UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment { }; Amendment Number: 3
This Amendment (Check only one.): { } is a restatement.
{X} adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Citigroup Inc.
Address: 153 East 53rd Street
New York, New York 10043
Form 13F File Number: 28-2427
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joan Caridi
Title: Assistant Secretary
Phone: (212) 793-7121
Signature, Place, and Date of Signing:
/s/ Joan Caridi New York, New York March 10, 2000
Report Type (Check only one.):
{ X } 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
{ } 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
{ } 13F COMBINATION REPORT. (Check here if a portion of the holdinings
for this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 36
Form 13F Information Table Entry Total: 16,432
Form 13F Information Table Value Total: $174,752,745,126
This form 13F amendment is filed in order to report securities held by
SAMBA Capital Management International Limited.
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1 28-3072 399 Venture Partners, Inc.
2 28-4680 American Odyssey Funds Management, Inc.
3 28-1876 Associated Madison Companies, Inc.
4 - Citibank International PLC
5 - Citibank Investments Limited
6 28-749 Citibank, N.A.
7 - Citibank Overseas Investment Corporation
8 28-1833 Citibank (Switzerland)
9 28-45 Citicorp
10 28-7574 Citicorp Banking Corporation
11 28-1777 Citicorp Trust, N.A. (California)
12 28-7572 Citicorp Trust, N.A. (Florida)
13 28-1090 Citicorp Venture Capital Ltd.
14 - Citigroup Holdings Company
15 28-4682 The Copeland Companies
16 801-8314 SSB Citi Fund Management LLC
(formerly SSBC Fund Management Inc.)
17 28-5154 PFS Services, Inc.
18 28-4684 The Plaza Corporation
19 28-4442 The Robinson-Humphrey Company, LLC
20 28-2568 Salomon Brothers Asset Management Inc.
21 28-7570 Salomon Brothers Europe Limited
22 28-1114 Salomon Brothers Holding Company Inc.
23 28-7568 Salomon Brothers International Limited
24 28-7566 Salomon International LLC
(formerly Salomon International Limited)
25 28-1109 Salomon Smith Barney Holdings Inc.
26 28-541 Salomon Smith Barney Inc.
27 28-3197 SAMBA Capital Management International Limited
28 28-7564 Saudi American Bank
29 28-5476 Smith Barney Corporate Trust Company
30 28-3308 Travelers Asset Management International Corporation
31 28-5774 Travelers Property Casualty Corp.
32 28-4686 The Travelers Indemnity Company
33 28-1299 The Travelers Insurance Company
34 28-4152 The Travelers Insurance Group Inc.
35 28-2551 The Travelers Investment Management Company
36 28-6022 Tribeca Management, LLC
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FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ----------------------------- -------- --------- -------- -------- --- ------ ------- -------------------- -------- -------- -------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
