INFORMATION TABLE FOR FORM 3. Modify information here; it will be
automatically updated in Form 3. IT IS NOT NECESSARY TO PRINT THIS
PAGE. DO NOT DELETE THIS PAGE.
Last Name of Reporting Person Parker
First Name of Reporting Person Robert
Middle Name of Reporting Person P.
Street Address of Reporting Person 2 Embaracadero Center, Suite
200
City of Reporting Person San Francisco
State of Reporting Person California
Zip Code of Reporting Person 94111
Date of Event Requiring Statement 6/4/98
IRS or SS # of Reporting Person
Issuer Name Ticker/Trading Symbol The R.O.C. Taiwan Fund (ROC)
If Amendment, date of Original (otherwise blank)
Information for Signed Pursuant
Filed by one reporting person
Filed by more than one reporting person
Relationship of Reporting Person to Issuer: (Place an X where appropriate:
leave others blank.)
Director X
10% Owner
Officer (* indicate below)
Other (* indicate below)
* Specify:
<PAGE>
<TABLE>
<CAPTION>
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility
Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940
<S> <C>
- -------------------------------- OMB APPROVAL
FORM 3 OMB Number: 3235-0104
- -------------------------------- Expires: September 30, 1998
Estimated average burden
hours per response .... 0.5
</TABLE>
1. Name and Address of Reporting Person *
Parker Robert P.
(Last) (First) (Middle)
2 Embarcadero Center, Suite 200
(Street)
San Francisco California 94111
(City) (State) (Zip)
2. Date of Event Requiring Statement ( Month / Day / Year )
6/4/98
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Issuer Name and Ticker or Trading Symbol
The R.O.C. Taiwan Fund (ROC)
5. Relationship of Reporting Person to Issuer (Check all applicable)
X Director 10% Owner
----- -----
Officer (give title Other
----- below) ----- (specify
below)
----------------------------------------
6. If Amendment, Date or Original (Month/Year)
7. Individual or Join/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
-----
Form filed by More than One Reporting Person
-----
<TABLE>
<CAPTION>
TABLE I -- NON-DERIVATIVE SECURITIES BENEFICIALLY OWNED
1. Title of security 2. Amount of Securities 3. Ownership 4. Nature of Indirect
(Inst.4) Beneficially Owned Form: Direct (D) Beneficial Ownership
(Instr. 4) or Indirect (I) (Instr. 5)
(Inst. 5)
- ---------------------------------------------- ------------------------------ --------------------------------------------------
<S> <C> <C> <C>
No securities owned.
- ---------------------------------------------- ------------------------------ --------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or
indirectly. (Over)
* If the Form is filed by more than one reporting person, SEE instruction
5(b)(v). SEC 1473(7-97)
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 3 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED (E.G., PUTS,
CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
1. Title of Derivative Security 2. Date Exercisable and 3. Title and Amount of Securities Underlying
(Instr. 4) Expiration Date Derivative Security (Instr. 4)
(Month/Day/Year)
Amount or
Date Expiration Title Number of
Exercisable Date Shares
- --------------------------------------------------- ----------- ----------- ---------------------- -----------------------------
<S> <C> <C> <C> <C>
No securities owned.
- --------------------------------------------------- ----------- ----------- ---------------------- -----------------------------
<CAPTION>
4. Conversion or 5. Ownership 6. Nature of Indirect
Exercise Price of Form of Beneficial Ownership
Derivative Derivative (Instr. 5)
Security Security:
Direct (D) or
Indirect (I)
(Instr. 5)
- ---------------------------- --------------------- ------------------------------------------------
<S> <C> <C>
- ---------------------------- --------------------- ------------------------------------------------
</TABLE>
Explanation of Responses:
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, SEE Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a current
valid OMB Number.
/s/ Robert P. Parker 6/15/98
- ------------------------------- -----------
**Signature of Reporting Person Date
Page 2
SEC 1473 (7-97)
