10-QA amended to add Exhibit 27. It was not received with original 10-Q filing.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-QSB
X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the quarterly period ended June 30, 1996
OR
TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from to
Commission File No. 0-6729
FIRST MONTAUK FINANCIAL CORP.(Exact
name of registrant as specified in its charter)
New Jersey
22-1737915
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification Number)
Parkway 109 Office Center, 328 Newman Springs Rd., Red Bank, NJ 07701
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (908) 842-4700
Former name, former address and former fiscal year, if changed
since last report.
Indicate by check mark whether the Registrant (l) has filed
all reports required to be filed by Section 13 or 15(d) of the Securities
Exchange Act of 1934 during the preceding 12 months (or for such shorter period
that the registrant was required to file such reports), and (2) has been subject
to such filing requirements for the past 90 days.
Yes X No
8,000,979 Common Shares, no par value were outstanding as of August 8, 1996.
Page 1 of 14
<PAGE>
13
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
FIRST MONTAUK FINANCIAL CORP.
(Registrant)
Dated: August 7, 1996
By /s/ William J. Kurinsky
William J. Kurinsky
Secretary/Treasurer
Chief Financial Officer and
Principal Accounting Officer
By /s/ Herbert Kurinsky
Herbert Kurinsky
President
<TABLE> <S> <C>
<ARTICLE> BD
<LEGEND>
(Replace this text with the legend)
</LEGEND>
<CIK> 0000083125
<NAME> FIRST MONTAUK FINANCIAL CORP.
<MULTIPLIER> 1
<S> <C>
<PERIOD-TYPE> 3-MOS
<FISCAL-YEAR-END> DEC-31-1996
<PERIOD-START> APR-01-1996
<PERIOD-END> JUN-30-1996
<CASH> 991
<RECEIVABLES> 2,241
<SECURITIES-RESALE> 0
<SECURITIES-BORROWED> 0
<INSTRUMENTS-OWNED> 5,361
<PP&E> 1,020
<TOTAL-ASSETS> 10,349
<SHORT-TERM> 0
<PAYABLES> 3,312
<REPOS-SOLD> 0
<SECURITIES-LOANED> 0
<INSTRUMENTS-SOLD> 1,390
<LONG-TERM> 199
<COMMON> 3,202
0
0
<OTHER-SE> 1,321
<TOTAL-LIABILITY-AND-EQUITY> 10,349
<TRADING-REVENUE> 3,237
<INTEREST-DIVIDENDS> 260
<COMMISSIONS> 7,742
<INVESTMENT-BANKING-REVENUES> 240
<FEE-REVENUE> 0
<INTEREST-EXPENSE> 23
<COMPENSATION> 8,115
<INCOME-PRETAX> 1,037
<INCOME-PRE-EXTRAORDINARY> 598
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 598
<EPS-PRIMARY> .07
<EPS-DILUTED> .07
</TABLE>