*** KPNQWEST NV CL C EQUITY N50919104 662 10500 SH DEFINED 6,9,14,27,28 10500 0 0
*** KOREA THRUNET CO LTD CL A EQUITY Y49975108 709 10000 SH DEFINED 6,9,14,27,28 10000 0 0
AT&T CORP EQUITY 001957109 438 8200 SH DEFINED 6,9,14,27,28 8200 0 0
ACXIOM CORP EQUITY 005125109 1900 76000 SH DEFINED 6,9,14,27,28 76000 0 0
AMER INTERNATIONAL GROUP INC EQUITY 026874107 20249 194814 SH DEFINED 6,9,14,27,28 194814 0 0
AMERICAN ITALIAN PASTA CO CL EQUITY 027070101 447 15000 SH DEFINED 6,9,14,27,28 15000 0 0
AMGEN INC EQUITY 031162100 17094 271600 SH DEFINED 6,9,14,27,28 271600 0 0
APTARGROUP INC EQUITY 038336103 748 31500 SH DEFINED 6,9,14,27,28 31500 0 0
BERKSHIRE HATHAWAY INC CLASS EQUITY 084670207 14473 8200 SH DEFINED 6,9,14,27,28 8200 0 0
BIOGEN INC MASS EQUITY 090597105 528 6000 SH DEFINED 6,9,14,27,28 6000 0 0
BRISTOL MYERS SQUIBB CO EQUITY 110122108 321 5000 SH DEFINED 6,9,14,27,28 5000 0 0
BROADVISION INC EQUITY 111412102 1819 9600 SH DEFINED 6,9,14,27,28 9600 0 0
CISCO SYS INC EQUITY 17275R102 29534 273300 SH DEFINED 6,9,14,27,28 273300 0 0
CINTAS CORP EQUITY 172908105 8360 160000 SH DEFINED 6,9,14,27,28 160000 0 0
COCA-COLA CO EQUITY 191216100 332 6000 SH DEFINED 6,9,14,27,28 6000 0 0
CONCORD EFS INC EQUITY 206197105 1944 72000 SH DEFINED 6,9,14,27,28 72000 0 0
DEVRY INC (DEL) EQUITY 251893103 10138 538900 SH DEFINED 6,9,14,27,28 538900 0 0
WALT DISNEY HOLDING CO EQUITY 254687106 7469 250000 SH DEFINED 6,9,14,27,28 250000 0 0
DUPONT PHOTOMASKS INC EQUITY 26613X101 9234 194400 SH DEFINED 6,9,14,27,28 194400 0 0
*** EBOOKERS.COM PLC EQUITY 278725106 207 11500 SH DEFINED 6,9,14,27,28 11500 0 0
EDISON SCHOOLS INC CL A EQUITY 281033100 1190 78000 SH DEFINED 6,9,14,27,28 78000 0 0
EXXON MOBIL CORP EQUITY 30231G102 687 8788 SH DEFINED 6,9,14,27,28 8788 0 0
GENENTECH INC EQUITY 368710406 8622 63400 SH DEFINED 6,9,14,27,28 63400 0 0
GENERAL MOTORS CORP CL H NEW EQUITY 370442832 27183 266500 SH DEFINED 6,9,14,27,28 266500 0 0
GILLETTE CO EQUITY 375766102 12458 305248 SH DEFINED 6,9,14,27,28 305248 0 0
HEWLETT PACKARD CO EQUITY 428236103 587 5000 SH DEFINED 6,9,14,27,28 5000 0 0
HOME DEPOT INC EQUITY 437076102 235 3600 SH DEFINED 6,9,14,27,28 3600 0 0
IDG BOOKS WORLDWIDE INC CL A EQUITY 449384106 196 17000 SH DEFINED 6,9,14,27,28 17000 0 0
INTEL CORP EQUITY 458140100 17017 195600 SH DEFINED 6,9,14,27,28 195600 0 0
INTERNET CAPITAL GROUP INC EQUITY 46059C106 1920 9600 SH DEFINED 6,9,14,27,28 9600 0 0
IRON MOUNTAIN INC DEL EQUITY 46284P104 7443 208550 SH DEFINED 6,9,14,27,28 208550 0 0
JOHNSON & JOHNSON EQUITY 478160104 22121 239950 SH DEFINED 6,9,14,27,28 239950 0 0
ESTEE LAUDER COS INC CL A EQUITY 518439104 19900 401500 SH DEFINED 6,9,14,27,28 401500 0 0
ELI LILLY & CO EQUITY 532457108 295 4500 SH DEFINED 6,9,14,27,28 4500 0 0
LUCENT TECHNOLOGIES INC EQUITY 549463107 49150 636250 SH DEFINED 6,9,14,27,28 636250 0 0
MCI WORLDCOM INC EQUITY 55268B106 239 4600 SH DEFINED 6,9,14,27,28 4600 0 0
