As filed with the Securities and Exchange Commission on September 14, 2000.
FILE NO. 333-44630
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
PRE-EFFECTIVE AMENDMENT NO. 1 [x]
TO FORM S-3
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK
(Exact Name of Registrant)
NEW YORK 36-2608394
(State or Other Jurisdiction (I.R.S. Employer
of Incorporation or Organization) Identification Number)
P.O. Box 9075
Farmingville, New York 11738-9075
516/451-5300
(Address and Phone Number of Principal Executive Office)
MICHAEL J. VELOTTA
VICE PRESIDENT, SECRETARY AND GENERAL COUNSEL
ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK
3100 SANDERS ROAD
NORTHBROOK, ILLINOIS 60062
847/402-2400
(Name, Complete Address and Telephone Number of Agent for Service)
COPIES TO:
RICHARD T. CHOI, ESQUIRE TERRY R. YOUNG, ESQUIRE
FREEDMAN, LEVY, KROLL & SIMONDS ALFS, INC.
1050 CONNECTICUT AVENUE, N.W. 3100 SANDERS ROAD
SUITE 825 NORTHBROOK, IL 60062
WASHINGTON, D.C. 20036-5366
<PAGE>
Explanatory Note
Registrant is filing this pre-effective Amendment ("Amendment")for the sole
purpose of amending the registration statement to include an exhibit which was
omitted from the initial S-3 registration statement, as filed with the SEC on
August 28, 2000. The Amendment is not intended to amend or delete any part of
the registration statement, except as specifically noted herein.
Approximate date of commencement of proposed sale to the Public: The annuity
contract covered by this registration statement is to be issued promptly and
from time to time after the effective date of this registration statement.
If any of the securities being registered on this Form are to be offered on a
delayed or continuous basis pursuant to Rule 415 under the Securities Act of
1933, other than securities offered only in connection with dividend or interest
reinvestment plans, check the following box: /X/
<PAGE>
PART II
Part II is hereby amended to include the following exhibit:
ITEM 16. EXHIBITS.
Exhibit No. Description
(1)(b) Form of Principal Underwriting Agreement with ALFS, Inc.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, Registrant certifies
that it has reasonable grounds to believe that it meets all of the requirements
for filing this amendment on Form S-3 and has duly caused this amended
registration statement to be signed on its behalf by the undersigned, thereunto
duly authorized, in the Township of Northfield, State of Illinois on the 14th
day of September, 2000.
ALLSTATE LIFE INSURANCE COMPANY OF NEW YORK
(REGISTRANT)
By:
-------------------
Michael J. Velotta
Vice President, Secretary and
General Counsel
Pursuant to the requirements of the Securities Act of 1933, this amendment has
been signed by the following persons in the capacities indicated and on the
14th day of September, 2000.
*THOMAS J. WILSON, II Chairman of the Board and President
----------------------- (Principal Executive Officer)
Thomas J. Wilson, II
/s/Michael J. Velotta Vice President, Secretary, General
----------------------- Counsel and Director
Michael J. Velotta
*Margaret G. Dyer Director
-----------------------
Margaret G. Dyer
*Marla G. Friedman Director and Vice President
-----------------------
Marla G. Friedman
*Vincent A. Fusco Director
-----------------------
Vincent A. Fusco
*John C. Lounds Director
-----------------------
John C. Lounds
*J. Kevin McCarthy Director
-----------------------
J. Kevin McCarthy
*Sam H. Pilch Controller
----------------------- (Principal Accounting Officer)
Sam H. Pilch
*Kevin R. Slawin Vice President
----------------------- (Principal Financial Officer)
Kevin Slawin
*Steven C. Verney Director
-----------------------
Steven C. Verney
*Patricia W. Wilson Director
-----------------------
Patricia W. Wilson
*By Michael J. Velotta, pursuant to Power of Attorney previously filed with Form
S-3 registration statement.
<PAGE>
EXHIBIT LIST
The following exhibits are filed herewith:
Exhibit No. Description
(1)(b) Form of Principal Underwriting Agreement with ALFS, Inc.
