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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 4)
Uranium Resources, Inc.
(Name of Issuer)
Common Stock, Par Value $0.001 Per Share
(Title of Class of Securities)
916901-30-9
(CUSIP Number)
John R. Elder, Vice President
Lindner Asset Management, Inc.
7711 Carondelet Ave., St. Louis, MO 63105, (314) 727-5305
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
February 28, 2000
(Date of Event which Requires Filing
of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-
1(g),check the following box [ ].
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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SCHEDULE 13D
CUSIP NO. 916901-30-9
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lindner Asset Management, Inc. f/k/a Ryback Management Corporation
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
3 SEC USE ONLY
4 SOURCE OF FUNDS
00
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Michigan
7 SOLE VOTING POWER
3,111,478
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 3,111,478
PERSON
WITH 10 SHARED DISPOSITIVE POWER
-0-
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
3,111,478
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
21.7%
14 TYPE OF REPORTING PERSON
IA, CO
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SCHEDULE 13D
CUSIP NO. 916901-30-9
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lindner Asset Allocation Fund, f/k/a Lindner Dividend Fund,
a separate series of Lindner Investments
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
3 SEC USE ONLY
4 SOURCE OF FUNDS
WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER
REPORTING -0-
PERSON
WITH 10 SHARED DISPOSITIVE POWER
-0-
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
2,208,609
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4%
14 TYPE OF REPORTING PERSON
IV, OO
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SCHEDULE 13D
CUSIP NO. 916901-30-9
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lindner Market Neutral Fund, f/k/a Lindner Bulwark
Fund, a separate series of Lindner Investments
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ]
(b) [X]
3 SEC USE ONLY
4 SOURCE OF FUNDS
WC
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(e) [ ]
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Massachusetts
7 SOLE VOTING POWER
-0-
NUMBER OF
SHARES 8 SHARED VOTING POWER
BENEFICIALLY -0-
OWNED BY
EACH 9 SOLE DISPOSITIVE POWER
REPORTING -0-
PERSON
WITH 10 SHARED DISPOSITIVE POWER
-0-
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
902,869
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES [ ]
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.3%
14 TYPE OF REPORTING PERSON
IV, OO
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This Amendment No. 4 to Schedule 13D is being filed by Lindner Asset
Management, Inc., a Michigan corporation ("Lindner Asset"), formerly known
as Ryback Management Corporation, in order to amend Items 2, 4 and 5 in
their entirety as follows:
Item 2. Identity and Background.
Lindner Asset Management, Inc., a Michigan corporation ("Lindner Asset") is
a registered investment adviser providing investment advisory services to a
number of investment company clients, including Lindner Asset Allocation
Fund ("Asset Allocation Fund") and Lindner Market Neutral Fund ("Market
Neutral Fund") (Lindner Asset, Asset Allocation Fund, and Market Neutral
Fund are collectively referred to herein as the "Reporting Persons"). Asset
Allocation Fund and Market Neutral Fund are separate series of Lindner
Investments, a Massachusetts business trust (the "Trust"), a registered
investment company. The address of the principal business and principal
office for each of the Reporting Persons is 7711 Carondelet Ave., St. Louis,
MO 63105.
The following table sets forth certain information with respect to the
executive officers and directors of Lindner Asset and the Trust. Each
person is a citizen of the United States and, unless otherwise indicated,
has his business address at 7711 Carondelet Ave., St. Louis, MO 63105.
Principal Occupation and
Name and Relationship Business Address if Different
to Trust from that set forth above
- ----------------------- -----------------------------
Eric E. Ryback President of Lindner Asset and the
Trustee Trust
Terrence P. Fitzgerald Vice President, Development Director,
Trustee The Mills Corporation
Washington Harbour
3000 K Street, NW, Suite 400
Washington, DC
Marc P. Hartstein Director - Industry Development,
Trustee Anheuser-Busch, Inc.
3 Middlebrook Lane
St. Louis, Missouri
Donald J. Murphy President of Murcom Financial, Ltd.
Trustee 970 E. Deerpath
Lake Forest, Illinois
Doug T. Valassis Chairman of the Board and Treasurer
Chairman and Trustee of Lindner Asset and President of Franklin
Enterprises, Inc.
520 Lake Cook Road
Deerfield, Illinois
Robert L. Byman Partner in the law firm of
Trustee Jenner & Block
One IBM Plaza, Chicago, Illinois
Peter S. Horos Investment Manager, All State Life
Trustee Insurance Company, All State Plaza,
Northbrook, Illinois
Dennis P. Nash Vice President, Nellis Feed Company
Trustee 899 Skokie Blvd.
Northbrook, Illinois
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Principal Occupation and
Name and Relationship Business Address if Different
to Lindner Asset from that set forth above
- ----------------------- -----------------------------
Doug T. Valassis Chairman of the Board and Treasurer
Chairman and Director of Lindner Asset and President of Franklin
Enterprises, Inc.
520 Lake Cook Road
Deerfield, Illinois
D. Craig Valassis Vice President, Franklin Enterprises, Inc.
Director 520 Lake Cook Road
Deerfield, Illinois
Robert L. Miller Treasurer, Franklin Enterprises, Inc.
