UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DAVID C. BENSON
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, SYSTEM OPERATIONS AND ASSISTANT TREASURER
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
David C. Benson Allegheny Power
1994 $117,496 Service Corp.
1995 $113,664
1996 118,210
1997 122,939
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $18,546
(b) Itemized list of all other expenses:
Dated: January 20, 1995
DAVID C. BENSON
DAVID C. BENSON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
REGIS F. BINDER
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ASSISTANT DIRECTOR, RATES
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersign ed or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Regis F. Binder Allegheny Power
1994 $ 91,440 Service Corp.
1995 $ 99,660
1996 103,646
1997 107,792
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $5,126
(b) Itemized list of all other expenses:
Dated: January 20, 1995
REGIS F. BINDER
REGIS F. BINDER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
KENNETH J. BLASKO
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY,
AND ITS SUBSIDIARY COMPANIES, ALLEGHENY POWER SERVICE
CORPORATION AND AYP CAPITAL, INC.
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
MANAGER, CORPORATE DEVELOPMENT AND ASSISTANT VICE PRESIDENT
AND ASSISTANT SECRETARY OF AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
K.J. Blasko Allegheny Power
1994 $ 88,320 Service Corp.
1995 $ 94,500
1996 98,280
1997 102,211
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $10,336
(b) Itemized list of all other expenses:
Dated: January 20, 1995
KENNETH J. BLASKO
KENNETH J. BLASKO
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
MARVIN W. BOMAR
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING ALLEGHENY POWER
SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR ENGINEERING AND CONSTRUCTION, MONONGAHELA
POWER COMPANY, THE POTOMAC EDISON COMPANY AND WEST PENN POWER
COMPANY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Marvin W. Bomar
1994 $ 115,677 Monongahela
Power Company
1995 $120,000 Allegheny Power
1996 124,800 Service
1997 129,792 Corporation
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $5,006
(b) Itemized list of all other expenses:
Dated: January 20, 1995
MARVIN W. BOMAR
MARVIN W. BOMAR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
RANDY D. CAIN
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ENVIRONMENTAL ADVISOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Randy D. Cain Allegheny Power
1994 $ 57,142 Service Corp.
1995 $ 58,800
1996 61,152
1997 63,598
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,729
(b) Itemized list of all other expenses:
Dated: January 20, 1995
RANDY D. CAIN
RANDY D. CAIN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
PATRICIA J. CLARK
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, LEGAL SERVICES
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
P.J. Clark Allegheny Power
1994 $ 89,924 Service Corp.
1995 $ 97,740
1996 101,650
1997 105,715
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $5,239
(b) Itemized list of all other expenses:
Dated: January 20, 1995
PATRICIA J. CLARK
PATRICIA J. CLARK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
THERESA J. COLECCHIA
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ATTORNEY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
T.J. Colecchia Allegheny Power
1994 $ 68,868 Service Corp.
1995 $ 74,460
1996 77,438
1997 80,535
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,796
(b) Itemized list of all other expenses:
Dated: January 20, 1995
THERESA J. COLECCHIA
THERESA J. COLECCHIA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DONALD R. FEENSTRA
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, OPERATIONS
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
D.R. Feenstra Allegheny Power
1994 $ 140,152 Service Corp.
1995 $ 134,160
1996 139,526
1997 145,107
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $6,381
(b) Itemized list of all other expenses:
Dated: January 25, 1995
DONALD R. FEENSTRA
DONALD R. FEENSTRA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JANET A. FOX
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ENVIRONMENTAL ADVISOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Janet A. Fox Allegheny Power
1994 $ 51,552 Service Corp.
1995 $ 56,232
1996 58,481
1997 60,820
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $ 128
(b) Itemized list of all other expenses:
Dated: January 20, 1995
JANET A. FOX
JANET A. FOX
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JOSEPHINE A. GASKEY
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ENVIRONMENTAL CONTROL ANALYST
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
J.A. Gaskey Allegheny Power
1994 $ 44,423 Service Corp.
1995 $46,488
1996 48,348
1997 50,281
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $ 3,738
(b) Itemized list of all other expenses:
Dated: January 20, 1995
JOSEPHINE A. GASKEY
JOSEPHINE A. GASKEY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Calendar Year 1994
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DAVID E. GERVENAK
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, OPERATING (RETIRED APRIL 1, 1994)
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
D.E. Gervenak Allegheny Power
1994 $ 71,619 * Service Corp.
