SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 19)*
KETEMA, INC.
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
492653100
(CUSIP Number)
David P. Steinmann
Secretary
American Securities Partners GP Corp.
122 East 42nd Street
New York, New York 10168
(212) 476-8000
___________________________
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
September 30, 1994
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition which is the subject of this
Schedule 13D, and is filing this schedule because of Rule 13d-
1(b)(3) or (4), check the following box [ ].
Check the following box if a fee is being paid with the statement
[ ]. (A fee is not required only if the reporting person: (1) has
a previous statement on file reporting beneficial ownership of
more than five percent of the class of securities described in
Item 1; and (2) has filed no amendment subsequent thereto
reporting beneficial ownership of five percent or less of such
class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits,
should be filed with the Commission. See Rule 13d-1(a) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in
a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13D
- ------------------------------------------------------------
CUSIP No. 492653100 Page of Pages
- ------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nina K. Rosenwald
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 56,702
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 345,958
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 56,702
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 345,958
WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
402,660
- ------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.89%
- ------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Elizabeth R. Varet
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT O
5 ITEMS 2(d) OR 2(e)
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 91,890
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 411,006
OWNED BY EACH 9 SOLE DISPOSITIVE POWER
91,890 REPORTING PERSON 10 SHARED
DISPOSITIVE POWER 411,006 WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
502,896
- ------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12 [ ]
- ------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.46%
- ------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- --------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael A. Varet
- -------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
--------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 7,317
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 8,166
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 7,317
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 8,166
WITH
- ----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,483
- -----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.44%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alice R. Sigelman
- ---------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ----------------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 34,357
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 378,483
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 34,357
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 378,483
WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
412,840
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
11.17%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -----------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jesse Sigelman
- -----------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -----------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 4,621
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 4,621
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,621
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.13%
- -----------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- --------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William Rosenwald
- ---------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ---------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ---------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 33,972
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 114,013
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 33,972
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 114,013
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
147,985
- ------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.15%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -----------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William Rosenwald Family Fund
- ---------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- -------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ---------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ----------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Connecticut
- ------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 111,884
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 111,884
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
111,884
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -----------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.15%
-------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- ---------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David P. Steinmann
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -----------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 29,968
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 151,262
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 29,968
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 151,262
WITH
- -------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
181,230
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
12 [ ]
- -------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.03%
- -------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- --------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Catherine Steinmann
- --------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- --------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 1,462
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 4,888
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,462
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 4,888
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,350
- -----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ---------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.18%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gabriel Steinmann
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -----------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -----------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 1,334
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,334
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- -----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,334
- ----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- -----------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Joshua Steinmann
- ----------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ---------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- --------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 1,334
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,334
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- --------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,334
- ------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ---------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jennifer Steinmann
- --------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- -----------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ----------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 7 SOLE VOTING POWER 1,399
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,399
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- -------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,399
- -----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J.J.G. Enterprises, Inc.
- ---------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ---------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- ---------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 2,962
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 2,962
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- -------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,962
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- -------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -----------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J.J.G. Foundation, Inc.
- ---------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ----------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
NUMBER OF 7 SOLE VOTING POWER 1,925
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,925
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,925
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- ---------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
EP
- ---------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- --------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Charles D. Klein
- -------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- -----------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 57,126
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 13,471
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 57,126
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 13,471
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
70,597
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.99%
- -----------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -----------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jane Parsons Klein
- --------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- -------------------------------------------------------------
3 SEC USE ONLY
- ------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- -------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- -------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 3,425
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 661
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 3,425
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 661
WITH
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,086
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.12%
- ------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
The Jane P. and Charles D. Klein Foundation, Inc.
