<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)
Alliance Capital Management L.P.
------------------------------------
(NAME OF ISSUER)
Units Representing Assignments of Beneficial
Ownership of Limited Partnership Interests
------------------------------------
(TITLE OF CLASS OF SECURITIES)
018548107
------------------------------------
(CUSIP NUMBER)
Alvin H. Fenichel
Senior Vice President and Controller
The Equitable Companies Incorporated
1290 Avenue of the Americas
New York, New York 10104
(212) 314-4094
------------------------------------
(NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON
AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS)
With a copy to:
Christianne Butte, Head of Central Legal Department
AXA-UAP, 9, place Vendome
75001 Paris, France
011-331-40-75-56-38
Not applicable
------------------------------------
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
IF THE FILING PERSON HAS PREVIOUSLY FILED A STATEMENT ON SCHEDULE 13G TO
REPORT THE ACQUISITION WHICH IS THE SUBJECT OF THIS SCHEDULE 13D, AND IS FILING
THIS SCHEDULE BECAUSE OF RULE 13d-1(b)(3) OR (4), CHECK THE FOLLOWING BOX / /.
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom copies
are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment continuing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
(Page 1 of 59)
(Exhibits begin on page 33)
<PAGE> 2
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 2 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
AXA-UAP
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 3
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 3 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
FINAXA
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY --------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING --------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
--------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 4
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 4 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
AXA Assurances I.A.R.D. Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IC
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 5
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 5 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
AXA Assurances Vie Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IC
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 6
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 6 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
AXA Courtage Assurance Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IC
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 7
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 7 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Alpha Assurances Vie Mutuelle
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[X]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IC
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 8
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 8 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Claude Bebear, as a Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
00
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 9
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 9 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Patrice Garnier, as a Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
00
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 10
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 10 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Henri de Clermont-Tonnerre, as a Trustee
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
00
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Citizen of France
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES See Item 5
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH See Item 5
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
See Item 5
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
See Item 5
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283 - See Item 5
(Not to be construed as an admission of beneficial ownership)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20% - See Item 5
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 11
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 11 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
The Equitable Companies Incorporated
13-3623351
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 48,111,283
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
48,111,283
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 12
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 12 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
The Equitable Life Assurance Society of the United States
13-5570651
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
WC
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 48,111,283
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
48,111,283
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
48,111,283
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
57.20%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
IC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 13
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 13 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Equitable Holding Corporation
22-2766036
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 12,373,495
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
12,373,495
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,373,495
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.71%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 14
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 14 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Equitable Investment Corporation
13-2694412
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
AF
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 12,351,395
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
12,351,395
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,351,395
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.68%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 15
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 15 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
ACMC, Inc.
13-2677213
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
OO
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 33,471,500
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
33,471,500
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,471,500
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
39.80%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 16
- ---------------------------- --------------------------
CUSIP NO. 018548107 SCHEDULE 13D PAGE 16 OF 59 PAGES
- ---------------------------- --------------------------
- --------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. or I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
Equitable Capital Management Corporation
13-3266813
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP * (a)[ ]
(b)[ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS *
OO
- --------------------------------------------------------------------------------
5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 12,351,395
BENEFICIALLY ---------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING ---------------------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
12,351,395
---------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,351,395
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES * [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.68%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON *
HC, CO
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE> 17
Page 17 of 59 Pages
This Amendment No. 4 amends and restates in its entirety the Statement on
Schedule 13D ("Schedule 13D") initially filed on August 4, 1992 with the
Securities and Exchange Commission, by AXA, Midi Participations, Finaxa, the
Mutuelles AXA (as herein defined) and the Trustees (as herein defined) of a
Voting Trust, as amended by Amendment No. 1 to the Schedule 13D ("Amendment No.
1") filed on July 29, 1993, Amendment No. 2 to the Schedule 13D filed on
September 14, 1994 ("Amendment No. 2"), and Amendment No. 3 to the Schedule 13D
filed on October 22, 1996 ("Amendment No. 3"), each of which was filed by AXA,
Midi Participations (except as to Amendment No. 3), Finaxa, the Mutuelles AXA,
the Trustees, The Equitable Companies Incorporated, The Equitable Life Assurance
Society of the United States, Equitable Holding Corporation, Equitable
Investment Corporation, ACMC, Inc. and Equitable Capital Management Corporation,
which Schedule 13D relates to units representing assignments of beneficial
ownership of limited partnership interests of Alliance Capital Management L.P.,
a Delaware limited partnership ("Alliance").
Item 1. Security and Issuer
The class of equity securities to which this statement relates is the
units representing assignments of beneficial ownership of limited partnership
interests (the "Units") of Alliance. The address of the principal executive
offices of Alliance is 1345 Avenue of the Americas, New York, New York 10105.
Item 2. Identity and Background
This statement is being filed by (i) AXA-UAP (formerly known as AXA), a
societe anonyme organized under the laws of France, (ii) Finaxa, a societe
anonyme organized under the laws of France, (iii) AXA Assurances I.A.R.D.
Mutuelle, AXA Assurances Vie Mutuelle, AXA Courtage Assurance Mutuelle (formerly
known as Uni Europe Assurance Mutuelle) and Alpha Assurances Vie Mutuelle (into
which Alpha Assurances I.A.R.D. Mutuelle was merged), four mutual insurance
companies organized under the laws of France (the "Mutuelles AXA") which, acting
as a group, control Finaxa and AXA-UAP, (iv) Claude Bebear (Chairman of the
Executive Board of AXA-UAP), Patrice Garnier (a member of the Supervisory Board
of AXA-UAP) and Henri de Clermont-Tonnerre (a member of the Supervisory Board
of AXA-UAP), as Trustees (the "Trustees") of a Voting Trust (the "Voting Trust")
established pursuant to a Voting Trust Agreement dated as of May 12, 1992, as
amended January 22, 1997, by and among AXA-UAP and the Trustees (the "Voting
Trust Agreement"), (v) The Equitable Companies Incorporated, a Delaware
corporation ("Equitable Holding"), (vi) The Equitable Life Assurance Society of
the United States, a New York stock life insurance company ("Equitable"), (vii)
Equitable Holding Corporation, a Delaware corporation ("EHC"), (viii) Equitable
Investment Corporation, a New York corporation ("EIC"), (ix) ACMC, Inc., a
Delaware corporation ("ACMC"), and (x) Equitable Capital Management Corporation,
a Delaware corporation ("ECMC"). AXA-UAP, Finaxa, the Mutuelles AXA, the
<PAGE> 18
Page 18 of 59 Pages
Trustees, Equitable Holding, Equitable, EHC, EIC, ACMC and ECMC are hereinafter
collectively referred to as the "Reporting Persons".
AXA-UAP. AXA-UAP ("AXA") is a holding company for an international group
of insurance and related financial service companies. The address of AXA's
principal business and office is 9, place Vendome, 75001 Paris, France. As of
March 5, 1997, 22.4% of the ordinary shares (representing 32.8% of the voting
power) of AXA were directly or indirectly controlled by Finaxa. As of March 5,
1997, the Mutuelles AXA, in addition to their indirect beneficial ownership of
AXA ordinary shares through Finaxa, directly beneficially owned 3.5% of AXA's
ordinary shares (representing 5.0% of the voting power). In addition, as of
March 5, 1997, 4.0% of the ordinary shares of AXA without the power to vote were
owned by certain subsidiaries of AXA.
