SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b) (c),
AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No._______)*
Zamba, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
988881108
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(CUSIP Number)
December 31, 1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 12 Pages
Exhibit Index Contained on Page 11
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<TABLE>
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CUSIP NO. 988881108 13 G Page 2 of 12
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Vanguard Associates III, L.P. ("VAIII")
Tax ID Number: 77-0182090
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 1,397,341 shares, except that GMP, the general partner of VAIII, and
BENEFICIALLY Gill, Myers, and Higgerson, the general partners of GMP, may be deemed
OWNED BY EACH REPORTING to have shared voting power with respect to such shares.
PERSON
WITH -------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,397,341 shares, except that GMP, the general partner of VAIII, and
Gill, Myers, and Higgerson, the general partners of GMP, may be deemed
to have shared dispositive power with respect to such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,397,341
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
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12 TYPE OF REPORTING PERSON*
PN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
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<TABLE>
<CAPTION>
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CUSIP NO. 988881108 13 G Page 3 of 12
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Gill Myers Partners ("GMP")
Tax ID Number: 77-0182092
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares.
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
GMP is the general partner of VAIII and may be deemed to have shared
voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
GMP is the general partner of VAIII and may be deemed to have shared
dispositive power with respect to such shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,397,341
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
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12 TYPE OF REPORTING PERSON*
PN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 988881108 13 G Page 4 of 12
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Jack M. Gill ("Gill")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 14,711 shares.
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Gill is a general partner of GMP, the general partner of VAIII and may
be deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
14,711 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Gill is a general partner of GMP, the general partner of VAIII and may
be deemed to have shared dispositive power with respect to such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,412,052
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
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12 TYPE OF REPORTING PERSON*
IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 988881108 13 G Page 5 of 12
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Curtis K. Myers ("Myers")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 1,373 shares.
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Myers is a general partner of GMP, the general partner of VAIII and may
be deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,373 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Myers is a general partner of GMP, the general partner of VAIII and may
be deemed to have shared dispositive power with respect to such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,398,714
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 988881108 13 G Page 6 of 12
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<S> <C> <C>
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Clifford H. Higgerson ("Higgerson")
Tax ID Number:
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 454 shares.
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
WITH
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Higgerson is a general partner of GMP, the general partner of VAIII and
may be deemed to have shared voting power with respect to such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
454 shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,397,341 shares, of which 1,397,341 are shares directly owned by VAIII.
Higgerson is a general partner of GMP, the general partner of VAIII and
may be deemed to have shared dispositive power with respect to such
shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,397,795
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.1%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT
</FN>
</TABLE>
<PAGE>
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CUSIP NO. 988881108 13 G Page 7 of 12
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ITEM 1(a). NAME OF ISSUER:
Zamba, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
7301 Ohms Lane, Suite 200
Minneapolis, MN 55439
ITEM 2(a). NAME OF PERSONS FILING:
This Statement is filed by Vanguard Associates III, L.P.
("VAIII"), Gill Myers Partners ("GMP"), Jack M. Gill ("Gill"), Curtis K. Myers
("Myers") and Clifford H. Higgerson ("Higgerson). The foregoing entities and
individuals are collectively referred to as the "Reporting Persons.
GMP is the general partner of VAIII, and may be deemed to have
shared power to vote and shared power to dispose of shares of the issuer
directly owned by VAIII. Gill, Myers and Higgerson are general partners of GMP,
and may be deemed to have shared power to vote and shared power to dispose of
the shares of issuer directly owned by VAIII.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
The address of the principal business office for each of the
Reporting Persons is:
525 University Ave.
Suite 600
Palo Alto, CA 94301
ITEM 2(c) CITIZENSHIP:
VAIII and GMP are California Limited Partnerships, Gill, Myers
and Higgerson are United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock
ITEM 2(e). CUSIP NUMBER:
CUSIP # 988881108
ITEM 3. Not Applicable
ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1998:
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CUSIP NO. 988881108 13 G Page 8 of 12
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(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting
Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting
Person.
(iii) Sole power to dispose or to direct the
disposition of:
See Row 7 of cover page for each Reporting
Person.
(iv) Shared power to dispose or to direct the
disposition of:
See Row 8 of cover page for each Reporting
Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Under certain circumstances set forth in the limited
partnership agreements of VAIII and GMP, the general and limited
partners of each of such entities may be deemed to have the
right to receive dividends from, or the proceeds from, the sale
of shares of the issuer owned by each such entity of which they
are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
Not applicable.
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CUSIP NO. 988881108 13 G Page 9 of 12
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ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10. CERTIFICATION:
Not applicable
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CUSIP NO. 988881108 13 G Page 10 of 12
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 8, 1999
Vanguard Associates III, L.P. /s/ Curtis K. Myers
------------------------------
Signature
Curtis K. Myers
General Partner
Gill Myers Partners /s/ Curtis K. Myers
-----------------------------
Signature
Curtis K. Myers
General Partner
Jack M. Gill /s/ Jack M. Gill
-----------------------------
Signature
Jack M. Gill
Curtis K. Myers /s/ Curtis K. Myers
-----------------------------
Signature
Curtis K. Myers
Clifford H. Higgerson /s/ Clifford H. Higgerson
------------------------------
Signature
Clifford H. Higgerson
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CUSIP NO. 988881108 13 G Page 11 of 12
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EXHIBIT INDEX
Found on
Sequentially
Exhibit Numbered Page
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Exhibit A: Agreement of Joint Filing 12
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CUSIP NO. 988881108 13 G Page 12 of 12
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EXHIBIT A
Agreement of Joint Filing
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Zamba, Inc. shall be
filed on behalf of each of the undersigned and that this Agreement shall be
filed as an exhibit to such Schedule 13G.
Date: February 8, 1999
Vanguard Associates III, L.P. /s/ Curtis K. Myers
------------------------------
Signature
Curtis K. Myers
General Partner
Gill Myers Partners /s/ Curtis K. Myers
------------------------------
Signature
Curtis K. Myers
General Partner
Jack M. Gill /s/ Jack M. Gill
------------------------------
Signature
Jack M. Gill
Curtis K. Myers /s/ Curtis K. Myers
------------------------------
Signature
Curtis K. Myers
Clifford H. Higgerson /s/ Clifford H. Higgerson
------------------------------
Signature
Clifford H. Higgerson
