UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)
CONCORDE CAREER COLLEGES, INC.
(Name of Issuer)
Common Stock, $.10 Par Value
(Title of Class of Securities)
20651H 10 2
(CUSIP Number)
Copy to:
Gregg Gimlin Paul P. Holewinski, Esq.
Concorde Career Colleges, Inc. Bryan Cave LLP
1100 Main Street, Suite 416 1200 Main Street, Suite 3500
Kansas City, Missouri 64105 Kansas City, Missouri 64105
(Name, address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 25, 1997
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
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SCHEDULE 13D
CUSIP No. 20651H 10 2 Page 2 of 4 Pages
1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENFICICATION NO. OF ABOVE PERSON
Jack L. Brozman SS# ###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. SOURCE OF FUNDS*
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(e) [ ]
6. CITIZENSHIP OR PLACE OR ORGANIZATION
United States of America
7. SOLE VOTING POWER
3,337,048
8. SHARED VOTING POWER
-0-
9. SOLE DISPOSITIVE POWER
3,337,048
10. SHARED DISPOSITIVE POWER
-0-
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,337,048
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
N/A
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
43.64%
14. TYPE OF REPORTING PERSON*
IN
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CUSIP No. 20651H 10 2 Page 3 of 4 Pages
This Amendment No. 3 to Schedule 13D is being filed on behalf of Jack L.
Brozman to reflect the purchase and sale of shares of common stock. Reference is
made to the initial Statement on Schedule 13D originally filed on September 8,
1992 and subsequently amended by Amendments 1 and 2 of even date.
Item 1. Security and Issuer
The class of equity securities to which this Schedule relates is the common
stock, $0.10 par value per share (the "Common Stock") of Concorde Career
Colleges, Inc., a Delaware corporation (the "Issuer"). The principal executive
offices of the Issuer are located at 1100 Main Street, Suite 416, Kansas City,
Missouri 64105.
Item 2. Identity and Background
(a) Jack L. Brozman
(b) Suite 416, City Center Square, 1100 Main Street, Kansas City, Missouri
64105
(c) An officer of Concorde Career Colleges, Inc.
(d) Mr. Brozman has not been convicted in a criminal proceeding during the
past five years.
(e) Mr. Brozman has not been a party to any civil proceeding of a judicial
or administrative body of competent jurisdiction where he would be
subject to a judgment, decree or final order enjoining future
violations of Federal or State securities laws during the past five
years.
(f) United States of America
Item 3. Source and Amount of Funds or Other Considerations
Not Applicable
Item 4. Purpose of Transaction
Jack L. Brozman continues to hold the Common Stock for investment purposes
and has no present plans or intentions which relate to or would result in any of
the events described in paragraphs (a) through (j) of Item 4 of the instructions
to Schedule 13D.
<PAGE>
CUSIP No. 20651H 10 2 Page 4 of 4 Pages
Item 5. Interest in Securities of the Issuer
Items 7, 8, 9, 10, 11 and 13 of the inside cover page of this Schedule 13D
are hereby incorporated by reference in response to this Item 5.
On February 3, 1994, Mr. Brozman was granted an option to purchase 750,000
shares of the Common Stock at an exercise price of $0.154 (15.4 cents). As of
the date hereof, 600,000 of these option shares are vested and are currently
exerciseable and 150,000 of these option shares have lapsed. On February 25,
1997, the Robert F. Brozman Trust (the "Trust"), for which Jack L. Brozman is
trustee, sold 500,000 shares of the Common Stock to an outside investor. As a
result, Jack L. Brozman is deemed to beneficially own 2,485,324 shares of the
Common Stock by virtue of his position as trustee. Also on February 25, 1997,
Jack L. Brozman was granted an option to purchase 400,000 shares of the Common
Stock at an exercise price of $1.09, of which 80,000 shares are currently
exercisable. After giving effect to the above transactions, Jack L. Brozman is
deemed to currently beneficially owns 3,337,048 shares of Common Stock
consisting of 171,000 shares held directly, 2,485,324 shares held as trustee of
the Trust and 680,000 shares currently exerciseable pursuant to options.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to
Securities of the Issuer
Not Applicable.
Item 7. Material to be Filed as Exhibits
None
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated as of April 7, 1997.
/s/ Jack L. Brozman
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Jack L. Brozman
