Form N-17f-2
U.S. Securities and Exchange Commission
Washington, D.C. 20549
FORM N-17f-2
Certificate of Accounting of Securities and Similar Investments in the
Custody of Management Investment Companies
Pursuant to Rule 17f-2 [17 CFR 270.17f-2]
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1. Investment Company Act File Number: Date examination completed:
811-05742 August 1, 1997
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2. State Identification Number: See Attached
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AL AK AZ AR CA CO
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CT DE DC FL GA HI
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ID IL IN IA KS KY
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LA ME MD MA MI MN
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MS MO MT NE NV NH
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NJ NM NY NC ND OH
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OK OR PA RI SC SD
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TN TX UT VT VA WA
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WV WI WY PUERTO RICO
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Other (specify):
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3. Exact name of investment company as specified in registration statement:
BlackRock Fundssm
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4. Address of principal executive office: (number, street, city, state, zip
code)
Bellevue Corporate Center, 400 Bellevue Parkway, Suite 100, Wilmington,
Delaware 19809.
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INSTRUCTIONS
This Form must be completed by the investment companies that have custody of
securities or similar investments.
Investment Company
1. All items must be completed by the investment company.
<PAGE>
2. Give this Form to the independent public accountant who, in compliance
with Rule 17f-2 under the Act and applicable state law, examines securities
and similar investments in the custody of the investment company.
<PAGE>
Accountant
3. Submit this Form to the Securities and Exchange Commission and appropriate
state securities administrators when filing the certificate of accounting
required by Rule 17f-2 under the Act and applicable state law. File the
original and one copy with the Securities and Exchange Commission's principal
office in Washington, D.C., one copy with the regional office for the region
in which the investment company's principal business operations are
conducted, and one copy with the appropriate state administrator(s), if
applicable.
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT
Note: The estimated average burden hours are made solely for purposes of the
Paperwork Reduction Act, and are not derived from a comprehensive or even a
representative survey or study of the costs of SEC rules and forms. Direct
any comments concerning the accuracy of the estimated average burden hours
for compliance with SEC rules and forms to Kenneth A. Fogash, Deputy
Executive Director, U.S. Securities and Exchange Commission, 450 Fifth
Street, N.W., Washington, D.C. 20549 and Gary Waxman, Clearance Officer,
Office of Management and Budget, Room 3206 New Executive Office Building,
Washington, D.C. 20503.
<PAGE>
PFPC INC. REV: 05/18/98
BLUE SKY DEPARTMENT Form name: PNCREG.BSF
BLACKROCK FUNDS
(FORMERLY COMPASS CAPITAL FUNDS)
BLUE SKY REGISTRATION CHART
FYE:9/30
**NCR stands for Not Currently Registered...Trading NOT Allowed.
REGISTRATION REGISTRATION
STATE PRRIOD AMOUNT PERMIT #
AL
BAL 02/25/98--02/24/99 INDEFINITE 703723
CORE BOND 01/11/97-01/10/98 INDEFINITE 704588
DE TAX-FR NCR
GNMA Initial Pending
GOV'T INC 02/25/98--02/24/99 INDEFINITE 703729
INT=L EQ 02/25/98--02/24/99 INDEFINITE 703724
INT=L BOND 02/25/98--02/24/99 INDEFINITE 703730
INT=L EMER 02/25/98--02/24/99 INDEFINITE 703722
INT=L SM CAP EQ 08/07/97- 08/06/98 INDEFINITE
INTM GVT BOND 02/25/98--02/24/99 INDEFINITE 703733
INTM BOND 02/25/98--02/24/99 INDEFINITE 703731
INDEX EQ 02/25/98--02/24/99 INDEFINITE 703736
KY TAX FR NCR
LG CAP GR EQ 02/25/98--02/24/99 INDEFINITE 703727
LG CAP VAL EQ 02/25/98--02/24/99 INDEFINITE 703728
LOW DUR 02/25/98--02/24/99 INDEFINITE 703732
MNGD INC 02/25/98--02/24/99 INDEFINITE 703734
MICRO CAP 03/27/98- 03/26/99 INDEFINITE
MID CAP GR 12/27/96-12/26/98 100,000 705171
MID CAP VAL 12/27/96-12/26/98 100,000 705170
MONEY MKT 02/25/98--02/24/99 INDEFINITE 703738
MUNI MM 02/25/98--02/24/99 INDEFINITE 703735
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 02/25/98--02/24/99 INDEFINITE 703739
SM CAP GROW 02/25/98--02/24/99 INDEFINITE 703726
SM CAP VAL 02/25/98--02/24/99 INDEFINITE 703725
TAX-FREE INC 02/25/98--02/24/99 INDEFINITE 703721
US TREAS 02/25/98--02/24/99 INDEFINITE 703737
VA MUNI NCR
AK
BAL 03/13/98--03/13/00 100.000 96-02396
CORE BOND 01/11/98--01/11/00 999,999,999 98-01784
DE TAX-FR NCR
GNMA NCR
GOV'T INC 03/13/98--03/13/00 100,000 98-02766
INT=L EQ 03/13/98--03/13/00 100,000 98-02763
<PAGE>
INT=L BOND 03/13/98--03/13/00 100,000 98-02780
INT=L EM 03/13/98--03/13/00 100,000 98-02764
INT=L SM CAP EQ 08/20/97-08/20/99 100,000 98-00391
INTM GVT BOND 03/13/98--03/13/00 100,000 98-02774
INTM BOND 03/13/98--03/13/00 999,999,999 98-02769
INDEX EQ 03/13/98--03/13/00 100,000 98-02779
KY TAX FR NCR
LG CAP GR EQ 03/13/98--03/13/00 100,000 98-02773
LG CAP VAL EQ 03/13/98--03/13/00 100,000 98-02778
LOW DUR 03/13/98--03/13/00 999,999,999 98-03000
MNGD INC 03/13/98--03/13/00 100,000 98-02767
MICRO CAP Initial pending
MID CAP GR 07/28/97-07/28/99 100,000 98-00271
MID CAP VAL 07/28/97-07/28/99 100,000 98-00272
MONEY MKT 03/13/98--03/13/00 100,000 98-02777
MUNI MM 03/13/98--03/13/00 100,000 98-02776
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 03/13/98--03/13/00 100,000 98-02768
SM CAP GROW 03/13/98--03/13/00 100,000 98-02770
SM CAP VAL 03/13/98--03/13/00 100,000 98-02775
TAX-FR INC 03/13/98--03/13/00 100,000 98-02771
US TREA 03/13/98--03/13/00 100,000 98-02765
VA MUNI NCR
AR
BAL 10/01/97-09/30/98 150,000 94-M0122-16
CORE BOND 10/01/97-09/30/98 INDEFINITE 94-M0122-20
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 10/01/97-09/30/98 150,000 94-M0122-08
INT=L EQ 10/01/97-09/30/98 150.000 94-M0122-15
INT=L BOND 10/01/97-09/30/98 150,000 94-M0122-19
INT=L EM 10/01/97-09/30/98 150,000 94-M0122-17
INT=L SM CAP EQ 10/07/97-09/30/98 150,000 94-M0122-23
INTM GVT BOND 10/01/97-09/30/98 150/000 94-M0122-06
INTM BOND 10/01/97-09/30/98 INDEFINITE 94-M0122-18
INDEX EQ 10/01/97-09/30/98 150,000 94-M0122-14
KY TAX FR NCR
LG CAP GR EQ 10/01/97-09/30/98 150,000 94-M0122-11
LG CAP VAL EQ 10/01/97-09/30/98 INDEFINITE 94-M0122-10
LOW DUR 10/01/97-09/30/98 INDEFINITE 94-M0122-07
MNGD INC 10/01/97-09/30/98 150,000 94-M0122-04
MICRO CAP 03/27/98-09/30/98 INDEFINITE 94-M0122-24
MID CAP GR 12/27/97-09/30/98 150,000 94-M0122-21
MID CAP VAL 12/27/97-09/30/98 150,000 94-M0122-22
MONEY MKT 10/01/97-09/30/98 150,000 94-M0122-01
MUNI MM 10/01/97-09/30/98 150,000 94-M0122-02
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
<PAGE>
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 10/01/97-09/30/98 150,000 94-M0122-12
SM CAP GROW 10/01/97-09/30/98 INDEFINITE 94-M0122-09
SM CAP VAL 10/01/97-09/30/98 150,000 94-M0122-13
TAX FR INC 10/01/97-09/30/98 150,000 94-M0122-05
US TREA 10/01/97-09/30/98 150,000 94-M0122-03