*RETIRED APRIL 1, 1994
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $1,152
(b) Itemized list of all other expenses:
*RETIRED APRIL 1, 1994
Dated: January 20, 1995
DAVID E. GERVENAK
DAVID E. GERVENAK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
RALPH F. HAFFNER
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, ENGINEERING
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Ralph F. Haffner Allegheny Power
1994 $ 161,996 Service Corp.
1995 $ 151,992
1996 158,072
1997 164,395
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $6,177
(b) Itemized list of all other expenses:
Dated: January 20, 1995
RALPH F. HAFFNER
RALPH F. HAFFNER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JEANNINE M. HAMMER
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ENVIRONMENTAL ADVISOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
J.M. Hammer Allegheny Power
1994 $ 48,118 Service Corp.
1995 $ 50,004
1996 52,004
1997 54,084
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,096
(b) Itemized list of all other expenses:
Dated: January 20, 1995
JEANNINE M. HAMMER
JEANNINE M. HAMMER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
THOMAS K. HENDERSON
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING ALLEGHENY POWER
SERVICE CORPORATION.
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
VICE PRESIDENT, MONONGAHELA POWER COMPANY, THE POTOMAC EDISON
COMPANY AND WEST PENN POWER COMPANY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
T.K. Henderson West Penn
1994 $ 148,164 Power Company
1995 $134,330 Allegheny Power
1996 139,703 Service
1997 145,291 Corporation
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $8,388
(b) Itemized list of all other expenses:
Dated: January 24, 1995
THOMAS K. HENDERSON
THOMAS K. HENDERSON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DEBORAH J. HENRY
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
MANAGER, SYSTEM TAXES
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
D.J. Henry Allegheny Power
1994 $ 87,146 Service Corp.
1995 $ 91,104
1996 94,748
1997 98,538
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $8,794
(b) Itemized list of all other expenses:
Dated: January 20, 1995
DEBORAH J. HENRY
DEBORAH J. HENRY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
RICHARD S. HERD
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SUPERVISOR, WATER QUALITY AND SOLID WASTE
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Richard S. Herd Allegheny Power
1994 $ 73,462 Service Corp.
1995 $ 74,340
1996 77,314
1997 80,406
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $3,630
(b) Itemized list of all other expenses:
Dated: January 20, 1995
RICHARD S. HERD
RICHARD S. HERD
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
MICHAEL H. HESS
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, FUELS
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Michael H. Hess Allegheny Power
1994 $ 106,404 Service Corp.
1995 $ 105,204
1996 109,412
1997 113,789
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $879
(b) Itemized list of all other expenses:
Dated: January 20, 1995
MICHAEL H. HESS
MICHAEL H. HESS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
ROBERT L. JAMISON
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, CONSTRUCTION
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Robert J. Jamison Allegheny Power
1994 $158,333 Service Corp.
1995 $ 143,520
1996 149,260
1997 155,231
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $13,175
(b) Itemized list of all other expenses:
Dated: January 20, 1995
ROBERT L. JAMISON
ROBERT L. JAMISON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
THOMAS J. KALUP
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
CORPORATE DEVELOPMENT ADMINISTRATOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Thomas J. Kalup Allegheny Power
1994 $64,793* Service Corp.
1995 $ 70,176
1996 72,983
1997 75,902
*Includes housing allowance/moving expenses
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $6,795
(b) Itemized list of all other expenses:
Dated: January 20, 1995
THOMAS J. KALUP
THOMAS J. KALUP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
ALBERT F. KAVE, JR.
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, GENERATION PLANNING
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Albert F. Kave Allegheny Power
1994 $ 118,762 Service Corp.
1995 $ 113,568
1996 118,111
1997 122,835
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,346
(b) Itemized list of all other expenses:
Dated: January 20, 1995
ALBERT F. KAVE, JR.
ALBERT F. KAVE, JR.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JOSEPH P. LAPCEVIC
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ENVIRONMENTAL ADVISOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
J.P. Lapcevic Allegheny Power
1994 $ 47,774 Service Corp.
1995 $ 50,004
1996 52,004
1997 54,084
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $889
(b) Itemized list of all other expenses:
Dated: January 23, 1995
JOSEPH P. LAPCEVIC
JOSEPH P. LAPCEVIC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JAMES T. MURPHY
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SUPERVISOR, AIR COMPLIANCE
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
James T. Murphy Allegheny Power
1994 $ 68,376 Service Corp.