Finaxa. Finaxa is a holding company. The address of Finaxa's principal
business and office is 23, avenue Matignon, 75008 Paris, France. As of March 5,
1997, 61.4% of the voting shares (representing 72.0% of the voting power) of
Finaxa were owned by the Mutuelles AXA (one of which, AXA Assurances I.A.R.D.
Mutuelle, owned 34.9% of the voting shares, representing 40.0% of the voting
power), and 23.7% of the voting shares (representing 14.6% of the voting power)
of Finaxa were owned by Banque Paribas, a French bank. Acting as a group, the
Mutuelles AXA control Finaxa and AXA.
The Mutuelles AXA. The Mutuelles AXA are AXA Assurances I.A.R.D. Mutuelle,
AXA Assurances Vie Mutuelle, AXA Courtage Assurance Mutuelle (formerly known as
Uni Europe Assurance Mutuelle) and Alpha Assurances Vie Mutuelle. Each of the
Mutuelles AXA is a mutual insurance company organized under the laws of France.
The address of each of the Mutuelles AXA's principal business and office is as
follows: (i) for each of AXA Assurances I.A.R.D. Mutuelle and AXA Assurances Vie
Mutuelle, 21, rue de Chateaudun, 75009 Paris, France; (ii) for Alpha Assurances
Vie Mutuelle, Tour Franklin, 100-101 Terrasse Boieldieu, Cedex 11, 92042 Paris
La Defense, France; and (iii) for AXA Courtage Assurance Mutuelle, 26, rue Louis
le Grand, 75002 Paris, France.
The Trustees. In order to ensure, for insurance regulatory purposes, that
certain indirect minority shareholders of AXA are not able to exercise control
over Equitable Holding and certain of its insurance subsidiaries, AXA has agreed
pursuant to the Voting Trust Agreement to deposit in the Voting Trust the shares
of capital stock of Equitable Holding having voting powers beneficially owned by
AXA and certain of its affiliates. AXA or any such affiliate depositing capital
stock in the Voting Trust will remain the beneficial owner of all capital stock
deposited by it in the Voting Trust, but during the term of the Voting Trust the
Trustees will exercise all voting rights with respect to such capital stock.
Additional information relating to the Voting Trust Agreement is set forth in
the Schedule 13D filed by AXA with respect to its ownership of the capital stock
of Equitable Holding.
<PAGE> 19
Page 19 of 59 Pages
Information with respect to the Trustees is set forth on Exhibit 1 hereto
since each of the Trustees is a member of either the Executive Board or the
Supervisory Board of AXA.
Equitable Holding and Subsidiaries. Equitable Holding is a holding
company. As of June 30, 1997, approximately 60.5% of the outstanding shares of
common stock as well as certain shares of convertible preferred stock of
Equitable Holding were beneficially owned by AXA. On August 4, 1997 (the "Call
Date"), Equitable Holding will redeem, for common stock, all of its outstanding
6 1/8% Convertible Subordinated Debentures due 2024 and all outstanding shares
of its Series C and Series E Cumulative Convertible Preferred Stock. Giving
effect to these redemptions, as of the Call Date, AXA will beneficially own
approximately 58.9% of the outstanding common stock of Equitable Holding.
Equitable Holding and its subsidiaries (including Equitable, a wholly-owned
subsidiary) provide diversified financial services to a broad spectrum of
insurance, investment management and investment banking customers. ACMC is a
wholly-owned subsidiary of Equitable. EHC is a wholly-owned subsidiary of
Equitable which in turn wholly-owns EIC, which in turn wholly-owns ECMC. ECMC,
ACMC, EIC, EHC and Equitable Holding are holding companies. The address of the
principal business and principal office of Equitable Holding, Equitable, EIC,
ACMC and ECMC is 1290 Avenue of the Americas, New York, New York 10104. The
address of the principal business and principal office of EHC is 200 Plaza
Drive, 2nd Floor, Secaucus, New Jersey 07096-1583.
The (i) name, (ii) residence or business address, (iii) present principal
occupation or employment and the name, principal business and address of any
corporation or other organization in which such employment is conducted and (iv)
citizenship of each of the executive officers and directors of each of the
Reporting Persons are set forth on Exhibits 1 through 13 hereto. None of the
Reporting Persons nor, to the knowledge of any Reporting Person, any natural
person named in Exhibits 1 through 13 hereto has, during the last five years,
been convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of which any such
Reporting Person or person was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or mandating activities
subject to, Federal or state securities laws or finding any violation with
respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration
See response to Item 4.
Item 4. Purpose of Transaction
Alliance was organized as a master limited partnership in 1987 to succeed
to the business of ACMC, a Delaware corporation then a subsidiary of Equitable,
which began providing investment
<PAGE> 20
Page 20 of 59 Pages
management services in 1971. On April 21, 1988, the business and substantially
all of the operating assets of ACMC were conveyed to Alliance in exchange for a
1% general partnership interest in Alliance and approximately 55% of the then
outstanding Units.
Equitable and its subsidiaries have acquired for cash beneficial ownership
of additional Units subsequent to the formation of Alliance in order to finance
sales of shares of mutual funds for which Alliance is the investment adviser.
Additional Units were also acquired by Equitable and its subsidiaries in order
to provide Alliance with additional capital to take advantage of growth
opportunities and strategic global alliances, including Units acquired by
Equitable Life as consideration for property transferred to Alliance by
Equitable Life and Units acquired for cash in order to provide capital to
Alliance for the acquisition in 1993 of Shields Asset Management, Incorporated
and its wholly-owned subsidiary, Regent Investor Services, Incorporated. In the
future, the Reporting Persons may acquire additional Units or dispose of Units.
Under current law, Alliance, as a partnership, generally is not subject to
Federal income tax. However, current law also provides that, as a consequence of
the public trading of Units, Alliance will be treated as a corporation for
Federal income tax purposes beginning on January 1, 1998. Alliance and the
Reporting Persons have been examining possible actions, if any, which might be
responsive to this potential change in Alliance's tax status. On June 24, 1997,
Alliance announced plans for a transaction (the "Transaction"), to be
accomplished through a merger expected to be consummated in December 1997. In
connection with such merger, Alliance Capital Management Corporation II ("ACMC
II"), a Delaware corporation, would become the general partner of Alliance as
discussed below and Alliance would merge with a wholly-owned subsidiary of ACMC
II formed for the sole purpose of consummating the merger, with Alliance as the
surviving entity. In such merger, holders of Units would exchange their existing
Units for an equal number of shares of Class A Common Stock of ACMC II, unless
such holders elected to continue as limited partners in Alliance, which would
cease to be a publicly traded limited partnership as described in the following
sentence, or elected to participate in a cash alternative as described below
should Equitable decide to offer such an alternative. Following the Transaction,
the Units would be subject to severe restrictions on transferability, and
Alliance would become a private limited partnership. Depending on the number of
holders of Units who elect not to exchange their Units for ACMC II Class A
Common Stock, the Units may become eligible for termination of registration
under Section 12(b)(4) of the Securities Exchange Act of 1934. Application would
be made to list the ACMC II Class A Common Stock on the New York Stock Exchange.
In addition, Equitable is considering offering a cash alternative in the
Transaction to allow holders of Units to sell their Units to Equitable. The
total cash amount in the Transaction would be limited to approximately $300
million or a lesser amount in order to preserve an adequate float in the ACMC II
Class A Common Stock following the Transaction. Equitable has not finally
<PAGE> 21
Page 21 of 59 Pages
determined whether to offer a cash alternative in the Transaction, the amount
thereof or the price per Unit it would offer.