VA MUNI NCR
AZ
BAL--INV A 10/01/97-09/30/98 INDEFINITE S-0043893
BAL--INV B 10/01/97-09/30/98 INDEFINITE S-0043894
BAL--INV C 10/01/97-09/30/98 INDEFINITE S-0051402
BAL--SERV 10/01/97-09/30/98 INDEFINITE S-0039082
BAL--INS=T 10/01/97-09/30/98 INDEFINITE S-0039081
CORE BOND--INV A 10/01/97-09/30/98 INDEFINITE S-0047561
CORE BOND--INV B 10/01/97-09/30/98 INDEFINITE S-0047562
CORE BOND--INV C 10/01/97-09/30/98 INDEFINITE S-0047563
CORE BOND--SERV 10/01/97-09/30/98 INDEFINITE S-0047565
CORE BOND--INS=T 10/01/97-09/30/98 INDEFINITE S-0047564
CORE BOND--BR 10/01/97-09/30/98 INDEFINITE S-0054600
DE TAX FR (5 CLASSES) NCR
GNMA --INV A Initial Pending
GNMA--INV B Initial Pending
GNMA--INV C Initial Pending
GNMA--SERV Initial Pending
GNMA--INS=T Initial Pending
GOVT INC--INV A 10/01/97-09/30/98 INDEFINITE S-0043896
GOVT INC--INV B 10/01/97-09/30/98 INDEFINITE S-0043897
GOVT INC--INV C 10/01/97-09/30/98 INDEFINITE S-0051403
INT=L EQ--INV A 10/01/97-09/30/98 INDEFINITE S-0043903
INT=L EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0043904
INT=L EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051414
INT=L EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039101
INT=L EQ--INS=T 10/01/97-09/30/98 INDEFINITE S-0039100
INT=L BOND--INV A 10/01/97-09/30/98 INDEFINITE S-0043905
INT=L BOND--INV B 10/01/97-09/30/98 INDEFINITE S-0051410
INT=L BOND--INV C 10/01/97-09/30/98 INDEFINITE S-0051411
INT=L BOND--SERV 10/01/97-09/30/98 INDEFINITE S-0039103
INT=L BOND--INS=T 10/01/97-09/30/98 INDEFINITE S-0039102
INT=L EM--INV A 10/01/97-09/30/98 INDEFINITE S-0043902
INT=L EM--INV B 10/01/97-09/30/98 INDEFINITE S-0051412
INT=L EM--INV C 10/01/97-09/30/98 INDEFINITE S-0051413
INT=L EM--SERV 10/01/97-09/30/98 INDEFINITE S-0039099
INT=L EM--INS=T 10/01/97-09/30/98 INDEFINITE S-0039098
INT=L SM CAP EQ-INV A 10/07/97-09/30/98 INDEFINITE S-55999
INT=L SM CAP EQ-INV B 10/07/97-09/30/98 INDEFINITE S-56000
INT=L SM CAP EQ-INV C 10/07/97-09/30/98 INDEFINITE S-56001
INT=L SM CAP EQ-SERV 10/07/97-09/30/98 INDEFINITE S-56002
INT=L SM CAP EQ-INS=T 10/07/97-09/30/98 INDEFINITE S-55998
INTM GVT BOND--INV A 10/01/97-09/30/98 INDEFINITE S-0043900
INTM GVT BOND--INV B 10/01/97-09/30/98 INDEFINITE S-0051408
INTM GVT BOND--INV C 10/01/97-09/30/98 INDEFINITE S-0051409
INTM GVT BOND--SERV 10/01/97-09/30/98 INDEFINITE S-0039095
INTM GVT BOND--INS=T 10/01/97-09/30/98 INDEFINITE S-0039094
INTM BOND--INV A 10/01/97-09/30/98 INDEFINITE S-0043901
<PAGE>
INTM BOND--INV B 11/24/97--09/30/98 INDEFINITE S-0056520
INTM BOND--INV C 11/24/97--09/30/98 INDEFINITE S-0056521
INTM BOND--SERV 10/01/97-09/30/98 INDEFINITE S-0039097
INTM BOND--INS=T 10/01/97-09/30/98 INDEFINITE S-0039096
INTM BOND--BR 02/03/98--09/30/98 INDEFINITE S-0057198
INDEX EQ--INV A 10/01/97-09/30/98 INDEFINITE S-0043899
INDEX EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0051406
INDEX EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051407
INDEX EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039093
INDEX EQ--INS=T 10/01/97-09/30/98 INDEFINITE S-0039092
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 10/01/97-09/30/98 INDEFINITE S-0043898
LG CAP GR EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0051404
LG CAP GR EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051405
LG CAP GR EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039091
LG CAP GR EQ--INS=T 11/30/97-11/30/98 INDEFINITE S-0039090
LG CAP VAL EQ--INV A 10/01/97-09/30/98 INDEFINITE S-0043911
LG CAP VAL EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0051428
LG CAP VAL EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051429
LG CAP VAL EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039121
LG CAP VALEQ--INS=T 10/01/97-09/30/98 INDEFINITE S-0039120
LOW DUR--INV A 10/01/97-09/30/98 INDEFINITE S-0043907
LOW DUR--INV B 10/01/97-09/30/98 INDEFINITE S-0051402
LOW DUR--INV C 10/01/97-09/30/98 INDEFINITE S-0051421
LOW DUR--SERV 10/01/97-09/30/98 INDEFINITE S-0039113
LOW DUR--INS=T 10/01/97-09/30/98 INDEFINITE S-0039112
LOW DUR--BR 10/01/97-09/30/98 INDEFINITE S-0054601
MNGD INC--INV A 10/01/97-09/30/98 INDEFINITE S-0043906
MNGD INC--INV B 11/24/97--09/30/98 INDEFINITE S-0056522
MNGD INC--INV C 11/24/97--09/30/98 INDEFINITE S-0056523
MNGD INC--SERV 10/01/97-09/30/98 INDEFINITE S-0039105
MNGD INC--INS=T 10/01/97-09/30/98 INDEFINITE S-0039104
MICRO CAP--INV A 03/27/98--09/30/98 INDEFINITE S-0057900
MICRO CAP--INV B 03/27/98--09/30/98 INDEFINITE S-0057901
MICRO CAP--INV C 03/27/98--09/30/98 INDEFINITE S-0057902
MICRO CAP--SERV 03/27/98--09/30/98 INDEFINITE S-0057904
MICRO CAP--INS=T 03/27/98--09/30/98 INDEFINITE S-0057903
MID CAP GR--INV A 10/01/97-09/30/98 INDEFINITE S-0053169
MID-CAP GR--INV B 10/01/97-09/30/98 INDEFINITE S-0053170
MID-CAP GR--INV C 10/01/97-09/30/98 INDEFINITE S-0053171
MID-CAP GR--SERV 10/01/97-09/30/98 INDEFINITE S-0053173
MID-CAP GR--INS=T 10/01/97-09/30/98 INDEFINITE S-0053172
MID-CAP VAL--INV A 10/01/97-09/30/98 INDEFINITE S-0053174
MID-CAP VAL--INV B 10/01/97-09/30/98 INDEFINITE S-0053175
MID-CAP VAL--INV C 10/01/97-09/30/98 INDEFINITE S-0053176
MID-CAP VAL--SERV 10/01/97-09/30/98 INDEFINITE S-0053178
MID-CAP VAL--INS=T 10/01/97-09/30/98 INDEFINITE S-0053177
MONEY MKT--INV A 10/01/97-09/30/98 INDEFINITE S-0039107
MONEY MKT--INV B 10/01/97-09/30/98 INDEFINITE S-0041245
MONEY MKT--INV C 10/01/97-09/30/98 INDEFINITE S-0051415
MONEY MKT--SERV 10/01/97-09/30/98 INDEFINITE S-0039108
MONEY MKT--INS=T 10/01/97-09/30/98 INDEFINITE S-0039106
MUNI MM--INV A 10/01/97-09/30/98 INDEFINITE S-0039110
MUNI MM--INV B 10/01/97-09/30/98 INDEFINITE S-0051416
MUNI MM--INV C 10/01/97-09/30/98 INDEFINITE S-0051417
MUNI MM--SERV 10/01/97-09/30/98 INDEFINITE S-0039111
MUNI MM--INS=T 10/01/97-09/30/98 INDEFINITE S-0039109
<PAGE>
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ-- INV A 10/01/97-09/30/98 INDEFINITE S-0043895
SELECT EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0051418
SELECT EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051419
SELECT EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039084
SELECT EQ--INS=T 10/01/97-09/30/98 INDEFINITE S-0039083
SM CAP GR EQ--INV A 10/01/97-09/30/98 INDEFINITE S-0043908
SM CAP GR EQ--INV B 10/01/97-09/30/98 INDEFINITE S-0050396
SM CAP GR EQ--INV C 10/01/97-09/30/98 INDEFINITE S-0051422
SM CAP GR EQ--SERV 10/01/97-09/30/98 INDEFINITE S-0039115
SM CAP GR EQ--INS=T 10/01/97-09/30/98 INDEFINITE S-0039114
SM CAP VAL--INV A 10/01/97-09/30/98 INDEFINITE S-0043909
SM CAP VAL--INV B 10/01/97-09/30/98 INDEFINITE S-0043910
SM CAP VAL--INV C 10/01/97-09/30/98 INDEFINITE S-0051423
SM CAP VAL--SERV 10/01/97-09/30/98 INDEFINITE S-0039117
SM CAP VAL--INS=T 10/01/97-09/30/98 INDEFINITE S-0039116
TAX FR INC--INV A 10/01/97-09/30/98 INDEFINITE S-0043950
TAX FR INC--INV B 10/01/97-09/30/98 INDEFINITE S-0051424
TAX FR INC--INV C 10/01/97-09/30/98 INDEFINITE S-0051425
TAX FR INC--SERV 10/01/97-09/30/98 INDEFINITE S-0039119
TAX FR INC--INS=T 10/01/97-09/30/98 INDEFINITE S-0039118
US TREAS--INV A 10/01/97-09/30/98 INDEFINITE S-0039088
US TREAS--INV B 10/01/97-09/30/98 INDEFINITE S-0051426
US TREAS-- INV C 10/01/97-09/30/98 INDEFINITE S-0051427
US TREAS-- SERV 10/01/97-09/30/98 INDEFINITE S-0039089
US TREAS--INS=T 10/01/97-09/30/98 INDEFINITE S-0039087
VA MUNI (5 CLASSES) NCR
CA
COMPASS CAPITAL FUNDS 10/01/97-09/30/98 INDEFINITE 505-3622
