Registration No. 333-25603
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------------------
POST-EFFECTIVE AMENDMENT NO. 1 TO
FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
---------------------------------
TRAVELERS GROUP INC.
(Exact name of registrant as specified in its charter)
DELAWARE 52-1568099
(State or other jurisdiction (I.R.S.Employer
of incorporation or organization) Identification No.)
388 GREENWICH STREET
NEW YORK, NEW YORK 10013
(Address of principal executive offices) (Zip Code)
TRAVELERS GROUP 401(K) SAVINGS PLAN
(Full title of the plan)
CHARLES O. PRINCE, III, ESQ.
TRAVELERS GROUP INC.
388 GREENWICH STREET
NEW YORK, NEW YORK 10013
(Name and address of agent for service)
(212) 816-8000
(Telephone number, including
area code, of agent for service)
<PAGE>
EXPLANATORY NOTE
Shares of the common stock of Travelers Group Inc. (formerly The
Travelers Inc.; the "Company"), par value $.01 per share, which were previously
registered for issuance pursuant to The Travelers Employee Savings, Investment
and Stock Ownership Plan ("TESIP") (Registration No. 33-52027) filed on January
26, 1994 and the Travelers Group 401(k) Savings Plan (the "Savings Plan")
(Registration No. 333-25603) filed on April 22, 1997 remain available for
issuance and will be issued pursuant to the Savings Plan.
The total number of shares of the Company's common stock registered
for issuance pursuant to the Savings Plan is equal to the aggregate number of
shares registered for issuance pursuant to the Registration Statements
previously filed by the Company with respect to the Savings Plan, as well as the
shares registered for TESIP under Registration No. 33-52027.
<PAGE>
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Item 3. Incorporation of Documents by Reference.
Not Applicable
Item 4. Description of Securities.
Not Applicable
Item 5. Interests of Named Experts and Counsel.
Not Applicable
Item 6. Indemnification of Directors and Officers.
Not Applicable
Item 7. Exemption from Registration Claimed.
Not Applicable
Item 8. Exhibits.
See Exhibit Index attached hereto.
Item 9. Undertakings.
Not Applicable
<PAGE>
EXHIBIT INDEX
Exhibit
Number Description of Document
- ------- -----------------------
24 Powers of Attorney of certain directors of the Registrant, filed with
the initial filing of this Registration Statement on April 22, 1997
<PAGE>
SIGNATURES
The Registrant. Pursuant to the requirements of the Securities Act of 1933, as
amended, Travelers Group Inc. certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on Form S-8 and has
duly caused this post-effective amendment to this registration statement to be
signed on its behalf by the undersigned, thereunto duly authorized, in the City
of New York, State of New York, this 22nd day of April, 1997.
TRAVELERS GROUP INC.
(Registrant)
By: /s/ James Dimon
----------------------
James Dimon
President
Pursuant to the requirements of the Securities Act of 1933, as amended, this
post-effective amendment to this registration statement has been signed below by
the following persons in the capacities indicated on this 22nd day of April,
1997.
Signature Title
--------- -----
/s/ Sanford I. Weill
- ---------------------------------- Chairman of the Board, Chief Executive
Sanford I. Weill Officer (Principal Executive Officer) and
Director
/s/ Heidi G. Miller
- ---------------------------------- Senior Vice President and Chief Financial
Heidi G. Miller Officer (Principal Financial Officer)
/s/ Irwin Ettinger
- ---------------------------------- Executive Vice President and Chief
Irwin Ettinger Accounting Officer (Principal Accounting
Officer)
*
- ---------------------------------- Director
C. Michael Armstrong
*
- ---------------------------------- Director
Kenneth J. Bialkin
<PAGE>
Signature Title
--------- -----
*
- ---------------------------------- Director
Edward H. Budd
*
- ---------------------------------- Director
Joseph A. Califano, Jr.
*
- ---------------------------------- Director
Douglas D. Danforth
*
- ---------------------------------- Director
Robert F. Daniell
/s/ James Dimon
- ---------------------------------- Director
James Dimon
*
- ---------------------------------- Director
Leslie B. Disharoon
*
- ---------------------------------- Director
Gerald R. Ford
*
- ---------------------------------- Director
Ann D. Jordan
*
- ---------------------------------- Director
Robert I. Lipp
*
- ---------------------------------- Director
Dudley C. Mecum
<PAGE>
Signature Title
--------- -----
*
- ---------------------------------- Director
Andrall E. Pearson
*
- ---------------------------------- Director
Frank J. Tasco
*
- ---------------------------------- Director
Linda J. Wachner
*
- ---------------------------------- Director
Joseph R. Wright, Jr.
*
- ---------------------------------- Director
Arthur Zankel
*By: /s/ James Dimon
-----------------------------
James Dimon
Attorney-in-fact
<PAGE>
SIGNATURES
The Plan. Pursuant to the requirements of the Securities Act of 1933, as
amended, the Plan has duly caused this post-effective amendment to this
registration statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the City of New York, State of New York, this 22nd day of
April, 1997.
TRAVELERS GROUP 401(k) SAVINGS PLAN
(Plan)
By: /s/ Richard M. Green
---------------------------------
Richard M. Green
Secretary, Plans Administration Committee,
the Plan Administrator
