<PAGE> 1
OMB APPROVAL
OMB Number: 3235-0006
Expires: February 28, 1997
Estimated average burden
hours per response . . . 24.60
SEC USE ONLY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended December 31, 1999.
(Please read instructions before preparing form.)
If amended report check here: [ ]
GeoCapital, LLC
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
767 Fifth Avenue New York NY 10153-4590
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Irwin Lieber (212) 486-4455 Chairman & CIO
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit this Report
ATTENTION
Intentional misstatements or omissions of facts
constitute Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of NY on the 6th day of
January, 2000.
Irwin Lieber
--------------------------------------------
(Name of Institutional Investment Manager)
--------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
- ----------------------------------------------------- -----------------------------------------------------
<S> <C> <C> <C>
1. Irwin Lieber 28-4421 6.
2. Barry Fingerhut 28-4421 7.
3. Affiliated Managers Group 28-4421 8.
4. 9.
5. 10.
</TABLE>
<PAGE> 2
(SEC USE ONLY)
FORM 13F
Page 2 of 2 Name of Reporting Manager GeoCapital, LLC
<TABLE>
<CAPTION>
Item 1: Item 2: Item 3: Item 4: Item 5: Item 6. Item 7: Item 8
Name of Title of CUSIP Fair Market Shares of Investment Discretion Managers Voting Authority
Issuer Class Number Value Principal ------------------------------- See Instr. V (Shares)
Amount (a)Sole (b)Shared- (c)Shared- -------------------------
As Defined Other (a)Sole (b)Shared (c)None
in Instr. V
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
See attached
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN TOTALS
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE> 3
GEOCAPITAL,LLC
FORM 13F INFORMATION TABLE
AS OF DEC 31, 1999
<TABLE>
<CAPTION>
REPORT SUMMARY:
<S> <C>
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 83
FORM 13F INFORMATION TABLE VALUE TOTAL: $2,885,044,000
</TABLE>
LIST OF OTHER INCLUDED MANAGERS:
NO. 13F FILE NUMBER NAME
<PAGE> 4
GEOCAPITAL, LLC
FORM 13F INFORMATION TABLE
AS OF DEC 31,1999
<TABLE>
<CAPTION>
TITLE VALUE SHARES SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL
<S> <C> <C> <C> <C> <C> <C>
ABM INDS INC COM 957100 35,084 1,721,938 SH
ABOUT.COM COM 3736105 8,918 99,370 SH
ACCRUE SOFTWARE, INC COM 00437W102 45,612 842,720 SH
APOLLO GROUP INC CL A COM 37604105 43,641 2,175,233 SH
APPLIED THEORY CORP COM 03828R104 35,595 1,282,690 SH
BJ SVCS CO COM 55482103 23,285 556,900 SH
BRISTOL HOTELS & RESORTS INC COM 110041100 8,314 1,642,295 SH
