United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
THIS FILING LIST SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 10/27/00
PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL
TREATMENT EXPIRED ON 9/01
FORM 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter Ended: 9/00
Check here if Amendment [ x ]; Amendment Number: [ 1 ]
This Amendment (Check only one.): [ ] is a restatement
[ ] Adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spear, Leeds & Kellogg
Address: 120 Broadway
New York, NY 10271
13F File Number: 28-02255
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedule, lists and tables, are considered integral parts of this form.
Person Signing this report on Behalf of Reporting Manager:
NAME: Carl H. Hewitt
Title: General Counsel
Phone: 212-433-7015
Signature, Place, and Date of Signing:
____________________________ ________________________
[Signature] [City, State]
Report Type [Check only one.]:
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: [ 45 ]
Form 13F Information Table Value Total: $_ 294,137 thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F-file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.
FORM 13F INFORMATION TABLE
<TABLE>
<S> <C> <C> <C> <C> <C> <C><C>
ISSUER* CLASS CUSIP TOTAL MV SHARES 6 7 8
ASSOCIATES FIRST CAPITOL PUT 04600895 $209,000 5,500 sol sol sol
8 e e e
ASSOCIATES FIRST CAPITOL COMM 04600810 $9,956,000 262,000 sol sol sol
8 e e e
AXENT TECHNOLOGIES COMM 05459C10 $953,321 44,212 sol sol sol
8 e e e
BATTLE MTN GOLD CO COMM 07159310 $469,525 268,300 sol sol sol
7 e e e
BESTFOODS CALL 08658U90 226,000 sol sol sol
1 $16,441,500 e e e
COASTAL CORP COMM 19044110 322,005 sol sol sol
5 $23,868,621 e e e
COBALT NETWORKS INC COMM 19074R10 $1,868,031 32,277 sol sol sol
1 e e e
COLUMBIA ENERGY GROUP CALL 19764890 $4,394,900 61,900 sol sol sol
8 e e e
COLUMBIA ENERGY GROUP COMM 19764810 $3,897,900 54,900 sol sol sol
8 e e e
DONALDSON LUFKIN JENRETTE CALL 25766190 $286,200 3,200 sol sol sol
8 e e e
DONALDSON LUFKIN JENRETTE PUT 25766195 $5,884,988 65,800 sol sol sol
8 e e e
DONALDSON LUFKIN JENRETTE COMM 25766110 170,600 sol sol sol
8 $15,258,038 e e e
DURA PHARMACEUTICALS INC COMM 26632S10 $844,295 23,867 sol sol sol
9 e e e
EQUANT N.V. COMM 29440910 $568,656 15,500 sol sol sol
7 e e e
FORT JAMES CORP CALL 34747190 $693,769 22,700 sol sol sol
4 e e e
FORT JAMES CORP COMM 34747110 $4,031,499 131,910 sol sol sol
4 e e e
GPU INC. COMM 36225X10 436,200 sol sol sol
0 $14,149,238 e e e
INFINITY BROADCASTING CORP COMM 45662S10 $4,785,000 145,000 sol sol sol
2 e e e
INTERMEDIA COMMUNICATIONS COMM 45880110 $5,966,186 202,673 sol sol sol
INC 7 e e e
LG & E ENERGY CORP COMM 50191710 $6,375,744 260,900 sol sol sol
8 e e e
LILLY INDUSTRIES INC CL-A COMM 53249110 $1,032,500 35,000 sol sol sol
7 e e e
MALLINCKRODT INC COMM 56123210 260,000 sol sol sol
9 $11,862,500 e e e
MCN ENERGY GROUP INC COMM 55267J10 $1,324,813 51,700 sol sol sol
0 e e e
MMC NETWORKS INC COMM 55308N10 $5,666,762 44,952 sol sol sol
2 e e e
MORGAN J P & CO INC CALL 61688090 $8,887,600 54,400 sol sol sol
0 e e e
MORGAN J P & CO INC PUT 61688095 196,000 sol sol sol
0 $32,021,500 e e e
MORGAN J P & CO INC COMM 61688010 $5,571,088 34,100 sol sol sol
0 e e e
NABISCO GROUP HOLDINGS PUT 62952P95 $2,177,400 76,400 sol sol sol
2 e e e
NABISCO GROUP HOLDINGS COMM 62952P10 702,336 sol sol sol
2 $20,016,576 e e e
NABISCO HOLDINGS CP CL A CALL 62952690 $1,988,750 37,000 sol sol sol
4 e e e
NABISCO HOLDINGS CP CL A PUT 62952695 $2,945,500 54,800 sol sol sol
4 e e e
NABISCO HOLDINGS CP CL A A SH 62952610 282,850 sol sol sol
4 $15,203,188 e e e
PAINE WEBBER GROUP INC CALL 69562990 $4,278,250 62,800 sol sol sol
5 e e e
PAINE WEBBER GROUP INC PUT 69562995 $2,874,875 42,200 sol sol sol
5 e e e
PAINE WEBBER GROUP INC COMM 69562910 $6,253,875 91,800 sol sol sol
5 e e e
SEAGATE TECHNOLOGY CALL 81180490 $6,741,300 97,700 sol sol sol
3 e e e
SEAGATE TECHNOLOGY PUT 81180495 $1,869,900 27,100 sol sol sol
3 e e e
SEAGATE TECHNOLOGY COMM 81180410 248,544 sol sol sol
3 $17,149,536 e e e
SEAGRAM LTD COMM 81185010 $4,928,138 85,800 sol sol sol
6 e e e
SILICON VALLEY GROUP INC PUT 82706695 $1,573,488 59,800 sol sol sol
1 e e e
SILICON VALLEY GROUP INC COMM 82706610 $3,580,184 136,064 sol sol sol
1 e e e
UNION CARBIDE CORPORATION COMM 90558110 $3,359,750 89,000 sol sol sol
4 e e e
VOICESTREAM WIRELESS CORP COMM 92861510 $7,666,741 66,057 sol sol sol
3 e e e
YOUNG & RUBICAM INC COMM 98742510 $4,098,600 82,800 sol sol sol
5 e e e
ZIFF-DAVIS INC COMM 98951110 $162,500 20,000 sol sol sol
0 e e e
$294,137,72
1
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