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ----------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 661
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 661
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- -----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
661
- ----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- --------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
EP
- --------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alexander G. Anagnos
- -------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ---------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ---------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ---------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 7 SOLE VOTING POWER 9,593
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 26,682
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 9,593
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 26,682
WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,246
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ---------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.03%
- ----------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Josephine G. Anagnos
- --------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ---------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ----------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 7 SOLE VOTING POWER 16,097
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 16,097
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,097
- ---------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ----------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.46%
- -----------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ----------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven Anagnos
- ---------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 7 SOLE VOTING POWER 3,104
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 3,104
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,104
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -----------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than .1%
- ----------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ----------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Neil B. Goldstein
- -------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- --------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ----------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF 7 SOLE VOTING POWER 10,455
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 10,455
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,455
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.29%
- --------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- ---------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Michael G. Fisch
- ------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ----------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ----------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ---------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 12,836
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 12,836
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- ---------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
12,836
- --------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- -----------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.37%
- ---------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- --------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lewis G. Cole
- ----------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ----------------------------------------------------------
3 SEC USE ONLY
- ----------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- ----------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 1,200
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 309,157
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 1,200
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 309,157
WITH
- -------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
310,357
- ----------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* 12
- --------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
8.56%
- -------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
SCHEDULE 13D
CUSIP No. 492653100 Page of Pages
- -------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Hugh H. Williamson, III
- ------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [ ]
(See ITEM 2) (b) [ ]
- ------------------------------------------------------
3 SEC USE ONLY
- ---------------------------------------------------------
4 SOURCE OF FUNDS*
PF
- -------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO
5 ITEMS 2(d) OR 2(e) [ ]
- ------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ----------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER 84,526
SHARES
BENEFICIALLY 8 SHARED VOTING POWER 0
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER 84,526
REPORTING
PERSON 10 SHARED DISPOSITIVE POWER 0
WITH
- -----------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,526
- -----------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*
12 [ ]
- ---------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.36%
- ------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
- ---------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE
ATTESTATION
<PAGE>
This Amendment No. 19 amends the Schedule 13D dated
February 22, 1989, as heretofore amended (the "Schedule
13D"), filed by American Securities BD Co., L.P. (formerly
American Securities Partners, L.P.) on behalf of the
Reporting Persons identified in Amendment No. 14 thereto in
respect of the Common Stock, par value $1.00 per share (the
"Common Shares"), of Ketema, Inc., a Delaware corporation (the
"Company"). Terms defined in the Schedule 13D as
heretofore amended are used herein with such defined meanings.
Item 5. Interest in Securities of the Issuer.
Item 5 of the Schedule 13D is hereby amended to read in
its entirety as follows:
Set forth on Schedule B hereto is the aggregate number
of Common Shares and percentage of outstanding Common
Shares beneficially owned by each Reporting Person (including
shares deemed to be beneficially owned by the Reporting
Persons by reason of (i) their beneficial ownership of the
Company's 8% Convertible Subordinated Debentures due 2003
(the "Debentures") based upon the current conversion price of the
Debentures of $15.58 per share or (ii) their
beneficial ownership of shares of the Company's 7% Cumulative
Convertible Voting Preferred Stock ("Voting Preferred
Shares"), each of which is convertible into one Common Share),
together with the information required by Item 5(b) of
Schedule 13D concerning the number of Common Shares as to which
there is sole voting and dispositive power and the
number of Common Shares as to which such power is shared. Except
as set forth on Schedule B, no executive officer or
director of a Reporting Person that is a corporation or
foundation beneficially owns any Common Shares other than in
such person's capacity as an executive officer or a director of
such Reporting Person. Except as set forth below in
Item 6, during the past sixty (60) days, no person named in the
table on Schedule B and the footnotes thereto has
effected any transaction in Common Shares, Voting Preferred
Shares or Debentures.