1995 $ 71,496
1996 74,356
1997 77,330
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $1,032
(b) Itemized list of all other expenses:
Dated: January 20, 1995
JAMES T. MURPHY
JAMES T. MURPHY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
LARRY D. MYERS
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
MANAGER, ENVIRONMENTAL CONTROL
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Larry D. Myers Allegheny Power
1994 $ 90,750 Service Corp.
1995 $ 97,752
1996 101,662
1997 105,729
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $8,188
(b) Itemized list of all other expenses:
Dated: January 20, 1995
LARRY D. MYERS
LARRY D. MYERS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JAMES C. NIXON
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
MANAGER, SYSTEM OPERATIONS ENGINEERING AND ASSISTANT SECRETARY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
James C. Nixon Allegheny Power
1994 $ 84,708 Service Corp.
1995 $ 88,800
1996 92,352
1997 96,046
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $10,757
(b) Itemized list of all other expenses:
Dated: January 24, 1995
JAMES C. NIXON
JAMES C. NIXON
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
THEODORE C. PERRY
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, PLANNING
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Theodore C. Perry Allegheny Power
1994 $ 152,504 Service Corp.
1995 $ 144,048
1996 149,810
1997 155,802
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $13,690
(b) Itemized list of all other expenses:
Dated: January 20, 1995
THEODORE C. PERRY
THEODORE C. PERRY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JAY S. PIFER
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING
ALLEGHENY POWER SERVICE CORPORATION.
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SENIOR VICE PRESIDENT ALLEGHENY POWER SERVICE CORPORATION.
POSITIONS HELD WITHOUT COMPENSATION: PRESIDENT, MONONGAHELA
POWER COMPANY, THE POTOMAC EDISON COMPANY AND WEST PENN
POWER COMPANY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Jay S. Pifer
1994 $215,123 West Penn
Power Company
1995 $219,996 Allegheny Power
1996 228,796 Service
1997 237,948 Corporation
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $19,939
(b) Itemized list of all other expenses:
Dated: January 23, 1995
JAY S. PIFER
JAY S. PIFER
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DONALD B. PRIPSTEIN
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, RATES
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
D.B. Pripstein Allegheny Power
1994 $ 152,002 Service Corp.
1995 $ 140,400
1996 146,016
1997 151,857
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $7,743
(b) Itemized list of all other expenses:
Dated: January 23, 1995
DONALD B. PRIPSTEIN
DONALD B. PRIPSTEIN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
CAROL G. RUSS
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ATTORNEY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Carol G. Russ Allegheny Power
1994 $ 78,051 Service Corp.
1995 $ 82,440
1996 85,738
1997 89,167
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $3,942
(b) Itemized list of all other expenses:
Dated: January 20, 1995
CAROL G. RUSS
CAROL G. RUSS
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
NORBERT J. SMITH
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ATTORNEY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Norbert J. Smith Allegheny Power
1994 $ 84,700 Service Corp.
1995 $ 88,860
1996 92,414
1997 96,111
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,315
(b) Itemized list of all other expenses:
Dated: January 20, 1995
NORBERT J. SMITH
NORBERT J. SMITH
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
JAMES L. STITT
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING
ALLEGHENY POWER SERVICE CORPORATION.
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, CUSTOMER RELATIONS: MONONGAHELA POWER
COMPANY, THE POTOMAC EDISON COMPANY AND WEST PENN POWER CO.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
James L. Stitt
1994 $115,277 West Power Co.
1995 $111,996 Allegheny Power
1996 116,476 Service
1997 121,135 Corporation
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $2,231
(b) Itemized list of all other expenses:
Dated: January 20, 1995
JAMES L. STITT
JAMES L. STITT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
THOMAS E. WALLACE
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
EXECUTIVE DIRECTOR, CENTRAL SERVICES
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Thomas E. Wallace
1994 $ 144,220 Allegheny Power
1995 $134,040 Service Corp.
1996 139,402
1997 144,978
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $7,821
(b) Itemized list of all other expenses:
Dated: January 20, 1995
THOMAS E. WALLACE
THOMAS E. WALLACE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
DONALD L. WHIPP
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
DIRECTOR, PUBLIC INFORMATION
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Donald L. Whipp Allegheny Power
1994 $ 89,998 Service Corp.
