UNITED STATES
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
SCHEDULE 13D
(Amendment No.4)
Under the Securities Exchange Act of 1934
EXCAL ENTERPRISES, INC.
(Name of Issuer)
Common Stock, par value $.004 per share
(Title of Class of Securities)
300902103
(CUSIP Number)
Steven C. Koegler, Esq.
Walker & Koegler, P.A.
10151 Deerwood Park Blvd.,
Building 100, Suite 200
Jacksonville, Florida 32256
(904) 998-9800
(Name, Address and Telephone Number of Person
Authorized to
Receive Notices and Communications)
June 3, 1996
(Date of Event which Requires Filing of this
Statement)
<PAGE>
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box. [ ]
Check the following box if a fee is being paid with the statement. [ ]
(A fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five percent
or less of such class.) (See Rule 13d-7).
Note: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are
to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section
of the Act but shall be subject to all other provisions of the Act (however,
see the Notes).
<PAGE>
EXCAL ENTERPRISES, INC.
Schedule 13D Amendment No. 4
The Reporting Persons hereby amend their statement on Schedule 13D relating
to the common stock, par value $.004 per share, of Excal Enterprises, Inc.
(the "Issuer"), as set forth herein.
Unless otherwise indicated, capitalized terms contained herein shall have
the meaning ascribed to them in the Reporting Persons' prior statements on
Schedule 13D.
Item 2. Identity and Background
Item 2 is hereby amended to add the following:
Set forth below is information concerning the state of organization,
principal business, business address and principal office address of SEAF,
Ltd., MCM Partners and Apollo Capital Corp., which are now Reporting
Persons in addition to the Reporting Persons previously identified on the
initial filing on Schedule 13D. The information marked by "*" below was
inadvertently omitted from the Reporting Persons' second amendment
to Schedule 13D.
1. MCM Partners
*a California general partnership
*134 North Street
*Healdsburg, California 95448
*Investments
2. SEAF Ltd., a California limited partnership
*10506 Ilona Avenue, Suite 1410
*Los Angeles, California 90064
*Investments
3. Apollo Capital Corp, a Delaware corporation
*150 Second Avenue, Suite 860
*St. Petersburg, Florida 33701
*Holding company
All of the Reporting Persons may be deemed to be a "group" within the
meaning of Rule 13d-5 promulgated under the Act.
No Reporting Person has, during the past five years, (a) been convicted in
a criminal proceeding (excluding traffic violations or similar misdemeanors),
or (b) been a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and as a result of such proceeding was or is
subject to a judgment, decree or final order enjoining future violations of,
or prohibiting or mandating activities subject to, federal or state
securities laws or a finding of any violation with respect to such laws.
After reasonable inquiry to the best of the knowledge and belief of
each of the undersigned, each of the undersigned
certifies that the information set forth in this statement on Schedule 13D
concerning the common stock, par value $.004 per share, of Excal
Enterprises, Inc., a Delaware corporation, is true, complete and correct.
Date: 7/16/96 Signature: /s/ David J. Smith
David J. Smith
Date: 7/16/96 Signature: /s/ Jonathan E. Humphreys
Jonathan E. Humphreys
Date: 7/16/96 Signature: /s/ Kyle K. Krueger
Kyle K. Krueger
Date: 7/16/96 Signature: /s/ J. Steven Emerson
J. Steven Emerson
Date: 7/16/96 Apollo Capital Management Group, L.P.
a Delaware limited partnership
By: Apollo Capital Corp.
a Delaware corporation
its General Partner
By: /s/ Kyle K. Krueger
Kyle K. Krueger
Date: 7/16/96 Apollo Capital Corp
a Delaware corporation
By: /s/ Kyle K. Krueger
Kyle K. Krueger
Date: 7/16/96 SEAF, Ltd.
a California limited partnership
By: /s/ J. Steven Emerson
J. Steven Emerson
Its General Partner
Dated: 7/16/96 MCM Partners
By: /s/ Jonathan E. Humphreys
Jonathan E. Humphreys
Its General Partner
4503\amend4.13d