The 926,942 Common Shares shown on Schedule B as
beneficially owned by All of the Reporting Persons,
constituting approximately 22.96% of the outstanding Common
Shares after giving effect to the conversion of Debentures
and Voting Preferred Shares, represent the total beneficial
ownership of Common Shares of all of the Reporting Persons
listed on Schedule B. Such total beneficial ownership eliminates
the duplication of beneficial ownership of Common
Shares where certain of the Reporting Persons share voting and
dispositive power over the same Common Shares (see Notes
3 and 4 to the Schedule) by virtue of their positions as
co-trustees of certain trusts and/or officers or directors of
certain charitable foundations. Included in the total beneficial
ownership shown on Schedule B for All of the
Reporting Persons and for certain of the Reporting Persons are a
total of 34,497 Common Shares (including 21,885 Common
Shares issuable upon conversion of Debentures) deemed to be
beneficially owned by certain of the Reporting Persons in
their capacities as trustees of certain trusts or officers or
directors of charitable foundations or an executor of an
estate which are not proponents of the merger provided for in the
Merger Agreement (as defined in Item 4) (the
"Merger").
In addition to the Reporting Persons, other customers
of American Securities BD Co., L.P., who are not shown
on Schedule B, beneficially own an aggregate of approximately
192,762 Common Shares (including 71,374 Common Shares
issuable upon conversion of Debentures beneficially owned by
them), constituting approximately 5.41% of the outstanding
Common Shares after giving effect to the conversion of such
Debentures. Such other customers, who are not proponents
of the Merger, include employees and business associates of
American Securities BD Co., L.P. and its affiliates.
Item 6. Contracts, Arrangements, Understandings or
Relationships with respect to Securities of the Issuer.
Item 3 of the Schedule 13D as last amended is hereby
further amended by adding thereto the following
information:
On September 30, 1994, certain of the Reporting Persons
converted an aggregate of $6,859,000 principal amount
of the Debentures into an aggregate of approximately 440,243
Voting Preferred Shares. Each Voting Preferred Share is
convertible into one Common Share and is entitled to one vote per
share, voting together with the Common Shares as a
single class on all matters. The conversion of Debentures by the
Reporting Persons was effected solely for the purpose
of permitting the Reporting Persons to vote the Voting Preferred
Shares issued to them upon such conversion in favor of
the Merger at the Special Meeting of Stockholders of the Company
to be held for the purpose of voting on the Merger.
The Board of Directors of the Company has fixed October 14, 1994
as the record date for determining the holders of
record of Common Shares and Voting Preferred Shares who will be
entitled to notice of and to vote at the anticipated
Special Meeting.
The Debentures converted into Voting Preferred Shares
on September 30, 1994 represented more than 20% of the
original $17,500,000 principal amount of Debentures issued
pursuant to the Indenture dated as of January 23, 1989
between the Company and The Chase Manhattan Bank, N.A., as
trustee (the "Indenture"), which governs the Debentures.
Accordingly, pursuant to Section 11.17 of the Indenture, the
Company has given notice to all holders of record of
Debentures that such conversion of Debentures constituted a
"Preferred Share Event" (as defined in Paragraph 8 of the
Debentures), and that, in accordance with Paragraph 8 of the
Debentures, all holders of Debentures have the right to
convert their Debentures into Voting Preferred Shares for a
period of 60 days following the date of such Preferred
Share Event at a conversion price of $15.58 principal amount of
Debentures per share. A copy of such notice is
attached hereto as Exhibit (9) and incorporated herein in its
entirety by reference.
If the Merger is consummated, the Reporting Persons
presently intend to cause the Company to redeem all
Debentures and Voting Preferred Shares which remain outstanding
after the Merger at their redemption price, plus
accrued interest or dividends, as the case may be, subject to the
availability of financing. For any such redemptions
occurring after November 15, 1994 and prior to November 15, 1995,
the redemption price will be 102% of the principal
amount of Debentures and 102% of the liquidation value of $15.58
per Voting Preferred Share.
Separately, Holdings Corp. has entered into an
agreement with the holders of the Company's Senior Notes due
October 31, 2003 (the "Notes") relating to the prepayment by the
Company at the effective time of the Merger of the
$45,000,000 outstanding principal amount of the Notes. A copy of
the agreement with the holders of the Notes is
attached hereto as Exhibit (10) and incorporated herein in its
entirety by reference.