1995 $ 92,088
1996 95,772
1997 97,602
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $16,651
(b) Itemized list of all other expenses:
Dated: January 23, 1995
DONALD L. WHIPP
DONALD L. WHIPP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
ANN M. WOHLGEMUTH
800 CABIN HILL DRIVE
GREENSBURGH, PA 15601
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF ALLEGHENY
POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ATTORNEY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
A.M. Wohlgemuth Allegheny Power
1994 $ 69,412 Service Corp.
1995 $ 76,872
1996 79,947
1997 83,145
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $3,817
(b) Itemized list of all other expenses:
Dated: January 20, 1995
ANN M. WOHLGEMUTH
ANN M. WOHLGEMUTH
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
EILEEN M. BECK
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING
ALLEGHENY POWER SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SECRETARY AND ASSISTANT TREASURER OF ALLEGHENY POWER SERVICE
CORPORATION. POSITIONS HELD WITHOUT COMPENSATION: SECRETARY
AND ASSISTANT TREASURER OF ALLEGHENY POWER SYSTEM, INC.;
SECRETARY AND ASSISTANT TREASURER OF MONONGAHELA POWER
COMPANY, ASSSISTANT SECRETARY OF THE POTOMAC EDISON COMPANY
AND WEST PENN POWER COMPANY, AND SECRETARY OF ALLEGHENY
GENERATING COMPANY AND AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Eileen M. Beck Allegheny Power
1994 $109,150 Service Corp.
1995 $104,004
1996 108,164
1997 112,490
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $6,851
(b) Itemized list of all other expenses:
Dated: January 24, 1995
EILEEN M. BECK
EILEEN M. BECK
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
KLAUS BERGMAN
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING
ALLEGHENY POWER SERVICE
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
CHAIRMAN OF THE BOARD, CEO, AND CHAIRMAN OF THE EXECUTIVE
COMMITTEE OF ALLEGHENY POWER SERVICE CORPORATION. POSITIONS
HELD WITHOUT COMPENSATION: CHAIRMAN OF THE BOARD, CEO, AND
MEMBER OF THE EXECUTIVE, FINANCE AND NEW BUSINESS COMMITTEES
OF ALLEGHENY POWER SYSTEM, INC.; CHAIRMAN OF THE BOARD, CEO,
AND MEMBER OF THE EXECUTIVE AND OPERATING COMMITTEES OF
CERTAIN OTHER SUBSIDIARY COMPANIES OF ALLEGHENY POWER SYSTEM,
INC.; AND PRESIDENT, CEO, AND DIRECTOR OF ALLEGHENY GENERATING
COMPANY AND AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Klaus Bergman Allegheny Power
1994 $575,154 Service Corp.
1995 $515,004
1996 535,604
1997 557,028
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $40,629
(b) Itemized list of all other expenses:
Dated: January 20, 1995
KLAUS BERGMAN
KLAUS BERGMAN
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
NANCY L. CAMPBELL
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND ITS SUBSIDIARIES, ALLEGHENY POWER SERVICE
CORPORATION, THE POTOMAC EDISON COMPANY, AND ALLEGHENY
GENERATING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
VICE PRESIDENT AND TREASURER OF ALLEGHENY POWER SERVICE
CORPORATION. POSITIONS HELD WITHOUT COMPENSATION: VICE
PRESIDENT AND TREASURER OF ALLEGHENY POWER SYSTEM, INC.
AND AYP CAPITAL INC.; TREASURER AND ASSISTANT SECRETARY
OF ALLEGHENY GENERATING COMPANY; TREASURER OF MONONGAHELA
POWER COMPANY; AND ASSISTANT SECRETARY AND ASSISTANT
TREASURER OF THE POTOMAC EDISON COMPANY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Nancy L. Campbell Allegheny Power
1994 $151,158 Service Corp.
1995 $133,008
1996 138,328
1997 143,861
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $16,134
(b) Itemized list of all other expenses:
Dated: January 19, 1995
NANCY L. CAMPBELL
NANCY L. CAMPBELL
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
RICHARD J. GAGLIARDI
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND ITS SUBSIDIARIES ALLEGHENY POWER SERVICE
CORPORATION, MONONGAHELA POWER COMPANY, AND ALLEGHENY
GENERATING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
VICE PRESIDENT OF ALLEGHENY POWER SERVICE CORPORATION.
