UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Richard J. Guy
GPU International, Inc.
One Upper Pond Road
Parsippany, NJ 07054
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU International, Inc., a subsidiary of GPU, Inc., a registered
holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is a Vice President - Business Development of GPU
International, Inc., and devotes the major portion of his working time
to the usual duties incident to such position.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Richard J. Guy
1999 $246,971 GPU International, Inc.
2000 $142,000 GPU International, Inc.
2001 $142,000 GPU International, Inc.
2002 $142,000 GPU International, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU International, Inc. Such compensation, including
incentive compensation received in 1999 if any, amounted in the aggregate
to $246,971. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $142,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $26,929 (1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Richard J. Guy
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Three year period ending 2002
Form U-12 (I) - B (THREE-YEAR STATEMENT)
STATEMENT PURSUANT TO SECTION 12 (i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES ONLY
ROUTINE EXPENSES AS SPECIFIED IN RULE 71 (b)
(To be filed in DUPLICATE. If acknowledgment is desired, file in triplicate)
1. Name and business address of person filing statement.
Ronald P. Lantzy
GPU International, Inc.
One Upper Pond Road
Parsippany, NJ 07054
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U- 71.
None
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained:
GPU International, Inc., a subsidiary of GPU, Inc., a registered
holding company.
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship:
Respondent is President and Chief Executive Officer of GPU
International, Inc., and devotes the major portion of his working time
to the usual duties incident to such positions.
<PAGE>
5. (a) Compensation received during the current year and estimated to be
received over the next two calendar years by the undersigned of others,
directly or indirectly, for services rendered by the undersigned, from
each of the companies designated in Item 3. (Use column (a) as
supplementary statement only.)
Salary or other compensation Person or company
Name of recipient received to be received from whom received
(a) (b) or to be received
Ronald P. Lantzy.
1999 $196,881 GPU International, Inc.
2000 $160,000 GPU International, Inc.
2001 $160,000 GPU international, Inc.
2002 $160,000 GPU International, Inc.
Respondent's compensation from the companies in the GPU System was
received only from GPU International, Inc. Such compensation, including
incentive compensation received in 1999, if any, amounted in the aggregate
to $196,881. Based on his present salary rate, respondent estimates that
his 2000, 2001, and 2002 compensation, each year, will be $160,000.
Respondent cannot now estimate the amount of incentive compensation, if
any, to be received in 2000, 2001 and 2002.
(b) Basis for compensation if other than salary. N/A
6. (To be answered in supplementary statement only. See Instructions.)
Expenses incurred by the undersigned or any person named in Item 2,
above, during the calendar year in connection with the activities
described in Item 4, above, and the source or sources of reimbursement
for same.
(a) Total amount of routine expenses charged to client: $ 56,161
(1999).
(b) Itemized list of all other expenses: None
January 28, 2000 (Signed) /s/ Ronald P. Lantzy