CO
COMPASS CAPITAL FUNDS 10/01/97-09/30/98 BLUE CHIP 94-07-450
CT
BAL 01/01/98-12/31/98 INDEFINITE SI19132
CORE BOND 01/01/98-12/31/98 INDEFINITE SI37197
DE TAX-FR NCR
GNMA Initial Pending NCR
GOVT INC 01/01/98-12/31/98 INDEFINITE SI28339
INT=L EQ 01/01/98-12/31/98 INDEFINITE SI18828
INT=L BOND 01/01/98-12/31/98 INDEFINITE SI28340
INT=L EM 01/01/98-12/31/98 INDEFINITE SI28338
INT=L SM CAP EQ 01/01/98-12/31/98 INDEFINITE SI44612
INTM GVT BOND 01/01/98-12/31/98 INDEFINITE SI23269
INTM BOND 01/01/98-12/31/98 INDEFINITE SI24226
INDEX EQ 01/01/98-12/31/98 INDEFINITE SI23270
KY TAX FR NCR
LG CAP GR EQ 01/01/98-12/31/98 INDEFINITE SI19161
LG CAP VAL EQ 01/01/98-12/31/98 INDEFINITE S123307
LOW DUR 01/01/98-12/31/98 INDEFINITE SI24228
<PAGE>
MNGD INC 01/01/98-12/31/98 INDEFINITE SI18827
MICRO CAP 03/27/98--12/31/98 INDEFINITE SI46462
MID CAP GR 01/01/98-12/31/98 INDEFINITE SI42055
MID CAP VAL 01/01/98-12/31/98 INDEFINITE SI42054
MONEY MKT 01/01/98-12/31/98 INDEFINITE SI18835
MUNI MM 01/01/98-12/31/98 INDEFINITE SI18833
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR 01/01/98--12/31/98 INDEFINITE SI137162
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 01/01/98-12/31/98 INDEFINITE SI24227
SM CAP GROW 01/01/98-12/31/98 INDEFINITE SI24229
SM CAP VAL 01/01/98-12/31/98 INDEFINITE SI23311
TAX FR INC 01/01/98-12/31/98 INDEFINITE SI18832
US TREA 01/01/98-12/31/98 INDEFINITE SI18834
VA MUNI NCR
VALUE EQUITY 01/01/98-12/31/98 INDEFINITE SI23307
DE
BAL 03/04/98--03/04/99 INDEFINITE ---------
CORE BOND 01/11/98--01/11/99 INDEFINITE ---------
DE TAX FREE INITIAL PENDING
GNMA INITIAL PENDING
GOVT INC 03/04/98--03/04/99 100,000 ---------
INT=L EQ 03/04/98--03/04/99 INDEFINITE ---------
INT=L BOND 03/04/98--03/04/99 100,000 ---------
INT=L EM 03/04/98--03/04/99 100,000 ---------
INT=L SM CAP EQ
INTM GVT BOND 03/04/98--03/04/99 100,000 ---------
INTM BOND 03/04/98--03/04/99 INDEFINITE --------
INDEX EQ 03/04/98--03/04/99 100,000 --------
KY TAX FREE INITIAL PENDING
LG CAP GR EQ 03/04/98--03/04/99 INDEFINITE --------
LG CAP VAL EQ 03/04/98--03/04/99 INDEFINITE --------
LOW DUR 03/04/98--03/04/99 INDEFINITE --------
MNGD INC 03/04/98--03/04/99 100,000 --------
MICRO CAP 03/27/98--03/27/99 100,000
MID CAP GR 12/27/96--12/27/97 100,000 --------
MID CAP VAL 12/27/96--12/27/97 100,000 --------
MONEY MKT 03/04/98--03/04/99 100,000 --------
MUNI MKT 03/04/98--03/04/99 100,000 --------
NC MUNI NCR
NJ MUNI 07/28/97--07/28/98 100,000 --------
NJ TAX FR 01/11/98--01/11/99 100,000 --------
OH MUNI NCR
OH TAX FR NCR
PA MUNI 03/04/98--03/04/99 100,000 --------
PA TAX FR 03/04/98--03/04/99 100,000 --------
SELECT EQ 03/23/98--03/23/99 100,000 -------
SM CAP GROW 03/04/98--03/04/99 100,000 --------
SM CAP VAL 03/04/98--03/04/99 100,000 --------
TAX FR INC 03/04/98--03/04/99 INDEFINITE --------
US TREA 03/04/98--03/04/99 100,000 --------
VA MUNI NCR
<PAGE>
DC *EXEMPT FROM REGISTRATION*
FL
REGISTRATION NO LONGER REQUIRED BY STATE
GA
COMPASS CAPITAL FUNDS 09/19/97-11/19/98 INDEFINITE 56-901171
HI
BAL 10/01/97-09/30/98 BLUE CHIP -----------
CORE BOND 10/01/97-09/30/98 BLUE CHIP -----------
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 10/01/97-09/30/98 BLUE CHIP -----------
INT=L EQ 10/01/97-09/30/98 BLUE CHIP -----------
INT=L BOND 10/01/97-09/30/98 BLUE CHIP -----------
INT=L EM 10/01/97-09/30/98 BLUE CHIP -----------
INT=L SM CAP EQ 10/02/97-09/30/98 BLUE CHIP -----------
INTM GOVT BOND 10/01/97-09/30/98 BLUE CHIP -----------
INTM BOND 10/01/97-09/30/98 BLUE CHIP -----------
INDEX EQ 10/01/97-09/30/98 BLUE CHIP -----------
KY TAX FR NCR
LG CAP GR EQ 10/01/97-09/30/98 BLUE CHIP -----------
LG CAP VAL EQ 10/01/97-09/30/98 BLUE CHIP -----------
LOW DUR 10/01/97-09/30/98 BLUE CHIP -----------
MNGD INC 10/01/97-09/30/98 BLUE CHIP -----------
MICRO CAP 03/27/98--03/27/99 INDEFINITE-BC -----------
MID CAP GROW 11/21/97-09/30/97 BLUE CHIP ----------
MID CAP VAL 11/21/97-09/30/98 BLUE CHIP -----------
MONEY MKT 10/01/97-09/30/98 BLUE CHIP ----------
MUNI MKT 10/01/97-09/30/98 BLUE CHIP ----------
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 10/01/97-09/30/98 BLUE CHIP -----------
SM CAP GROW 10/01/97-09/30/98 BLUE CHIP -----------
SM CAP VAL 10/01/97-09/30/98 BLUE CHIP -----------
TAX FREE INC 10/01/97-09/30/98 BLUE CHIP -----------
US TREA 10/01/97-09/30/98 BLUE CHIP -----------
VA MUNI NCR
IA
BAL--INV A 07/28/97-07/28/98 INDEFINITE I-39127
BAL--INV B 07/28/97-07/28/98 INDEFINITE I-39128
BAL--INV C 07/28/97-07/28/98 INDEFINITE I-39129
BAL--SERV 03/02/98--03/02/99 INDEFINITE I-31557
BAL--INS=T 03/02/98--03/02/99 INDEFINITE I-31541
CORE BOND--INV A 01/11/98-01/11/99 INDEFINITE I-35269
CORE BOND--INV B 01/11/98-01/11/99 INDEFINITE I-35268
CORE BOND--INV C 01/11/98-01/11/99 INDEFINITE I-35267
CORE BOND SERV 01/11/98-01/11/99 INDEFINITE I-35266
CORE BOND--INS=T 01/11/98-01/11/99 INDEFINITE I-35265
CORE BOND--BR 05/29/97-05/29/98 INDEFINITE I-38682
DE TAX FR (5 CLASSES) NCR
<PAGE>
GNMA --INV A Initial Pending
GNMA--INV B Initial Pending
GNMA--INV C Initial Pending
GNMA--SERV Initial Pending
GNMA--INS=T Initial Pending
GOVT INC--INV A 07/28/97-07/28/98 INDEFINITE I-39164
GOVT INC--INV B 07/28/97-07/28/98 INDEFINITE I-39165
GOVT INC--INV C 07/28/97-07/28/98 INDEFINITE I-39166
INT=L EQ--INV A 07/28/97-07/28/98 INDEFINITE I-39131
INT=L EQ--INV B 07/28/97-07/28/98 INDEFINITE I-39132
INT=L EQ--INV C 07/28/97-07/28/98 INDEFINITE I-39133
INT=L EQ--SERV 03/02/98--03/02/99 INDEFINITE I-31575
INT=L EQ--INS=T 03/02/98--03/02/99 INDEFINITE I-31574
INT=L BOND--INV A 07/28/97-07/28/98 INDEFINITE I-39161
INT=L BOND--INV B 07/28/97-07/28/98 INDEFINITE I-39162
INT=L BOND--INV C 07/28/97-07/28/98 INDEFINITE I-39163
INT=L BOND--SERV 03/02/98--03/02/99 INDEFINITE I-31577
INT=L BOND--INS=T 03/02/98--03/02/99 INDEFINITE I-31576
INT=L EM--INV A 07/28/97-07/28/98 INDEFINITE I-39155
INT=L EM--INV B 07/28/97-07/28/98 INDEFINITE I-39156
INT=L EM--INV C 07/28/97-07/28/98 INDEFINITE I-39157
INT=L EM--SERV 03/02/98--03/02/99 INDEFINITE I-31573
INT=L EM--INS=T 03/02/98--03/02/99 INDEFINITE I-31572
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 INDEFINITE I-39235
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 INDEFINITE I-39236
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 INDEFINITE I-39237
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 INDEFINITE I-39238
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 INDEFINITE I-39239
INTM GVT BOND--INV A 07/28/97-07/28/98 INDEFINITE I-39151
INTM GVT BOND--INV B 07/28/97-07/28/98 INDEFINITE I-39152
INTM GVT BOND--INV C 07/28/97-07/28/98 INDEFINITE I-39153
INTM GVT BOND--SERV 03/02/98--3/02/99 INDEFINITE I-31579
INTM GVT BOND--INST=L 03/02/98--03/02/99 INDEFINITE I-31578
INTM BOND--INV A 07/28/97-07/28/98 INDEFINITE I-39154
INTM BOND--INV B 06/17/97-06/17/98 INDEFINITE I-38780
INTM BOND--INV C 06/17/97-06/17/98 INDEFINITE I-38781
INTM BOND--SERV 03/02/98--03/02/99 INDEFINITE I-31571
INTM BOND--INT=L 03/02/98--03/02/99 INDEFINITE I-31570
INTM BOND--BR 01/28/98-01/28/99 INDEFINITE
INDEX EQ--INV A 07/28/97-07/28/98 INDEFINITE I-39145
INDEX EQ--INV B 07/28/97-07/28/98 INDEFINITE I-39146
INDEX EQ--INV C 07/28/97-07/28/98 INDEFINITE I-39147
INDEX EQ--SERV 03/02/98--03/02/99 INDEFINITE I-31569
INDEX EQ--INS=T 03/02/98--03/02/99 INDEFINITE I-31568
