<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. )*
Mosaix, Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, $0.01 par value per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
619454-10-1
----------------
(CUSIP Number)
George A. Pavlov
c/o Mayfield Fund,
2800 Sand Hill Road, Suite 250,
Menlo Park, CA 94025
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 23, 1996
-------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 25
<PAGE> 2
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 2 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD VI INVESTMENT PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3060511 SEE ITEM 2 FOR IDENTIFICATION OF GENERAL PARTNER
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) / /
(b) /X/
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3 SEC USE ONLY
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4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 555,602(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 555,602(A)
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
555,602(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
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(A) Excludes an aggregate of 232,340 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this reporting
person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 3
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 3 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD VI MANAGEMENT PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3058675 SEE ITEM 2 FOR A LIST OF GENERAL PARTNERS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 555,602(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 555,602(A)
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
555,602(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------------
(A) Excludes an aggregate of 232,340 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this
reporting person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 4
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 4 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD VII, A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3167809 SEE ITEM 2 FOR IDENTIFICATION OF GENERAL PARTNER
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)/ /
(b)/X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 199,782(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 199,782(A)
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
199,782(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------------
(A) Excludes an aggregate of 588,160 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this
reporting person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 5
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 5 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD VII MANAGEMENT PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3167811 SEE ITEM 2 FOR A LIST OF GENERAL PARTNERS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) / /
(b) /X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 199,782(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 199,782(A)
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
199,782(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------------
(A) Excludes an aggregate of 588,160 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this
reporting person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 6
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 6 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD ASSOCIATES FUND, A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3062897 SEE ITEM 2 FOR A LIST OF GENERAL PARTNERS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)/ /
(b)/X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 23,150(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 23,150(A)
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,150(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------------
(A) Excludes an aggregate of 764,792 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this
reporting person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 7
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 7 OF 25 PAGES
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MAYFIELD ASSOCIATES FUND II, L.P., A CALIFORNIA LIMITED PARTNERSHIP
TAX I.D. 94-3191510 SEE ITEM 2 FOR LIST OF GENERAL PARTNERS
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)/ /
(b)/X/
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS (SEE INSTRUCTIONS)
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(D) OR 2(E) / /
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
- --------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES 9,408(A)
BENEFICIALLY ------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 0(A)
REPORTING ------------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 9,408(A)
------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
0(A)
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,408(A)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) /X/
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
- --------------------------------------------------------------------------------
(A) Excludes an aggregate of 778,534 shares owned beneficially by the other
reporting persons indicated in this Schedule 13D, as to which this
reporting person disclaims beneficial ownership. See Exhibit A hereto.
<PAGE> 8
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 8 OF 25 PAGES
ITEM 1.
SECURITY AND ISSUER.
The title of the class of securities to which this Schedule 13D relates is
Common Stock, $0.01 par value per share (the "Common Stock"), of Mosaix,
Inc., a Washington corporation (the "Issuer"). The principal executive
offices of the Issuer are located at 6464 185th Avenue N.E., Redmond, WA
98052.
ITEM 2.
IDENTITY AND BACKGROUND.
Set forth below is the following information with respect to each of the
persons filing this Schedule 13D and each of its general partners: (a) name;
(b) address of principal offices (if entity) or residence or business
address (if individual); (c) principal business (if entity) or principal
occupation and name, business and address of employer (if individual); (d)
information concerning criminal convictions during the last five years; (e)
information concerning civil or administrative proceedings during the past
five years with respect to any state or federal securities laws and (f)
state of organization or citizenship.
I.
a) Mayfield VI Investment Partners, a California limited partnership ("Mayfield
VI"). The General Partner of Mayfield VI Investment Partners is Mayfield VI
Management Partners, a California limited partnership.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield VI Investment Partners is a Limited Partnership Investment Fund.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
II.
a) Mayfield VI Management Partners, a California limited partnership ("Mayfield
VI Management"). The General Partners of Mayfield VI Management are: F.
Gibson Myers, Jr., A. Grant Heidrich, III, Michael J. Levinthal, William D.
