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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CATALYTICA, Inc.
- -------------------------------------------------------------------
(Name of Issuer)
Common Stock, $.001 par value per share
- -------------------------------------------------------------------
(Title of Class of Securities)
148885-10-6
- -------------------------------------------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter the disclosures provided
in a prior cover page.
The information required in the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
- --------------------------- ----------------------------
CUSIP No. 148885-10-6 13G Page 2 of 5 Pages
- --------------------------- ----------------------------
- ---------------------------------------------------------------------------
1 Names of Reporting Persons S.S. OR I.R.S. Identification Nos.
of Above Person
Koch Industries, Inc. 48-0484227
- --------------------------------------------------------------------------
2 Check the Appropriate Box If a Member of a Group (See Instructions)
(a) [ ]
Not Applicable
(b) [ ]
- --------------------------------------------------------------------------
3 SEC Use Only
- --------------------------------------------------------------------------
4 Citizenship or Place of Organization
Kansas
- --------------------------------------------------------------------------
5 Sole Voting Power
740,801
NUMBER OF
--------------------------------------------------------
SHARES
6 Shared Voting Power
BENEFICIALLY
-0-
OWNED BY
--------------------------------------------------------
EACH 7 Sole Dispositive Power
REPORTING 740,801
PERSON
--------------------------------------------------------
WITH 8 Shared Dispositive Power
-0-
- --------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned By Each Reporting Person
740,801
- --------------------------------------------------------------------------
10 Check Box If The Aggregate Amount In Row (9) Excludes
Certain Shares (See Instructions)
Not Applicable
- --------------------------------------------------------------------------
11 Percent Of Class Represented By Amount In Row 9
3.8%
- --------------------------------------------------------------------------
12 Type of Reporting Person (See Instructions)
CO
- --------------------------------------------------------------------------
<PAGE>
CUSIP No. 148885-10-6 Page 3 of 5 Pages
Item 1.
(a) Name of Issuer: Catalytica, Inc.
(b) Address of Issuer's Principal Executive Offices:
430 Ferguson Drive
Mountain View, California 94043
Item 2
(a) Name of Person Filing:
Koch Industries, Inc.
(b) Address of Principal Office or, if none, Residence:
P.O. Box 2256
Wichita, Kansas 67201-2256
(c) CITIZENSHIP: Koch Industries, Inc. is a Kansas corporation
(d) TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value
per share
(e) CUSIP NUMBER: 148885-10-6
Item 3. Not applicable
(a) [ ] Broker or Dealer registered under Section 15
of the Act
(b) [ ] Bank as defined in section 3(a)(6) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19)
of the Act
(d) [ ] Investment Company registered under section 8
of the Investment Company Act
(e) [ ] Investment Adviser registered under section 203
of the Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is
subject to the provisions of the Employee
Retirement Income Security Act of 1974 or
Endowment Fund; see ss.240.13d-1(b)(1)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with
ss.240.13d-1(b)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with ss.240.13d-1(b)(1)(ii)(H)
Item 4.
(a) Amount Beneficially Owned: 740,801
(b) Percent of Class: 3.8%*
* Based on 19,330,000 shares outstanding as of
December 31, 1996.
<PAGE>
CUSIP No. 148885-10-6 Page 4 of 5 Pages
(c) Number of Shares as to Which Such Person Has:
(i) Sole Power to Vote or to Direct the Vote:
740,801
(ii) Shared Power to Vote or to Direct the
Vote: -0-
(iii) Sole Power to Dispose or Direct the
Disposition Of: 740,801
(iv) Shared Power to Dispose or Direct the
Disposition Of: -0-
Item 5. As of November 22, 1996, Koch Industries, Inc. ceased
to be a beneficial owner of more than 5% of the common
stock of Catalytica, Inc.
Item 6. Not Applicable
Item 7. Not Applicable
Item 8. Not Applicable
Item 9. Not Applicable
<PAGE>
CUSIP No. 148885-10-6 Page 5 of 5 Pages
Item 10.
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not acquired
for the purpose of and do not have the effect of changing or
influencing the control of the issuer of such securities and were
not acquired in connection with or as a participant in any
transaction having such purposes or effect.
Signature
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
February 7, 1997
- ---------------------------------------------------------------------
Date
/s/ Paul W. Brooks
- ---------------------------------------------------------------------
Signature
Paul W. Brooks, Senior Vice President
- ---------------------------------------------------------------------
Name/Title
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
CATALYTICA, INC.
- -----------------------------------------------------------------
(Name of Issuer)
Common Stock, $.001 par value per share
- -----------------------------------------------------------------
(Title of Class of Securities)
148885-10-6
- -----------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this
statement [X]. (A fee is not required only if the filing person:
(1) has a previous statement on file reporting beneficial
ownership of more than five percent of the class of securities
described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of
such class.)
The information required in the remainder of this cover
page shall not be deemed to be "filed" for the purpose of Section
18 of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act.
<PAGE>
- ------------------------ -------------------------
CUSIP NO. 148885-10-6 13G Page 2 of 4 Pages
- ------------------------ -------------------------
- -----------------------------------------------------------------
1 NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Koch Industries, Inc.
48-0484227
- -----------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
- -----------------------------------------------------------------
3 SEC USE ONLY
- -----------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -----------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,482,801
--------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY -0-
--------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING 1,482,801
--------------------------------------------------
PERSON 8 SHARED DISPOSITIVE POWER
WITH -0-
- -----------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON
1,482,801
- -----------------------------------------------------------------
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
[ ]
- -----------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.0%
- -----------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
- -----------------------------------------------------------------
* SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE>
Item 1(a). Name of Issuer:
Catalytica, Inc.
Item 1(b). Address of Issuer's Principal Executive Offices:
430 Ferguson Drive
Mountain View, California 94043
Item 2(a). Name of Person Filing:
Koch Industries, Inc.
Item 2(b). Address of Principal Business Office:
P.O. Box 2256
Wichita, Kansas 67201
Item 2(c). Citizenship or Place of Organization:
Koch Industries, Inc. is a Kansas corporation
Item 2(d). Title of Class of Securities:
Common Stock, $.001 par value per share
Item 2(e). CUSIP Number:
148885-10-6
Item 3. If this statement is filed pursuant to Rules
13d-1(b) or 13d-2(b), check whether the person
filing is a:
Not applicable.
Item 4. Ownership.
(a) Amount Beneficially Owned: 1,482,801
<PAGE>
(b) Percent of Class:* 10.0%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the
vote: 1,482,801
(ii) shared power to vote or to direct the
vote: -0-
(iii) sole power to dispose or to direct the
disposition of: 1,482,801
(iv) shared power to dispose or direct the
disposition of: -0-
* Based on 14,844,423 shares outstanding as of
December 31, 1993.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More than Five Percent on Behalf of
Another Person.
Not applicable.
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being
Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of
the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
<PAGE>
Item 10. Certification.
Not applicable.
Signature.
After reasonable inquiry and to the best of my
knowledge and belief, I certify that the information set forth in
this statement is true, complete and correct.
Dated: February 4, 1994 Koch Industries, Inc.
By /s/ Paul W. Brooks
----------------------
Name: Paul W. Brooks
Title: Sr. Vice President
<PAGE>