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 07/28/97-07/28/98 INDEFINITE I-39124
LG CAP GR EQ--INV B 07/28/97-07/28/98 INDEFINITE I-39125
LG CAP GR EQ--INV C 07/28/97-07/28/98 INDEFINITE I-39126
LG CAP GR EQ--SERV 03/02/98--03/02/99 INDEFINITE I-31567
LG CAP GR EQ--INS=T 03/02/98--03/02/99 INDEFINITE I-31566
LG CAP VAL EQ--INV A 07/28/97-07/28/98 INDEFINITE I-39142
LG CAP VAL EQ--INV B 07/28/97-07/28/98 INDEFINITE I-39143
LG CAP VAL EQ--INV C 07/28/97-07/28/98 INDEFINITE I-39144
LG CAP VAL EQ--SERV 03/02/98--03/02/99 INDEFINITE I-31597
LG CAP VAL EQ--INS=T 03/02/98--03/02/99 INDEFINITE I-31596
LOW DUR--INV A 07/28/97-07/28/98 INDEFINITE I-39158
LOW DUR--INV B 07/28/97-07/28/98 INDEFINITE I-39159
<PAGE>
LOW DUR--INV C 07/28/97-07/28/98 INDEFINITE I-39160
LOW DUR--SERV 03/02/98--03/02/99 INDEFINITE I-31589
LOW DUR--INS=T 03/02/98--03/02/99 INDEFINITE I-31588
LOW DUR--BR 05/29/97-05/29/98 INDEFINITE I-38681
MNGD INC--INV A 07/28/97-07/28/98 INDEFINITE I-39130
MNGD INC--INV B 06/17/97-06/17/98 INDEFINITE I-38782
MNGD INC--INV C 06/17/97-06/17/98 INDEFINITE I-38783
MNGD INC--SERV 03/02/98--03/02/99 INDEFINITE I-31581
MNGD INC--INST 03/02/98--03/02/99 INDEFINITE I-31580
MICRO CAP--INV A 03/27/98--03/27/99 INDEFINITE I-41131
MICRO CAP--INV B 03/27/98--03/27/99 INDEFINITE I-41132
MICRO CAP--INV C 03/27/98--03/27/99 INDEFINITE I-41133
MICRO CAP--SERV 03/27/98--03/27/99 INDEFINITE I-41135
MICRO CAP--INS=T 03/27/98--03/27/99 INDEFINITE I-41134
MID CAP GR--INV A 12/27/97--12/27/98 INDEFINITE I-37758
MID CAP GR--INV B 12/27/97--12/27/98 INDEFINITE I-37757
MID-CAP GR--INV C 12/27/97--12/27/98 INDEFINITE I-37756
MID CAP GR--SER 12/27/97--12/27/98 INDEFINITE I-37755
MID CAP GR--INS=T 12/27/97--12/27/98 INDEFINITE I-37754
MID CAP VAL--INV A 12/27/97--12/27/98 INDEFINITE I-37759
MID CAP VAL--INV B 12/27/97--12/27/98 INDEFINITE I-37760
MID CAP VAL--INV C 12/27/97--12/27/98 INDEFINITE I-37761
MID CAP VAL--SERV 12/27/97--12/27/98 INDEFINITE I-37762
MID CAP VAL--INS=T 12/27/97--12/27/98 INDEFINITE I-37763
MONEY MKT--INV A 03/02/98--03/02/99 INDEFINITE I-31583
MONEY MKT--INV B 09/23/97-09/23/98 INDEFINITE I-32515
MONEY MKT--INV C NCR
MONEY MKT--SERV 03/02/98--03/02/99 INDEFINITE I-31584
MONEY MKT--INS=T 03/02/98--03/02/99 INDEFINITE I-31582
MUNI MM--INV A 03/02/98--03/02/99 INDEFINITE I-31586
MUNI MM--INV B 07/28/97-07/28/98 INDEFINITE I-39138
MUNI MM--INV C 07/28/97-07/28/98 INDEFINITE I-39139
MUNI MM--SERV 03/02/98--03/02/99 INDEFINITE I-31587
MUNI MM--INS=T 03/02/98--03/02/99 INDEFINITE I-31585
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 10/10/97-10/10/98 INDEFINITE I-39759
SELECT EQ--INV B 10/10/97-10/10/98 INDEFINITE I-39760
SELECT EQ--INV C 10/10/97-10/10/98 INDEFINITE I-39761
SELECT EQ--SERV 03/02/98--03/02/99 INDEFINITE I-31560
SELECT EQ--INS=T 03/02/98--03/02/99 INDEFINITE I-31558
SM CAP GR--INV A 10/09/97-10/09/98 INDEFINITE I-37277
SM CAP GR--INV B 10/09/97-10/09/98 INDEFINITE I-37278
SM CAP GR--INV C 10/09/97-10/09/98 INDEFINITE I-37279
SM CAP GR--SERV 03/02/98--03/02/99 INDEFINITE I-31591
SM CAP GR--INS=T 03/02/98--03/02/99 INDEFINITE I-31590
SM CAP VAL--INV A 07/28/97-07/28/98 INDEFINITE I-39148
SM CAP VAL--INV B 07/28/97-07/28/98 INDEFINITE I-39149
SM CAP VAL--INV C 07/27/98-07/28/98 INDEFINITE I-39150
SM CAP VAL--SERV 03/02/98--03/02/99 INDEFINITE I-31593
SM CAP VAL--INS=T 03/02/98--03/02/99 INDEFINITE I-31592
TAX FR INC--INV A 07/28/97-07/28/98 INDEFINITE I-39134
<PAGE>
TAX FR INC--INV B 07/28/97-07/28/98 INDEFINITE I-39135
TAX FR INC--INV C 07/28/97-07/28/98 INDEFINITE I-39136
TAX FR INC--SERV 03/02/98--03/02/99 INDEFINITE I-31595
TAX FREE--INS=T 03/02/98--03/02/99 INDEFINITE I-31594
US TREA--INV A 03/02/98--03/02/99 INDEFINITE I-31564
US TREA--INV B 07/28/97-07/28/98 INDEFINITE I-39140
US TREA--INV C 07/28/97-07/28/98 INDEFINITE I-39141
US TREA--SERV 03/02/98--03/02/99 INDEFINITE I-31565
US TREA--INS=T 03/02/98--03/02/99 INDEFINITE I-31563
VA MUNI (5 CLASSES) NCR
ID BAL 10/01/97-09/30/98 INDEFINITE 44524
CORE BOND 10/01/97-09/30/98 INDEFINITE 46392
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 10/01/97-09/30/98 INDEFINITE 44527
INT=L EQ 10/01/97-09/30/98 INDEFINTE 44534
INT=L BOND 10/01/97-09/30/98 INDEFINITE 44533
INT=L EM 10/01/97-09/30/98 INDEFINITE 44532
INT=L SM CAP EQ 10/07/97-09/30/98 INDEFINITE
INTM GVT BOND 10/01/97-09/30/98 INDEFINITE 44530
INTM BOND 10/01/97-09/30/98 INDEFINITE 44531
INDEX EQ 10/01/97-09/30/98 INDEFINITE 44529
KY TAX FR NCR
LG CAP GR EQ 10/01/97-09/30/98 INDEFINITE 44528
LG CAP VAL EQ 10/01/97-09/30/98 INDEFINITE 44542
LOW DUR 10/01/97-09/30/98 INDEFINITE 44538
MNGD INC 10/01/97-09/30/98 INDEFINITE 44535
MICRO CAP 03/27/98--09/30/98 INDEFINITE 49166
MID CAP GR 10/01/97-09/30/98 INDEFINITE 47568
MID CAP VAL 10/01/97-09/30/98 INDEFINITE 47569
MONEY MKT 10/01/97-09/30/98 INDEFINITE 44536
MUNI MM 10/01/97-09/30/98 INDEFINTE 44537
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 10/01/97-09/30/98 INDEFINITE 44525
SM CAP GROW 10/01/97-09/30/98 INDEFINITE 44539
SM CAP VAL 10/01/97-09/30/98 INDEFINITE 44540
TAX FR INC 10/01/97-09/30/98 INDEFINITE 44541
US TREA 10/01/97-09/30/98 INDEFINITE 44526
VA MUNI NCR
IL
COMPASS CAP FUNDS 02/26/98--02/26/99 INDEFINITE R9735747
IN
COMPASS CAP FUNDS 10/01/97-09/30/98 INDEFINITE 89-0482 IC
<PAGE>
KS
BAL 02/28/98--02/28/99 INDEFINITE 94S0001084
CORE BOND 01/11/98-01/11/99 INDEFINITE 96S0000666
DE TAX FR NCR
GNMA Initial Pending
GOVT INC 02/28/98--02/28/99 INDEFINITE 94S0001086
INT=L EQ 02/28/98--02/28/99 INDEFINITE 94S0001092
INT=L BOND 02/28/98--02/28/99 INDEFINITE 94S0001093
INT=L EM 02/28/98--02/28/99 INDEFINITE 94S0001091
INT=L SM CAP EQ 08/20/97-08/20/98 200,000 98s0000138
INTM GVT BOND 02/28/98--02/28/99 INDEFINITE 94S0001089
INTM BOND 02/28/98--02/28/99 INDEFINITE 94S0001090
INDEX EQ 02/28/98--02/28/99 INDEFINITE 94S0001088
KY TAX FR NCR
LG CAP GR EQ 02/28/98--02/28/99 INDEFINITE 94S0001087
LG CAP VAL EQ 02/28/98--02/28/99 INDEFINITE 94S0001099
LOW DUR 02/28/98--02/28/99 INDEFINITE 94S0001095
MNGD INC 02/28/98--02/28/99 INDEFINITE 94S0001094
MICRO CAP 03/27/98--03/27/99 INDEFINITE 98S0001187
MID CAP GR 12/27/96-12/27/97 200,000 97S0000713
MID CAP VAL 12/27/96-12/27/97 200,000 97S0000714
MONEY MKT 03/16/98--03/16/99 INDEFINITE 94S0001179
MUNI MM 03/16/98--03/16/99 INDEFINITE 94S0001180
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH TF INC NCR
OH MUNI NCR
PA MUNI NCR
PA TF INC NCR
SELECT EQUITY 02/28/98--02/28/99 INDEFINITE 94S0001085
SM CAP GR EQ 02/28/98--02/28/99 INDEFINITE 94S0001096
SM CAP VAL EQ 02/28/98--02/28/99 INDEFINITE 94S0001097
TAX FREE INC 02/28/98--02/28/99 INDEFINITE 94S0001098
VA MUNI NCR
US TREA 03/16/98--03/16/99 INDEFINITE 94S0001178
KY
PNC1-INV EQ 05/18/97-05/18/98 INDEFINITE M24626
PNC2-SER EQ 12/06/97-12/06/98 INDEFINITE M29828
PNC3-INST EQ 12/06/97-12/06/98 INDEFINITE M29827
PNC4-INV BOND 06/24/97-06/24/98 INDEFINITE M27900
PNC5-SERV BOND 12/06/97-12/06/98 INDEFINITE M29826
PNC6-INST BOND 12/06/97-12/06/98 INDEFINITE M29825
PNC7-INV MM 01/28/98--01/28/99 INDEFINITE M26344
PNC8-SER MM 05/18/97-05/18/98 INDEFINITE M24624
PNC9-INST MM 12/06/97-12/06/98 INDEFINITE M29829
PNC10-LOW & CORE 05/22/97-05/22/98 INDEFINITE M33873
DE & KY TAX FREE-INV 04/29/98--04/29/99 INDEFINITE M35085
DE & KY TAX FREE-
INST=L INITIAL PENDING
DE & KY TAX FREE-SERV 04/29/98--04/29/99 INDEFINITE M35083