Unger, Wendell G. Van Auken, III, and Kevin A. Fong (collectively, the
"General Partners").
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield VI Management, is a Limited Partnership Investment Fund Manager.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
III.
a) Mayfield VII, a California limited partnership ("Mayfield VII"). The General
Partner of Mayfield VII is Mayfield VII Management Partners, a California
limited partnership.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield VII is a Limited Partnership Investment Fund.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
<PAGE> 9
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 9 OF 25 PAGES
IV.
a) Mayfield VII Management Partners, a California limited partnership
("Mayfield VII Management"). The General Partners of Mayfield VII Management
are: F. Gibson Myers, Jr., A. Grant Heidrich, III, Michael J. Levinthal,
William D. Unger, Wendell G. Van Auken, III, Kevin A. Fong, and Yogen K.
Dalal (collectively, the "General Partners").
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield VII Management, is a Limited Partnership Investment Fund Manager.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
V.
a) Mayfield Associates Fund, L.P., a California limited partnership ("MAF").
The General Partners of MAF are: F. Gibson Myers, Jr., A. Grant Heidrich,
III, Michael J. Levinthal, William D. Unger, and Wendell G. Van Auken, III
(collectively the "General Partners")
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield Associates Fund, L.P., is a Limited Partnership Investment Fund.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
VI.
a) Mayfield Associates Fund II, L.P., a California limited partnership ("MAF
II"). The General Partners of MAF II are: F. Gibson Myers, Jr., A. Grant
Heidrich, III, Michael J. Levinthal, William D. Unger, Wendell G. Van Auken,
III, Kevin A. Fong and Yogen Dalal (collectively the "General Partners")
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Mayfield Associates Fund II, L.P., is a Limited Partnership Investment Fund.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) California
VII. Individual General Partners
VII (a)
a) F. Gibson Myers, Jr., is a General Partner of Mayfield VI Management,
Mayfield VII Management, MAF and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
<PAGE> 10
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 10 OF 25 PAGES
VII (b)
a) A. Grant Heidrich, III, is a General Partner of Mayfield VI Management,
Mayfield VII Management, MAF and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
VII (c)
a) Michael J. Levinthal is a General Partner of Mayfield VI Management,
Mayfield VII Management, MAF and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
VII (d)
a) William D. Unger is a General Partner of Mayfield VI Management, Mayfield
VII Management, MAF and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
VII (e)
a) Wendell G. Van Auken, III, is a General Partner of Mayfield VI Management,
Mayfield VII Management, MAF and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
VII (f)
a) Kevin A. Fong is a General Partner of Mayfield VI Management, Mayfield VII
Management and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
<PAGE> 11
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 11 OF 25 PAGES
VII (g)
a) Yogen K. Dalal is a General Partner of Mayfield VII, Management and MAF II.
b) 2800 Sand Hill Road, Suite 250, Menlo Park, CA 94025.
c) Principal of Mayfield Fund, a venture capital investment firm.
d) No convictions in criminal proceedings(1)
e) No civil or administrative proceedings(1)
f) U.S. Citizen
- ---------------------------
Footnote to Item 2:
(1) During the last five years, no person listed above has been convicted in a
criminal proceeding (excluding traffic violations or similar misdemeanors), nor
has any such person been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction that resulted in such person
becoming subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
ITEM 3.
SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The shares of the Issuer's Common Stock with respect to which this Schedule
13D is being filed were acquired by the reporting persons via a merger (the
"Merger"). Prior to the Merger, the reporting persons were shareholders of
Viewstar, Inc. ("Viewstar"), the target company in the Merger. By virtue of
such Merger, the reporting persons became shareholders of the issuer. Upon
completion of the Merger, the Preferred Stock of Viewstar was subject to a
conversion ratio of .693 shares of the issuers Common Stock for every 3.5
shares of Viewstar Preferred Stock, and the Common Stock of Viewstar was
converted into issuer Common Stock at a ratio of .693:1. The shares of
Viewstar were originally purchased by the reporting persons using general
investment funds contributed by their respective partners or members.
