UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Klaus Bergman
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and certain of its subsidiary companies, including Allegheny
Power Service Corporation.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
President, Chairman of the Board and member of the
Executive, Finance and New Business Committees (without
compensation) of Allegheny Power System, Inc.; President,
Chairman of the Board and member of the Executive Committee
of Allegheny Power Service Corporation; Chairman of the
Board and member of the Executive and Operating Committees
(without compensation) of certain other subsidiary companies
of Allegheny Power System, Inc.; and President and Director
(without compensation) of Allegheny Generating Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Klaus Bergman $540,158 $485,004 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $42,079.33
(b) Itemized list of all other expenses:
Dated: January 21, 1994
KLAUS BERGMAN
KLAUS BERGMAN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
1. Name and business address of person filing statement:
Eileen M. Beck
12 East 49th Street, Tower 49
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and certain of its subsidiary companies, including Allegheny
Power Service Corporation.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Secretary and Assistant Treasurer (without compensation) of
Allegheny Power System, Inc., Secretary and Assistant
Treasurer of Allegheny Power Service Corporation, Assistant
Secretary and Assistant Treasurer (without compensation) of
Monongahela Power Company, Assistant Secrtary (without
compensation) of The Potomac Edison Company and West Penn
Power Company, and Secretary (without compensation of
Allegheny Generating Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Eileen M. Beck $103,650 $99,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $7,420.38
(b) Itemized list of all other expenses:
Dated: January 24, 1994
EILEEN M BECK
EILEEN M BECK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
David C. Benson
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, System Operations and Assistant Treasurer
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
David C. Benson $108,596 $102,096 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $18,840.25
(b) Itemized list of all other expenses:
Dated: January 24, 1994
DAVID C. BENSON
DAVID C. BENSON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Regis F. Binder
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Assistant Director, Rates
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Regis F. Binder $85,510 $91,440 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,265.07
(b) Itemized list of all other expenses:
Dated: January 24, 1994
REGIS F. BINDER
REGIS F. BINDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Kenneth J. Blasko
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Manager, Corporate Development
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Kenneth J. Blasko $82,416 $88,320 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $11,344.01
(b) Itemized list of all other expenses:
Dated: January 24, 1994
KENNETH J. BLASKO
KENNETH J. BLASKO
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Randy D. Cain
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Environmental Advisor
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Randy D. Cain $62,652.82 $52,800 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,991.04
(b) Itemized list of all other expenses:
Dated: January 24, 1994
RANDY D. CAIN
RANDY D. CAIN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Nancy L. Campbell
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and its subsidiaries, Allegheny Power Service Corporation,
The Potomac Edison Company, and Allegheny Generating
Company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President and Treasurer (without compensation) of
Allegheny Power System, Inc., Vice President and Treasurer
of Allegheny Power Service Corporation; Treasurer and
Assistant Secretary (without compensation) of Allegheny
Generating Company, and Assistant Secretary and Assistant
Treasurer (without compensation) of The Potomac Edison
Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Nancy L. Campbell $129,158 $127,008 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $22,547.71
(b) Itemized list of all other expenses:
Dated: January 24, 1994
NANCY L. CAMPBELL
NANCY L. CAMPBELL
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1993
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Carl H. Cater
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Senior Environmental Consultant
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient
Carl H. Cater $34,559.04 $ Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
Retired March 1, 1993
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $286.92
(b) Itemized list of all other expenses:
Dated: January , 1994
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Patricia J. Clark
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Group General Counsel
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Patricia J. Clark $82,569 $86,004 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,156.35
(b) Itemized list of all other expenses:
Dated: January 21, 1994
PATRICIA J. CLARK
PATRICIA J. CLARK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1993
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT)
1. Name and business address of person filing statement:
Theresa J. Colecchia
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Attorney
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
(Estimated)
Name of Recipient
Theresa J. Colecchia $37,668.98 $65,004.00 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,332.50
(b) Itemized list of all other expenses:
Dated: January 21, 1994
THERESA J. COLECCHIA
THERESA J. COLECCHIA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Donald R. Feenstra
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, Power Stations
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Donald R. Feenstra $126,326.80 $115,800 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
Includes moving expenses.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $13,884.93
(b) Itemized list of all other expenses:
Dated: January 21, 1994
DONALD R. FEENSTRA
DONALD R. FEENSTRA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Richard J. Gagliardi
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and its subsidiaries Allegheny Power Service Corporation,
Monongahela Power Company, and Allegheny Generating Company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President (without compensation) of Allegheny Power