GNMA-INV 04/29/98--04/29/99 INDEFINITE M35088
GNMA-INST=L 04/29/98--04/29/99 INDEFINITE M35087
GNMA-SERV 04/29/98--04/29/99 INDEFINITE M35086
INT=L SM CP EQ-INV 12/01/97-12/01/98 INDEFINITE M34489
INT=L SM CP EQ-SERV 12/01/97-12/01/98 INDEFINITE M34487
<PAGE>
INT=L SM CP EQ-INS=T 12/01/97-12/01/98 INDEFINITE M34488
MICRO CAP--INV 03/27/98--03/27/99 INDEFINITE M34945
MICRO CAP--SERV 03/27/98--03/27/99 INDEFINITE M34946
MICRO CAP--INS=T 03/27/98--03/27/99 INDEFINITE M34947
LA
PNC1-INV EQ 02/11/98--02/11/99 999,999,999 54785
PNC2-SER EQ 02/11/98--02/11/99 100,000 54783
PNC3-INST'L EQ 02/11/98--02/11/99 100,000 54782
PNC4-INV BOND 04/01/98--04/01/99 500,000 55699
PNC5-SERV BOND 02/11/98--02/11/99 100,000 54784
PNC6-INST'L BOND 02/11/98--02/11/99 999,999,999 54780
PNC7-INV MM 02/11/98--02/11/99 100,000 54779
PNC8-SERV MM 02/11/98--02/11/99 100,000 54778
PNC9-INST'L MM 02/11/98--02/11/99 100,000 54781
PNC10-LOW & CORE 02/11/98--02/11/99 999,999,999 54777
WESTCORE 02/13/98--02/13/99 100,000 47303
GNMA INV Initial Pending
GNMA INS=T Initial Pending
GNMA SER Initial Pending
INT=L SM CP EQ-INV 02/11/98--02/11/99 100,000 54776
INT=L SM CP EQ-SERV 02/11/98--02/11/99 100,000 54774
INT=L SM CP EQ-INS=T 02/11/98--02/11/99 100,000 54775
MICRO CAP--INV 03/27/98--03/27/99 100,000 55609
MICRO CAP--SERV 03/27/98--03/27/99 100,000 55610
MICRO CAP--INS=T 03/27/97--03/27/99 999,999,999 55608
MA
BAL--INV A 10/01/97-09/30/98 INDEFINITE 95-9487
BAL--INV B 10/01/97-09/30/98 INDEFINITE 95-9486
BAL--INV C 10/01/97-09/30/98 INDEFINITE 95-0393
BAL--SERV 10/01/97-09/30/98 INDEFINITE 95-9489
BAL--INS=T 10/01/97-09/30/98 INDEFINITE 96-9488
CORE BOND--INV A 10/01/97-09/30/98 INDEFINITE 95-2060
CORE BOND--INV B 10/01/97-09/30/98 INDEFINITE 95-2059
CORE BOND--INV C 10/01/97-09/30/98 INDEFINITE 95-2058
CORE BOND--SERV 10/01/97-09/30/98 INDEFINITE 95-2057
CORE BOND--INS=T 10/01/97-09/30/98 INDEFINITE 95-2056
CORE BOND--BR NCR
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 10/01/97-09/30/98 INDEFINITE 95-9507
GOVT INC--INV B 10/01/97-09/30/98 INDEFINITE 95-9506
GOVT INC--INV C 10/01/97-09/30/98 INDEFINITE 96-0364
INT=L EQ--INV A 10/01/97-09/30/98 INDEFINITE 95-9469
INT=L EQ--INV B 10/01/96-09/30/97 INDEFINITE 95-9472
INT=L EQ--INV C 10/01/97-09/30/98 INDEFINITE
INT=L EQ--SERV 10/01/97-09/30/98 INDEFINITE 95-9471
INT=L EQ--INS=T 10/01/97-09/30/98 INDEFINITE 95-9470
INT=L BOND--INV A 10/01/97-09/30/98 INDEFINITE 95-9614
INT=L BOND--INV B 10/01/97-09/30/98 INDEFINITE 96-0374
INT=L BOND--INV C 10/01/97-09/30/98 INDEFINITE 96-0373
INT=L BOND--SERV 10/01/97-09/30/98 INDEFINITE 95-9614
<PAGE>
INT=L BOND--INS=T 10/01/97-09/30/98 INDEFINITE 95-9613
INT=L EM--INV A 10/01/97-09/30/98 INDEFINITE 95-9515
INT=L EM--INV B 10/01/97-09/30/98 INDEFINITE 96-0376
INT=L EM--INV C 10/01/97-09/30/98 INDEFINITE 96-0392
INT=L EM--SERV 10/01/97-09/30/98 INDEFINITE 95-9513
INT=L EM--INS=T 10/01/97-09/30/98 INDEFINITE 95-9514
INT=L SM CAP EQ-INV A 10/07/97-03/30/98 INDEFINITE ---------
INT=L SM CAP EQ-INV B 10/07/97-09/30/98 INDEFINITE ---------
INT=L SM CAP EQ-INV C 10/07/97-09/30/98 INDEFINITE ---------
INT=L SM CAP EQ-SERV 10/07/97-09/30/98 INDEFINITE --------
INT=L SM CAP EQ-INS=T 10/07/97-09/30/98 INDEFINITE --------
INTM GVT BOND--INV A 10/01/96-09/30-97 INDEFINITE 95-9483
INTM GVT BOND--INV B 10/01/96-09/30/97 INDEFINITE 96-0370
INTM GVT BOND--INV C 10/01/96-09/30/97 INDEFINITE 96-0369
INTM GVT BOND--SERV 10/01/96-09/30/97 INDEFINITE 95-9485
INTM GVT BOND--INS=T 10/01/96-09/30/97 INDEFINITE 95-9484
INTM BOND--INV A 10/01/97-09/30/98 INDEFINITE 95-9518
INTM BOND--INV B NCR
INTM BOND--INV C NCR
INTM BOND--SERV 10/01/97-09/30/98 INDEFINITE 95-9516
INTM BOND--INS=T 10/01/97-09/30/98 INDEFINITE 95-9517
INDEX EQ--INV A 10/01/96-09/30/97 INDEFINITE 95-9473
INDEX EQ--INV B 10/01/96-09/30/97 INDEFINITE 96-0381
INDEX EQ--INV C 10/01/96-09/30/97 INDEFINITE 96-0372
INDEX EQ--SERV 10/01/96-09/30/97 INDEFINITE 95-9474
INDEX EQ--INS=T 10/01/96-09/30/97 INDEFINITE 95-9476
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 10/01/96-09/30/97 INDEFINITE 95-9463
LG CAP GR EQ--INV B 10/01/96-09/30/97 INDEFINITE 96-0391
LG CAP GR EQ--INV C 10/01/96-09/30/97 INDEFINITE 96-0394
LG CAP GR EQ--SERV 10/01/96-09/30/97 INDEFINITE 95-9464
LG CAP GR EQ--INS=T 10/01/96-09/30/97 INDEFINITE 95-9465
LG CAP VAL EQ--INV A 10/01/96-09/30/97 INDEFINITE 95-9482
LG CAP VAL EQ--INV B 10/01/96-09/30/97 INDEFINITE 96-0383
LG CAP VAL EQ--INV C 10/01/96-09/30/97 INDEFINITE 96-0382
LG CAP VAL EQ--SERV 10/01/96-09/30/97 INDEFINITE 95-9481
LG CAP VAL EQ--INS=T 10/01/96-09/30/97 INDEFINITE 95-9480
LOW DUR--INV A 10/01/97-09/30/98 INDEFINTE 95-9500
LOW DUR--INV B 10/01/97-09/30/98 INDEFINITE 96-0368
LOW DUR--INV C 10/01/97-09/30/98 INDEFINITE 96-0367
LOW DUR--SERV 10/01/97-09/30/98 INDEFINITE 95-9502
LOW DUR--INS=T 10/01/97-09/30/98 INDEFINITE 95-9501
LOW DUR--BR NCR
MNGD INC--INV A 10/01/97-09/30/98 INDEFINITE 95-9466
MNGD INC--INV B NCR
MNGD INC--INV C NCR
MNGD INC--SERV 10/01/97-09/30/98 INDEFINITE 95-9468
MNGD INC--INS=T 10/01/97-09/30/98 INDEFINITE 95-9467
MICRO CAP--INV A 03/27/98--09/30/98 INDEFINITE ---------
MICRO CAP--INV B 03/27/98--09/30/98 INDEFINITE ---------
MICRO CAP--INV C 03/27/98--09/30/98 INDEFINITE ---------
MICRO CAP--SERV 03/27/98--09/30/98 INDEFINITE ---------
MICRO CAP--INS=T 03/27/98--09/30/98 INDEFINITE ---------
MID CAP GR--INV A 10/01/97-09/30/98 INDEFINITE VERBAL-NO
MID CAP GR--INV B 10/01/97-09/30/98 INDEFINITE A
MID CAP GR--INV C 12/27/97-09/30/98 INDEFINITE A
MID CAP GR--SERV 10/01/97-09/30/98 INDEFINITE A
<PAGE>
MID CAP GR--INS=T 10/01/97-09/30/98 INDEFINITE A
MID CAP VAL--INV A 10/01/97-09/30/98 INDEFINITE A
MID CAP VAL--INV B' 10/01/97-09/30/98 INDEFINITE A
MID CAP VAL--INV C 10/01/97-09/30/98 INDEFINITE A
MID CAP VAL--SERV 10/01/97-09/30/98 INDEFINITE A
MID CAP VAL--INS=T 10/01/97-09/30/98 INDEFINITE A
MONEY MKT--INV A 10/01/96-09/30/97 INDEFINITE 95-9491
MONEY MKT--INV B 10/01/96-09/30/97 INDEFINITE 96-0385
MONEY MKT--INV C 10/01/96-09/30/97 INDEFINITE 96-0388
MONEY MKT--SERV 10/01/96-09/30/97 INDEFINITE 95-9493
MONEY MKT--INS=T 10/01/96-09/30/97 INDEFINITE 95-9492
MUNI MM--INV A 10/01/96-09/30/97 INDEFINITE 95-9494
MUNI MM--INV B 10/01/96-09/30/97 INDEFINITE 95-0387
MUNI MM--INV C 10/01/96-09/30/97 INDEFINITE 95-0386
MUNI MM--SERV 10/01/96-09/30/97 INDEFINITE 95-9496
MUNI MM--INS=T 10/01/96-09/30/97 INDEFINITE 95-9495
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 10/01/96-09/30/97 INDEFINITE 95-9510
SELECT EQ--INV B 10/01/96-09/30/97 INDEFINITE 96-0378
SELECT EQ--INV C 10/01/96-09/30/97 INDEFINITE 96-0377
SELECT EQ--SERV 10/01/96-09/30/97 INDEFINITE 95-9512
SELECT EQ--INS=T 10/01/96-09/30/97 INDEFINITE 95-9511
SM CAP GROW--INV A 10/01/96-09/30/97 INDEFINITE 95-9505
SM CAP GROW--INV B 10/01/96-09/30/97 INDEFINITE 96-0380
SM CAP GROW--INV C 10/01/96-09/30/97 INDEFINITE 96-0379
SM CAP GROW--SERV 10/01/96-09/30/97 INDEFINITE 95-9504
SM CAP GROW--INS=T 10/01/96-09/30/97 INDEFINITE 95-9503
SM CAP VAL--INV A 10/01/96-09/30/97 INDEFINITE 95-9477
SM CAP VAL--INV B 10/01/96-09/30/97 INDEFINITE 95-9475
SM CAP VAL--INV C 10/01/96-09/30/97 INDEFINITE 96-0371
SM CAP VAL--SERV 10/01/96-09/30/97 INDEFINITE 95-9479
SM CAP VAL--INS=T 10/01/96-09/30/97 INDEFINITE 96-9478
TAX FR INC--INV A 10/01/97-09/30/98 INDEFINITE 96-9461
TAX FR INC--INV B 10/01/97-09/30/98 INDEFINITE 96-0390