POSITIONS HELD WITHOUT COMPENSATION: VICE PRESIDENT OF
ALLEGHENY POWER SYSTEM, INC. ASSISTANT SECRETARY OF
MONONGAHELA POWER COMPANY; ASSISTANT TREASURER OF ALLEGHENY
GENERATING COMPANY; AND ASSISTANT SECRETARY AND ASSISTANT
TREASURER OF AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Richard J. Gagliardi Allegheny Power
1994 $167,158 Service Corp.
1995 $160,008
1996 166,408
1997 173,064
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $22,466
(b) Itemized list of all other expenses:
Dated: January 20, 1995
RICHARD J. GAGLIARDI
RICHARD J. GAGLIARDI
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
ALEXANDER GALATIC
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION, A SUBSIDIARY OF
ALLEGHENY POWER SYSTEM, INC., REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
INVESTOR RELATIONS ADMINISTRATOR
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Alexander Galatic Allegheny Power
1994 $81,506* Service Corp.
1995 $75,600
1996 78,624
1997 81,769
*Includes housing allowance/moving expenses
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $4,961
(b) Itemized list of all other expenses:
Dated: January 19, 1995
ALEXANDER GALATIC
ALEXANDER GALATIC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
STANLEY I. GARNETT, II
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY
AND CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING
ALLEGHENY POWER SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY OF ALLEGHENY
POWER SERVICE CORPORATION. POSITIONS HELD WITHOUT
COMPENSATION: SENIOR VICE PRESIDENT AND ASSISTANT SECRETARY
OF ALLEGHENY POWER SYSTEM, INC.; DIRECTOR AND MEMBER OF THE
OPERATING COMMITTEES OF CERTAIN OTHER SUBSIDIARY COMPANIES OF
ALLEGHENY POWER SYSTEM, INC.; VICE PRESIDENT OF WEST PENN
POWER COMPANY; AND VICE PRESIDENT AND DIRECTOR OF ALLEGHENY
GENERATING COMPANY AND AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Stanley I. Garnett Allegheny Power
1994 $259,486 Service Corp.
1995 $241,008
1996 250,648
1997 260,674
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $32,222
(b) Itemized list of all other expenses:
Dated: January 19, 1995
STANLEY I. GARNETT, II
STANLEY I. GARNETT, II
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
NANCY H. GORMLEY
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SERVICE CORPORATION AND WEST PENN POWER
COMPANY, SUBSIDIARIES OF ALLEGHENY POWER SYSTEM, INC., A
REGISTERED HOLDING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
VICE PRESIDENT OF ALLEGHENY POWER SERVICE CORPORATION.
POSITIONS HELD WITHOUT COMPENSATION: VICE PRESIDENT OF
ALLEGHENY POWER SYSTEM, INC.; VICE PRESIDENT OF MONONGAHELA
POWER COMPANY; AND ASSISTANT TREASURER AND ASSISTANT SECRETARY
OF WEST PENN POWER COMPANY
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Nancy H. Gormley Allegheny Power
1994 $203,158 Service Corp.
1995 $187,500
1996 195,000
1997 202,800
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $18,573
(b) Itemized list of all other expenses:
Dated: January 20, 1995
NANCY H. GORMLEY
NANCY H. GORMLEY
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
KENNETH M. JONES
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
ITS SUBSIDIARIES ALLEGHENY POWER SERVICE CORPORATION AND
ALLEGHENY GENERATING COMPANY
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
VICE PRESIDENT AND COMPTROLLER OF ALLEGHENY POWER SERVICE
CORPORATION. POSITIONS HELD WITHOUT COMPENSATION: VICE
PRESIDENT AND COMPTROLLER OF ALLEGHENY POWER SYSTEM, INC.;
VICE PRESIDENT AND DIRECTOR OF ALLEGHENY GENERATING COMPANY
AND VICE PRESIDENT, DIRECTOR AND COMPTROLLER OF AYP CAPITAL,
INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Kenneth M. Jones Allegheny Power
1994 $205,158* Service Corp.
