United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
THIS FILING LIST SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON 11/3/99
PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL
TREATMENT EXPIRED ON 9/99
FORM 13F
FORM 13F COVER PAGE
Report for Calendar Year or Quarter Ended: 9/99
Check here if Amendment [ x ]; Amendment Number: [ 1 ]
This Amendment (Check only one.): [ ] is a restatement
[ X ] Adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Spear, Leeds & Kellogg
Address: 120 Broadway
New York, NY 10271
13F File Number: 28-02255
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedule, lists and tables, are considered integral parts of this form.
Person Signing this report on Behalf of Reporting Manager:
NAME: Carl H. Hewitt
Title: General Counsel
Phone: 212-433-7015
Signature, Place, and Date of Signing:
____________________________ ________________________
[Signature] [City, State]
Report Type [Check only one.]:
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings are reported in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: [ 51 ]
Form 13F Information Table Value Total: $_ 139,476,982 thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F-file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
Report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.
<TABLE>
FORM 13F INFORMATION TABLE
Name of issuer Class CUSIP Fair MKT Shares 6 7 8
Value
<S> <C> <S> <S> <S> <C> <C> <C>
ALZA CORP CLASS A COMM 02261510 122,600 SOLE SOL SOL
8 $5,248,812.50 E E
ALZA CORP CORP 022615AD 1,500 SOLE SOL SOL
0 $1,800,000.00 E E
AQUARION COMPANY COMM 03838W10 92,600 SOLE SOL SOL
1 $3,322,025.00 E E
ATLANTIC RICHFIELD CO COMM 04882510 92,000 SOLE SOL SOL
3 $8,153,500.00 E E
BANKBOSTON CORP COMM 06605R10 175,600 SOLE SOL SOL
6 $7,616,650.00 E E
CNB BANCSHARES INC COMM 12612610 $810,900.00 15,300 SOLE SOL SOL
1 E E
CASE CORP CALL 14743R90 $722,281.25 14,500 SOLE SOL SOL
3 E E
CASE CORP COMM 14743R10 60,500 SOLE SOL SOL
3 $3,013,656.25 E E
COMSAT CORP PUT 20564D95 94,900 SOLE SOL SOL
7 $2,811,412.50 E E
COMSAT CORP COMM 20564D10 41,430 SOLE SOL SOL
7 $1,227,363.75 E E
CONNECTICUT ENERGY COMM 20756710 39,800 SOLE SOL SOL
CORP 8 $1,539,762.50 E E
CONSOLIDATED NAT GAS CALL 20961590 30,800 SOLE SOL SOL
CO 3 $1,921,150.00 E E
CYPRUS AMAX MINERALS COMM 23280910 79,000 SOLE SOL SOL
CO 3 $1,550,375.00 E E
EXCEL SWITCHING CORP COMM 30067V10 73,737 SOLE SOL SOL
8 $2,640,706.31 E E
FORTE SOFTWARE INC COMM 34954610 42,068 SOLE SOL SOL
1 $1,151,611.50 E E
FURON CO COMM 36110610 42,000 SOLE SOL SOL
7 $1,047,375.00 E E
GENERAL INSTRUMENT CALL 37012090 $678,562.50 14,100 SOLE SOL SOL
CORP 7 E E
GENERAL INSTRUMENT COMM 37012010 75,040 SOLE SOL SOL
CORP 7 $3,611,300.00 E E
GENESYS COMM 37193110 $773,571.88 16,955 SOLE SOL SOL
TELECOMMUNICATIONS 6 E E
HANNAFORD BROS CO COMM 41055010 $338,100.00 4,800 SOLE SOL SOL
7 E E
HONEYWELL INC COMM 43850610 32,700 SOLE SOL SOL
7 $3,639,918.75 E E
KING WORLD PRODTNS INC COMM 49566710 94,400 SOLE SOL SOL
7 $3,540,000.00 E E
LONE STAR INDS INC COMM 54229040 52,300 SOLE SOL SOL
(NEW) 8 $2,608,462.50 E E
MACMILLAN BLOEDEL LTD COMM 55478320 222,900 SOLE SOL SOL
9 $3,482,812.50 E E
MARSHALL INDS COMM 57239310 175,500 SOLE SOL SOL
6 $6,405,750.00 E E
MOBIL CORP COMM 60705910 29,700 SOLE SOL SOL
2 $2,992,275.00 E E
MOTIVEPOWER INDS INC COMM 61980K10 116,900 SOLE SOL SOL
1 $1,285,900.00 E E
NALCO CHEM CO CALL 62985390 $555,500.00 11,000 SOLE SOL SOL
2 E E
NALCO CHEM CO COMM 62985310 87,500 SOLE SOL SOL
2 $4,418,750.00 E E
NIELSEN MEDIA RESEARCH COMM 65392930 107,500 SOLE SOL SOL
INC 7 $3,997,656.25 E E
OEC MEDICAL SYSTEMS COMM 67082810 105,000 SOLE SOL SOL
INC 2 $3,688,125.00 E E
OUTDOOR SYSTEMS INC COMM 69005710 141,700 SOLE SOL SOL
4 $5,065,775.00 E E
PERCLOSE INC COMM 71361C10 72,583 SOLE SOL SOL
7 $3,375,109.50 E E
PIONEER HI-BRED INTL COMM 72368610 265,700 SOLE SOL SOL
1 $10,578,181.2 E E
5
PORTUGAL FUND INC COMM 73726510 240,800 SOLE SOL SOL
8 $3,145,450.00 E E
REPUBLIC NEW YORK CORP COMM 76071910 20,000 SOLE SOL SOL
4 $1,228,750.00 E E
ROBERTS PHARMACEUTICAL COMM 77049110 101,900 SOLE SOL SOL
CORP 8 $3,082,475.00 E E
ST PAUL BANCORP INC COMM 79284810 75,246 SOLE SOL SOL
3 $1,721,252.25 E E
SELECT APPOINT ADR AMER 81617E20 $262,845.00 7,788 SOLE SOL SOL
3 E E
SKYTEL COMMUNICATIONS COMM 83087Q10 321,791 SOLE SOL SOL
INC 4 $5,892,797.69 E E
SKYTEL COMMUNICATIONS COMM 83087Q30 $732,550.00 19,600 SOLE SOL SOL
INC 2 E E
SONAT INC COMM 83541510 160,300 SOLE SOL SOL
0 $6,361,906.25 E E
UNION CARBIDE CALL 90558190 $318,150.00 5,600 SOLE SOL SOL
CORPORATION 4 E E
UNION CARBIDE COMM 90558110 33,300 SOLE SOL SOL
CORPORATION 4 $1,891,856.25 E E
US WEST INC COMM 91273H10 18,200 SOLE SOL SOL
1 $1,038,537.50 E E
UNITED WATER RESOURCES COMM 91319010 $815,625.00 25,000 SOLE SOL SOL
INC 4 E E
UNITRODE CORP COMM 91328310 63,800 SOLE SOL SOL
7 $2,679,600.00 E E
WYMAN GORDON CO. COMM 98308510 156,500 SOLE SOL SOL
1 $2,924,593.75 E E
YANKEE ENERGY SYSTEMS COMM 98477910 41,400 SOLE SOL SOL
INC 8 $1,767,262.50 E E
TOTAL
$139,476,982.
88
</TABLE>