The Reporting Persons intend to vote their Units in favor of the
Transaction and to elect to retain their Units and not exchange them for ACMC II
Class A Common Stock. As part of the Transaction, Alliance Capital Management
Corporation, a subsidiary of Equitable, would contribute its 1% general
partnership interest in Alliance to ACMC II in exchange for ACMC II Class B
Common Stock, ACMC II would replace Alliance Capital Management Corporation as
the general partner of Alliance and, as a consequence, would be subject to
liabilities of Alliance as provided by Delaware law. The ACMC II Class B Common
Stock would have sufficient voting power for Alliance Capital Management
Corporation to control ACMC II.
As a result of the Transaction, ACMC II would hold the partnership
interests in Alliance formerly represented by the Units that were exchanged and
would receive its pro rata share of Alliance's earnings and distributions.
Alliance currently expects its distribution policy to remain unchanged and that
ACMC II would pay substantially all of the distributions it receives from
Alliance, less taxes, as dividends to holders of its Class A and Class B Common
Stock.
Alliance has stated that it would not proceed with plans for the
Transaction if, during 1997, it determines that changes in federal tax law would
make it preferable for Alliance to retain its current ownership form. Tax
legislation now under consideration by the Congress provides for permanent
partnership tax status for certain publicly traded partnerships, including
Alliance, but would subject those partnerships to a new excise tax on gross
income. The Transaction is also subject to customary regulatory approvals, final
approval by the Board of Directors of Alliance Capital Management Corporation,
the approval of Alliance's limited partners and certain other conditions.
In connection with the Transaction, Equitable may explore the conversion
of its Class A Limited Partnership Interest in Alliance into Units.
Except as set forth in this statement, none of the Reporting Persons has
any plan or proposals described in Item 4(a)-(j) of Schedule 13D.
Item 5. Interest in the Securities of the Issuer
(a), (b) As of March 31, 1997, Equitable beneficially owns directly
2,266,288 Units representing 2.69% of the Units outstanding. ACMC beneficially
owns directly 33,471,500 Units representing 39.80% of the Units outstanding.
ECMC beneficially owns directly 12,351,395 Units (including a Class A Limited
Partnership Interest convertible currently into 551,395 Units), representing
14.68% of the Units outstanding. Equitable, ACMC and ECMC have the sole power
<PAGE> 22
Page 22 of 59 Pages
to vote or direct the vote and the sole power to dispose or direct the
disposition of each of their respective Units. In addition, Donaldson, Lufkin &
Jenrette Securities Corporation ("DLJ"), 78.22% of the shares of common stock of
which are directly and indirectly owned by Equitable Holding, may be deemed,
directly or indirectly, to be the beneficial owner of 22,100 Units, acquired
solely for investment purposes on behalf of client discretionary accounts. By
reason of its ownership interest in ECMC, EIC may be deemed to beneficially own
indirectly, and to have voting and dispositive power with respect to, the
12,351,395 Units (including the Class A Limited Partnership Interest convertible
currently into 551,395 Units) owned by ECMC, representing 14.68% of the Units
outstanding. By reason of its ownership interest in ECMC and DLJ, EHC may be
deemed to beneficially own indirectly, and to have voting and dispositive power
with respect to 12,373,459 Units including the 12,351,395 Units (including the
Class A Limited Partnership Interest convertible currently into 551,395 Units)
owned by ECMC and the 22,100 Units held in DLJ client discretionary accounts,
representing 14.71% of the Units outstanding. By reason of its ownership
interest in ACMC, ECMC and DLJ, Equitable may be deemed to beneficially own
indirectly, and to have voting and dispositive power with respect to, the
33,471,500 Units owned by ACMC, the 12,351,395 Units (including the Class A
Limited Partnership Interest convertible currently into 551,395 Units) owned by
ECMC, the 22,100 Units acquired on behalf of client discretionary accounts by
DLJ which, together with the 2,266,288 Units owned directly by Equitable,
represent 57.20% of the Units outstanding. By reason of its ownership interest
in ACMC, ECMC, DLJ and Equitable, Equitable Holding may be deemed to
beneficially own indirectly, and to have voting and dispositive power with
respect to, the 33,471,500 Units owned by ACMC, the 12,351,395 Units (including
the Class A Limited Partnership Interest convertible currently into 551,395
Units) owned by ECMC, the 2,266,288 Units owned directly by Equitable and the
22,100 Units acquired on behalf of client discretionary accounts by DLJ,
representing 57.20% of the Units outstanding.
AXA, by virtue of its ownership of 60.5% of the outstanding shares of
common stock of Equitable Holding, may be deemed to beneficially own all of the
Units of Alliance owned indirectly by Equitable Holding. By reason of the Voting
Trust Agreement, the Trustees may also be deemed to be beneficial owners of such
Units. In addition, the Mutuelles AXA, as a group, and Finaxa may be deemed to
be beneficial owners of such Units. Each of AXA, Finaxa, the Mutuelles AXA and
the Trustees expressly declares that the filing of this Schedule 13D shall not
be construed as an admission that it is, for purposes of Section 13(d) of the
Securities Exchange Act of 1934, as amended, the beneficial owner of such Units.
AXA, by reason of its relationship with Equitable Holding, may be deemed
to share the power to vote or direct the vote and to dispose or direct the
disposition of all of the Units beneficially owned by Equitable Holding. By
reason of the Voting Trust arrangement, the Trustees may be deemed and, by
reason of their relationship with AXA, the Mutuelles AXA, as a group, and Finaxa
may be deemed, to share the power to vote or to direct the vote and to dispose
or to direct the disposition of all the Units beneficially owned by Equitable
Holding.
<PAGE> 23
Page 23 of 59 Pages
To the knowledge of the Reporting Persons, the following directors and
executive officers of the Reporting Persons listed in Exhibits 1 through 13
hereto beneficially own the following number of outstanding Units and options or
other rights to acquire Units presently or within 60 days:
<TABLE>
<S> <C>
Richard H. Jenrette 10,000 Units
John T. Hartley 730 Units (all of which are owned by his spouse,
Martha Hartley)
Arthur L. Liman 1,000 Units
William T. McCaffrey 1,000 Units
Joseph J. Melone 5,000 Units
Peter D. Noris 1,000 Units
George J. Sella, Jr. 6,000 Units
John S. Chalsty 9,000 Units
Dave H. Williams 1,044,456 Units (80,000 of which are owned by
his spouse, Reba Williams)
</TABLE>
Other than as described above, none of the Reporting Persons beneficially
owns any Units or options or other rights to acquire Units presently or within
60 days and, to the knowledge of the Reporting Persons, none of the natural
persons listed in Exhibits 1 through 13 hereto beneficially owns any Units or
options and other rights to acquire Units within 60 days.
(c) No transactions in the Units have been effected during the past 60
days by the Reporting Persons, or, to the knowledge of the Reporting Persons,
any natural person named in Exhibit 1 through 13 hereto.
(d) Not applicable.
(e) Midi Participations, formerly a reporting person as to this statement,
was merged into AXA on May 9, 1996. Alpha Assurances I.A.R.D. Mutuelle, formerly
a reporting person as to this statement, was merged into Alpha Assurances Vie
Mutuelle in 1997.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to the Securities of the Issuer
As provided in the Amended and Restated Transfer Agreement dated as of
February 23, 1993, as amended and restated on May 28, 1993 (the "Transfer
Agreement"), the Class A Limited
<PAGE> 24
Page 24 of 59 Pages
Partnership Interest has been created as a mechanism to increase the value of
ECMC's interest in Alliance to reflect the value of certain assets, which
provide for the payment of incentive fees over time, as the value of those
assets is realized by Alliance or its subsidiaries during the period beginning
with Alliance's fiscal year beginning in 1993, and ending December 31, 1997. For
1996, the most recently completed fiscal year of Alliance, the Class A Limited
Partnership Interest had a Unit Sharing Equivalent (as such term is defined in
the Transfer Agreement) equal to 551,395 Units.