At the time of the Merger, the issuer operated under the name of Digital
Systems International, Inc. ("Digital"). Effective January 1, 1997, Digital
changed its name to Mosaix, Inc.
ITEM 4.
PURPOSE OF TRANSACTION.
The acquisition of the shares of the Issuer's Common Stock that are the
subject of this filing was pursuant to the Merger, which was approved by the
shareholders of the Issuer at a special meeting held on December 20, 1996.
Such acquisition was not made with a view to distribution of the shares or
with a view toward acquiring control of the Issuer. The reporting persons
may sell all or part of such shares or acquire additional securities of the
Issuer depending on market conditions and other economic factors.
Except as described above, no reporting person has any plans or proposals
that relate to or would result in:
1. The acquisition by any person of additional securities of the Issuer, or
the disposition of securities of the Issuer;
2. An extraordinary corporate transaction, such as a merger, reorganization
or liquidation, involving the Issuer or any of its subsidiaries;
<PAGE> 12
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 12 OF 25 PAGES
3. A sale or transfer of a material amount of assets of the Issuer or any
of its subsidiaries;
4. Any change in the present board of directors or management of the
Issuer, including any plans or proposals to change the number or term of
directors or to fill any existing vacancies on the board;
5. Any material change in the present capitalization or dividend policy of
the Issuer;
6. Any other material change in the Issuer's business or corporate
structure;
7. Changes in the Issuer's charter, bylaws or instruments corresponding
thereto or other actions that may impede the acquisition of control of
the Issuer by any person;
8. Causing a class of securities of the Issuer to be delisted from a
national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national securities
association;
9. A class of equity securities of the Issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Exchange
Act; or
10. Any action similar to any of those enumerated above.
ITEM 5.
INTEREST IN SECURITIES OF THE ISSUER.
(A) AND (B) With respect to the amount of Common Stock beneficially owned by
each reporting person, the nature of such beneficial ownership and the
related percentages of the class of Common Stock, the information contained
in each of the cover pages and in Exhibit A hereto is incorporated by
reference herein. As indicated in the cover pages hereto , pursuant to Rule
13d-4 each of the reporting persons hereby expressly disclaims beneficial
ownership with respect to any and all shares beneficially owned by the other
reporting persons indicated in this Schedule 13D. The aggregate number and
percentage of the class of securities identified pursuant to Item 1 of this
Schedule 13D that are beneficially owned by the persons listed in Item 2 are
as follows:
<TABLE>
<CAPTION>
Entity Shares Beneficially Owned Percent of Class(1)
------ ------------------- -------------------------
<S> <C> <C>
Mayfield VI 555,602(2) 4.19%
Mayfield VI Management 555,602(2) 4.19%
Mayfield VII 199,782(3) 1.51%
Mayfield VII Management 199,782(3) 1.51%
Mayfield Associates Fund 23,150(4) 0.17%
Mayfield Associates Fund II 9,408(5) 0.07%
- --------------------------------------------------------------------------------
Total 787,942 5.94%
</TABLE>
- ----------
(1) All percentages in this table are based, pursuant to Rule 13d-1(e) of
the Securities Exchange Act of 1934, on 13,266,502 shares of the Common
Stock of the Company outstanding, as reported in the Company's Annual
Report on Form 10-K for the year ended December 31, 1996.
(2) These shares are held of record by Mayfield VI, which has sole voting
and investment power with respect to such shares. Mayfield VI
Management, as the general partner of Mayfield VI, may be deemed to also
have sole voting
<PAGE> 13
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 13 OF 25 PAGES
and investment power with respect to such shares. The individual general
partners of Mayfield VI may be deemed to have shared voting and
dispositive power over the 555,602 shares held of record by Mayfield VI.
(3) These shares are held of record by Mayfield VII, which has sole voting
and investment power with respect to such shares. Mayfield VII
Management, as the general partner of Mayfield VII, may be deemed to
also have sole voting and investment power with respect to such shares.