Item 7. Material to be filed as Exhibits.
Item 7 of the Schedule 13D as last amended is hereby
further amended by adding thereto the following:
Exhibit (9) - Notice to Debentureholders dated October
3, 1994.
Exhibit (10)- Agreement among Holdings Corp. and the
holders of the Notes.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of the
undersigned's knowledge and belief, the undersigned certifies
that the information set forth in this statement is true,
complete and correct.
AMERICAN SECURITIES BD CO., L.P.,
in its capacity as agent for the
Reporting Persons
By: AMERICAN SECURITIES PARTNERS
GP CORP., its general partner
By: /s/ David P. Steinmann
David P. Steinmann, Secretary
<PAGE>
<TABLE>
SCHEDULE B
<CAPTION>
<S> <C> <C> <C> <C>
Name of Sole Voting and Shared Voting and Total Beneficial Percentage
Reporting Person Dispositive Power Dispositive Power Ownership of Class
ALL OF THE REPORTING PERSONS
(AS LISTED BELOW) 0 380,286(1) 926,942 22.96
546,656(2)(7)
Nina K. Rosenwald 24,460(1) 171,269(1)(3)(4) 402,660 10.89
32,242(2) 174,689(2)(3)(4)
Elizabeth R. Varet 35,900(1) 220,484(1)(3)(4) 502,896 13.46
55,990(2)(5) 190,522(2)(3)(4)
Michael A. Varet 0 400(1)(4) 15,483 .44
7,317(2)(5) 7,766(2)(4)
Alice R. Sigelman 10,160(1) 195,877(1)(3)(4) 412,840 11.17
24,197(2)(5) 182,606(2)(3)(4)
Jesse Sigelman 0 0 4,621 .13
4,621(2)(5) 0
William Rosenwald 19,210(1) 49,700(1)(3) 147,985 4.15
14,762(2) 64,313(2)(3)
William Rosenwald Family Fund 47,700(1) 0 111,884 3.15
64,184(2) 0
David P. Steinmann 10,200(1) 57,360(1)(3)(4) 181,230 5.03
19,768(2) 93,902(2)(3)(4)
Catherine Steinmann 500(1) 2,000(1)(3) 6,350 .18
962(2) 2,888(2)(3)
Gabriel Steinmann 500(1) 0 1,334 *
834(2) 0
Joshua Steinmann 500(1) 0 1,334 *
834(2) 0
Jennifer Steinmann 500(1) 0 1,399 *
899(2) 0
J.J.G. Foundation, Inc. 0 0 1,925 *
1,925(2) 0
J.J.G. Enterprises, Inc. 2,000(1) 0 2,962 *
962(2) 0
Charles D. Klein 24,200(1) 2,560(1)(3)(4) 70,597 1.99
32,926(2) 10,911(2)(3)(4)
Jane P. Klein 1,500(1)(5) 20(1)(3) 4,086 .12
1,925(2) 641(2)(3)
The Jane P. and Charles D. Klein
Foundation, Inc. 20(1) 0 661 *
641(2) 0
Alexander G. Anagnos 800(1) 8,712(1)(4)(6) 36,246(6) 1.03
8,793(2) 17,970(2)(3)(4)
Josephine G. Anagnos 10,000 0 16,097 .46
6,097(2) 0
Steven Anagnos 1,500(1) 0 3,104 *
1,604(2) 0
Neil B. Goldstein 5,000(1) 0 10,455 .29
5,455(2) 0
Michael G. Fisch 0 0 12,836 .37
12,836(2)
Lewis G. Cole 1,200(1) 174,284(1)(4) 310,357 8.56
0 134,873(2)(4)
Hugh H. Williamson, III 0 0 84,526 2.36
84,526(2)(7)
</TABLE>
<PAGE>
FOOTNOTES TO SCHEDULE B
* Less than one-tenth of 1%.