BROADVISION INC COM 111412102 263,580 1,549,900 SH
COMPLETE BUSINESS SOLUTIONS COM 20452F107 59,902 2,384,154 SH
CONCUR TECHNOLOGIES, INC COM 206708109 24,360 840,000 SH
CONE MLS CORP N C COM COM 206814105 45 10,000 SH
CRITICAL PATH INC COM 22674V100 75,511 800,120 SH
CYLINK COM 232565101 15,075 1,116,700 SH
C-BRIDGE INTERNET SOLUTIONS COM 12500B105 6,078 125,000 SH
DATA RETURN CORP COM 23785M104 40,125 750,000 SH
DEVRY INC COM 251893103 73,062 3,896,630 SH
DIGEX INC COM 253756100 7,392 107,525 SH
DRKOOP.COM, INC COM 262098106 20,903 1,760,290 SH
EBENX INC COM 278668108 3,944 87,160 SH
ECSOFT GROUP COM 279240105 5,104 275,870 SH
EDUCATION MGMT CORP COM 28139T101 15,638 1,117,000 SH
EGAIN COMMUNICATIONS CORP COM 28225C103 20,505 543,175 SH
EXODUS COMMUNICATIONS INC COM 302088109 242,169 2,726,750 SH
FELCOR LODGING TR INC COM 31430F101 20,552 1,174,398 SH
FOILMARK INC COM COM 344185103 51 20,000 SH
HOLLYWOOD.COM, INC COM 436137103 13,139 691,500 SH
HOST MARRIOTT CORP NEW COM 44107P104 19,753 2,394,271 SH
IGO CORP COM 449592104 5,256 580,000 SH
INFORMATION HOLDINGS, INC COM 456727106 29,068 1,000,200 SH
INFOSPACE.COM INC COM 45678T102 94,267 881,000 SH
INTERLEAF INC COM 458729209 35,329 1,050,679 SH
KIRBY CORP COM 497266106 37,929 1,850,190 SH
</TABLE>
<TABLE>
<CAPTION>
INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C>
ABM INDS INC DEFINED 0 1,721,938 0
ABOUT.COM DEFINED 0 99,370 0
ACCRUE SOFTWARE, INC DEFINED 0 842,720 0
APOLLO GROUP INC CL A DEFINED 0 2,175,233 0
APPLIED THEORY CORP DEFINED 0 1,282,690 0
BJ SVCS CO DEFINED 0 556,900 0
BRISTOL HOTELS & RESORTS INC DEFINED 0 1,642,295 0
BROADVISION INC DEFINED 0 1,549,900 0
COMPLETE BUSINESS SOLUTIONS DEFINED 0 2,384,154 0
CONCUR TECHNOLOGIES, INC DEFINED 0 840,000 0
CONE MLS CORP N C COM DEFINED 0 10,000 0
CRITICAL PATH INC DEFINED 0 800,120 0
CYLINK DEFINED 0 1,116,700 0
C-BRIDGE INTERNET SOLUTIONS DEFINED 0 125,000 0
DATA RETURN CORP DEFINED 0 750,000 0
DEVRY INC DEFINED 0 3,896,630 0
DIGEX INC DEFINED 0 107,525 0
DRKOOP.COM, INC DEFINED 0 1,760,290 0
EBENX INC DEFINED 0 87,160 0
ECSOFT GROUP DEFINED 0 275,870 0
EDUCATION MGMT CORP DEFINED 0 1,117,000 0
EGAIN COMMUNICATIONS CORP DEFINED 0 543,175 0
EXODUS COMMUNICATIONS INC DEFINED 0 2,726,750 0
FELCOR LODGING TR INC DEFINED 0 1,174,398 0
FOILMARK INC COM DEFINED 0 20,000 0
HOLLYWOOD.COM, INC DEFINED 0 691,500 0
HOST MARRIOTT CORP NEW DEFINED 0 2,394,271 0
IGO CORP DEFINED 0 580,000 0
INFORMATION HOLDINGS, INC DEFINED 0 1,000,200 0
INFOSPACE.COM INC DEFINED 0 881,000 0
INTERLEAF INC DEFINED 0 1,050,679 0
KIRBY CORP DEFINED 0 1,850,190 0
</TABLE>
<PAGE> 5
GEOCAPITAL, LLC
FORM 13F INFORMATION TABLE
AS OF DEC 31, 1999