The individual general partners of Mayfield VII may be deemed to have
shared voting and dispositive power over the 199,782 shares held of
record by Mayfield VII.
(4) These shares are held of record by MAF, which has sole voting and
investment power with respect to such shares. The General Partners of
MAF may be deemed to have shared voting and dispositive power over the
23,150 shares held of record by MAF.
(5) These shares are held of record by MAF II, which has sole voting and
investment power with respect to such shares. The General Partners of
MAF II may be deemed to have shared voting and dispositive power over
the 9,408 shares held of record by MAF II.
(C) The following is a list of transactions in the Issuer's securities by
the filing parties within the last 60 days:
The only transaction in the Issuer's securities was the Merger. The
information set forth in Item 3 hereof is hereby incorporated by
reference.
ITEM 6.
CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER.
Under the terms of the Limited Partnership Agreements for Mayfield VI,
Mayfield VII, MAF and MAF II (the "Funds"), the respective general partners
of such Funds possess the power to manage the investment activities of the
Funds, including the power to vote and direct the disposition of the
securities with respect to which this Schedule 13D is filed.
ITEM 7.
MATERIAL TO BE FILED AS EXHIBITS.
The following exhibits are attached hereto:
A - Beneficial Ownership of Each Reporting Person
B - Statement Appointing Designated Filer and Authorized Signer
<PAGE> 14
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 14 OF 25 PAGES
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: March 31, 1997
MAYFIELD VI INVESTMENT PARTNERS,
A California Limited Partnership
By: MAYFIELD VI MANAGEMENT PARTNERS,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
MAYFIELD VI MANAGEMENT PARTNERS,
A California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
MAYFIELD VII,
A California Limited Partnership
By: MAYFIELD VII MANAGEMENT PARTNERS,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
MAYFIELD VII MANAGEMENT PARTNERS,
A California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
<PAGE> 15
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 15 OF 25 PAGES
MAYFIELD ASSOCIATES FUND, L.P.,
A California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
MAYFIELD ASSOCIATES FUND II, L.P.,
A California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Name: George A. Pavlov
Title: Authorized Signatory
<PAGE> 16
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 16 OF 25 PAGES
EXHIBIT A
BENEFICIAL OWNERSHIP OF EACH REPORTING PERSON
<TABLE>
<CAPTION>
Name of Reporting Person Number of Shares Percent of Class(1)
- ------------------------ ---------------- -------------------
<S> <C> <C>
Mayfield VI Investment Partners, 555,602 4.19%
a California Limited Partnership
Mayfield VI Management Partners, 555,602(2) 4.19%
a California Limited Partnership
Mayfield VII, 199,782 1.51%
a California Limited Partnership
Mayfield VII Management Partners, 199,782(3) 1.51%
a California Limited Partnership
Mayfield Associates Fund, L.P., 23,150 0.17%
a California Limited Partnership
Mayfield Associates Fund II, L.P., 9,408 0.07%
a California Limited Partnership
------- -------
TOTAL 787,942 5.94%
</TABLE>
(1) The respective percentages set forth in this column were obtained by
dividing the number of shares in the second column by the aggregate number
of outstanding shares of Common Stock, which aggregate amount, according to
the cover page of the Issuer's Annual Report on Form 10-K for the year ended
December 31, 1996, was 13,266,502 .
(2) Represents shares held of record by Mayfield VI, of which Mayfield VI
Management and certain individuals listed in Item 2 are the general
partners.
(3) Represents shares held of record by Mayfield VII, of which Mayfield VII
Management and certain individuals listed in Item 2 are the general
partners.