(1) Common Shares presently owned.
(2) Common Shares which may be acquired upon the
conversion of Debentures or Voting Preferred Shares, as the case
may be.
(3) Includes Common Shares beneficially owned as
director and/or officer of one or more charitable foundations or
as executor of an estate.
(4) Includes Common Shares beneficially owned as co-
trustee and/or co-beneficiary of one or more trusts.
(5) Includes Common Shares beneficially owned as
custodian for such person's minor child, children or
grandchildren.
(6) Does not include 94,400 Common Shares
beneficially owned by two employee benefit plans and a not-for-
profit foundation in respect of which Oak Hall Capital Advisors,
Inc., of which such person is a director and/or officer, is an
investment manager.
(7) Includes Common Shares which may be acquired upon
the exercise of currently exercisable stock options and Common
Shares which may be acquired upon conversion of 8% Convertible
Subordinated Debentures due 2003, which were issued to Mr.
Williamson by the Company in a private placement on June 24,
1992.
Exhibit (9)
[LETTERHEAD OF KETEMA, INC.]
October 3, 1994
NOTICE TO HOLDERS OF 8% CONVERTIBLE
SUBORDINATED DEBENTURES DUE 2003
OF KETEMA, INC.
On September 30, 1994, certain holders of 8% Convertible
Subordinated Debentures due 2003 (the "Debentures") of Ketema,
Inc. (the "Company") converted $6,859,000 principal amount of
the Debentures into an aggregate of approximately 440,243 shares
of the Company's 7% Cumulative Convertible Preferred Stock
("Voting Preferred Shares"). The Debentures so converted
represented more than 20% of the original $17,500,000 principal
amount of Debentures issued pursuant to the Indenture dated as
of January 23, 1989 between the Company and The Chase Manhattan
Bank, N.A., as trustee (the "Indenture"), which governs the
Debentures.
Accordingly, pursuant to Section 11.17 of the Indenture,
notice is hereby given that such conversion of Debentures
constituted a "Preferred Share Event" (as defined in Paragraph 8
of the Debentures), and that, in accordance with Paragraph 8 of
the Debentures, all holders of Debentures have the right to
convert their Debentures into Voting Preferred Shares for a
period of 60 days following the date of such Preferred Share
Event at a conversion price of $15.58 principal amount of
Debentures per share. Each Voting Preferred Share will be
convertible into one Common Share and will be entitled to one
vote per share, voting together with the Common Shares as a
single class on all matters.
Irrespective of the occurrence of such Preferred Share
Event, the Debentures continue to be convertible into shares of
the Company's common stock, par value $1.00 per share (the
"Common Shares"), at a conversion price of $15.58 principal
amount of Debentures per share.
As previously announced, the Company entered into an
Agreement and Plan of Merger, dated June 21, 1994, with KTM
Holdings Corp., a Delaware corporation ("Holdings Corp."), and
KTM Acquisition Corp., a Delaware corporation and a wholly owned
subsidiary of Holdings Corp. ("Acquisition Corp."), pursuant to
which Acquisition Corp. will be merged with and into the Company
(the "Merger"), with the Company continuing as the surviving
corporation. This transaction is currently in progress. The
Merger is anticipated to be voted upon by the company's
stockholders at a special meeting to be held later in 1994.
Under the terms of the Merger, each outstanding Common Share
(except Common Shares held by the Company as treasury stock or
owned by Holdings Corp. and/or Acquisition Corp. or by those
stockholders who choose to exercise their dissenters' rights)
would be converted into the right to receive $15.00 in cash,
without interest (the "Merger Consideration"). Holdings Corp.
and Acquisition Corp. were organized by certain clients of
American Securities BD Co., L.P. (the "American Securities
Group") who, together with Hugh H. Williamson, III, President
and Chief Executive Officer of the Company, are the proponents
of the Merger. If the Merger is consummated, the holders of the
Company's Common Shares (other than Holdings Corp., Acquisition
Corp. and those persons who are proponents of the Merger) will
cease to have any equity interest in the Company.