Director 520 Lake Cook Road
Deerfield, Illinois
Mark T. Finn Vice Chairman of Lindner Asset
Vice Chairman and Chairman, Vantage Consulting Group, Inc.
Chief Operating Officer 3500 Pacific Avenue
Virginia Beach, Virginia
Eric E. Ryback President of Lindner Asset and the
President and Director Trust
John R. Elder Vice President - Administration and
Assistant Secretary of Lindner Asset
None of the Reporting Persons nor any of their executive officers, directors
or trustees has, during the last five years, been convicted in a criminal
proceeding.
None of the Reporting Persons nor any of their executive officers, directors
or trustees has, during the last five years, been a party to a civil
proceeding of a judicial or administrative body of competent jurisdiction as
a result of which he or it was or is subject to any judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
Item 4. Purpose of Transaction.
On February 7, 2000, the Asset Allocation Fund and the Market Neutral Fund
exercised their respective options to convert Secured Convertible Notes in
the principal amount of $4,500,000 and $1,500,000, respectively, plus
accrued interest, into Stock of the Issuer at a price of $3.00 per share. As
a result of the conversion, the Asset Allocation Fund and the Market Neutral
Fund received 1,583,609 and 527,869 shares of Stock, respectively. The
primary purpose for the acquisition of shares of Stock by the Reporting
Persons is for investment. The Reporting Persons may consult with other
shareholders of the Issuer, other members of management of the Issuer or
other persons about the Issuer and its business from time to time. The
Reporting Persons presently plan to dispose of the Stock from time to time
in the open market or in privately negotiated transactions.
In connection with a Note and Warrant Purchase Agreement (the "Purchase
Agreement"), dated May 25, 1995, as amended by a Note and Warrant Exchange
Agreement (the "Exchange Agreement"), dated March 23, 1998, and further
amended on June 30, 1999, among the Issuer, the Trust (on behalf of Market
Neutral Fund) and the Asset Allocation Fund, the Issuer agreed to appoint to
its Board of Directors two individuals designated by the Trust and Asset
Allocation Fund and to nominate such individuals for re-election to the
Board of Directors at each annual meeting of shareholders of the Issuer
until the Issuer fulfills its payment obligations under the Replacement
Notes. As a result of the conversion by the Trust and Asset Allocation of
the Replacement Notes into Stock of the Issuer, the Trust and Asset
Allocation no longer have a right to designate individuals to serve on the
Issuer's Board of Directors.
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Item 5. Interest in Securities of the Issuer.
(a) Asset Allocation Fund beneficially owns 2,208,609 shares of Stock
(approximately 15.4% of the outstanding shares of Stock). Of these
2,208,609 shares of Stock, Asset Allocation Fund beneficially owns 1,583,609
shares of Stock as a result of its exercise of an option to convert
$4,500,000 principal amount of convertible Replacement Notes held by Asset
Allocation Fund that were acquired pursuant to the Exchange Agreement and it
beneficially owns 625,000 shares of Stock as a result of Warrants issued to
it pursuant to the Exchange Agreement. Market Neutral Fund beneficially owns
902,869 shares of Stock (approximately 6.3% of the outstanding shares of
Stock). Of these 902,869 shares of Stock, Market Neutral Fund beneficially
owns 527,869 shares of Stock as a result of its exercise of an option to
convert $1,500,000 principal amount of convertible Replacement Notes held by
Market Neutral Fund that were acquired pursuant to the Exchange Agreement
and beneficially owns 375,000 shares of Stock as a result of Warrants issued
to it pursuant to the Exchange Agreement. Lindner Asset, in its capacity as
investment adviser to Asset Allocation Fund and Market Neutral Fund, may be
deemed beneficial owner of all such shares.
(b) Lindner Asset has sole dispositive power and sole voting power with
respect to the shares owned by Asset Allocation Fund and Market Neutral
Fund.
(c) During the sixty days immediately preceding the date of this filing,
the Reporting Persons engaged in the following transactions with respect to
the Stock.
Transaction Number of Price
Date Type Shares Per Share Consideration
- ---- ----------- --------- --------- -------------
2/7/00 Conversion<1> 1,583,609 3.00 $4,750,827
2/7/00 Conversion<2> 527,869 3.00 $1,583,607
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Notes:
<1> By Asset Allocation Fund. The fund exercised its option to convert a
Secured Convertible Note in the principal amount of $4,500,000, plus accrued
interest, into Stock of the Issuer.
<2> By Market Neutral Fund. The fund exercised its option to convert a
Secured Convertible Note in the principal amount of $1,500,000, plus accrued
interest, into Stock of the Issuer.
(d) No other persons are known to have the right to receive or the power to
direct the receipt of Asset Allocations from, or the proceeds from the sale
of Stock held by any of the Reporting Persons.
(e) The Reporting Persons described in this Schedule have not ceased to be
beneficial owners of more than 5% of the outstanding shares of Stock.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 29, 2000 /S/ JOHN R. ELDER
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John R. Elder, Vice President Administration
Lindner Asset Management, Inc.
Lindner Investments