TAX FR INC--INV C 10/01/96-09/30/97 INDEFINITE 95-0389
TAX FR INC--SERV 10/01/96-09/30/97 INDEFINITE 95-9459
TAX FR INC--INS=T 10/01/96-09/30/97 INDEFINITE 95-9460
US TREA--INV A 10/01/96-09/30/97 INDEFINITE 95-9497
US TREA--INV B 10/01/96-09/30/97 INDEFINITE 96-0385
US TREA--INV C 10/01/96-09/30/97 INDEFINITE 96-0384
US TREA--SERV 10/01/96-09/30/97 INDEFINITE 95-9499
US TREA--INS=T 10/01/96-09/30/97 INDEFINITE 95-9498
VA MUNI (5 CLASSES) NCR
MD
BAL--INV A 10/01/97-09/30/98 INDEFINITE SM913106
BAL--INV B 10/01/97-09/30/98 INDEFINITE SM941357
BAL--INV C 10/01/97-09/30/98 INDEFINITE SM960157
BAL--SERV 10/01/97-09/30/98 INDEFINITE SM940433
BAL--INS=T 10/01/97-09/30/98 INDEFINITE SM940434
CORE BOND--INV A 10/01/97-09/30/98 INDEFINITE SM951522
<PAGE>
CORE BOND--INV B 10/01/97-09/30/98 INDEFINITE SM951521
CORE BOND--INV C 10/01/97-09/30/98 INDEFINITE SM951520
CORE BOND--SERV 10/01/97-09/30/98 INDEFINITE SM951519
CORE BOND-- INS=T 10/01/97-09/30/98 INDEFINITE SM951518
CORE BOND--BR 10/01/97-09/30/98 INDEFINITE SM970821
DE TAX FREE--INV A INITIAL PENDING
DE TAX FREE--INV B INITIAL PENDING
DE TAX FREE--INV C INITIAL PENDING
DE TAX FREE--INS=T INITIAL PENDING
DE TAX FREE--SERV INITIAL PENDING
GNMA--INV A INITIAL PENDING
GNMA--INV B INTIAL PENDING
GNMA--INV C INITIAL PENDING
GNMA--INS=T INITIAL PENDING
GNMA--SERV INITIAL PENDING
GOVT INC--INV A 10/01/97-09/30/98 INDEFINITE SM931746
GOVT INC--INV B 10/01/97-09/30/98 INDEFINITE SM941354
GOVT INC--INV C 10/01/97-09/30/98 INDEFINITE SM960139
INT=L EQ--INV A 10/01/97-09/30/98 INDEFINITE SM913111
INT=L EQ--INV B 10/01/97-09/30/98 INDEFINITE SM941356
INT=L EQ--INV C 10/01/97-09/30/98 INDEFINITE SM960161
INT=L EQ--SERV 10/01/97-09/30/98 INDEFINITE SM940431
INT=L EQ--INS=T 10/01/97-09/30/98 INDEFINITE SM940432
INT=L BOND--INV A 10/01/97-09/30/98 INDEFINITE SM931774
INT=L BOND--INV B 10/01/97-09/30/98 INDEFINITE SM960155
INT=L BOND--INV C 10/01/97-09/30/98 INDEFINITE SM960154
INT=L BOND--SERV 10/01/97-09/30/98 INDEFINITE SM940414
INT=L BOND--INS=T 10/01/97-09/30/98 INDEFINITE SM940416'
INT=L EM--INV A 10/01/97-09/30/98 INDEFINITE SM931745
INT=L EM--INV B 10/01/97-09/30/98 INDEFINITE SM960168
INT=L EM--INV C 10/01/97-09/30/98 INDEFINITE SM960140
INT=L EM--SERV 10/01/97-09/30/98 INDEFINITE SM940435
INT=L EM--INS=T 10/01/97-09/30/98 INDEFINITE SM940436
INT=L SM CAP EQ-INV A 10/21/97-09/30/98 INDEFINITE SM971639
INT=L SM CAP EQ-INV B 10/21/97-09/30/98 INDEFINITE SM971638
INT=L SM CAP EQ-INV C 10/21/97-09/30/98 INDEFINITE SM971637
INT=L SM CAP EQ-SERV 10/21/97-09/30/98 INDEFINITE SM971640
INT=L SM CAP EQ-INS=T 10/21/97-09/30/98 INDEFINITE SM97636
INTM GOVT BOND-INV A 10/01/97-09/30/98 INDEFINITE SM920083
INT GOVT BOND-INV B 10/01/97-09/30/98 INDEFINITE SM960144
INTM GOVT BOND-INV C 10/01/97-09/30/98 INDEFINITE SM960143
INTM GOVT BOND-SERV 10/01/97-09/30/98 INDEFINITE SM940409
INTM GOVT BOND-INS=T 10/01/97-09/30/98 INDEFINITE SM940410
INTM BOND--INV A 10/01/97-09/30/98 INDEFINITE SM930337
INTM BOND--INV B 12/03/97-09/30/97 INDEFINITE SM972034
INTM BOND--INV C 12/03/97-09/30/98 INDEFINITE SM972033
INTM BOND--SERV 10/15/97-09/30/98 INDEFINITE SM940413
INTM BOND--BR 01/28/98-09/30/98 INDEFINITE SM980186
INTM BOND--INS=T 10/01/97-09/30/98 INDEFINITE SM940415
INDEX EQ--INV A 10/01/97-09/30/98 INDEFINITE SM920081
INDEX EQ--INV B 10/01/97-09/30/98 INDEFINITE SM960141
INDEX EQ--INV C 10/01/97-09/30/98 INDEFINITE SM960167
INDEX EQ--SERV 10/01/97-09/30/98 INDEFINITE SM940427
INDEX EQ--INS=T 10/01/97-09/30/98 INDEFINITE SM940428
KY TAX FREE--INV A INITIAL PENDING
KY TAX FREE-INV B INITIAL PENDING
KY TAX FREE-INV C INITIAL PENDING
<PAGE>
KY TAX FREE-INS=T INITIAL PENDING
KY TAX FREE-SERV INITIAL PENDING
LG CAP GR EQ--INV A 10/01/97-09/30/98 INDEFINITE SM913108
LG CAP GR EQ--INV B 10/15/97-09/30/98 INDEFINITE SM960148
LG CAP GR EQ--INV C 10/01/97-09/30/98 INDEFINITE SM960156
LG CAP GR EQ--SERV 10/01/97-09/30/98 INDEFINITE SM940421
LG CAP GR EQ--INS=T 10/01/97-09/30/98 INDEFINITE SM940422
LG CAP VAL EQ--INV A 10/01/97-09/30/98 INDEFINITE SM920080
LG CAP VAL EQ--INV B 10/01/97-09/30/98 INDEFINITE SM960162
LG CAP VAL EQ--INV C 10/01/97-09/30/98 INDEFINITE SM960142
LG CAP VAL EQ--SERV 10/01/97-09/30/98 INDEFINITE SM940419
LG CAP VAL EQ--INS=T 10/01/97-09/30/98 INDEFINITE SM940420
LOW DUR--INV A 10/01/97-09/30/98 INDEFINITE SM930334
LOW DUR--INV B 10/01/97-09/30/98 INDEFINITE SM960146
LOW DUR--INV C 10/01/97-09/30/98 INDEFINITE SM960153
LOW DUR--SERV 10/01/97-09/30/98 INDEFINITE SM940411
LOW DUR--INS=T 10/01/97-09/30/98 INDEFINITE SM940412
LOW DUR--BR 10/01/97-09/30/98 INDEFINITE SM970822
MNGD INC--INV A 10/01/97-09/30/98 INDEFINITE SM913107
MNGD INC--INV B 12/03/97-09/30/98 INDEFINITE SM972036
MNGD INC--INV C 12/03/97-09/30/98 INDEFINITE SM972035
MNGD INC--SERV 10/01/97-09/30/98 INDEFINITE SM940405
MNGD INC--INS=T 10/01/97-09/30/98 INDEFINITE SM940406
MICRO CAP--INV A 04/13/98--09/30/98 INDEFINITE SM980739
MICRO CAP--INV B 04/13/98--09/30/98 INDEFINITE SM980740
MICRO CAP--INV C 04/13/98--09/30/98 INDEFINITE SM980742
MICRO CAP--SERV 04/13/98--09/30/98 INDEFINITE SM980738
MICRO CAP--INS=T 04/13/98--09/30/98 INDEFINITE SM980741
MID CAP GR--INV A 10/01/97-09/30/98 INDEFINITE SM970050
MID CAP GR--INV B 10/01/97-09/30/98 INDEFINITE SM970051
MID CAP GR--INV C 10/01/97-09/30/98 INDEFINITE SM970052
MID CAP GR--SERV 10/01/97-09/30/98 INDEFINITE SM970048
MID CAP GR--INS=T 10/01/97-09/30/98 INDEFINITE SM970047
MID CAP VAL--INV A 10/01/97-09/30/98 INDEFINITE SM970049
MID CAP VAL--INV B 10/01/97-09/30/98 INDEFINITE SM970057
MID CAP VAL--INV C 10/01/97-09/30/98 INDEFINITE SM970044
MID CAP VAL-- SERV 10/01/97-09/30/98 INDEFINITE SM970045
MID CAP VAL--INS=T 10/01/97-09/30/98 INDEFINITE SM970046
MONEY MKT--INV A 10/01/97-09/30/98 INDEFINITE SM911416
MONEY MKT--INV B 10/01/97-09/30/98 INDEFINITE SM941355
MONEY MKT--INV C 10/01/97-09/30/98 INDEFINITE SM960158
MONEY MKT--SERV 10/01/97-09/30/98 INDEFINITE SM913110
MONEY MKT--INS=T 10/01/97-09/30/98 INDEFINITE SM940402
MUNI MM--INV A 10/01/97-09/30/98 INDEFINITE SM911417
MUNI MM--INV B 10/01/97-09/30/98 INDEFINITE SM960166
MUNI MM--INV C 10/01/97-09/30/98 INDEFINITE SM960165
MUNI MM--SERV 10/01/97-09/30/98 INDEFINITE SM913109
MUNI MM--INS=T 10/01/97-09/30/98 INDEFINITE SM940403
NC MUNI (5 CLASSES) NCR
NJ MUNI--INV A 10/01/97-09/30/98 INDEFINITE SM950863
NJ MUNI--INV B 10/01/97-09/30/98 INDEFINITE SM960136
NJ MUNI--INV C 10/01/97-09/30/98 INDEFINITE SM960135
NJ MUNI--SERV 10/01/97-09/30/98 INDEFINITE SM950861
NJ MUNI--INS=T 10/01/97-09/30/98 INDEFINITE SM950862
NJ TAX FR--INV A 10/01/97-09/30/98 INDEFINITE SM951517
NJ TAX FR--INV B 10/01/97-09/30/98 INDEFINITE SM951516
NJ TAX FR--INV C 10/01/97-09/30/98 INDEFINITE SM951515
<PAGE>
NJ TAX FR--SERV 10/01/97-09/30/98 INDEFINITE SM951514
NJ TAX FR--INS=T 10/01/97-09/30/98 INDEFINITE SM951523
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI--INV A 10/01/97-09/30/98 INDEFINITE SM931604
PA MUNI--INV B 11/30/97-09/30/98 INDEFINITE SM972032
PA MUNI--INV C 10/01/97-09/30/98 INDEFINITE SM960147
PA MUNI--SERV 10/01/97-09/30/98 INDEFINITE SM940437
PA MUNI--INS=T 10/01/97-09/30/98 INDEFINITE SM940438
PA TAX FR--INV A 10/01/97-09/30/98 INDEFINITE SM931605
PA TAX FR--INV B 10/01/97-09/30/98 INDEFINITE SM941353
PA TAX FR--INV C 10/01/97-09/30/98 INDEFINITE SM960132
PA TAX FR--SERV 10/01/97-09/30/98 INDEFINITE SM940439