Members of the American Securities Group were the holders
of the Debentures which were converted into Voting Preferred
Shares on September 30, 1994 as described above. The Company
has been advised by the American Securities Group that such
conversion of Debentures was effected solely for the purpose of
permitting the members of the American Securities Group to vote
the Voting Preferred Shares issued to them upon such conversion
in favor of the Merger at the Special Meeting of Stockholders of
the Company to be held for the purpose of voting on the Merger.
The Board of Directors of the Company has fixed October 14, 1994
as the record date for determining the holders of record of
Common Shares and Voting Preferred Shares who will be entitled
to notice of and to vote at the anticipated Special Meeting.
Debentureholders wishing to vote on the Merger must convert
their Debentures into either Voting Preferred Shares or Common
Shares on or prior to the close of business on October 14, 1994.
If your Debentures are converted after the Record Date, the
Voting Preferred Shares and/or Common Shares issuable upon such
conversion will not be entitled to vote at the Special Meeting.
THIS NOTICE IS NOT A RECOMMENDATION BY THE COMPANY, THE
AMERICAN SECURITIES GROUP OR ANY OTHER PERSON TO CONVERT
DEBENTURES INTO EITHER VOTING PREFERRED SHARES OR COMMON SHARES.
Please note that the Merger Consideration to be received by
holders of Common Shares if the Merger is consummated will be
$15.00 per Common Share, whereas the Debentures are convertible
at the conversion price of $15.58 principal amount of Debentures
per Common Share or Voting Preferred Share. Upon consummation
of the Merger, Debentures and Voting Preferred Shares will
become convertible, for so long as they remain outstanding,
solely into the Merger Consideration of $15.00 cash for each
Common Share into which the Debentures or Voting Preferred
Shares, as the case may be, would have been convertible
immediately prior to the Merger.
As previously announced, the Company has been informed that
if the Merger is consummated, the proponents of the Merger
presently intend to cause the Company to redeem all Debentures
and Voting Preferred Shares which remain outstanding after the
Merger at their redemption price, plus accrued interest or
dividends, as the case may be, subject to the availability of
financing. For any such redemptions occurring after November
15, 1994 and prior to November 15, 1995, the redemption price
will be 102% of the principal amount of Debentures and 102% of
the liquidation value of $15.58 per Voting Preferred Share
If you have any questions regarding the foregoing, please
call Howard Turner, Treasurer, at (303) 329-7187 or Bob Tomz,
Vice President-Finance at (303) 329-7193.
Very truly yours,
Hugh H. Williamson, III
President and
Chief Executive Officer
<PAGE>
Exhibit (10)
July 28, 1994
KTM Holdings Corp.
c/o American Securities Capital Partners, L.P.
122 East 42nd Street
Suite 2400
New York, New York 10168
Dear Sirs:
Reference is made to the Note Purchase Agreement dated
as of December 1, 1988, and as thereafter amended, between
Ketema, Inc. (the "Company") and the undersigned institutions
party thereto (the "Note Purchase Agreement"). Capitalized
terms used herein and not defined herein have the meanings set
forth in the Note Purchase Agreement.