System, Inc.; Vice President of Allegheny Power Service
Corporation; Assistant Secretary (without compensation) of
Monongahela Power Company; and Assistant Treasurer (without
compensation) of Allegheny Generating Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Richard J.Gagliardi $155,150 $142,008 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $34,648.65
(b) Itemized list of all other expenses:
Dated: January 26, 1994
RICHARD J. GAGLIARDI
RICHARD J. GAGLIARDI
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Stanley I. Garnett, II
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and certain of its subsidiary companies, including Allegheny
Power Service Corporation
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President and Assistant Secretary (without
compensation) of Allegheny Power System, Inc.; Vice
President and Assistant Secretary of Allegheny Power Service
Corporation; Director and member of the Operating Committees
(without compensation) of certain other subsidiary companies
of Allegheny Power System, Inc.; Vice President (without
compensation) of West Penn Power Company; and Vice President
and Director (without compensation) of Allegheny Generating
Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Stanley I.Garnett $241,154 $216,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $46,175.85
(b) Itemized list of all other expenses:
Dated: January 24, 1994
STAN GARNETT
STAN GARNETT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Josephine A. Gaskey
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Environmental Control Analyst
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Josephine A.Gaskey $41,850.84 $42,180 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $3,110.54
(b) Itemized list of all other expenses:
Dated: January 26, 1994
JOSEPHINE A. GASKEY
JOSEPHINE A. GASKEY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
David E. Gervenak
800 Cabin Hill Drive
Greensburgh, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Executive Director, Operating
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
David E. Gervenak $182,991 $167,004 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,830.463
(b) Itemized list of all other expenses:
Dated: January 21, 1994
DE GERVENAK
DE GERVENAK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Nancy H. Gormley
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and certain of its subsidiary companies, including Allegheny
Power Service Corporation
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President (without compensation) of Allegheny Power
System, Inc.; Vice President of Allegheny Power Service
Corporation; Vice President (without compensation) of
Monongahela Power Company; and Assistant Treasurer and
Assistant Secretary (without compensation) of West Penn
Power Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Nancy H. Gormley $190,654 $175,008 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $18,843.70
(b) Itemized list of all other expenses:
Dated: January 24, 1994
NANCY H GORMLEY
NANCY H GORMLEY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Ralph F. Haffner
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Executive Director, Engineering
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Ralph F. Haffner $153,004 $141,996 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $9,883.81
(b) Itemized list of all other expenses:
Dated: January 21, 1994
RALPH F. HAFFNER
RALPH F. HAFFNER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Deborah J. Henry
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Manager, System Taxes
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Deborah J. Henry $84,210 $84,876 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $14,118.13
(b) Itemized list of all other expenses:
Dated: January 21, 1994
DEBORAH J. HENRY
DEBORAH J. HENRY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Richard S. Herd
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Supervisor Water Quality and Solid Waste
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Richard S. Herd $70,335.56 $67,284 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $6,316.10
(b) Itemized list of all other expenses:
Dated: January 21, 1994
RS HERD
RS HERD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Michael Hess
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, Fuels
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Michael Hess $99,392 $97,404 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $1,669.60
(b) Itemized list of all other expenses:
Dated: January 21, 1994
MICHAEL HESS
MICHAEL HESS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Robert L. Jamison
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Executive Director, Construction
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Robert L. Jamison $147,413 $129,996 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $13,413.80
(b) Itemized list of all other expenses:
Dated: January 24, 1994
ROBERT L. JAMISON
ROBERT L. JAMISON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Kenneth M. Jones
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and its subsidiaries Allegheny Power Service Corporation and
Allegheny Generating Company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President and Comptroller (without compensation) of
Allegheny Power System, Inc., Vice President and Comptroller
of Allegheny Power Service Corporation; Vice President and
Director (without compensation) of Allegheny Generating
Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Kenneth M. Jones $197,154* $160,008 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
*Includes housing allowance
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $22,882.74
(b) Itemized list of all other expenses:
Dated: January 21, 1994
KENNETH M. JONES
KENNETH M. JONES
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Thomas J. Kalup
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Investor Relations Administrator
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Thomas J. Kalup $65,754* $61,920 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
*Includes housing allowance
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $9,992.31
(b) Itemized list of all other expenses:
Dated: January 21, 1994
THOMAS J. KALUP
THOMAS J. KALUP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Albert F. Kave, Jr.
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, Generation Planning
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Albert F.Kave, Jr. $113,302 $103,944 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,172.60
(b) Itemized list of all other expenses:
Dated: January 21, 1994
ALBERT F. KAVE, JR.