1995 $183,000
1996 190,320
1997 197,933
*Includes housing allowance
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $19,084
(b) Itemized list of all other expenses:
Dated: January 25, 1995
KENNETH M. JONES
KENNETH M. JONES
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
ALAN J. NOIA
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING ALLEGHENY POWER
SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
PRESIDENT, DIRECTOR AND CHIEF OPERATING OFFICER OF ALLEGHENY
POWER SERVICE CORPORATION. POSITIONS HELD WITHOUT
COMPENSATION: PRESIDENT, DIRECTOR, AND CHIEF OPERATING
OFFICER OF ALLEGHENY POWER SYSTEM, INC.; DIRECTOR OF
MONONGAHELA POWER COMPANY, THE POTOMAC EDISON COMPANY AND WEST
PENN POWER COMPANY; VICE PRESIDENT AND DIRECTOR OF ALLEGHENY
GENERATING COMPANY AND AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Alan J. Noia Allegheny Power
1994 $274,226 Service Corp.
1995 $305,004
1996 317,204
1997 329,892
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $9,602
(b) Itemized list of all other expenses:
Dated: January 20, 1995
ALAN J. NOIA
ALAN J. NOIA
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
PETER J. SKRGIC
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
CERTAIN OF ITS SUBSIDIARY COMPANIES, INCLUDING ALLEGHENY POWER
SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
SENIOR VICE PRESIDENT OF ALLEGHENY POWER SERVICE CORPORATION.
POSITIONS HELD WITHOUT COMPENSATION: SENIOR VICE PRESIDENT OF
ALLEGHENY POWER SYSTEM, INC., DIRECTOR AND MEMBER OF THE
OPERATING COMMITTEES OF CERTAIN OTHER SUBSIDIARY COMPANIES OF
ALLEGHENY POWER SYSTEM, INC.; VICE PRESIDENT OF THE POTOMAC
EDISON COMPANY; AND VICE PRESIDENT AND DIRECTOR OF ALLEGHENY
GENERATING COMPANY AND AYP CAPITAL, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Peter J. Skrgic Allegheny Power
1994 $251,486 Service Corp.
1995 $238,008
1996 247,528
1997 257,430
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $39,032
(b) Itemized list of all other expenses:
Dated: January 23, 1995
PETER J. SKRGIC
PETER J. SKRGIC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Three year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12(i) OF THE PUBLIC
UTILITY HOLDING COMPANY ACT OF 1935 BY A PERSON
REGULARLY EMPLOYED OR RETAINED BY A REGISTERED
HOLDING COMPANY OR A SUBSIDIARY THEREOF AND
WHOSE EMPLOYMENT CONTEMPLATES ONLY ROUTINE
EXPENSES AS SPECIFIED IN RULE 71(b)
(To be filed in DUPLICATE. If acknowledgment
is desired, file in triplicate)
1. Name and business address of person filing statement:
KEITH L. WARCHOL
TOWER 49, 12 EAST 49TH STREET
NEW YORK, NY 10017
2. Names and business addresses of any persons through whom the
undersigned proposes to act in matters included within the
exemption provided by paragraph (b) of Rule 71:
NONE
3. Registered holding companies and subsidiary companies by which
the undersigned is regularly employed or retained:
ALLEGHENY POWER SYSTEM, INC., A REGISTERED HOLDING COMPANY AND
ITS SUBSIDIARY, ALLEGHENY POWER SERVICE CORPORATION
4. Position or relationship in which the undersigned is employed
or retained by each of the companies named in Item 3, and
brief description of nature of services to be rendered in each
such position or relationship:
ASSISTANT TREASURER OF ALLEGHENY POWER SERVICE CORPORATION.
ASSISTANT TREASURER (WITHOUT COMPENSATION) OF ALLEGHENY POWER
SYSTEM, INC.
5. (a) Compensation received during the current year and
estimated to be received over the next two calendar
years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned,
from each of the companies designated in Item 3. (Use
column (a) as supplementary statement only.) [Amended in
Release No. 35-26031 (Paragraph 85,337), effective May
31, 1994, 59 F.R. 21922.]
Salary or other compensations
received to be Person or company
Name of received from whom received
Recipient (a) (b) or to be received
Keith L. Warchol Allegheny Power
1994 $82,158 Service Corp.
1995 $86,112
1996 89,556
1997 93,139
(b) Basis for compensation if other than salary.
6. (To be answered in supplementary statement only. See
instructions.) Expenses incurred by the undersigned or any
person named in Item 2, above, during the calendar year in
connection with the activities described in Item 4, above, and
the source or sources of reimbursement for same.
(a) Total amount of routine expenses
charged to client: $9,772
(b) Itemized list of all other expenses:
Dated: January 20, 1995
KEITH L. WARCHOL
KEITH L. WARCHOL