PA TAX FR--INS=T 10/01/97-09/30/98 INDEFINITE SM940440
SELECT EQ--INV A 10/01/97-09/30/98 INDEFINITE SM930335
SELECT EQ--INV B 10/01/97-09/30/98 INDEFINITE SM960134
SELECT EQ--INV C 10/01/97-09/30/98 INDEFINITE SM960133
SELECT EQ--SERV 10/01/97-09/30/98 INDEFINITE SM940425
SELECT EQ--INS=T 10/01/97-09/30/98 INDEFINITE SM940426
SM CAP GROW--INV A 10/01/97-09/30/98 INDEFINITE SM930336
SM CAP GROW--INV B 10/01/97-09/30/98 INDEFINITE SM960150
SM CAP GROW--INV C 10/01/97-09/30/98 INDEFINITE SM960149
SM CAP GROW--SERV 10/01/97-09/30/98 INDEFINITE SM940423
SM CAP GROW--INS=T 10/01/97-09/30/98 INDEFINITE SM940424
SM CAP VAL--INV A 10/01/97-09/30/98 INDEFINITE SM920082
SM CAP VAL--INV B 10/01/97-09/30/98 INDEFINITE SM941352
SM CAP VAL--INV C 10/01/97-09/30/98 INDEFINITE SM960145
SM CAP VAL--SERV 10/01/97-09/30/98 INDEFINITE SM940429
SM CAP VAL--INS=T 10/01/97-09/30/98 INDEFINITE SM940430
TAX FR INC--INV A 10/01/97-09/30/98 INDEFINITE SM911799
TAX FR INC--INV B 10/01/97-09/30/98 INDEFINITE SM960160
TAX FR INC--INV C 10/01/97-09/30/98 INDEFINITE SM960159
TAX FR INC--SERV 10/01/97-09/30/98 INDEFINITE SM940407
TAX FR INC--INS=T 10/01/97-09/30/98 INDEFINITE SM940408
US TREA--INV A 10/01/97-09/30/98 INDEFINITE SM911496
US TREA--INV B 10/01/97-09/30/98 INDEFINITE SM960163
US TREA--INV C 10/01/97-09/30/98 INDEFINITE SM960164
US TREA--SERV 10/01/97-09/30/98 INDEFINITE SM913105
US TREA--INS=T 10/01/97-09/30/98 INDEFINITE SM940404
VA MUNI--INV A 10/01/97-09/30/98 INDEFINITE SM931747
VA MUNI--INV B 10/01/97-09/30/98 INDEFINITE SM960138
VA MUNI--INV C 10/01/97-09/30/98 INDEFINITE SM960137
VA MUN--SERV 10/01/97-09/30/98 INDEFINITE SM940441
VA MUN--INS=T 10/01/97-09/30/98 INDEFINITE SM940442
ME
BAL--INV A 06/27/97-06/27/98 INDEFINITE 97-10916
BAL--INV B 06/27/97-06/27/98 INDEFINITE 97-10917
BAL--INV C 06/27/97-06/27/98 INDEFINITE 97-10918
BAL--SERV 03/11/98--03/11/99 INDEFINITE 98-7306
BAL--INS=T 03/30/98--03/30/99 INDEFINITE MF-R98-7305
CORE BOND--INV A 01/11/98--01/11/99 INDEFINITE MFR98-4371
CORE BOND--INV B 01/11/98--01/11/99 INDEFINITE MFR98-4372
CORE BOND--INV C 01/11/98--01/11/99 INDEFINITE MFR98-4373
CORE BOND--SERV 01/11/98--01/11/99 INDEFINITE MFR98-4375
CORE BOND--INS=T 01/11/98--01/11/99 INDEFINITE MFR98-4374
CORE BOND--BR 05/29/97-05/29/98 INDEFINITE 97-10269
<PAGE>
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 06/27/97-06/27/98 INDEFINITE 97-10900
GOVT INC--INV B 06/27/97-06/07/97 INDEFINITE 97-10901
GOVT INC--INV C 06/27/97-06/07/98 INDEFINITE 97-10902
INT=L EQ--INV A 06/27/97-06/27/98 INDEFINITE 97-10920
INT=L EQ--INV B 06/27/97-06/27/98 INDEFINITE 97-10921
INT=L EQ--INV C 06/27/97-06/27/98 INDEFINITE 97-10922
INT=L EQ--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7310
INT=L EQ--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7309
INT=L BOND--INV A 06/27/97-06/27/98 INDEFINITE 97-10904
INT=L BOND--INV B 06/27/97-06/27/98 INDEFINITE 97-10905
INT=L BOND--INV C 06/27/97-06/27/98 INDEFINITE 97-10906
INT=L BOND--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7296
INT=L BOND--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7295
INT=L EM--INV A 06/27/97-06/27/98 INDEFINITE 97-10907
INT=L EM--INV B 06/27/97-06/27/98 INDEFINITE 97-10908
INT=L EM--INV C 06/27/97-06/27/98 INDEFINITE 97-10909
INT=L EM--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7299
INT=L EM--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7300
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 INDEFINITE MF98-1186
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 INDEFINITE MF98-1187
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 INDEFINITE MF98-1188
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 INDEFINITE MF98/1190
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 INDEFINITE MF98-1189
INTMGVT BOND--INV A 06/27/97-06/27/98 INDEFINITE 97-10940
INTM GVT BOND--INV B 06/27/97-06/27/98 INDEFINITE 97-10941
INTM GVT BOND--INV C 06/27/97-06/27/98 INDEFINITE 97-10942
INTM GVT BOND--SERV 03/30/98--03/30/99 INDEFINITE MFR-98-7279
INTM GVT BOND--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7263
INTM BOND--INV A 06/27/97-06/27/97 INDEFINITE 97-10903
INTM BOND--INV B 06/17/97-06/17/98 INDEFINITE 97-10649
INTM BOND--INV C 06/17/97-06/17/98 INDEFINITE 97-10648
INTM BOND--BR 01/28/98-01/28/99 INDEFINITE MF98-7358
INTM BOND--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7297
INTM BOND--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7298
INDEX EQ--INV A 06/27/97-06/27/98 INDEFINITE 97-10934
INDEX EQ--INV B 06/27/97-06/27/98 INDEFINITE 97-10935
INDEX EQ--INV C 06/27/97-06/27/98 INDEFINITE 97-10936
INDEX EQ--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7266
INDEX EQ--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7267
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 06/27/97-06/27/98 INDEFINITE 97-10913
LG CAP GR EQ--INV B 06/27/97-06/27/98 INDEFINITE 97-10914
LG CAP GR EQ--INV C 06/27/97-06/27/98 INDEFINITE 97-10915
LG CAP GR EQ--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7304
LG CAP GR EQ--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7303
LG CAP VAL EQ--INV A 06/27/97-06/27/98 INDEFINITE 97-10931
LG CAP VAL EQ--INV B 06/27/98-06/27/98 INDEFINITE 97-10932
LG CAP VAL EQ--INV C 06/27/97-06/27/98 INDEFINITE 97-10933
LG CAP VAL EQ--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7268
LG CAP VAL EQ--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7269
LOW DUR--INV A 06/27/97-06/27/98 INDEFINITE MFR9710910
<PAGE>
LOW DUR--INV B 06/27/97-06/27/98 INDEFINITE 97-10911
LOW DUR--INV C 06/27/97-06/27/98 INDEFINITE 97-10912
LOW DUR--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7302
LOW DUR--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7301
LOW DUR--BR 05/29/97-05/29/98 INDEFINITE 97-10268
MNGD INC--INV A 06/27/97-06/27/98 INDEFINITE 97-10919
MNGD INC--INV B 06/17/97-06/17/98 INDEFINITE 97-10651
MNGD INC--INV C 06/17/97-06/17/98INDEFINITE
97-10650
MNGD INC--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7308
MNGD INC--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7307
MICRO CAP--INV A 03/27/98--03/27/99 INDEFINITE MF98-10312
MICRO CAP--INV B 03/27/98--03/27/99 INDEFINITE MF98-10311
MICRO CAP--INV C 03/27/98--03/27/99 INDEFINITE MF98-10310
MICRO CAP--SERV 03/27/98--03/27/99 INDEFINITE MF98-10308
MICRO CAP--INS=T 03/27/98--03/27/99 INDEFINITE MF98-10309
MID CAP GR--INV A 12/27/96-12/27/97 INDEFINITE 97-5413
MID CAP GR--INV B 12/27/96-12/27/97 INDEFINITE 97-5414
MID CAP GR--INV C 12/27/96-12/27/97 INDEFINITE 97-5415
MID CAP GR--SERV 12/27/96-12/27/97 INDEFINITE 97-5416
MID CAP GR--INS=T 12/27/96-12/27/97 INDEFINITE 97-5417
MID CAP VAL--INV A 12/27/96-12/27/97 INDEFINITE 97-5422
MID CAP VAL--INV B 12/27/96-12/27/97 INDEFINITE 97-5421
MID CAP VAL--INV C 12/27/96-12/27/97 INDEFINITE 97-5420
MID CAP VAL--SERV 12/27/96-12/27/97 INDEFINITE 97-5419
MID CAP VAL--INS=T 12/27/96-12/27/97 INDEFINITE 97-5418
MONEY MKT--INV A 03/11/98--03/11/99 INDEFINITE MFR98-7313
MONEY MKT--INV B 09/23/97-09/23/98 INDEFINITE 97-98
MONEY MKT--INV C 06/27/97-06/27/98 INDEFINITE
MONEY MKT--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7315
MONEY MKT--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7314
MUNI MM--INV A 03/11/98--03/11/99 INDEFINITE MFR98-7316
MUNI MM--INV B 06/27/97-06/27/98 INDEFINITE 97-10927