<TABLE>
<CAPTION>
TITLE VALUE SHARES SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL
<S> <C> <C> <C> <C> <C> <C>
LEGG MASON INC COM 524901105 82,185 2,267,162 SH
LONE STAR STEAKHOUSE & SALOON COM 542307103 7,637 856,000 SH
LYCOS INC COM COM 550818108 1,142 14,348 SH
MACROMEDIA INC COM 556100105 71,429 976,800 SH
MARIMBA INC COM 56781Q109 511 11,100 SH
MASCOTECH INC COM 574670105 13,717 1,081,175 SH
MAVERICK TUBE CORP COM 577914104 4,073 165,000 SH
MEDITRUST PAIRED CTF NEW COM 58501T306 6,761 1,229,352 SH
MILLER HERMAN INC COM 600544100 49,820 2,166,100 SH
MODEM MEDIA POPPE TYSON INC CL COM 607533106 51,416 730,600 SH
MORRISON MANAGEMENT SPECIALIST COM 618459101 27,115 1,257,486 SH
MOTHERNATURE.COM INC COM 61978K105 3,218 440,000 SH
NATIONAL INSTRUMENTS COM 636518102 49,001 1,281,075 SH
NAVISITE, INC COM 63935M109 2,481 24,810 SH
NBC INTERNET INC CL A COM 62873D105 69,974 905,810 SH
NEON SYS INC COM 640509105 37,743 961,600 SH
NET PERCEPTIONS, INC COM 64107U101 609 14,500 SH
NETSOLVE, INC COM 64115J106 4,025 127,790 SH
ONESOURCE INFORMATION SVCS INC COM 68272J106 5,126 381,440 SH
PARAMETRIC TECHNOLOGY COM 699173100 60,999 2,254,000 SH
PEOPLESOFT COM 712713106 37,161 1,743,605 SH
PE-CELERA GENOMICS COM 69332S201 41,079 275,700 SH
PRIMARK CORP COM 741903108 56,201 2,020,708 SH
PRIMUS TELECOMM GROUP COM 741929103 43,643 1,141,000 SH
PROBUSINESS SERVICES COM 742674104 41,587 1,155,200 SH
PSS WORLD MEDICAL INC COM 69366A100 22,624 2,397,239 SH
QUEST PRODS CORP COM 747955102 71 2,256,434 SH
QUEST SOFTWARE COM 74834T103 12,903 126,500 SH
RARE MEDIUM GROUP INC COM COM 75382N109 410 12,000 SH
RESOURCEPHOENIX COM INC CL A COM 76122L106 4,246 215,000 SH
RWD TECHNOLOGIES INC COM 74975B101 5,279 508,865 SH
SCHEIN HENRY INC COM 806407102 9,121 685,170 SH
</TABLE>
<TABLE>
<CAPTION>
INVESTMT OTHER VOTING AUTHORITY
NAME OF ISSUER DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C>
LEGG MASON INC DEFINED 0 2,267,162 0
LONE STAR STEAKHOUSE & SALOON DEFINED 0 856,000 0
LYCOS INC COM DEFINED 0 14,348 0
MACROMEDIA INC DEFINED 0 976,800 0
MARIMBA INC DEFINED 0 11,100 0
MASCOTECH INC DEFINED 0 1,081,175 0
MAVERICK TUBE CORP DEFINED 0 165,000 0
MEDITRUST PAIRED CTF NEW DEFINED 0 1,229,352 0
MILLER HERMAN INC DEFINED 0 2,166,100 0
MODEM MEDIA POPPE TYSON INC CL DEFINED 0 730,600 0
MORRISON MANAGEMENT SPECIALIST DEFINED 0 1,257,486 0
MOTHERNATURE.COM INC DEFINED 0 440,000 0
NATIONAL INSTRUMENTS DEFINED 0 1,281,075 0
NAVISITE, INC DEFINED 0 24,810 0
NBC INTERNET INC CL A DEFINED 0 905,810 0
NEON SYS INC DEFINED 0 961,600 0
NET PERCEPTIONS, INC DEFINED 0 14,500 0
NETSOLVE, INC DEFINED 0 127,790 0