ALBERT F. KAVE, JR.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1993
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Drew J. Kovalak
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Senior Counsel and Assistant Secretary
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient
Drew J. Kovalak $62,480.71 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
Resigned January 23, 1993
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $128.00
(b) Itemized list of all other expenses:
Dated: January , 1994
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Larry D. Myers
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Manager, Environmental Control
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Larry D. Myers $82,284 $87,504 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $5,914.86
(b) Itemized list of all other expenses:
Dated: January 26, 1994
LDMYERS
LDMYERS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1993
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT)
1. Name and business address of person filing statement:
James C. Nixon
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Manager, System Operations Engineering and Assistant
Secretary
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
James C. Nixon $76,166 $84,708 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,714.33
(b) Itemized list of all other expenses:
Dated: January 24, 1994
JAMES C NIXON
JAMES C NIXON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Theodore C. Perry
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Executive Director, Planning
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Theodore C. Perry $144,668 $131,004 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $12,486.26
(b) Itemized list of all other expenses:
Dated: January 21, 1994
T.C. PERRY
T.C. PERRY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Donald B. Pripstein
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, Rates
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Donald B.Pripstein $146,502 $131,004 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $11,027.72
(b) Itemized list of all other expenses:
Dated: January 24, 1994
DONALD B PRIPSTEIN
DONALD B PRIPSTEIN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Carol G. Russ
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Attorney
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Carol G. Russ $70,834 $72,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $8,299.90
(b) Itemized list of all other expenses:
Dated: January 21, 1994
CAROL G. RUSS
CAROL G. RUSS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Peter J. Skrgic
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and certain of its subsidiary companies, including Allegheny
Power Service Corporation.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Vice President (without compensation) of Allegheny Power
System, Inc., Vice President of Allegheny Power Service
Corporation; Director and member of the Operating Committees
(without compensation) of certain other subsidiary companies
of Allegheny Power System, Inc.; Vice President (without
compensation) of The Potomac Edison Company; and Vice
President and Director (without compensation) of Allegheny
Generating Company.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Peter J. Skrgic $231,154* $210,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
*Includes housing allowance
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $36,863.78
(b) Itemized list of all other expenses:
Dated: January 24, 1994
PETER J. SKRGIC
PETER J. SKRGIC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Norbert J. Smith
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Attorney
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Norbert J. Smith $80,280 $81,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,824.16
(b) Itemized list of all other expenses:
Dated: January 21, 1994
NORBERT J. SMITH
NORBERT J. SMITH
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Thomas E. Wallace
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Executive Director, Central Services
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Thomas E. Wallace $136,548 $124,884 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $9,132.09
(b) Itemized list of all other expenses:
Dated: January 24, 1994
TE WALLACE
TE WALLACE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Keith L. Warchol
Tower 49, 12 East 49th Street
New York, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power System, Inc., a registered holding company
and its subsidiary, Allegheny Power Service Corporation.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Assistant Treasurer (without compensation) of Allegheny
Power System, Inc., and Assistant Treasurer of Allegheny
Power Service Corporation.
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Keith L. Warchol $77,154 $82,008 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $7,019.58
(b) Itemized list of all other expenses:
Dated: January 24, 1994
KEITH L. WARCHOL
KEITH L. WARCHOL
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Donald L. Whipp
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Director, Public Information
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
Donald L. Whipp $86,940 $89,400 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $22,715.64
(b) Itemized list of all other expenses:
Dated: January 21, 1994
DONALD L. WHIPP
DONALD L. WHIPP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM U-12(I)-B (ANNUAL STATEMENT)
Calendar Year 1994
STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING
COMPANY ACT OF 1935 BY A PERSON REGULARLY EMPLOYED OR
RETAINED BY A REGISTERED HOLDING COMPANY OR A SUBSIDIARY
THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment is desired,
file in triplicate)
(SEE INSTRUCTIONS ON BACK OF THIS FORM)
(ADVANCE STATEMENT) and
(SUPPLEMENTAL STATEMENT)
1. Name and business address of person filing statement:
Ann M. Wohlgemuth
800 Cabin Hill Drive
Greensburg, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by
which the undersigned is regularly employed or retained:
Allegheny Power Service Corporation, a subsidiary of
Allegheny Power System, Inc., a registered holding company.
4. Position or relationship in which the undersigned is
employed or retained by each of the companies named in
Item 3, and brief description of nature of services to be
rendered in each such position or relationship:
Attorney
5. (a) Compensation received during the prior year and to be
received during the calendar year by the undersigned
or others, directly or indirectly, for services
rendered by the undersigned, from each of the
companies designated in Item 3. (Use column (a) as
supplementary statement only.):
(Amount given constitutes compensation for all
services, including any services under Sec. 12(i).)
Salary or other compensations
received during to be Person or Company
prior year received from whom received
(a) (b) or to be received
Name of Recipient (Estimated)
A.M. Wohlgemuth $63,032.92 $66,000 Allegheny Power
Service Corp.
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above,
and the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,276.79
(b) Itemized list of all other expenses:
Dated: January 21, 1994
ANN M WOHLGEMUTH
ANN M WOHLGEMUTH