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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
(Amendment No. 1)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED DECEMBER 31, 1995
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
COMMISSION FILE NUMBER 1-9993
ASHLAND COAL, INC.
(Exact name of registrant as specified in its charter)
Delaware 61-0880012
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
2205 Fifth Street Road, Huntington, West Virginia 25701
(Address of principal executive offices) (Zip Code)
P. O. Box 6300, Huntington, West Virginia 25771
(Mailing Address) (Zip Code)
Registrant's telephone number, including area code: (304) 526-3333
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By filing this amendment ("Amendment No. 1"), the undersigned registrant
hereby amends its Annual Report on Form 10-K for the year ended December 31,
1995 ("1995 10-K") to correct certain cross references to page numbers where
incorporated information appears in the registrant's definitive Proxy Statement
for its 1996 Annual Meeting. In accordance with Rule 12b-15 of the Securities
Exchange Act of 1934, as amended, Items 11 and 13 of the 1995 10-K are hereby
amended and restated in their entirety as follows:
ITEM 11. Executive Compensation
There is hereby incorporated by reference into this Annual Report on Form
10-K the information appearing under the "Summary Compensation Table", the
"Option Grants in Last Fiscal Year" table, the "Aggregated Option Exercises in
Last Fiscal Year and FY-End Option Values" table, the "Long-Term Incentive Plans
Awards in Last Fiscal Year" table, the Pension Plan section (including the
Pension Plan Table), the Employment Contracts and Termination of Employment and
Change in Control Arrangements section, the Compensation of Directors section,
and the Compensation Committee Interlocks and Insider Participation section
appearing on Pages 15 to 20 in the Company's 1996 Proxy Statement. No portion of
the Personnel and Compensation Committee and Key Employee Stock Administration
Committee Report on Executive Compensation for 1995 or the "Comparison of
Cumulative Total Return" table is incorporated herein in reliance on Regulation
S-K, Item 402(a)(8).
ITEM 13. Certain Relationships and Related Transactions
There is hereby incorporated by reference into this Annual Report on Form
10-K the information appearing under the subcaptions "Restated Shareholders
Agreement" and "Registration Rights Agreement" on Pages 8 to 9 of the Company's
1996 Proxy Statement and the information appearing under the caption "Certain
Relationships and Related Transactions" beginning on Page 20 of the Company's
1996 Proxy Statement.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this amended report to be
signed on its behalf by the undersigned, thereunto duly authorized.
ASHLAND COAL, INC.
(Registrant)
By: /s/ ROY F. LAYMAN
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Roy F. Layman
Administrative Vice President-Law
and Human Resources, and Secretary
Date: March 25, 1996
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