ONESOURCE INFORMATION SVCS INC DEFINED 0 381,440 0
PARAMETRIC TECHNOLOGY DEFINED 0 2,254,000 0
PEOPLESOFT DEFINED 0 1,743,605 0
PE-CELERA GENOMICS DEFINED 0 275,700 0
PRIMARK CORP DEFINED 0 2,020,708 0
PRIMUS TELECOMM GROUP DEFINED 0 1,141,000 0
PROBUSINESS SERVICES DEFINED 0 1,155,200 0
PSS WORLD MEDICAL INC DEFINED 0 2,397,239 0
QUEST PRODS CORP DEFINED 0 2,256,434 0
QUEST SOFTWARE DEFINED 0 126,500 0
RARE MEDIUM GROUP INC COM DEFINED 0 12,000 0
RESOURCEPHOENIX COM INC CL A DEFINED 0 215,000 0
RWD TECHNOLOGIES INC DEFINED 0 508,865 0
SCHEIN HENRY INC DEFINED 0 685,170 0
</TABLE>
<PAGE> 6
GEOCAPITAL,LLC
FORM 13F INFORMATION TABLE
AS OF DEC 31, 1999
<TABLE>
<CAPTION>
TITLE VALUE SHARES SH/ PUT/
NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL
<S> <C> <C> <C> <C> <C> <C>
SEACOR SMIT INC COM 811904101 50,358 973,100 SH
SOTHEBY HLDGS INC CL A COM 835898107 58,855 1,961,840 SH
STEIN MART INC COM COM 858375108 9,232 1,623,200 SH
STEWART ENTERPRISES, INC COM 860370105 14,594 3,072,447 SH
SUPERIOR CONSULTANT INC COM 868146101 18,172 1,275,225 SH
TALK.COM INC COM 874264104 66,382 3,739,835 SH
TECHNOLOGY SOLUTION CO COM 87872T108 93,709 2,861,354 SH
TESSCO TECHNOLOGIES COM 872386107 7,282 391,000 SH
TRUE NORTH COMMUNICATIONS COM 897844106 98,321 2,200,185 SH
TUT SYS INC COM 901103101 1,100 20,520 SH
U S TRUST CORP COM 91288L105 52,370 653,100 SH
US CONCRETE INC COM 90333L102 4,094 682,300 SH
VERITAS DGC INC COM 92343P107 22,815 1,629,625 SH
VESTCOM INTL INC COM COM 924904105 44 12,500 SH
VIADOR, INC COM 92553R108 2,754 65,000 SH
WHITTMAN-HART INC COM 966834103 139,429 2,600,074 SH
WILEY JOHN & SONS INC CL A COM 968223206 71,754 4,283,805 SH
WIND RIV SYS INC COM 973149107 20,144 550,000 SH
XPEDIOR INC COM 98413B100 1,142 39,710 SH
</TABLE>
<TABLE>
<CAPTION>
INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER DSCRETN MANAGERS SOLE SHARED NONE
<S> <C> <C> <C> <C> <C>
SEACOR SMIT INC DEFINED 0 973,100 0
SOTHEBY HLDGS INC CL A DEFINED 0 1,961,840 0
STEIN MART INC COM DEFINED 0 1,623,200 0
STEWART ENTERPRISES, INC DEFINED 0 3,072,447 0
SUPERIOR CONSULTANT INC DEFINED 0 1,275,225 0
TALK.COM INC DEFINED 0 3,739,835 0
TECHNOLOGY SOLUTION CO DEFINED 0 2,861,354 0
TESSCO TECHNOLOGIES DEFINED 0 391,000 0
TRUE NORTH COMMUNICATIONS DEFINED 0 2,200,185 0
TUT SYS INC DEFINED 0 20,520 0
U S TRUST CORP DEFINED 0 653,100 0
US CONCRETE INC DEFINED 0 682,300 0
VERITAS DGC INC DEFINED 0 1,629,625 0
VESTCOM INTL INC COM DEFINED 0 12,500 0
VIADOR, INC DEFINED 0 65,000 0
WHITTMAN-HART INC DEFINED 0 2,600,074 0
WILEY JOHN & SONS INC CL A DEFINED 0 4,283,805 0
WIND RIV SYS INC DEFINED 0 550,000 0
XPEDIOR INC DEFINED 0 39,710 0
</TABLE>