MARSH & MCLENNAN COS INC EQUITY 571748102 9456 100000 SH DEFINED 6,9,14,27,28 100000 0 0
MATTEL INC DE EQUITY 577081102 3266 250000 SH DEFINED 6,9,14,27,28 250000 0 0
MEDTRONIC INC EQUITY 585055106 20465 593200 SH DEFINED 6,9,14,27,28 593200 0 0
MELLON FINL CORP EQUITY 58551A108 515 16000 SH DEFINED 6,9,14,27,28 16000 0 0
MERCK & CO INC EQUITY 589331107 406 6000 SH DEFINED 6,9,14,27,28 6000 0 0
MERRILL LYNCH & CO INC EQUITY 590188108 10578 131200 SH DEFINED 6,9,14,27,28 131200 0 0
MICROSOFT CORP EQUITY 594918104 28220 242100 SH DEFINED 6,9,14,27,28 242100 0 0
MOLEX INC CL A EQUITY 608554200 3506 82125 SH DEFINED 6,9,14,27,28 82125 0 0
MONSANTO CO EQUITY 611662107 7947 226250 SH DEFINED 6,9,14,27,28 226250 0 0
NET BANK INC EQUITY 640933107 977 51100 SH DEFINED 6,9,14,27,28 51100 0 0
NETRATINGS INC EQUITY 64116M108 356 7500 SH DEFINED 6,9,14,27,28 7500 0 0
NORTHERN TRUST CORP EQUITY 665859104 2713 53750 SH DEFINED 6,9,14,27,28 53750 0 0
ORACLE CORP EQUITY 68389X105 32650 276400 SH DEFINED 6,9,14,27,28 276400 0 0
PAC-WEST TELECOM INC EQUITY 69371Y101 233 9400 SH DEFINED 6,9,14,27,28 9400 0 0
PAYCHEX INC EQUITY 704326107 18992 474812 SH DEFINED 6,9,14,27,28 474812 0 0
PFIZER INC EQUITY 717081103 309 9700 SH DEFINED 6,9,14,27,28 9700 0 0
PROCTER & GAMBLE CO EQUITY 742718109 322 3000 SH DEFINED 6,9,14,27,28 3000 0 0
ROBERT HALF INTERNATIONAL INC EQUITY 770323103 1991 71250 SH DEFINED 6,9,14,27,28 71250 0 0
SBC COMMUNICATIONS INC EQUITY 78387G103 358 7579 SH DEFINED 6,9,14,27,28 7579 0 0
SAFEGUARD SCIENTIFICS INC EQUITY 786449108 18413 97100 SH DEFINED 6,9,14,27,28 97100 0 0
SHARED TECHNOLOGIES CELLULAR EQUITY 819487109 297 36000 SH DEFINED 6,9,14,27,28 36000 0 0
SHERWIN WILLIAMS CO EQUITY 824348106 8635 429050 SH DEFINED 6,9,14,27,28 429050 0 0
STATE STREET CORP EQUITY 857477103 6975 100000 SH DEFINED 6,9,14,27,28 100000 0 0
SUN MICROSYSTEMS INC EQUITY 866810104 918 12000 SH DEFINED 6,9,14,27,28 12000 0 0
TOOTSIE ROLL INDUSTRIES INC EQUITY 890516107 10195 317346 SH DEFINED 6,9,14,27,28 317346 0 0
*** TYCO INTERNATIONAL LTD EQUITY 902124106 336 9000 SH DEFINED 6,9,14,27,28 9000 0 0
UNITED PARCEL SERVICE CL B EQUITY 911312106 6706 100000 SH DEFINED 6,9,14,27,28 100000 0 0
VERISIGN INC EQUITY 92343E102 380 2000 SH DEFINED 6,9,14,27,28 2000 0 0
WAL-MART STORES INC EQUITY 931142103 23135 345950 SH DEFINED 6,9,14,27,28 345950 0 0
WALGREEN CO NEW EQUITY 931422109 21322 746500 SH DEFINED 6,9,14,27,28 746500 0 0
WESLEY JESSEN VISIONCARE INC EQUITY 951018100 941 25000 SH DEFINED 6,9,14,27,28 25000 0 0
WHITTMAN HART INC EQUITY 966834103 4593 85000 SH DEFINED 6,9,14,27,28 85000 0 0
WIND RIVER SYSTEMS INC EQUITY 973149107 18400 510225 SH DEFINED 6,9,14,27,28 510225 0 0
WINDMERE DURABLE HOLDINGS INC EQUITY 973411101 565 34000 SH DEFINED 6,9,14,27,28 34000 0 0
WM WRIGLEY JR CO EQUITY 982526105 12555 155600 SH DEFINED 6,9,14,27,28 155600 0 0
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