Item 7. Material to be Filed as Exhibits
Exhibit 1 Information with respect to Members of the Executive Committee and
Supervisory Board of AXA-UAP
Exhibit 2 Information with respect to Executive Officers of Finaxa and
Members of Finaxa's Conseil d'Administration
Exhibit 3 Information with respect to Executive Officers of AXA Assurances
I.A.R.D. Mutuelle and Members of AXA Assurances I.A.R.D. Mutuelle's
Conseil d'Administration
Exhibit 4 Information with respect to Executive Officers of AXA Assurances
Vie Mutuelle and Members of AXA Assurances Vie Mutuelle's Conseil
d'Administration
Exhibit 5 Information with respect to Executive Officers of AXA Courtage
Assurance Mutuelle and Members of AXA Courtage Assurance Mutuelle's
Conseil d'Administration
Exhibit 6 Information with respect to Executive Officers of Alpha Assurances
Vie Mutuelle and Members of Alpha Assurances Vie Mutuelle's Conseil
d'Administration
Exhibit 7 Intentionally omitted since Alpha Assurances I.A.R.D. Mutuelle was
merged into Alpha Assurances Vie Mutuelle.
Exhibit 8 Information with respect to the Executive Officers and Directors of
The Equitable Companies Incorporated
Exhibit 9 Information with respect to the Executive Officers and Directors of
The Equitable Life Assurance Society of the United States
Exhibit 10 Information with respect to the Executive Officers and Directors of
Equitable Holding Corporation
<PAGE> 25
Page 25 of 59 Pages
Exhibit 11 Information with respect to the Executive Officers and Directors of
Equitable Investment Corporation
Exhibit 12 Information with respect to the Executive Officers and Directors of
ACMC, Inc.
Exhibit 13 Information with respect to the Executive Officers and Directors of
Equitable Capital Management Corporation
Exhibit 14 Filing Agreement with respect to the Schedule 13D among the
Reporting Persons (incorporated by reference to Exhibit 17 of the
Schedule 13D filed on August 4, 1992)
Exhibit 15 Powers of Attorney with respect to the Schedule 13D (incorporated
by reference to Exhibit 15 filed with Amendment No. 3 to the
Schedule 13D filed on October 22, 1996)
Exhibit 16 Amended and Restated Transfer Agreement dated as of February 23,
1993, as amended and restated on May 28, 1993 (incorporated by
reference to Exhibit 19 filed with Amendment No. 1 to the Schedule
13D filed on July 29, 1993)
<PAGE> 26
Page 26 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
AXA-UAP
Finaxa
AXA Assurances I.A.R.D. Mutuelle
AXA Assurances Vie Mutuelle
AXA Courtage Assurance Mutuelle
Alpha Assurances Vie Mutuelle
Claude Bebear, Patrice Garnier and
Henri de Clermont-Tonnerre, as
Trustees under the Voting Trust Agreement
By /s/ Alvin H. Fenichel
----------------------------------
Name: Alvin H. Fenichel
Title: Attorney-in-Fact
<PAGE> 27
Page 27 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
THE EQUITABLE COMPANIES
INCORPORATED
By /s/ Alvin H. Fenichel
--------------------------------------
Name: Alvin H. Fenichel
Title: Senior Vice President and
Controller
<PAGE> 28
Page 28 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
THE EQUITABLE LIFE ASSURANCE
SOCIETY OF THE UNITED STATES
By /s/ Alvin H. Fenichel
---------------------------------------
Name: Alvin H. Fenichel
Title: Senior Vice President
and Controller
<PAGE> 29
Page 29 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
EQUITABLE HOLDING CORPORATION
By /s/ Edward J. Hayes
----------------------------------
Name: Edward J. Hayes
Title: President and Chief
Executive Officer
<PAGE> 30
Page 30 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
EQUITABLE INVESTMENT
CORPORATION
By /s/ Louis M. Ocone
------------------------------
Name: Louis M. Ocone
Title: Senior Vice President
and Controller
<PAGE> 31
Page 31 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
ACMC, INC.
By /s/ Louis M. Ocone
--------------------------
Name: Louis M. Ocone
Title: Executive Vice President and
Chief Financial Officer
<PAGE> 32
Page 32 of 59 Pages
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: July 11, 1997
EQUITABLE CAPITAL MANAGEMENT
CORPORATION
By /s/ Louis M. Ocone
--------------------------------
Name: Louis M. Ocone
Title: Executive Vice President and
Chief Financial Officer
<PAGE> 1
Page 33 of 59 Pages
Exhibit 1
Members of the Executive Committee and Supervisory Board
of
AXA-UAP
The names and titles (for the Executive Committee members) of the
Members of the Executive Committee and Supervisory Board of AXA-UAP and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's business is that of AXA-UAP at 9, place Vendome, 75001
Paris, France. Unless otherwise indicated, each occupation set forth opposite an
individual's name refers to AXA-UAP and each individual is a citizen of the
Republic of France.
Members of the Executive Committee
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Claude Bebear Chairman of the Executive Board
Donald Brydon (1) Senior Executive Vice President, AXA
Asset Management Europe
Henri de Castries Senior Executive Vice President,
Financial Services and Insurance
Activities (U.S. and U.K.)
John Chalsty (2) Senior Executive Vice President;
Chairman and Chief Executive Officer,
Donaldson, Lufkin & Jenrette, Inc.
(investment banking)
Francoise Colloc'h Senior Executive Vice President, Group
Human Resources and Communications
Jean-Pierre Gerard (3) Senior Executive Vice President; Chief
Executive Officer, Royale Belge
(insurance)
Michael Hart (1) Senior Executive Vice President; Chief
Executive Officer, Sun Life &
Provincial Holdings PLC (insurance)
Denis Kessler Senior Executive Vice President,
Insurance Activities outside France,
U.K. and the U.S.
</TABLE>
<PAGE> 2
Page 34 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Claas Kleyboldt (4) Senior Executive Vice President;
Chairman of the Executive Board of
Colonia Konzern AG (insurance)
Gerard de La Martiniere Senior Executive Vice President, Chief
Financial Officer
Joseph J. Melone (2) Senior Executive Vice President; Chief
Executive Officer, The Equitable
Companies Incorporated
Jean-Louis Meunier Senior Executive Vice President, Chief
Underwriting Officer
Michel Pinault Senior Executive Vice President, Group
Administration
Claude Tendil Senior Executive Vice President,
Chairman and Chief Executive Officer -
French Insurance Activities,
international risks, transnational
insurance projects and information
systems policy
Geoff Tomlinson (5) Senior Executive Vice President;
Managing Director, National Mutual
Holdings (insurance)
Dave H. Williams (2) Senior Executive Vice President;
Chairman and Chief Executive Officer,
Alliance Capital Management
Corporation (investment adviser)
</TABLE>
Members of the Supervisory Board
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Jacques Friedmann Chairman of the Supervisory Board
Jean-Louis Beffa Chairman and Chief Executive Officer,
"Les Miroirs" Compagnie de St. Gobain (industry)
Cedex 27
92096 Paris La Defense, France
</TABLE>
<PAGE> 3
Page 35 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Antoine Bernheim General Partner, Lazard Freres et Cie
