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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A - AMENDMENT NO. 1
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended June 30, 1996
OR
[ ] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to __________
Commission File number 0-17515
COLLECTIVE BANCORP, INC.
(Exact name of registrant as specified in its charter)
Delaware 22-2942769
(State or other jurisdiction of (IRS Employer
incorporation or organization) Identification No.)
716 West White Horse Pike
Cologne , New Jersey 08213
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (609) 625-1110
Securities Registered Pursuant to Section 12(b) of the Act: None
Securities Registered Pursuant to Section 12(g) of the Act: Common stock,
par value $.01 per share
Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K/A or any amendment to
this Form 10-K/A. [X]
The aggregate market value of the voting stock held by non-affiliates of
the registrant was $536,059,755 as of August 31, 1996.
The number of shares outstanding of common stock, par value $.01 per share,
was 20,421,324 shares as of August 31, 1996.
DOCUMENTS INCORPORATED BY REFERENCE
Proxy Statement dated September 18, 1996 - Parts I, III and IV
1996 Annual Report to Stockholders for the fiscal year ended June 30, 1996
- - Parts I, II and IV
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Page 39 of the Form 10-K of Collective Bancorp, Inc. for the fiscal year ended
June 30, 1996 is hereby amended to indicate that Exhibit (3)(ii) is incorporated
by reference to the Form 10-K for the year ended June 30, 1995.
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Part IV
Item 14. Exhibits, Financial Statement Schedules, and Reports on Form 8-K
(a)1. Financial Statements
The following information is included in Collective's 1996 Annual Report
to stockholders, portions of which are incorporated herein by reference:
Statements of Consolidated Financial Condition at June 30, 1996
and 1995
Statements of Consolidated Operations for the years ended June
30, 1996, 1995, and 1994
Statements of Consolidated Stockholders' Equity for the years
ended June 30, 1996, 1995, and 1994
Statements of Consolidated Cash Flows for the years ended June
30, 1996, 1995, and 1994
Notes to Consolidated Financial Statements
Independent Auditors' Report
2. Financial Statement Schedules
Schedule II - Valuation and Qualifying Accounts for the years
ended June 30, 1996, 1995, and 1994
All other financial statement schedules are omitted because of
the absence of the conditions under which they are required or because
the required information is set forth in the consolidated financial
statements or notes thereto.
3. Exhibits
(2) Agreement and Plan of Merger by and between Collective
Bancorp, Inc., CBAC Corp. and Continental Bancorporation
dated as of the 21st day of May 1996, which is incorporated
herein by reference to Exhibit 7.2 of Schedule 13D as filed
with the Securities and Exchange Commission on June 12,
1996.
(3) (i) Certificate of incorporation, as amended through October 25,
1993 -
(ii) By-Laws, as amended January 20, 1995 - See Exhibit (3)(ii)
to Annual Report on Form 10-K for the year ended June 30,
1995, which is incorporated herein by reference.
(10) Material Contracts
(iii)(A)(1) Executive Compensation Program, incorporated by reference to
Exhibit 10.1 to the Form S-4 as filed with the Securities
and Exchange Commission on June 22, 1988.
(iii)(A)(2) Employment agreement, Thomas H. Hamilton, dated December
20, 1993, incorporated by reference to the above-referenced
Form 10-K for the year ended June 30, 1994.
(iii)(A)(3) Employment agreement, Thomas H. Hamilton, dated December
20, 1993, incorporated by reference to the above-referenced
Form 10-K for the year ended June 30, 1994.
39
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
COLLECTIVE BANCORP, INC.
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BERNARD H. BERKMAN
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Bernard H. Berkman October 7, 1996
Executive Vice President & Chief Accounting Officer
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