HENRY INC COM 806407102 19,674.00 779,170.00 SH DEFINED 0
SEACOR SMIT INC. COM 811904101 50,740.00 942,900.00 SH DEFINED 0
SERVICE CORP COM 817565104 20,717.00 1,453,800.00 SH DEFINED 0
SOTHEBY HLDGS INC CL A COM 835898107 68,483.00 2,115,305.00 SH DEFINED 0
STEIN MART INC COM COM 858375108 16,892.00 1,689,200.00 SH DEFINED 0
STEWART ENTERPRISES, INC. COM 860370105 55,813.00 3,474,757.00 SH DEFINED 0
SUMMIT DESIGN INC COM 86605U101 6,476.00 1,884,000.00 SH DEFINED 0
SUPERIOR CONSULTANT INC COM 868146101 39,006.00 1,143,025.00 SH DEFINED 0
</TABLE>
<TABLE>
<CAPTION>
VOTING AUTHORITY
NAME OF ISSUER SHARED NONE
-------------- ---------------- ----
<S> <C> <C>
KIRBY CORP 1,968,230.00 0
LEGG MASON INC 2,557,760.00 0
LONE STAR STEAKHOUSE & SALOON 928,000.00 0
LYCOS INC COM 7,174.00 0
MACROMEDIA INC 2,144,000.00 0
MASCOTECH INC 1,231,700.00 0
MEDITRUST PAIRED CTF NEW 1,452,134.00 0
MILLER HERMAN INC 2,320,100.00 0
MININGCO.COM 10,000.00 0
MODEM MEDIA POPPE TYSON INC CL 30,000.00 0
MORRISON HEALTHCARE INC. 1,388,383.00 0
NATIONAL INSTRUMENTS 931,050.00 0
NEON SYS INC 365,600.00 0
NOVACARE EMPLOYEE SERVICES 1,977,300.00 0
ON TECHNOLOGY 28,100.00 0
PARAMETRIC TECHNOLOGY 2,464,000.00 0
PLATINUM TECHNOLOGY 1,887,900.00 0
PRIMARK CORP 1,941,483.00 0
PROBUSINESS SERVICES 1,007,550.00 0
PSS WORLD MEDICAL INC. 2,866,919.00 0
RICHFOOD HOLDINGS INC 1,714,000.00 0
RWD TECHNOLOGIES INC. 568,000.00 0
SCHEIN HENRY INC 779,170.00 0
SEACOR SMIT INC. 942,900.00 0
SERVICE CORP 1,453,800.00 0
SOTHEBY HLDGS INC CL A 2,115,305.00 0
STEIN MART INC COM 1,689,200.00 0
STEWART ENTERPRISES, INC. 3,474,757.00 0
SUMMIT DESIGN INC 1,884,000.00 0
SUPERIOR CONSULTANT INC 1,143,025.00 0
</TABLE>
<PAGE> 7
GEOCAPITAL, LLC.
FORM 13F INFORMATION TABLE
AS OF DATE : 3/31/99
<TABLE>
<CAPTION>
TITLE OF VALUE SHARES/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT ALL DSCRETN MANAGERS SOLE
-------------- -------- ----- -------- ------- --- ------- -------- ----------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SYNOPSYS INC. COM 871607107 69,446.00 1,292,018.00 SH DEFINED 0
TECHNOLOGY SOLUTION CO. COM 87872T108 23,176.00 3,252,749.00 SH DEFINED 0
TEL-SAVE.COM INC COM 879176105 25,211.00 2,415,400.00 SH DEFINED 0
TESSCO TECHNOLOGIES COM 872386107 9,211.00 436,000.00 SH DEFINED 0
TRUE NORTH COMMUNICATIONS COM 897844106 71,038.00 2,537,080.00 SH DEFINED 0
U S TRUST CORP COM 91288L105 58,949.00 794,600.00 SH DEFINED 0
VANTIVE CORP COM 922091103 28,468.00 2,360,080.00 SH DEFINED 0
VERITAS DGC INC COM 92343P107 3,624.00 254,300.00 SH DEFINED 0
VESTCOM INTL INC COM COM 924904105 61.00 12,500.00 SH DEFINED 0
VIALOG CORP COM 92552X106 211.00 50,000.00 SH DEFINED 0
WALKER INTERACTIVE COM 931664106 2,142.00 504,080.00 SH DEFINED 0
WHITTMAN-HART INC COM 966834103 65,591.00 3,050,750.00 SH DEFINED 0
WILEY JOHN & SONS INC CL A COM 968223206 97,622.00 2,324,330.00 SH DEFINED 0
XOOM, INC. COM 98413F101 23,271.00 347,000.00 SH DEFINED 0
</TABLE>
<TABLE>
<CAPTION>
VOTING AUTHORITY
NAME OF ISSUER SHARED NONE
-------------- ---------------- ----
<S> <C> <C>
SYNOPSYS INC. 1,292,018.00 0
TECHNOLOGY SOLUTION CO. 3,252,749.00 0
TEL-SAVE.COM INC 2,415,400.00 0
TESSCO TECHNOLOGIES 436,000.00 0
TRUE NORTH COMMUNICATIONS 2,537,080.00 0
U S TRUST CORP 794,600.00 0
VANTIVE CORP 2,360,080.00 0
VERITAS DGC INC 254,300.00 0
VESTCOM INTL INC COM 12,500.00 0
VIALOG CORP 50,000.00 0
WALKER INTERACTIVE 504,080.00 0
WHITTMAN-HART INC 3,050,750.00 0
WILEY JOHN & SONS INC CL A 2,324,330.00 0
XOOM, INC. 347,000.00 0
</TABLE>