<PAGE> 17
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 17 OF 25 PAGES
EXHIBIT B
STATEMENT APPOINTING DESIGNATED FILER AND AUTHORIZED SIGNATORY
Each of the undersigned entities and individuals (collectively, the
"Reporting Persons") hereby designates the entity listed in Column II of EXHIBIT
A hereto, or such other person or entity as is designated in writing by George
A. Pavlov (any such entity is referred to as the "Designated Filer") as the
beneficial owner to make filings of Schedules 13D and 13G (and any amendments
thereto) pursuant to Section 13(d) of the Securities Exchange Act of 1934 (the
"Exchange Act") and of Forms 3, 4 and 5 (and any amendments thereto) pursuant to
Section 16(a) of the Exchange Act (collectively, the "Reports") with respect to
the securities of the entities listed in Column I of EXHIBIT A hereto and with
respect to the securities of any other entity whose securities are now, or
hereafter become, publicly traded and whose securities are beneficially owned
(directly or indirectly) both by such Reporting Person and by such Designated
Entity (collectively, the "Companies").
Each Reporting Person hereby further authorizes and designates GEORGE
A. PAVLOV (the "Authorized Signatory") to execute and file on behalf of such
Reporting Person the Reports with respect to the securities of the Companies,
including all Schedules 13D and 13G and Forms 3, 4 and 5, and any amendments
thereto, that the Reporting Person may be required to file with the United
States Securities and Exchange Commission as a result of the Reporting Person's
ownership of, or transactions in securities of the Companies.
The authority of the Designated Filer and the Authorized Signatory
under this document with respect to each Reporting Person shall continue until
such Reporting Person is no longer required to file Schedules 13D or 13G or
Forms 3, 4 and 5 with respect to the Reporting Person's ownership of, or
transactions in, the securities of the Companies, unless earlier revoked in
writing. Each Reporting Person acknowledges that the Designated Filer and the
Authorized Signatory are not assuming any of the Reporting Person's
responsibilities to comply with Section 13(d) or Section 16 of the Exchange Act.
Date: February 10, 1997 MAYFIELD IV,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD V,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
17
<PAGE> 18
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 18 OF 25 PAGES
Date: February 10, 1997 MAYFIELD VI INVESTMENT PARTNERS,
a California Limited Partnership
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD VI MANAGEMENT PARTNERS,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD VII
a California Limited Partnership
By: Mayfield VII Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD VII MANAGEMENT PARTNERS,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
18
<PAGE> 19
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 19 OF 25 PAGES
Date: February 10, 1997 MAYFIELD VIII,
a California Limited Partnership
By: Mayfield VIII Management, L.L.C.,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD VIII MANAGEMENT, L.L.C.,
a Delaware Limited Liability Company
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD SOFTWARE PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
19
<PAGE> 20
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 20 OF 25 PAGES
Date: February 10, 1997 MAYFIELD SOFTWARE TECHNOLOGY PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California Limited Partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS,
a California Partnership
By: Mayfield VI Investment Partners,
a California Limited Partnership,
Its General Partner
By: Mayfield VI Management Partners,
a California limited partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
20
<PAGE> 21
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 21 OF 25 PAGES
Date: February 10, 1997 MAYFIELD MEDICAL PARTNERS 1992,
a California Partnership
By: Mayfield VII,
a California Limited Partnership,
Its General Partner
By: Mayfield VII Management Partners,
a California limited partnership,
Its General Partner
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD ASSOCIATES FUND,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
Date: February 10, 1997 MAYFIELD ASSOCIATES FUND II,
a California Limited Partnership
By: /s/ George A. Pavlov
------------------------------------
Authorized Signatory
21
<PAGE> 22
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 22 OF 25 PAGES
Date: February 10, 1997 /s/ Yogen K. Dalal
------------------------------------
YOGEN K. DALAL
Date: February 10, 1997 /s/ Kevin A. Fong
------------------------------------
KEVIN A. FONG
Date: February 10, 1997 /s/ A. Grant Heidrich, III
------------------------------------
A. GRANT HEIDRICH, III
Date: February 10, 1997 /s/ Russell C. Hirsch
------------------------------------
RUSSELL C. HIRSCH
Date: February 10, 1997 /s/ Wende S. Hutton
------------------------------------
WENDE S. HUTTON
Date: February 10, 1997 /s/ Michael J. Levinthal
------------------------------------
MICHAEL J. LEVINTHAL
Date: February 10, 1997 /s/ F. Gibson Myers, Jr.