121, Boulevard Haussman (investment banking); Chairman,
75008 Paris, France Assicurazioni Generali S.p.A.
(insurance)
Jacques Calvet Chairman of the Executive Board,
75, avenue de la Grande Armee Peugeot S.A. (auto manufacturer)
75116 Paris, France
Henri de Clermont-Tonnerre Chairman of the Supervisory Board,
90, rue de Miromesnil Qualis SCA (transportation)
75008 Paris, France
David Dautresme General Partner, Lazard Freres et Cie
121, Bulevard Haussman (investment banking)
75008 Paris, France
Guy Dejouany Honorary Chairman, Compagnie
52, rue d'Anjou General des Eaux (industry and
75008 Paris, France services)
Paul Desmarais (7) Chairman and Chief Executive Officer,
751, Square Victoria Power Corporation of Canada (industry
Montreal Quebec and services)
H3Y 3J7 Canada
Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
Michel Francois-Poncet Chairman of the Supervisory Board,
3, rue d'Autin Compagnie Financiere de Paribas
75002 Paris, France (financial services and banking)
Patrice Garnier Retired
Latreaumont
76360 Baretin, France
Anthony J. Hamilton (1) General Partner, Fox-Pitt, Kelton
35 Wilson Street Limited (finance)
London, England EC2M 2SJ
</TABLE>
<PAGE> 4
Page 36 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Henri Hottinguer (6) Chairman and Chief Executive Officer,
38, rue de Provence Banque Hottinguer (banking)
75009 Paris, France
Richard H. Jenrette (2) Senior Advisor, Donaldson, Lufkin &
c/o Donaldson, Lufkin & Jenrette, Jenrette, Inc. (investment banking)
Inc.
277 Park Avenue
New York, New York 10172
Henri Lachmann Chairman and Chief Executive Officer,
56, rue Jean Giraudoux Strafor Facom (office furniture)
67000 Strasbourg, France
Gerard Mestrallet Chairman and Chief Executive Officer,
1, rue d'Astorg Compagnie de Suez (finance)
75008 Paris, France
Friedel Neuber Chairman of the Executive Board,
Girozentrade Herzogstrasse 15 WestDeutsche Landesbank (banking)
D40127 Dusseldorf, Germany
Alfred von Oppenheim (4) Chairman, Bank Oppenheim (banking)
Konsortium Oppenheim
Unter SachsenRausen 4
50667 Koln, Germany
Michel Pebereau Chairman and Chief Executive Officer,
16, Boulevard des Italiens Banque Nationale de Paris (banking)
75009 Paris, France
Didier Pineau-Valencienne Chairman and Chief Executive Officer,
64-70, avenue Jean Baptiste Schneider S.A. (electric equipment)
Clement
92646 Boulogne Cedex, France
Bruno Roger General Partner, Lazard Freres & Cie
21, Boulevard Haussman (investment banking)
75008 Paris, France
Simone Rozes First Honorary President, Cour de
2, rue Villaret de Joyeuse Cassation (government)
75017 Paris, France
</TABLE>
<PAGE> 5
Page 37 of 59 Pages
Name, Business Address Present Principal Occupation
- -------------------------------------------- ----------------------------
(1) Citizen of the United Kingdom
(2) Citizen of the United States of America
(3) Citizen of Belgium
(4) Citizen of Germany
(5) Citizen of Australia
(6) Citizen of Switzerland
(7) Citizen of Canada
<PAGE> 1
Page 38 of 59 Pages
Exhibit 2
Executive Officers and
Members of Conseil d'Administration
of
FINAXA
The names of the Members of Conseil d'Administration and the names
and titles of the Executive Officers of Finaxa and their business addresses and
principal occupations are set forth below. If no address is given, the Member's
or Executive Officer's business address is that of Finaxa at 23, avenue
Matignon, 75008 Paris, France. Unless otherwise indicated, each occupation set
forth opposite an individual's name refers to Finaxa and each individual is a
citizen of the Republic of France.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear Chairman and Chief Executive Officer;
Chairman of the Executive Board,
AXA-UAP
* Henri de Castries Senior Executive Vice President,
Financial Services and Life Insurance
Activities (U.S. & U.K.), AXA-UAP
* Henri de Clermont-Tonnerre Chairman of the Supervisory Board,
90, rue de Miromesnil Qualis SCA (transportation)
75008 Paris, France
* Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Hottinguer (1) Chairman and Chief Executive Officer,
38, rue de Provence Banque Hottinguer (banking)
75009 Paris, France
* Paul Hottinguer (1) Assistant Chairman and Chief Executive
38, rue de Provence Officer, Banque Hottinguer (banking)
75009 Paris, France
</TABLE>
<PAGE> 2
Page 39 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Henri Lachmann Chairman and Chief Executive Officer,
56, rue Jean Giraudoux Strafor Facom (office furniture)
67000 Strasbourg, France
* Andre Levy-Lang Chief Executive Officer, Paribas
3, rue d'Antin
75002 Paris, France
Gerard de La Martiniere Chief Executive Officer; Senior
Executive Vice President, Chief
Financial Officer, AXA-UAP
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
</TABLE>
- -------------------------------------------
* Member, Conseil d'Administration
(1) Citizen of Switzerland
<PAGE> 1
Page 40 of 59 Pages
Exhibit 3
Executive Officers and
Members of Conseil d'Administration
of
AXA ASSURANCES I.A.R.D. MUTUELLE
The names of the Members of Conseil d'Administration and the names
and titles of the Executive Officers of AXA Assurances I.A.R.D. Mutuelle and
their business addresses and principal occupations are set forth below. If no
address is given, the Member's or Executive Officer's business address is that
of AXA Assurances I.A.R.D. Mutuelle at 21, rue de Chateaudun, 75009 Paris,
France. Unless otherwise indicated, each occupation set forth opposite an
individual's name refers to AXA Assurances I.A.R.D. Mutuelle and each individual
is a citizen of the Republic of France.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear Chairman; Chairman of the Executive
23, avenue Matignon Board, AXA-UAP
75008 Paris, France
Jean-Luc Bertozzi Executive Officer
* Jean-Pierre Chaffin Manager, Federation de la Metallurgie
5, rue la Bruyere (industry)
75009 Paris, France
* Gerard Coutelle Retired
* Henri de Castries Senior Executive Vice President,
23, avenue Matignon Financial Services and Life Insurance
75008 Paris, France Activities (U.S. & U.K.), AXA-UAP
* Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Chairman and Chief Executive Officer,
56, rue Jean Giraudoux Strafor Facom (office furniture)
67000 Strasbourg, France
</TABLE>
<PAGE> 2
Page 41 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Francois Richer Retired
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan,
France
* Claude Tendil Chief Executive Officer; Senior
Executive Vice President, French
Insurance Activities, AXA-UAP
* Nicolas Thiery Chairman and Chief Executive Officer,
6 Cite de la Chapelle Etablissements Jaillard (management
75018 Paris, France consulting)
* Francis Vaudour Chief Executive Officer, Segafredo
14, boulevard Industriel Zanetti France S.A. (coffee importing
76301 Sotteville les Rouen, and processing)
France
</TABLE>
- -------------------------------------------
* Member, Conseil d'Administration
<PAGE> 1
Page 42 of 59 Pages
Exhibit 4
Executive Officers and
Members of Conseil d'Administration
of
AXA ASSURANCES VIE MUTUELLE
The names of the Members of Conseil d'Administration and the names