In connection with the proposed merger of KTM
Acquisition Corp. ("KTM Acquisition"), a Delaware corporation
and a wholly-owned subsidiary of KTM Holdings Corp., a newly
formed Delaware corporation ("KTM Holdings"), with and into the
Company (the "Merger"), as more fully described in the Agreement
and Plan of Merger, dated as of June 21, 1994, among the
Company, KTM Holdings and KTM Acquisition (the "Merger
Agreement"), a copy of which has previously been furnished to
each of the undersigned institutions (collectively, the
"Noteholders"), and certain proposed borrowings by the Company
from The Chase Manhattan Bank, N.A. ("Chase") in connection with
the Merger under a new secured bank credit facility, as more
fully described in the Commitment Letter, dated May 5, 1994, as
amended June 21, 1994, between Chase and KTM Holdings (such
facility being called the "Bank Facility"), a copy of which has
previously been furnished to the Noteholders, KTM Holdings has
requested that the Company be allowed to prepay at the Effective
Time (as defined in the Merger Agreement) of the Merger the
entire outstanding principal amount of its Senior Notes due
October 31, 2003 (the "Notes"), issued pursuant to the Note
Purchase Agreement. Under the terms of the Merger Agreement,
the Merger is subject to, among other things, funding pursuant
to the Bank Facility which, in accordance with the Commitment
Letter, will require, among other things, satisfactory
agreements being reached with the Noteholders regarding the
early retirement of the Notes. The undersigned holders of the
Notes are willing to accept such prepayment on the following
terms and hereby agree that, upon compliance with such terms,
the Notes shall be deemed paid in full:
(i) the prepayment of the Notes shall occur (a)
simultaneously with the Effective Time or, (b) if the
Merger Agreement (including any amendments thereto) is
terminated without consummation of the Merger, on such
date, not later than March 31, 1995, in either case, as may
be specified by KTM Holdings;
(ii) the Noteholders shall have received notice of
prepayment five Business Days in advance of the date on
which the above-mentioned prepayment is to occur (the
"Prepayment Date"), which notice shall in all other
respects be given in accordance with the Note Purchase
Agreement;
(iii) the prepayment of the Notes shall be in an
amount equal to the sum of (a) 100% of the outstanding
principal amount thereof, plus (b) accrued interest thereon
to the Prepayment Date, plus (c) an amount equal to (x) the
discounted present value, as determined six Business Days
in advance of the Prepayment Date, of all scheduled
payments (including any mandatory prepayments) due on the
Notes during the period from the Prepayment Date to and
including October 31, 1996 (including in the case of the
payment due on October 31, 1996, any prepayment premium
payable on such date in accordance with the terms of the
Note Purchase Agreement) minus (y) the outstanding
principal amount of the Notes. The discount factor to be
used to determine the amount in clause (c) above shall
equal 0.50% over the quoted yield on the date of
determination for U.S. treasury securities maturing on or
about October 31, 1996; and
(iv) the prepayment shall be allocated pro rata among
the holders of the Notes (such allocation among the current
holders thereof being based on their percentage interest
set forth on Schedule A hereto).
KTM Holdings may assign its rights under this
agreement to the Company.
This agreement shall be legally binding upon the
parties hereto but shall terminate and cease to be of any force
or effect if payment of the Notes shall not have occurred in
accordance with the terms hereof.
Very truly yours,
TEACHERS INSURANCE AND ANNUITY
ASSOCIATION OF AMERICA
By: /s/ Wm. Stuart Shepetin
Title: Associate Director
Private Placements
AETNA LIFE INSURANCE COMPANY
By: /s/ Drew M. Thomas
Title: Assistant Vice
President
MASSACHUSETTS MUTUAL LIFE
INSURANCE COMPANY
By: /s/ Clifford M. Noreen
Title:
ACCEPTED AND AGREED:
KTM HOLDINGS CORP.
By: /s/ Michael G. Fisch
Title: Vice President
<PAGE>
Schedule A
Principal % Interest
Amount of of Premium in
Senior Notes Respect of
Senior Notes
TEACHERS INSURANCE $25,000,000.00 55.6%
AND ANNUITY
ASSOCIATION OF
AMERICA
AETNA LIFE $10,000,000.00 22.2%
INSURANCE
COMPANY
MASSACHUSETTS $10,000,000.00 22.2%
MUTUAL LIFE
INSURANCE
COMPANY
