<PAGE>
Page 1 of 24
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G. INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO 13D-1(B) AND AMENDMENTS THERETO FILED PURSUANT TO 13D-2(B)
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
York International Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
986670107
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement. (A
fee is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.) / /
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
Notes).
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Page 2 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
AMVESCAP PLC
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 3 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
AVZ, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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.
Page 4 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
A I M Management Group Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C
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Page 5 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
AMVESCAP Group Services, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 6 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 7 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO North American Holdings, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 8 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO Capital Management, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 9 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO Funds Group, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 10 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO Management & Research, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 11 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO Realty Advisers, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 12 of 24
CUSIP No. 986670107
13G
(1) Names of Reporting Persons.
S.S. or I.R.S. Identification Nos. of Above Persons
INVESCO (NY) Asset Management, Inc.
No. S.S. or I.R.S. Identification Number
(2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) /X/
(3) SEC Use Only
(4) Citizenship or Place of Organization
England
Number of Shares (5) Sole Voting Power
Beneficially None
Owned by (6) Shared Voting Power
Each Reporting 4,103,688
Person With (7) Sole Dispositive Power
None
(8) Shared Dispositive Power
4,103,688
(9) Aggregate Amount Beneficially Owned by Each Reporting Person
4,103,688
(10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
(11) Percent of Class Represented by Amount in Row (9) 10.1%
(12) Type of Reporting Person (See Instructions)
H.C.
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Page 13 of 24
ITEM 1 (a) NAME OF ISSUER:
York International Corporation
ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
631 South Richland Ave.
York, PA 17403
ITEM 2 (a) NAME OF PERSON(S) FILING:
AMVESCAP PLC
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
11 Devonshire Square 1315 Peachtree Street, N.W.
London EC2M 4YR Atlanta, Georgia 30309
England
ITEM 2 (c) CITIZENSHIP:
Organized under the laws of England
ITEM 2 (d) TITLE OF CLASS OF SECURITIES
Common Stock
ITEM 2 (e) CUSIP NUMBER: 986670107
Item 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2(B),
CHECK WHETHER THE PERSON FILING IS A:
(a) / / Broker or Dealer registered under Section 15 of the Act. (b) / / Bank as
defined in Section 3(a)(6) of the Act. (c) / / Insurance Company as defined in
Section 3(a)(19) of the Act. (d) / / Investment Company registered under Section
8 of the Investment
Company Act.
(e) / / Investment Adviser registered under Section 203 of the Investment
Advisers Act of 1940.
(f) / / Employee Benefit Plan, Pension Fund which is subject to provisions
of Employee Retirement Income Security Act of 1974 or Endowment Fund;
see Rule 13d-1(b)(1)(ii)(F).
(g) /X/ Parent Holding Company in accordance with Rule 13d-1(b)(ii)(G). (h) / /
Group, in accordance with Rule 13d-1(b)(1)(ii)(H).
<PAGE>
ITEM 4 (a) - (c) OWNERSHIP: Page 14 of 24 The information in items 1 and 5-11 on
the cover pages (pp 2-6) of this statement on Schedule 13G is hereby
incorporated by reference.
The reporting persons expressly declare that the filing of this statement on
Schedule 13G shall not be construed as an admission that they are, for the
purposes of Section 13(d) or 13(g) of the Securities and Exchange Act of 1934,
the beneficial owners of any securities covered by this statement. ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS / / Not Applicable ITEM 6 OWNERSHIP
OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON The reporting persons hold
the securities covered by this report on behalf of other persons who have the
right to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of such securities. The interest of any such persons does
not exceed 5% of the class of securities. ITEM 7 IDENTIFICATION AND
CLASSIFICATION OF THE SUBSIDIARIES WHICH ACQUIRED THE SECURITY BEING REPORTED ON
BY THE PARENT HOLDING COMPANY:
X AVZ, Inc. - holding company in accordance with
---- Rule 13d-1(b)(ii)(G)
X AIM Management Group Inc. - holding company in accordance with Rule
- ---- 13d-1(b)(ii)(G)
X AMVESCAP Group Services, Inc. - holding company in accordance with Rule
- ---- 13d 1(b)(ii)(G)
X INVESCO, Inc. - holding company in accordance with Rule
- ---- 13d-1(b)(ii)(G)
X INVESCO North American Holdings, Inc. - holding company also
- ---- in accordance with Rule 13d-1(b)(ii)(G)
X INVESCO Capital Management, Inc. - investment adviser registered under ----
Section 203 of the Investment Advisers Act of 1940.
INVESCO Funds Group, Inc. - investment adviser registered under
- ---- Section 203 of the Investment Advisers Act of 1940.
INVESCO Management & Research, Inc. - investment adviser
- ---- registered under Section 203 of the Investment Advisers Act of 1940.
INVESCO Realty Advisors, Inc. - investment adviser
- ---- registered under Section 203 of the Investment Advisers Act of 1940
INVESCO (NY) Asset Management, Inc. - holding company in accordance
- ---- with Rule 13d-1(b)(ii)(G)
INVESCO MIM Management Limited - investment adviser organized ---- in
England.
INVESCO Asset Management Limited - investment adviser organized in
- ---- England.
Subsidiaries not indicated with (X) have acquired no shares of security being
reported on.
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP.
Not applicable.
ITEM 9 NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
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Page 15 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Michael Perman
- ---------------------------------------------------------
Michael Perman,
as Company Secretary for
AMVESCAP PLC
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Page 16 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ David A. Hartley
- ---------------------------------------------------------
David A. Hartley, as Company Secretary for each
AVZ, Inc. and
AMVESCAP Group Services, Inc.
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Page 17 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Carol F. Relihan
- ---------------------------------------------------------
Carol F. Relihan
Vice President, Secretary and General Counsel A I M Management Group Inc.
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Page 18 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Deborah A. Lamb
- ---------------------------------------------------------
Deborah A. Lamb, Director of Compliance
INVESCO, Inc.
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Page 19 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Frank J. Keeler
- ---------------------------------------------------------
Frank J. Keeler, Secretary
INVESCO North American Holdings, Inc.
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Page 20 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Deborah A. Lamb
- ---------------------------------------------------------
Deborah A. Lamb, Director of Compliance
INVESCO Capital Management, Inc.
<PAGE>
Page 21 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Glen Payne
- ---------------------------------------------------------
Glen Payne, Sr. Vice President and General Counsel
INVESCO Funds Group, Inc.
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Page 22 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Deborah A. Lamb
- ---------------------------------------------------------
Deborah A. Lamb, Assistant Secretary
INVESCO Management & Research, Inc.
<PAGE>
Page 23 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Deborah A. Lamb
- ---------------------------------------------------------
Deborah A. Lamb, Assistant Secretary
INVESCO Realty Advisers, Inc.
<PAGE>
Page 24 of 24
ITEM 10 CERTIFICATION:
By signing below, I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired in the ordinary course of business
and were not acquired for the purpose of and do not have the effect of changing
or influencing the control of the issuer of such securities and were not
acquired in connection with or as a participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
- ---------------------------------------------------------
(Date)
/s/ Roberta Moore
- ---------------------------------------------------------
Roberta Moore
INVESCO (NY) Asset Management, Inc.
