PENFIELD PARTNERS L P
NSAR-A, 1998-08-27
Previous: DIRECT CONNECT INTERNATIONAL INC, 8-K, 1998-08-27
Next: GABELLI CONVERTIBLE SECURITIES FUND INC /DE, NSAR-A, 1998-08-27



<PAGE>      PAGE  1
000 A000000 06/30/98
000 C000000 0000844240
000 D000000 N
000 E000000 NF
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 PENFIELD PARTNERS, L.P.
001 B000000 811-8604
001 C000000 2127537878
002 A000000 153 EAST 53RD STREET, SUITE 5100
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10022
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 PINE CREEK ADVISERS LIMITED PARTNERSHIP
008 B000001 A
008 C000001 801-45641
008 D010001 NEW YORK
008 D020001 NY
008 D030001 10022
010 A000001 WILLIAM D. WITTER, INC.
010 C010001 NEW YORK
010 C020001 NY
010 C030001 10022
013 A000001 ANCHIN, BLOCK & ANCHIN LLP
013 B010001 NEW YORK
013 B020001 NY
013 B030001 10018
015 A000001 BEAR STEARNS SECURITIES CORP.
015 B000001 C
015 C010001 BROOKLYN
015 C020001 NY
015 C030001 11201
<PAGE>      PAGE  2
015 E020001 X
018  000000 Y
019 A000000 N
019 B000000    0
020 A000001 FAHNESTOCK & CO. INC.
020 B000001 13-5657518
020 C000001     19
020 A000002 ING BARING FURMAN SELZ LLC
020 B000002 13-4946705
020 C000002     18
020 A000003 RICE VOELKER
020 B000003 72-1308293
020 C000003     11
020 A000004 PAINEWEBBER, INC.
020 B000004 13-2638166
020 C000004      8
020 A000005 BURNHAM SECURITIES
020 B000005 13-3435435
020 C000005      8
020 A000006 LEERINK SWAN & CO.
020 B000006 04-3273910
020 C000006      6
020 A000007 DU PASQUIER
020 B000007 13-3619844
020 C000007      3
020 A000008 WINCHESTER GROUP
020 B000008 13-3592564
020 C000008      2
020 A000009 BOSTON INSTITUTIONAL SERVICES
020 B000009 04-2479358
020 C000009      2
020 A000010 ROBERT BAIRD & CO.
020 B000010 39-6037917
020 C000010      2
021  000000       82
022 A000001 ING BARING FURMAN SELZ LLC
022 B000001 13-4946705
022 C000001      2041
022 D000001      4027
022 A000002 FRIEDMAN BILLINGS
022 B000002 52-1630477
022 C000002      1438
022 D000002      1296
022 A000003 MONTGOMERY SECURITIES
022 B000003 94-1701676
022 C000003       882
022 D000003      1247
022 A000004 GEORGE K. BAUM & CO.
022 B000004 43-1661917
022 C000004      1138
022 D000004       642
<PAGE>      PAGE  3
022 A000005 ADAMS, HARKNESS & HILL
022 B000005 04-2149932
022 C000005       488
022 D000005       941
022 A000006 GERARD KLAUER MATTISON & CO.
022 B000006 13-3459853
022 C000006       635
022 D000006       566
022 A000007 EVEREN SECURITIES CORP.
022 B000007 34-1542819
022 C000007       542
022 D000007       472
022 A000008 DU PASQUIER
022 B000008 13-3619844
022 C000008       993
022 D000008         0
022 A000009 DAIN BOSWORTH INC.
022 B000009 41-1416330
022 C000009       291
022 D000009       357
022 A000010 SHERWOOD SECURITIES CORP.
022 B000010 13-2616318
022 C000010       601
022 D000010        32
023 C000000      11018
023 D000000      11132
024  000000 N
025 D000001       0
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 Y
026 C000000 N
026 D000000 Y
026 E000000 N
026 F000000 N
026 G010000 N
026 G020000 N
026 H000000 N
027  000000 N
028 A010000         0
028 A020000         0
028 A030000         0
028 A040000         0
028 B010000         0
028 B020000         0
<PAGE>      PAGE  4
028 B030000         0
028 B040000         0
028 C010000         0
028 C020000         0
028 C030000         0
028 C040000         0
028 D010000         0
028 D020000         0
028 D030000         0
028 D040000         0
028 E010000         0
028 E020000         0
028 E030000         0
028 E040000         0
028 F010000         0
028 F020000         0
028 F030000         0
028 F040000         0
028 G010000         0
028 G020000         0
028 G030000         0
028 G040000         0
028 H000000         0
030 A000000      0
030 B000000  0.00
030 C000000  0.00
031 A000000      0
031 B000000      0
032  000000      0
033  000000      0
035  000000      0
036 B000000      0
038  000000      0
042 A000000   0
042 B000000   0
042 C000000   0
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000      0
044  000000      0
045  000000 Y
046  000000 N
047  000000 N
048  000000  0.000
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
<PAGE>      PAGE  5
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 Y
052  000000 N
053 A000000 N
054 A000000 Y
054 B000000 Y
054 C000000 N
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 Y
054 H000000 N
054 I000000 N
054 J000000 N
054 K000000 Y
054 L000000 N
054 M000000 N
054 N000000 N
054 O000000 Y
055 A000000 N
055 B000000 N
056  000000 N
058 A000000 N
059  000000 Y
060 A000000 N
060 B000000 N
061  000000   100000
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
<PAGE>      PAGE  6
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 N
066 D000000 Y
066 E000000 N
066 F000000 N
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 N
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 Y
070 B020000 Y
070 C010000 Y
070 C020000 N
070 D010000 Y
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 Y
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 Y
070 H020000 N
070 I010000 N
070 I020000 N
070 J010000 Y
070 J020000 N
070 K010000 Y
070 K020000 N
070 L010000 Y
070 L020000 N
070 M010000 Y
<PAGE>      PAGE  7
070 M020000 N
070 N010000 Y
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 N
070 P020000 N
070 Q010000 Y
070 Q020000 Y
070 R010000 Y
070 R020000 Y
071 A000000     21605
071 B000000     24218
071 C000000     28038
071 D000000    1
072 A000000  6
072 B000000       43
072 C000000       89
072 D000000        0
072 E000000        0
072 F000000        0
072 G000000       96
072 H000000        0
072 I000000        0
072 J000000        0
072 K000000        0
072 L000000        0
072 M000000       10
072 N000000        0
072 O000000        0
072 P000000       72
072 Q000000        0
072 R000000       29
072 S000000        2
072 T000000        0
072 U000000       17
072 V000000        0
072 W000000        7
072 X000000      233
072 Y000000        0
072 Z000000     -101
072AA000000      199
072BB000000        0
072CC010000     1377
072CC020000        0
072DD010000        0
072DD020000        0
072EE000000        0
073 A010000   0.0000
073 A020000   0.0000
073 B000000   0.0000
<PAGE>      PAGE  8
073 C000000   0.0000
074 A000000     5039
074 B000000        0
074 C000000        0
074 D000000        0
074 E000000      375
074 F000000    25233
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000      321
074 K000000        0
074 L000000        0
074 M000000       41
074 N000000    31009
074 O000000      982
074 P000000        0
074 Q000000        0
074 R010000        0
074 R020000     4370
074 R030000        0
074 R040000     1694
074 S000000        0
074 T000000    23963
074 U010000      959
074 U020000        0
074 V010000 25000.00
074 V020000     0.00
074 W000000   0.0000
074 X000000       55
074 Y000000        0
075 A000000        0
075 B000000    25458
076  000000     0.00
077 A000000 N
080 A000000 NATIONAL UNION FIRE INSURANCE CO OF PITTS.
080 C000000      300
081 A000000 N
081 B000000   0
082 A000000 N
082 B000000        0
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 N
085 B000000 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
<PAGE>      PAGE  9
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
SIGNATURE   WILLIAM D. WITTER                            
TITLE       GENERAL PARTNER     
 


