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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 11-K
(Mark One)
[X] ANNUAL REPORT PURSUANT TO SECTION 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED DECEMBER 30, 1999
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM ________ TO ________
COMMISSION FILE NUMBER: 1-6388
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A. Full title of the plans and the address of the plans,
if different from that of the issuer named below:
R. J. REYNOLDS CAPITAL INVESTMENT PLAN
SAVINGS AND INVESTMENT PLAN FOR EMPLOYEES OF
R. J. REYNOLDS TOBACCO COMPANY IN PUERTO RICO
B. Name of issuer of the securities held pursuant to the plans
and the address of its principal executive office:
R.J. REYNOLDS TOBACCO HOLDINGS, INC.
401 NORTH MAIN STREET
WINSTON-SALEM, NC 27102-2866
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REQUIRED INFORMATION
1. Not applicable.
2. Not applicable.
3. Not applicable.
4. The R. J. Reynolds Capital Investment Plan, referred to as the Capital
Investment Plan, and the Savings and Investment Plan for Employees of R. J.
Reynolds Tobacco Company in Puerto Rico, referred to as the Savings and
Investment Plan, are subject to the requirements of the Employee Retirement
Income Security Act of 1974, referred to as ERISA. A copy of the most
recent audited financial statements and schedules of the Capital Investment
Plan and the Savings and Investment Plan, prepared in accordance with the
financial reporting requirements of ERISA, are attached as Exhibit 99.1 and
Exhibit 99.2, respectively, to this report.
Exhibits:
23.1 Consent of Deloitte & Touche LLP.
99.1 Audited financial statements and schedules of the Capital Investment
Plan for the year ended December 30, 1999.
99.2 Audited financial statements and schedules of the Savings and
Investment Plan for the year ended December 30, 1999.
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
trustees (or other persons who administer the employee benefit plans) have duly
caused this annual report to be signed on its behalf by the undersigned hereunto
duly authorized.
R. J. Reynolds Capital Investment Plan
Savings and Investment Plan for Employees of
R. J. Reynolds Tobacco Company in Puerto Rico
Date: June 28, 2000 /s/ McDara P. Folan, III
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McDara P. Folan, III
Secretary, RJR Employee Benefits Committee
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EXHIBIT INDEX
Exhibits
23.1 Consent of Deloitte & Touche LLP.
99.1 Audited financial statements and schedules of the Capital Investment
Plan for the year ended December 30, 1999.
99.2 Audited financial statements and schedules of the Savings and
Investment Plan for the year ended December 30, 1999.
