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SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
AMENDMENT NO. 2 TO SCHEDULE 13E-4
Issuer Tender Offer Statement
(Pursuant to Section 13(e)(1) of the Securities Exchange Act of 1934)
ALLIANCE CAPITAL MANAGEMENT L.P.
(Name of issuer and person filing statement)
Units of Limited Partnership Interest
(Title of class of securities)
018548107
(CUSIP number of class of securities)
DAVE H. WILLIAMS
ALLIANCE CAPITAL MANAGEMENT CORPORATION
1345 Avenue of the Americas
New York, New York 10105
(212) 969-1000
(Name, address and telephone number of person
authorized to receive notices and communications
on behalf of the person filing statement)
Copies to:
Phillip R. Mills, Esq. David R. Brewer, Jr., Esq.
Davis Polk & Wardwell Alliance Capital Management L.P.
450 Lexington Avenue 1345 Avenue of the Americas
New York, New York 10017 New York, New York 10105
(212) 450-4000 (212) 969-1000
September 30, 1999
(Date tender offer first published, sent or given to security holders)
CALCULATION OF FILING FEE
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Transaction Valuation* Amount of Filing Fee
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$938,525,000 $260,910
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*Determined pursuant to Rule 0-11(b)(1). Based upon the market value of the
maximum number of Alliance Capital Management L.P. units to be received by
Alliance Capital Management L.P. in the exchange (34,600,000 units) as
established by the average of the high and low sales prices of the Alliance
Capital Management L.P. units on September 24, 1999 on the consolidated tape,
which was $27.1250.
[X] Check box if any part of the fee is offset as provided by Rule 0-11(a)(2)
and identify the filing with which the offsetting fee was previously paid.
Identify the previous filing by registration statement number, or the form or
schedule and the date of its filing.
Amount Previously Paid: (a) $ 91,790
(b) $218,990
Form or Registration No.: (a) Preliminary Proxy Statement
on Schedule 14A
(b) Registration No. 333-84477
Filing Party: (a) Alliance Capital Management L.P.
(b) Alliance Capital Management L.P. II
Date Filed: (a) April 22, 1999
(b) August 3, 1999
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This Amendment No. 2 amends the Schedule 13E-4 (the "Schedule 13E-4") of
Alliance Capital Management L.P. filed on September 30, 1999, as amended by
Amendment No. 1 filed on October 7, 1999.
Item 4. Interest in Securities of the Issuer.
Item 4 of the Schedule 13E-4 is hereby amended in its entirety to read as
follows:
Such transactions are set forth on Amendment No. 1 to Annex A to this
Schedule 13E-4.
2
<PAGE>
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this Amendment No. 2 to the Schedule 13E-4 is
true, complete and correct.
ALLIANCE CAPITAL MANAGEMENT L.P.
By: ALLIANCE CAPITAL MANAGEMENT CORPORATION,
GENERAL PARTNER
By: /s/ Robert H. Joseph
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Name: Robert H. Joseph
Title: Senior Vice President and
Chief Financial Officer
Dated: October 15, 1999
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Amendment No. 1 to Annex A
<TABLE>
Date of Number Price per
Name Title Transaction of Units Unit ($) Manner Effected
---- ----- ----------- -------- -------- ---------------
<S> <C> <C> <C> <C> <C>
Alliance Capital Management Corporation:
Dave H. Williams Chairman 8/2/99 30,000 Gift.
8/2/99 7,000 31.1250 Open market sale.
8/3/99 600 30.6250 Open market sale.
8/3/99 100 30.6875 Open market sale.
8/2/99 3,000 31.1250 Open market sale.(1)
8/3/99 300 30.7500 Open market sale.(1)
8/3/99 100 30.6875 Open market sale.(1)
9/29/99 26,600 27.0000 Open market sale.(1)
Stanley B. Tulin Director 8/20/99 2,000 26.5000 Open market acquisition.
8/20/99 1,000 26.5625 Open market acquisition.
8/20/99 1,000 26.6250 Open market acquisition.
John D. Carifa Director, 8/20/99 100 26.6875 Open market acquisition.(2)
President, Chief 8/20/99 100 26.6875 Open market acquisition.(3)
Operating Officer
Michael Hegarty Director 8/23/99 18,000 27.2500 Open market acquisition.
Robert H. Joseph, Senior Vice 9/29/99 500 27.5000 Open market sale.
Jr. President, Chief 9/29/99 1,000 27.4375 Open market sale.
Financial Officer 9/29/99 10,500 27.3750 Open market sale.
9/29/99 200 27.3125 Open market sale.
9/29/99 1,600 27.2500 Open market sale.
9/29/99 16,820 26.8750 Open market sale.
Alliance Fund Distributors:
Robert L. Errico Director 8/17/99 2,000 27.2500 Open market acquisition.
8/24/99 1,000 26.5000 Open market acquisition.
Alliance Capital Management Singapore Limited:
Jon R. Groom Director 8/25/99 4,000 26.6250 Open market acquisition.
Alliance Corporate Finance Group Incorporated:
James R. Wilson Director 8/24/99 300 26.3125 Open market acquisition.
9/15/99 400 26.7500 Open market acquisition.
The Equitable Life Assurance Society of the United States:
Robert L. Wilson Executive Vice 8/19/99 3,500 27.9820 Open market acquisition.
President
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(1) Sold by the Dave H. and Reba W. Williams Foundation.
(2) Purchased by Mr. Carifa's son.
(3) Purchased by Mr. Carifa's daughter.
</TABLE>