<TABLE> <S> <C>

<ARTICLE> 6
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          DEC-31-1998
<PERIOD-END>                               JUN-30-1998
<INVESTMENTS-AT-COST>                            20932
<INVESTMENTS-AT-VALUE>                           25608
<RECEIVABLES>                                        0
<ASSETS-OTHER>                                      41
<OTHER-ITEMS-ASSETS>                              5360
<TOTAL-ASSETS>                                   31009
<PAYABLE-FOR-SECURITIES>                           982
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                         6064
<TOTAL-LIABILITIES>                               7046
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                             0
<SHARES-COMMON-STOCK>                              958
<SHARES-COMMON-PRIOR>                              906
<ACCUMULATED-NII-CURRENT>                            0<F1>
<OVERDISTRIBUTION-NII>                               0
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                             0
<ACCUM-APPREC-OR-DEPREC>                          5867
<NET-ASSETS>                                     23963
<DIVIDEND-INCOME>                                   89
<INTEREST-INCOME>                                   43
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                     233
<NET-INVESTMENT-INCOME>                          (101)
<REALIZED-GAINS-CURRENT>                           199
<APPREC-INCREASE-CURRENT>                         1377
<NET-CHANGE-FROM-OPS>                             1576
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                           (1597)<F2>
<NUMBER-OF-SHARES-SOLD>                             52
<NUMBER-OF-SHARES-REDEEMED>                         64
<SHARES-REINVESTED>                                 59<F3>
<NET-CHANGE-IN-ASSETS>                            1302
<ACCUMULATED-NII-PRIOR>                              0
<ACCUMULATED-GAINS-PRIOR>                            0
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                                0
<INTEREST-EXPENSE>                                  72
<GROSS-EXPENSE>                                    233
<AVERAGE-NET-ASSETS>                             25458
<PER-SHARE-NAV-BEGIN>                            25000
<PER-SHARE-NII>                                      0<F4>
<PER-SHARE-GAIN-APPREC>                              0<F4>
<PER-SHARE-DIVIDEND>                                 0<F4>
<PER-SHARE-DISTRIBUTIONS>                            0<F4>
<RETURNS-OF-CAPITAL>                                 0<F5>
<PER-SHARE-NAV-END>                              25000
<EXPENSE-RATIO>                                   1.83
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
<FN>
<F1>This item is not applicable to Financial Statements of
a Partnership.
<F2>This amount represents repurchases of units.
<F3>The Fund allocates additional units at the close of each
fiscal period in order to maintain a $25,000 price per
unit.  This is the amounts shown here as reinvested.
<F4>These are not meaningful for the Partnership.
<F5>No amounts are shown here as they may be misleading.
The returns vary depending on when a partner invested.
</FN>
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission