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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 10 )*
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GRIFFIN GAMING & ENTERTAINMENT, INC.
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(Name of Issuer)
Common Stock $.01 par value per share
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(Title of Class of Securities)
761185 40 4
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(CUSIP Number)
Merv Griffin, c/o The Griffin Group, Inc., 780 Third Avenue,
Suite 1801, NY, NY 10017 (212) 753-1503
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
December 16, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
SEC 1746 (12-91)
<PAGE> 2
SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 2 of 7 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mervyn E. Griffin
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a /x/
(b / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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7 SOLE VOTING POWER
NUMBER OF -0-
SHARES --------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH -0-
REPORTING --------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 3
SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 3 of 7 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Thomas E. Gallagher
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a /x/
(b / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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7 SOLE VOTING POWER
-0-
--------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF
SHARES -0-
BENEFICIALLY
OWNED BY --------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON -0-
WITH
--------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
/ /
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 4
SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 4 of 7 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lawrence Cohen
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a /x/
/ /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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7 SOLE VOTING POWER
-0-
--------------------------------------------------------
8 SHARED VOTING POWER
NUMBER OF -0-
SHARES
BENEFICIALLY --------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
EACH
REPORTING -0-
PERSON --------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
-0-
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 2 of 7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE> 5
SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 5 of 7 Pages
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This Amendment Number 10 to Schedule 13D is filed by Mervyn E. Griffin, Thomas
E. Gallagher, and Lawrence Cohen relating to the shares of common stock, $0.01
par value per share ("Shares"), of Griffin Gaming & Entertainment, Inc. (the
"Company"), formerly known as Resorts International, Inc., held by Griffin,
Gallagher and Cohen (the "Reporting Persons"). Except as otherwise noted
below, all Items of Schedule 13D are identical to the responses provided in
Amendment Number 9 to Schedule 13D, filed on January 10, 1995.
This Amendment No. 10 is filed to report that on December 16, 1996, the
Reporting Persons disposed of all of their shares in the Company in exchange
for ordinary shares of Sun International Hotels Limited ("Sun International"),
pursuant to the terms of an Agreement and Plan of Merger dated as of August 19,
1996 among Sun International, Sun Merger Corp. and the Company (the "Merger").
In addition to disposing of all of their stock in the Company, the Reporting
Persons have also ceased to act as a group with respect to this investment and
will not act as a group with respect to their holdings of Sun International.
ITEM 1. SECURITY AND ISSUER
No amendment.
ITEM 2. IDENTITY AND BACKGROUND
No amendment.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
No amendment.
ITEM 4. PURPOSE OF TRANSACTION
On December 16, 1996, pursuant to the terms of the Merger, all of the Shares
beneficially owned by the Reporting Persons were converted into ordinary shares
of Sun International.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As of December 16, 1996, the effective date of the Merger, the
Reporting Persons have no beneficial ownership of any of the Company's
equity securities.
(b) Not Applicable.
(c) On December 13, 1996, Mr. Gallagher transferred 15,000 Shares to a
charitable foundation.
(d) Not Applicable.
(e) As of December 16, 1996, the Reporting Persons ceased to be, either
individually or as a group, the beneficial owners of more than five
percent of the Shares of the Company.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
In Amendment No. 9 to this Schedule 13D, the Reporting Persons reported that
they may be deemed to be members of a "group" for purposes of Exchange Act Rule
13d-5 because Messrs. Gallagher and Cohen are executive officers of The Griffin
Group, Inc. and of Atlantic Resorts Holdings, the outstanding shares of which
companies are owned by a Trust for which Mr. Griffin acts as Trustee, with
investment and voting control over the shares held by the Trust. In addition,
the Reporting Persons reported that Mr. Griffin possessed a right of
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SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 6 of 7 Pages
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first refusal upon any disposition of Shares by Mr. David P. Hanlon, former
President and Chief Executive of Resorts International, Inc., who possessed
option rights previously granted him as part of a stock option plan.
As a result of the Merger on December 16, 1996, any such group status has
terminated. The Reporting Persons do not intend to engage in any activity that
could result in their being deemed to operate as a "group" with respect to
shares of the Company or shares of Sun International received in the Merger.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Not applicable.
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SCHEDULE 13D
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CUSIP No. 761185 40 4 Page 7 of 7 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
January 2, 1997
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(Date)
/s/ Mervyn E. Griffin
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(Signature)
January 2, 1997
----------------------------
(Date)
/s/ Thomas E. Gallagher
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(Signature)
January 2, 1997
----------------------------
(Date)
/s/ Lawrence Cohen
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(Signature)