------------------------------------
F. GIBSON MYERS, JR.
Date: February 10, 1997 /s/ William D. Unger
------------------------------------
WILLIAM D. UNGER
Date: February 10, 1997 /s/ Wendell G. Van Auken, III
------------------------------------
WENDELL G. VAN AUKEN, III
22
<PAGE> 23
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 23 OF 25 PAGES
EXHIBIT A
<TABLE>
<CAPTION>
COLUMN I COLUMN II PERSONS/ENTITIES ON WHOSE BEHALF
PUBLICLY TRADED COMPANY DESIGNATED FILER THE DESIGNATED FILER MAY ACT
- -------------------------------------------------------------------------------------------------------------
<S> <C> <C>
ADVENT SOFTWARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
BROADVISION, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, KAF, MJL
DIGITAL GENERATION SYSTEMS, MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
INC. MAYFIELD ASSOCIATES FUND II,
YKD, KAF, WDU, WVA, MJL,
AGH
DIGITAL SYSTEMS MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INTERNATIONAL, INC. INVESTMENT MAYFIELD VII,
(MOSAIX, INC.) PARTNERS MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND,
MAYFIELD ASSOCIATES FUND II
GYNECARE, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, MJL,
AGH, WSH
HEARTSTREAM, INC. MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH, WSH
INCONTROL, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD MEDICAL PARTNERS,
PARTNERS YKD, FGM, KAF, WDU, WVA,
MJL, AGH
</TABLE>
23
<PAGE> 24
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 24 OF 25 PAGES
<TABLE>
<S> <C> <C>
MILLENNIUM MAYFIELD VII MAYFIELD VII MANAGEMENT PARTNERS,
PHARMACEUTICALS, INC. MAYFIELD ASSOCIATES FUND II,
MAYFIELD MEDICAL PARTNERS 1992,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
PRISM SOLUTIONS, INC. MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD SOFTWARE TECHNOLOGY
PARTNERS,
YKD, FGM, KAF, WDU, WVA,
MJL
SPECTRALINK CORPORATION MAYFIELD VI MAYFIELD VI MANAGEMENT PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS YKD
ADEPT TECHNOLOGY, INC. MAYFIELD V MAYFIELD IV, AGH,WVA,WDU
ARBOR SOFTWARE, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WDU
PARTNERS
CELERITEK MAYFIELD V MAYFIELD V
CITRIX SYSTEMS, INC. MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WVA, WDU
PARTNERS
DATALOGIX CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT KAF, WDU
PARTNERS
INSITE VISION, INC. MAYFIELD V WDU
PHARMACYCLICS, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II
PURE SOFTWARE, INC. MAYFIELD VI MAYFIELD SOFTWARE PARTNERS,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD ASSOCIATES FUND II,
AGH
SANDISK CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND,
INVESTMENT FGM, KAF, WDU
PARTNERS
</TABLE>
24
<PAGE> 25
SCHEDULE 13D
CUSIP NO. 619454-10-1 PAGE 25 OF 25 PAGES
<TABLE>
<S> <C> <C>
THE VANTIVE CORPORATION MAYFIELD VI MAYFIELD ASSOCIATES FUND
INVESTMENT FGM, KAF, WVA, WDU
PARTNERS
VISIONEER, INC. MAYFIELD VII MAYFIELD ASSOCIATES FUND II,
MAYFIELD SOFTWARE PARTNERS,
YKD, FGM, KAF, WVA, WDU
VIVUS, INC. MAYFIELD VI MAYFIELD VII,
INVESTMENT MAYFIELD ASSOCIATES FUND,
PARTNERS MAYFIELD ASSOCIATES FUND II,
YKD, FGM, KAF, WDU, WVA,
MJL, AGH
</TABLE>
<TABLE>
<S> <C> <C>
YKD= Yogen K. Dalal FGM= F. Gibson Myers, Jr. KAF= Kevin A. Fong
WDU= William D. Unger WVA= Wendell G. Van Auken III MJL= Michael J. Levinthal
AGH= A. Grant Heidrich III WSH= Wende S. Hutton
</TABLE>
25
