SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)*
Mallon Resources Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
561240201
(CUSIP Number)
September 9, 1999
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 (the "Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 5
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CUSIP No. 561240201
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13G
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1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Aquila Energy Capital Corporation
ID No. 43-1825091
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
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(a) [ ]
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(b) [X]
(SEE INSTRUCTIONS)
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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5 SOLE VOTING POWER
420,000
NUMBER OF SHARES
BENEFICIALLY OWNED BY
EACH REPORTING PERSON WITH
---- -----------------------------------------------
6 SHARED VOTING POWER
-0-
---- -----------------------------------------------
7 SOLE DISPOSITIVE POWER
420,000
---- -----------------------------------------------
8 SHARED DISPOSITIVE POWER
-0-
- --------------------------- ---- -----------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
420,000
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
(see instructions)
Not applicable.
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0%
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12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
CO
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Page 2 of 5
<PAGE>
Item 1(a). Name of Issuer:
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Mallon Resources Corporation
Item 1(b). Address of Issuer's Principal Executive Offices:
- ---------- ------------------------------------------------
999 18th Street, Suite 1700
Denver, Colorado 80202
Item 2(a). Name of Person Filing:
- ---------- ----------------------
Aquila Energy Capital Corporation
Item 2(b). Address of Principal Business Office or, if None, Residence:
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909 Fanin, Suite 1850
Two Houston Center
Houston, Texas 77010-1007
Item 2(c). Citizenship:
- ---------- ------------
Delaware
Item 2(d). Title of Class of Securities:
- ---------- -----------------------------
Common Stock, par value $0.01 per share
Item 2(e). CUSIP Number:
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561240201
Item 3. If this statement is filed pursuant to Rule 13d-1(b) or Rule 13d-2(b) or
(c), check whether the person filing is a:
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(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act of 1940.
(e) [ ] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f) [ ] An employee benefit plan or endowment fund in accordance with Rule
13d-1(b)(1)(ii)(F).
Page 3 of 5
<PAGE>
(g) [ ] A parent holding company or control person in accordance with Rule
13d-1(b)(1)(ii)(G).
(h) [ ] A savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act.
(i) [ ] A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940.
(j) [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
If this statement is filed pursuant to Rule 13d-1(c), check this box [X]
Item 4. Ownership:
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(a) Amount Beneficially Owned: 420,000
(b) Percent of Class: 6.0%
(c) Number of Shares as to which such person has:
(i) Sole power to vote or to direct the vote: 420,000
(ii) Shared power to vote or to direct the vote: -0-
(iii)Sole power to dispose or to direct the disposition of:420,000
(iv) Shared power to dispose or to direct the disposition of: -0-
Item 5. Ownership of Five Percent or Less of a Class:
- ------- ---------------------------------------------
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
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Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on By the Parent Holding Company:
-------------------------------------------------------------
Not applicable.
Item 8. Identification and Classification of Members of the Group:
- ------- ----------------------------------------------------------
Not applicable.
Item 9. Notice of Dissolution of Group:
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Not applicable
Item 10. Certification:
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By signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were not acquired and are not held for the purpose
of or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with or as a
participant in any transaction having such purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Aquila Energy Capital Corporation
Date: September 17, 1999 By: /s/ Lee-Ken Choo
Name: Lee-Ken Choo
Title: Vice President