and titles of the Executive Officers of AXA Assurances Vie Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of AXA
Assurances Vie Mutuelle at 21, rue de Chateaudun, 75009 Paris, France. Unless
otherwise indicated, each occupation set forth opposite an individual's name
refers to AXA Assurances Vie Mutuelle and each individual is a citizen of the
Republic of France.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear Chairman; Chairman of the Executive
23, avenue Matignon Board, AXA-UAP
75008 Paris, France
Jean-Luc Bertozzi Executive Officer
* Jean-Pierre Chaffin Manager, Federation de la Metallurgie
5, rue la Bruyere (industry)
75009 Paris, France
* Henri de Castries Senior Executive Vice President,
23, avenue Matignon Financial Services and Life Insurance
75008 Paris, France Activities (U.S. & U.K.), AXA-UAP
* Henri de Clermont-Tonnerre Chairman of the Supervisory Board,
90, rue de Miromesnil Qualis SCA (transportation)
75008 Paris, France
* Gerard Coutelle Retired
* Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
* Henri Lachmann Vice Chairman; Chairman and Chief
56, rue Jean Giraudoux Executive Officer, Strafor Facom (office
67000 Strasbourg, France furniture)
* Francois Richer Retired
</TABLE>
<PAGE> 2
Page 43 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan,
France
* Claude Tendil Chief Executive Officer; Senior
Executive Vice President, French
Insurance Activities, AXA-UAP
* Nicolas Thiery Chairman and Chief Executive Officer,
6 Cite de la Chapelle Etablissements Jaillard (management
75018 Paris, France consulting)
* Francis Vaudour Chief Executive Officer, Segafredo
14, boulevard Industriel Zanetti France S.A. (coffee importing
76301 Sotteville les Rouen, and processing)
France
</TABLE>
- -------------------------------------------
* Member, Conseil d'Administration
<PAGE> 1
Page 44 of 59 Pages
Exhibit 5
Executive Officers and
Members of Conseil d'Administration
of
AXA COURTAGE ASSURANCE MUTUELLE
The names of the Members of Conseil d'Administration and the names
and titles of the Executive Officers of AXA Courtage Assurance Mutuelle and
their business addresses and principal occupations are set forth below. If no
address is given, the Member's or Executive Officer's business address is that
of AXA Courtage Assurance Mutuelle at 26, rue de Louis-le-Grand, 75002 Paris,
France. Unless otherwise indicated, each occupation set forth opposite an
individual's name refers to AXA Courtage Assurance Mutuelle and each individual
is a citizen of the Republic of France.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear Chairman; Chairman of the Executive
23, avenue Matignon Board, AXA-UAP
75008 Paris, France
* Francis Cordier Chairman and Chief Executive Officer,
rue Nicephore Niepce BP 232 76304 Group Demay Lesieur (food industry)
Sotteville Les Rouen, France
* Gerard Coutelle Retired
* Henri de Castries Senior Executive Vice President,
23, avenue Matignon Financial Services and Life Insurance
75008 Paris, France Activities (U.S. & U.K.), AXA-UAP
* Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Vice Chairman; Chairman and Chief
56, rue Jean Giraudoux Executive Officer, Strafor Facom (office
67000 Strasbourg, France furniture)
</TABLE>
<PAGE> 2
Page 45 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Francis Magnan Chairman and Chief Executive Officer,
50, boulevard des Dames Compagnie Daher (air and sea
13002 Marseille, France transportation)
* Jean de Ribes Chairman and Chief Executive Officer,
13, rue Notre Dame des Victoires Banque Rivaud (banking)
75008 Paris, France
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
* Jean-Paul Saillard Manager, AXA-UAP
23, avenue Matignon
75008 Paris, France
* Claude Tendil Chief Executive Officer; Senior
21, rue de Chateaudun Executive Vice President, French
75009 Paris, France Insurance Activities, AXA-UAP
</TABLE>
- -------------------------------------------
* Member, Conseil d'Administration
<PAGE> 1
Page 46 of 59 Pages
Exhibit 6
Executive Officers and
Members of Conseil d'Administration
of
ALPHA ASSURANCES VIE MUTUELLE
The names of the Members of Conseil d'Administration and the names
and titles of the Executive Officers of Alpha Assurances Vie Mutuelle and their
business addresses and principal occupations are set forth below. If no address
is given, the Member's or Executive Officer's business address is that of Alpha
Assurances Vie Mutuelle at Tour Franklin, 100/101 Terrasse Boieldieu, Cedex 11,
92042 Paris La Defense, France. Unless otherwise indicated, each occupation set
forth opposite an individual's name refers to Alpha Assurances Vie Mutuelle and
each individual is a citizen of the Republic of France.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear Chairman; Chairman of the Executive
23, avenue Matignon Board, AXA-UAP
75008 Paris, France
* Henri Brischoux Corporate Secretary; G.I.E. AXA
21, rue de Chateaudun France
75009 Paris, France
* Bernard Cornille Audit Manager, AXA Assurances
21, rue de Chateaudun
75009 Paris, France
* Henri de Castries Senior Executive Vice President,
23, avenue Matignon Financial Services and Life Insurance
75008 Paris, France Activities (U.S. & U.K.), AXA-UAP
* Henri de Clermont-Tonnerre Chairman of the Supervisory Board,
90, rue de Miromesnil Qualis SCA (transportation)
75008 Paris, France
* Claude Fath Executive Officer
* Jean-Rene Fourtou Chairman and Chief Executive Officer,
25, quai Paul Doumer Rhone-Poulenc S.A. (industry)
92408 Courbevoie, France
</TABLE>
<PAGE> 2
Page 47 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Patrice Garnier Retired
Latreaumont
76360 Baretin, France
* Henri Lachmann Vice Chairman; Chairman and Chief
56, rue Jean Giraudoux Executive Officer, Strafor Facom (office
67000 Strasbourg, France furniture)
* Georges Rousseau Retired
2, rue des Mouettes
76130 Mont Saint Aignan, France
* Claude Tendil Chief Executive Officer; Senior
21, rue de Chateaudun Executive Vice President, French
75009 Paris, France Insurance Activities, AXA-UAP
* Francis Vaudour Chief Executive Officer, Segafredo
14, boulevard Industriel Zanetti France S.A. (coffee importing
76301 Sotteville les Rouen, and processing)
France
</TABLE>
- -------------------------------------------
* Member, Conseil d'Administration
<PAGE> 1
Page 48 of 59 Pages
Exhibit 8
Executive Officers and Directors
of
The Equitable Companies Incorporated
The names of the Directors and the names and titles of the Executive
Officers of The Equitable Companies Incorporated ("EQ") and their business
addresses and principal occupations are set forth below. If no address is given,
the Director's or Executive Officer's business address is that of EQ at 1290
Avenue of the Americas, New York, New York 10104. Unless otherwise indicated,
each occupation set forth opposite an individual's name refers to EQ and each
individual is a United States citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear (1) Chairman of the Board; Chairman of the
AXA-UAP Executive Board, AXA-UAP
23, avenue Matignon
75008 Paris, France
* John S. Chalsty Chairman and Chief Executive Officer,
Donaldson, Lufkin & Jenrette, Inc. Donaldson, Lufkin & Jenrette, Inc.
