FORM 12b-25
NOTIFICATION OF LATE FILING
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 12b-25 COMMISSION FILE NO.
33-21537-D
NOTIFICATION OF LATE FILING CUSIP NUMBER
(Check One) 238326 10 2
[ ] Form 10-K, [ ] Form 11-K, [ ] Form 20-F, [x] Form 10-Q
For Period Ended: September 30, 1999
Read Attached Instruction Sheet Before Preparing Form. Please Print or
Type.
Nothing in this Form shall be construed to imply that the Commission has
verified any information contained herein.
___________________________________________________________
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
________________________________________________________________
Part I - Registrant Information ________________________________________
Full Name of Registrant: Dauphin Technology, Inc.
Former Name of Applicant:
Address of Principal Executive Office
(Street and Number): 800 E. Northwest Highway, Suite 950
City, State and Zip Code: Palatine, Illinois 60067
Part II - Rules 12b-25 (b) and (c) _____________________________________
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate)
(a) The reasons described in reasonable detail in Part III of this
form could not be eliminated without unreasonable effort or
expense:
(b) The subject annual report, semi-annual report, transition report
on Form 10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof
will be filed on or before the fifteenth calendar day following
the prescribed due date; or the subject quarterly report or
transition report on Form 10-Q, or portion thereof will be filed
on or before the fifth calendar day following the prescribed due
date; and
(c) The accountant's statement or other exhibit required by Rule
12b-25(c) has been attached if applicable.
Part III - Narrative___________________________________________________
State below in reasonable detail the reasons why forms 10-K, 20-F, 11-K,
10-Q, N-SAR, or the transition report or portion thereof could not be filed
within the prescribed time period.
The failure to timely file Form 10-Q cannot be eliminated without
unreasonable effort or expense because the Registrant has not been able to
keep and/or hire a sufficient number of experienced accounting personnel due
to its financial condition.
Part IV - Other Information ______________________________________________
(1) Name and telephone number of person to contact in regard to this
notification.
Mr. Peter Evangelou 847 358-4406
(NAME) (AREA CODE) (TELEPHONE NUMBER)
___________________________________________________________________________
(2) Have all other periodic reports required under Section 13 or 15(d)
of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period
that the registrant was required to file such report(s) been filed? If the
answer is no, identify report(s).
[x] Yes [ ]No
__________________________________________________________________________
(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof? [x ] Yes [] No
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
The electronic contract manufacturing portion of the business of R.M.Schultz
& Associates has been discontinued, as the Registrant has decided to
concentrate on its core business, handheld computers. The net loss for the
third quarter will be $2.5 million as a result of the discontinuation of
those operations.
__________________________________________________________________________
Dauphin Technology, Inc.
(NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
/s/ Andrew Kandalepas
Chairman/CEO
