UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Sparta Foods, Inc.
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(Name of Issuer)
Common Stock, $.01 par value
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(Title of Class of Securities)
846573 30 1
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(CUSIP Number)
Michael J. Kozlak
5049 Green Farms Road
Edina, Minnesota 55436
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
February 2, 1996
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement [ ]. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
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CUSIP No. 846573 30 1 Page 2 of 4 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael J. Kozlak
###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
00
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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NUMBER OF 7 SOLE VOTING POWER
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
100,000
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8 SHARED VOTING POWER
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9 SOLE DISPOSITIVE POWER
203,000 (includes 103,000 shares obtainable
upon exercise of options and warrants)
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10 SHARED DISPOSITIVE POWER
50,000 (such shares are obtainable upon
exercise of warrants)
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
253,000 (includes 153,000 shares obtainable upon exercise of options
and warrants)
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN [ }
SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7%
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14 TYPE OF REPORTING PERSON*
IN
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<PAGE>
Item 1. Security and Issuer.
This statement relates to Common Stock, $.01 par value, of Sparta Foods,
Inc., 2570 Kasota Avenue, St. Paul, Minnesota 55108.
Item 2. Identity and Background.
(a) The person filing this statement is Michael J. Kozlak.
(b) No change.
(c) No change.
(d) No change.
(e) No change.
(f) No change.
Item 3. Source and Amount of Funds or Other Consideration.
On February 2, 1996, Mr. Kozlak, through his IRA, acquired 100,000 Units in
the Issuer's private placement at a price of $.50 per Unit.
Item 4. Purpose of Transaction.
Mr. Kozlak acquired the Units for investment purposes.
Item 5. Interest in Securities of the Issuer.
(a) Mr. Kozlak beneficially owns 253,000 shares of the
Issuer's Common Stock, representing approximately 3.7% of the
Issuer's Common Stock. Of such shares, 3,000 are obtainable upon
exercise of a director stock option (subject to shareholder
approval of such option) and 150,000 shares are obtainable upon
exercise of presently exercisable warrants.
(b) Mr. Kozlak has sole voting and dispositive power over
100,000 shares owned by his IRA, has sole dispositive power over
153,000 shares which are obtainable on exercise of options and
warrants and shares voting and dispositive power with his spouse
over 50,000 shares which are obtainable on exercise of a warrant.
(c) On February 2, 1996, Mr. Kozlak acquired, through his
IRA, 100,000 Units in the Issuer's private placement at a price
of $.50 per Unit. Each Unit consists of one share of Common Stock
and a warrant to purchase one share of Common Stock at $.75 per
share. A promissory note previously issued by the Issuer to Mr.
Kozlak was repaid by the Issuer with proceeds from the private
placement.
<PAGE>
(d) As a result of the issuance of additional shares of
Common Stock by the Issuer in its private placement, on February
2, 1996 Mr. Kozlak ceased to be the beneficial owner of more than
5 percent of the Issuer's Common Stock.
Item 6. Contracts, Arrangements, Understandings or Relationships With
Respect to Securities of the Issuer.
None.
Item 7. Material to be Filed as Exhibits.
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 24, 1996.
/s/ Michael J. Kozlak
Michael J. Kozlak