277 Park Avenue (investment banking firm)
New York, NY 10172
* Francoise Colloc'h (1) Senior Executive Vice President, Group
AXA-UAP Human Resources and
23, avenue Matignon Communications, AXA-UAP
75008 Paris, France
* Henri de Castries (1) Vice Chairman of the Board; Senior
AXA-UAP Executive Vice President-Financial
23, avenue Matignon Services and Life Insurance Activities
75008 Paris, France (U.S. & U.K.), AXA-UAP
* Joseph L. Dionne Chairman and Chief Executive Officer,
The McGraw Hill Companies The McGraw Hill Companies
1221 Avenue of the Americas (publishing)
New York, NY 10020
* William T. Esrey Chairman and Chief Executive Officer,
Sprint Corporation Sprint Corporation
P.O. Box 11315 (telecommunications)
Kansas City, MO 64112
</TABLE>
<PAGE> 2
Page 49 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Jean-Rene Fourtou (1) Chairman and Chief Executive Officer,
Rhone-Poulenc S.A. Rhone-Poulenc S.A. (manufacturer of
25 quai Paul Doumer chemicals and agricultural products)
92408 Courbevoie Cedex,
France
Robert E. Garber Executive Vice President and General
Counsel
* Donald J. Greene, Esq. Counselor-at-Law; Partner, LeBoeuf,
LeBoeuf, Lamb, Greene & MacRae, Lamb, Greene & MacRae, L.L.P. (law
L.L.P. firm)
125 West 55th Street
New York, NY 10019
* Anthony J. Hamilton (2) Chairman and Chief Executive Officer,
Fox-Pitt, Kelton Group Limited Fox-Pitt, Kelton Group Limited
35 Wilson Street (investment banking firm)
London, England EC2M 2SJ
* John T. Hartley Retired Chairman and Chief Executive
Harris Corporation Officer, Harris Corporation
1025 Nasa Boulevard (manufacturer of electronic, telephone
Melbourne, FL 32919 and copying systems)
* John H. F. Haskell, Jr. Director and Managing Director, Dillon,
Dillon, Read & Co., Inc. Read & Co., Inc. (investment banking
535 Madison Avenue firm)
New York, NY 10028
* Mary R. (Nina) Henderson President, CPC Specialty Markets
CPC Specialty Markets Group Group of CPC International, Inc. (food
700 Sylvan Avenue manufacturer)
Englewood Cliffs, NJ 07632
* W. Edwin Jarmain (3) President, Jarmain Group Inc. (private
Jarmain Group Inc. investment holding company)
121 King Street West
Suite 2525, Box 36
Toronto, Ontario M5H 3T9
Canada
</TABLE>
<PAGE> 3
Page 50 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Winthrop Knowlton Chairman, Knowlton Brothers, Inc.
Knowlton Brothers, Inc. (private investment firm); President and
530 Fifth Avenue Chief Executive Officer, Knowlton
New York, NY 10036 Associates, Inc. (consulting firm)
* Arthur L. Liman Counselor-at-Law; Partner, Paul, Weiss,
Paul, Weiss, Rifkind, Wharton & Rifkind, Wharton & Garrison (law firm)
Garrison
1285 Avenue of the Americas
New York, NY 10019
William T. McCaffrey Executive Vice President and Chief
Administrative Officer; Senior
Executive Vice President and Chief
Operating Officer, The Equitable Life
Assurance Society of the United States
* Joseph J. Melone Chief Executive Officer and President;
Chairman and Chief Executive Officer,
The Equitable Life Assurance Society of
the United States
Peter D. Noris Executive Vice President and Chief
Investment Officer; Executive Vice
President and Chief Investment Officer,
The Equitable Life Assurance Society of
the United States
* Didier Pineau-Valencienne (1) Chairman and Chief Executive Officer,
6470, avenue Jean Baptiste Clement Schneider S.A. (electric equipment)
92646 Boulogne-Billancourt Cedex,
France
* George J. Sella, Jr. Retired Chairman and Chief Executive
American Cyanamid Company Officer, American Cyanamid Company
P.O. Box 397 (manufacturer of pharmaceutical
Newton, NJ 07860 products and agricultural products)
Jose Suquet Executive Vice President; Executive
Vice President and Chief Agency
Officer; The Equitable Life Assurance
Society of the United States
</TABLE>
<PAGE> 4
Page 51 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Stanley B. Tulin Executive Vice President and Chief
Financial Officer; Senior Executive Vice
President and Chief Financial Officer,
The Equitable Life Assurance Society of
the United States
* Dave H. Williams Chairman and Chief Executive Officer,
Alliance Capital Alliance Capital Management
Management Corporation Corporation (investment adviser)
1345 Avenue of the Americas
New York, NY 10105
</TABLE>
- -------------------------------------------
* Director
(1) Citizen of the Republic of France
(2) Citizen of the United Kingdom
(3) Citizen of Canada
<PAGE> 1
Page 52 of 59 Pages
Exhibit 9
Executive Officers and Directors
of
The Equitable Life Assurance Society of the United States
The names of the Directors and the names and titles of the Executive
Officers of The Equitable Life Assurance Society of the United States
("Equitable") and their business addresses and principal occupations are set
forth below. If no address is given, the Director's or Executive Officer's
business address is that of Equitable at 1290 Avenue of the Americas, New York,
New York 10104. Unless otherwise indicated, each occupation set forth opposite
an individual's name refers to Equitable and each individual is a United States
citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Claude Bebear (1) Chairman of the Executive Board, AXA-
AXA-UAP UAP
23, avenue Matignon
75008 Paris, France
* Christopher J. Brocksom (2) Retired Chief Executive Officer,
Elbury 9 AXA Equity & Law Life Assurance
Weedon Lane Society plc
Buckinghamshire HP6505
England
* Francoise Colloc'h (1) Senior Executive Vice President, Group
AXA-UAP Human Resources and Communications,
23, avenue Matignon AXA-UAP
75008 Paris, France
* Henri de Castries (1) Senior Executive Vice President Financial
AXA-UAP Services and Life Insurance Activities (U.S.
23, avenue Matignon & U.K.), AXA-UAP
75008 Paris, France
* Joseph L. Dionne Chairman and Chief Executive Officer, The
The McGraw Hill Companies McGraw Hill Companies (publishing)
1221 Avenue of the Americas
New York, NY 10020
* William T. Esrey Chairman and Chief Executive Officer,
Sprint Corporation Sprint Corporation (telecommunications)
P.O. Box 11315
Kansas City, MO 64112
</TABLE>
<PAGE> 2
Page 53 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Jean-Rene Fourtou (1) Chairman and Chief Executive Officer,
Rhone-Poulenc S.A. Rhone-Poulenc S.A.
25 quai Paul Doumer (manufacturer of chemicals and agricultural
92408 Courbevoie Cedex, products)
France
* Norman C. Francis President, Xavier University of Louisiana
Xavier University of Louisiana
7235 Palmetto Street
New Orleans, LA 70125
Robert E. Garber Executive Vice President and General
Counsel; Executive Vice President and
General Counsel, The Equitable Companies
Incorporated
* Donald J. Greene, Esq. Counselor-at-Law; Partner, LeBoeuf,
LeBoeuf, Lamb, Greene & MacRae, Lamb, Greene & MacRae, L.L.P.
