<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b) AND (c) AND AMENDMENTS THERETO FILED
PURSUANT TO 13d-2(b)
(Amendment No. 2)(1)
InControl, Inc.
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
45336L109
(CUSIP Number)
(1)The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE> 2
CUSIP NO. 029163-10-2 13G PAGE 2 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
MAYFIELD VI INVESTMENT PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
94-3060511
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 832,874
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
832,874
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
832,874
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.4%
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(12) TYPE OF REPORTING PERSON
PN
---------------------------------------------------------------------
<PAGE> 3
CUSIP NO. 45336L109 13G PAGE 3 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
MAYFIELD VI MANAGEMENT PARTNERS, A CALIFORNIA PARTNERSHIP
94-3058675
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 832,874
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
832,874
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
832,874
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
4.4%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
---------------------------------------------------------------------
<PAGE> 4
CUSIP NO. 45336L109 13G PAGE 4 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
MAYFIELD MEDICAL PARTNERS, A CALIFORNIA PARTNERSHIP
94-3141068
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 120,790
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH -0-
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
120,790
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
120,790
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.6%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
PN
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<PAGE> 5
CUSIP NO. 45336L109 13G PAGE 5 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
F. GIBSON MYERS, JR.
SOCIAL SECURITY NUMBER: ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
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(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 38,538
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 38,538
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
992,202
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 6
CUSIP NO. 45336L109 13G PAGE 6 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
KEVIN A. FONG
SOCIAL SECURITY NUMBER: ###-##-####
---------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 24,671
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 24,671
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
978,335
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 7
CUSIP NO. 45336L109 13G PAGE 7 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
WILLIAM D. UNGER
SOCIAL SECURITY NUMBER: ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 11,289
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 11,289
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
964,953
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.1%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 8
CUSIP NO. 45336L109 13G PAGE 8 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
WENDELL G. VAN AUKEN
SOCIAL SECURITY NUMBER: ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 23,804
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 23,804
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
977,468
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 9
CUSIP NO. 45336L109 13G PAGE 9 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
MICHAEL J. LEVINTHAL
SOCIAL SECURITY NUMBER: ###-##-####
---------------------------------------------------------------------
(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
---------------------------------------------------------------------
(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 46,201
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 46,201
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
999,865
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.2%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 10
CUSIP NO. 45336L109 13G PAGE 10 OF 16 PAGES
--------------------- ----- -----
(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
A. GRANT HEIDRICH, III
SOCIAL SECURITY NUMBER: ###-##-####
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [ X ]
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(3) SEC USE ONLY
---------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
---------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF 36,282
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 953,664
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 36,282
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
953,664
--------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
989,946
---------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
---------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.3%
---------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON
IN
---------------------------------------------------------------------
<PAGE> 11
ITEM 1.
(a) NAME OF ISSUER:
InControl, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
6675 185th Avenue N.E., #100
Redmond, WA 98052
ITEM 2.
(a) NAME OF PERSONS FILING:
Mayfield VI Investment Partners, a California Limited Partnership
Mayfield VI Management Partners, a California Limited Partnership
Mayfield Medical Partners, a California Partnership
Kevin A. Fong
Wendell G. Van Auken
A. Grant Heidrich, III
F. Gibson Myers, Jr.
William D. Unger
Michael J. Levinthal
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
c/o The Mayfield Fund
2800 Sand Hill Road
Menlo Park, CA 94025
(c) CITIZENSHIP:
The entities listed in Item 2(a) are California Limited
Partnerships, except for Mayfield Medical Partners, which is a
California Partnership.
The individuals listed in Item 2(a) are U.S. citizens.
(d) TITLE OF CLASS OF SECURITIES:
Common Stock, par value $.01 per share
(e) CUSIP NUMBER:
45336L109
Page 11 of 16 pages.
<PAGE> 12
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13d-1(b), OR 13d-2(b), CHECK
WHETHER THE PERSON FILING IS A:
Not applicable
ITEM 4. OWNERSHIP
The information regarding ownership as set forth in Items 5-9 of Pages
2-10 hereto, is hereby incorporated by reference.
For a summary of total ownership by all Reporting Persons, see Exhibit
2 hereto.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following
[ ].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
Page 12 of 16 pages.
<PAGE> 13
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 17, 1998
MAYFIELD VI INVESTMENT PARTNERS
A California Limited Partnership
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Authorized Signatory
MAYFIELD VI MANAGEMENT PARTNERS
A California Limited Partnership
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Authorized Signatory
MAYFIELD MEDICAL PARTNERS
A California Partnership
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Authorized Signatory
F. GIBSON MYERS, JR.
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
KEVIN A. FONG
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
WILLIAM D. UNGER
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
WENDELL G. VAN AUKEN
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
MICHAEL J. LEVINTHAL
Page 13 of 16 pages.
<PAGE> 14
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
A. GRANT HEIDRICH, III
By: /s/ George A. Pavlov
---------------------------------------
George A. Pavlov, Attorney In Fact
Page 14 of 16 pages.
<PAGE> 15
EXHIBIT 1
Exhibit 1- "Statement Appointing Designated Filer and Authorized
Signatory" is hereby incorporated by reference to Exhibit B to the
Statement on Schedule 13G dated February 10, 1997.
Page 15 of 16 pages.
<PAGE> 16
EXHIBIT 2
<TABLE>
<CAPTION>
PERCENT OF
CLASS
NAME OF REPORTING PERSON NUMBER OF SHARES BENEFICIALLY
OWNED(1)
- ----------------------------- ------------------- -----------------
<S> <C> <C>
Mayfield VI Investment Partners,
a California Limited 832,874 (2) 4.4%
Partnership
Mayfield VI Management
Partners, a California
Limited Partnership 832,874 (2) 4.4%
Mayfield Medical Partners, a
California Partnership 120,790 (3) 0.7%
F. Gibson Myers 992,202 (4) 5.3%
Kevin A. Fong 978,335 (4) 5.2%
William D. Unger 964,953 (4) 5.1%
Wendell G. Van Auken 977,468 (4) 5.2%
Michael J. Levinthal 999,865 (4)(5) 5.3%
A. Grant Heidrich, III 989,946 (4) 5.3%
Total 1,196,715 6.3%
</TABLE>
(1) The respective percentages set forth in this column were obtained by
dividing the number of shares by the aggregate number of outstanding shares
of Common Stock as of 12/31/97.
(2) Represents shares held of record by Mayfield VI Investment Partners, of
which Mayfield VI Management Partners is the sole General Partner.
(3) Represents shares held of record by Mayfield Medical Partners, of which
Mayfield VI Investment Partners is a General Partner.
(4) The individual Reporting Persons listed are General Partners of Mayfield
VI Management Partners, which is the General Partner of Mayfield VI Investment
Partners, which is a General Partner of Mayfield Medical Partners. The
individual Reporting Persons may be deemed to have shared voting and dispositive
power over the shares which are or may be deemed to be beneficially owned by
Mayfield VI Investment Partners, and Mayfield Medical Partners but disclaim such
beneficial ownership. Each individual Reporting Person expressly disclaims that
he is the beneficial owner of any shares which are held by any other individual
Reporting Person in his individual capacity.
(5) Includes director options to purchase 16,666 shares, which are exercisable
by March 1, 1998. Excludes director options to purchase 13,334 shares, of
which 6,667 will become exercisable in May 1998 and the remaining 6,667 shares
in May 1999.
Page 16 of 16 pages.