L.L.P. (law firm)
125 West 55th Street
New York, NY 10019
* John T. Hartley Retired Chairman and Chief Executive
Harris Corporation Officer, Harris Corporation (manufacturer
1025 Nasa Boulevard of electronic, telephone and copying
Melbourne, FL 32919 systems)
* John H.F. Haskell, Jr. Director and Managing Director, Dillon,
Dillon, Read & Co., Inc. Read & Co., Inc. (investment banking firm)
535 Madison Avenue
New York, NY 10022
* Mary R. (Nina) Henderson President, CPC Specialty Markets Group
CPC Specialty Markets Group of CPC International, Inc. (food
700 Sylvan Avenue manufacturer)
Englewood Cliffs, NJ 07632
* W. Edwin Jarmain (3) President, Jarmain Group Inc. (private
Jarmain Group Inc. investment holding company)
121 King Street West
Suite 2525
Toronto, Ontario M5H379
Canada
</TABLE>
<PAGE> 3
Page 54 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* G. Donald Johnston, Jr. Retired Chairman and Chief Executive
184-400 Ocean Rd. Officer, JWT Group, Inc. (advertising)
John's Island
Vero Beach, FL 32963
* Winthrop Knowlton Chairman, Knowlton Brothers, Inc. (private
Knowlton Brothers, Inc. investment firm); President and Chief
530 Fifth Avenue Executive Officer, Knowlton Associates,
New York, NY 10036 Inc. (consulting firm)
* Arthur L. Liman Counselor-at-Law; Partner, Paul, Weiss,
Paul, Weiss, Rifkind, Wharton & Rifkind, Wharton & Garrison (law firm)
Garrison
1285 Avenue of the Americas
New York, NY 10019
* George T. Lowy Counselor-at-Law, Partner, Cravath,
Cravath, Swaine & Moore Swaine & Moore (law firm)
825 Eighth Avenue
New York, NY 10019
* William T. McCaffrey Senior Executive Vice President and Chief
Operating Officer; Executive Vice
President and Chief Administrative Officer,
The Equitable Companies Incorporated
* Joseph J. Melone Chairman and Chief Executive Officer;
President and Chief Executive Officer, The
Equitable Companies Incorporated
Peter D. Noris Executive Vice President and Chief
Investment Officer; Executive Vice
President and Chief Investment Officer,
The Equitable Companies Incorporated
* Didier Pineau-Valencienne (1) Chairman and Chief Executive Officer,
6470, avenue Jean-Baptiste Clement Schneider S.A. (electrical equipment)
92646 Boulogne-Billancourt Cedex,
France
</TABLE>
<PAGE> 4
Page 55 of 59 Pages
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* George J. Sella, Jr. Retired Chairman and Chief Executive
American Cyanamid Company Officer, American Cyanamid Company
P.O. Box 397 (manufacturer pharmaceutical products
Newton, NJ 07860 and agricultural products)
Jose Suquet Executive Vice President and Chief
Agency Officer; Executive Vice
President, The Equitable Companies
Incorporated
Stanley B. Tulin Senior Executive Vice President and
Chief Financial Officer; Executive Vice
President and Chief Financial Officer, The
Equitable Companies Incorporated
* Dave H. Williams Chairman and Chief Executive Officer,
Alliance Capital Alliance Capital Management
Management Corporation Corporation (investment adviser)
1345 Avenue of the Americas
New York, NY 10105
</TABLE>
- ------------------------------------------
* Director
(1) Citizen of the Republic of France
(2) Citizen of the United Kingdom
(3) Citizen of Canada
<PAGE> 1
Page 56 of 59 Pages
Exhibit 10
Executive Officers and Directors
of
Equitable Holding Corporation
The names of the Directors and the names and titles of the Executive
Officers of Equitable Holding Corporation ("EHC") and their business addresses
and principal occupations are set forth below. If no address is given, the
Director's or Executive Officer's business address is that of EHC at 200 Plaza
Drive, 2nd Floor, Secaucus, NJ 07096-1583. Unless otherwise indicated, each
occupation set forth opposite an individual's name refers to EHC and each
individual is a United States citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
Raymond T. Burke Secretary and Treasurer
* Edward J. Hayes President and Chief Executive Officer
* David L. Newcomer Vice President, The Equitable Life
Assurance Society of the United States
* Naomi J. Weinstein Vice President
</TABLE>
*Director
<PAGE> 1
Page 57 of 59 Pages
Exhibit 11
Executive Officers and Directors
of
Equitable Investment Corporation
The names of the Directors and the names and titles of the Executive
Officers of Equitable Investment Corporation ("EIC") and their business
addresses and principal occupations are set forth below. If no address is given,
the Director's or Executive Officer's business address is that of EIC at 1290
Avenue of the Americas, New York, New York 10104. Unless otherwise indicated,
each occupation set forth opposite an individual's name refers to EIC and each
individual is a United States citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* William T. McCaffrey Executive Vice President and Chief Operating
Officer; Senior Executive Vice President and
Chief Operating Officer, The Equitable Life
Assurance Society of the United States;
Executive Vice President and Chief
Administrative Officer, The Equitable
Companies Incorporated
* Stanley B. Tulin Executive Vice President and Chief Financial
Officer; Senior Executive Vice President and
Chief Financial Officer, The Equitable Life
Assurance Society of the United States;
Executive Vice President and Chief Financial
Officer, The Equitable Companies
Incorporated
* Joseph J. Melone Chairman, Chief Executive Officer, and
President; Chairman and Chief Executive
Officer, The Equitable Life Assurance Society
of the United States; President and Chief
Executive Officer, The Equitable Companies
Incorporated
</TABLE>
*Director
<PAGE> 1
Page 58 of 59 Pages
Exhibit 12
Executive Officers and Directors
of
ACMC, Inc.
The names of the Directors and the names and titles of the Executive
Officers of ACMC, Inc. and their business addresses and principal occupations
are set forth below. If no address is given, the Director's or Executive
Officer's business address is that of ACMC, Inc. at 1290 Avenue of the Americas,
New York, New York, 10104. Unless otherwise indicated, each occupation set forth
opposite an individual's name refers to ACMC, Inc. and each individual is a
United States citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Kevin R. Byrne Vice President and Treasurer, The Equitable
Life Assurance Society of the United States
and The Equitable Companies Incorporated
* Joseph J. Melone Chairman and Chief Executive Officer, The
Equitable Life Assurance Society of the
United States; President and Chief Executive
Officer, The Equitable Companies
Incorporated
* Louis M. Ocone Executive Vice President and Chief Financial
Officer
* Stanley B. Tulin Senior Executive Vice President and Chief
Financial Officer, The Equitable Life
Assurance Society of the United States;
Executive Vice President and Chief Financial
Officer, The Equitable Companies
Incorporated
</TABLE>
*Director
<PAGE> 1
Page 59 of 59 Pages
Exhibit 13
Executive Officers and Directors
of
Equitable Capital Management Corporation
The names of the Directors and the names and titles of the Executive
Officers of Equitable Capital Management Corporation ("ECMC") and their business
addresses and principal occupations are set forth below. If no address is given,
the Director's or Executive Officer's business address is that of ECMC at 1290
Avenue of the Americas, New York, New York 10104. Unless otherwise indicated,
each occupation set forth opposite an individual's name refers to ECMC and each
individual is a United States citizen.
<TABLE>
<CAPTION>
Name, Business Address Present Principal Occupation
---------------------- ----------------------------
<S> <C> <C>
* Kevin R. Byrne Vice President and Treasurer, The Equitable
Life Assurance Society of the United States
and The Equitable Companies Incorporated
* Joseph J. Melone Chairman and Chief Executive Officer, The
Equitable Life Assurance Society of the
United States; President and Chief Executive
Officer, The Equitable Companies
Incorporated
* Louis M. Ocone Executive Vice President and Chief Financial
Officer
* Stanley B. Tulin Senior Executive Vice President and Chief
Financial Officer, The Equitable Life
Assurance Society of the United States;
Executive Vice President and Chief Financial
Officer, The Equitable Companies
Incorporated
</TABLE>
* Director