MUNI MM-INV C 06/27/97-06/27/98 INDEFINITE 97-10928
MUNI MM--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7273
MUNI MM--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7274
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 06/27/97--06/27/98 INDEFINITE 97-10943
SELECT EQ--INV B 06/27/97-06/27/98 INDEFINITE 97-10944
SELECT EQ--INV C 06/27/97-06/27/98 INDEFINITE 97-10945
SELECT EQ--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7277
SELECT EQ--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7278
SM CAP GROW--INV A 08/07/97-08/07/98 INDEFINITE 97-10137
SM CAP GROW--INV B 08/07/97-08/07/98 INDEFINITE 97-10138
SM CAP GROW--INV C 08/07/97-08/07/98 INDEFINITE 97-10139
SM CAP GROW--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7275
SM CAP GROW--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7276
SM CAP VAL--INV A 06/27/97-06/27/98 INDEFINITE 97-10937
SM CAP VAL--INV B 06/27/97-06/27/98 INDEFINITE 97-10938
SM CAP VAL--INV C 06/27/97-06/27/98 INDEFINITE 97-10939
SM CAP VAL--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7264
<PAGE>
SM CAP VAL--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7265
TAX FR INC--INV A 06/27/97-06/27/98 INDEFINITE 97-10923
TAX FR INC--INV B 06/27/97-06/27/98 INDEFINITE 97-10924
TAX FR INC--INV C 06/27/97-06/27/98 INDEFINITE 97-10925
TAX FR INC--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7312
TAX FR INC--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7311
US TREA--INV A 03/11/98--03/11/99 INDEFINITE MFR98-7272
US TREA--INV B 06/27/97-06/27/98 INDEFINITE 97-10929
US TREA--INV C 06/27/97-06/27/98 INDEFINITE 97-10930
US TREA--SERV 03/30/98--03/30/99 INDEFINITE MFR98-7270
US TREA--INS=T 03/30/98--03/30/99 INDEFINITE MFR98-7271
VA MUNI (5 CLASSES) NCR
MI
BAL--INV A 03/18/98-03/18/99 100,000 222861
BAL--INV B 09/23/97-09/23/98 100,000 220772
BAL--INV C 08/05/97-08/05/98 100,000 223851
BAL--SERV 03/03/98--03/03/99 100,000 222860
BAL--INS=T 03/03/98--03/03/99 100,000 222862
CORE BOND--INV A 01/13/98-01/13/99 100,000 221963
CORE BOND--INV B 01/13/98-01/13/99 100,000 221964
CORE BOND--INV C 01/13/98-01/13/99 100,000 221965
CORE BOND--SERV 01/13/98-01/13/99 100,000 221966
CORE BOND--INS=T 01/13/98-01/13/99 100,000 221967
CORE BOND--BR ACK LTR RECV 225612
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 01/29/98--01/29/99 100,000 222291
GOVT INC--INV B 09/23/97-09/23/98 100,000 220774
GOVT INC--INV C 08/05/97-08/05/98 100,000 223862
INT=L EQ--INV A 03/18/98-03/18/99 100,000 222856
INT=L EQ--INV B 09/23/97-09/23/98 100,000 220773
INT=L EQ--INV C 08/05/97-08/05/98 100,000 223854
INT=L EQ--SERV 03/03/98--03/03/99 100,000 222901
INT=L EQ--INS=T 03/03/98--03/03/99 100,000 222900
INT=L BOND--INV A 01/29/98--01/29/99 100,000 222292
INT=L BOND--INV B 08/05/97-08/05/98 100,000 223860
INT=L BOND--INV C 08/05/97-08/05/98 100,000 223861
INT=L BOND--SERV 03/03/98--03/03/99 100,000 222891
INT=L BOND--INS=T 03/03/98--03/03/99 100,000 222893
INT=L EM--INV A 01/29/98--01/29/99 100,000 222290
INT=L EM--INV B 08/05/97-08/05/98 100,000 223858
INT=L EM--INV C 08/05/97-08/05/98 100,000 223859
INT=L EM--SERV 03/03/98--03/03/99 100,000 222887
INT=L EM--INS=T 03/03/98--03/03/99 100,000 222888
INT=L SM CAP EQ-INV A Pending Initial
INT=L SM CAP EQ-INV B Pending Initial
INT=L SM CAP EQ-INV C Pending Initial
INT=L SM CAP EQ-SERV Pending Initial
INT=L SM CAP EQ-INS=T Pending Initial
INTM GOV BOND--INV A 08/05/97-08/05/98 100,000 220482
INTM GOV BOND--INV B 08/05/97-08/05/98 100,000 223856
INTM GOV BOND--INV C 08/05/97-08/05/98 100,000 223857
<PAGE>
INTM GOV BOND--SERV 03/03/98--03/03/99 100,000 222894
INTM GOV BOND--INS=T 03/03/98--03/03/99 100,000 222875
INTM BOND--INV A 03/23/98--03/23/99 100,000 222884
INTM BOND--INV B 225680
INTM BOND--INV C 225682
INTM BOND--BR 01/28/98-01/28/99 999,999,999 276674
INTM BOND--SERV 03/03/98-03/03/99 100,000 222882
INTM BOND--INS=T 03/03/98-03/03/99 100,000 222883
INDEX EQ--INV A 08/05/97-08/05/98 100,000 220493
INDEX EQ--INV B 08/05/97-08/05/98 100,000 223852
INDEX EQ--INV C 08/05/97-08/05/98 100,000 223843
INDEX EQ--SERV 03/03/98-03/03/99 100,000 222878
INDEX EQ--INS=T 03/03/98-03/03/99 100,000 222879
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 03/18/98-03/18/99 100,000 222865
LG CAP GR EQ--INV B 08/05/97-08/05/98 100,000 223846
LG CAP GR EQ--INV C 08/05/97-08/05/98 100,000 223847
LG CAP GR EQ--SERV 03/03/98--03/03/99 100,000 222863
LG CAP GR EQ--INS=T 03/03/98--03/03/99 100,000 222864
LG CAP VAL EQ--INV A 08/05/97-08/05/98 100,000 220480
LG CAP VAL EQ--INV B 08/05/97-08/05/98 100,000 223864
LG CAP VAL EQ--INV C 08/05/97-08/05/98 100,000 223865
LG CAP VAL EQ--SERV 03/03/98--03/03/99 100,000 222880
LG CAP VAL EQ--INS=T 03/03/98--03/03/99 100,000 222881
LOW DUR--INV A 03/23/98--03/23/99 100,000 222871
LOW DUR--INV B 08/05/97-08/05/98 100,000 223866
LOW DUR--INV C 08/05/97-08/05/98 100,000 223867
LOW DUR--SERV 03/03/98--03/03/99 100,000 222869
LOW DUR--INS=T 06/06/98--03/03/99 100,000 222870
LOW DUR--BR 225611
MNGD INC--INV A 03/18/98-03/18/99 100,000 222858
MNGD INC--INV B 225684
MNGD INC--INV c 225687
MNGD INC--SERV 03/03/98-03/03/99 100,000 222857
MNGD INC--INST 03/03/98-03/03/99 100,000 222859
MICRO CAP--INV A 03/30/98--03/30/99 100,000 227656
MICRO CAP--INV B 03/30/98--03/30/99 100,000 227654
MICRO CAP--INV C 03/30/98--03/30/99 100,000 227655
MICRO CAP--SERV 03/30/98--03/30/99 100,000 227653
MICRO CAP--INS=T 03/30/98--03/30/99 INDEFINITE 276954
MID CAP GR--INV A 12/27/96-12/27/97 100,000 224830
MID CAP GR--INV B 12/27/96-12/27/97 100,000 224831
MID CAP GR--INV C 12/27/96-12/27/97 100,000 224832
MID CAP GR--SERV 12/27/96-12/27/97 100,000 224833
MID CAP GR--INS=T 12/27/96-12/27/97 100,000 224834
MID CAP VAL--INV A 12/27/96-12/27/97 100,000 224826
MID CAP VAL--INV B 12/27/96-12/27/97 100,000 224827
MID CAP VAL--INV C 12/27/96-12/27/97 100,000 224828
MID CAP VAL--SERV 12/27/96-12/27/97 100,000 224829
MID CAP VAL--INS=T 12/27/96-12/27/97 100,000 224835
MONEY MKT--INV A 05/31/97-05/31/98 100,000 219327
MONEY MKT--INV B 09/23/97-09/23/98 100,000 220770
MONEY MKT--INV C 08/05/97-08/05/98 100,000 223850
MONEY MKT--SERV 03/18/98-03/18/99 100,000 222895
MONEY MKT--INS=T 03/03/98-03/03/99 100,000 222958
MUNI MM--INV A 05/31/97-05/31/98 100,000 219328
MUNI MM--INV B 08/05/97-08/05/98 100,000 223844
<PAGE>
MUNI MM--INV C 08/05/97-08/05/98 100,000 223845
MUNI MM--SERV 03/18/98-03/18/99 100,000 222896
MUNI MM--INS=T 03/03/98-03/03/99 9999 MILLION 222899
NC MUNI (5 CLASSES) NCR
NC MUNI--INV
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI--INV A 11/18/97-11/18/98 100,000 221542
OH MUNI--INV B 04/27/98--04/27/99 100,000 228040
OH MUNI--INV C 04/27/98--04/27/99 100,000 228041
OH MUNI--SERV 03/03/98--03/03/99 100,000 222903
OH MUNI--INS=T 03/03/98--03/03/99 100,000 222902
OH TAX FR--INV A 11/18/97-11/18/98 200,000 221543
OH TAX FR--INV B 09/23/97-09/23/98 100,000 220775
OH TAX FR--INV C NCR
OH TAX FR--SERV 03/03/98--03/03/99 100,000 222905
OH TAX FR--INS=T 03/03/98--03/03/99 100,000 222904
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 03/23/98--03/23/99 100,000 222874
SELECT EQ--INV B 08/05/97-08/05/98 100,000 223870
SELECT EQ--INV C 08/05/97-08/05/98 100,000 223871
SELECT EQ--SERV 03/03/98-03/03/99 100,000 222872
SELECT EQ--INS=T 03/03/98-03/03/99 100,000 222873
SM CAP GROW--INV A 03/23/98--03/23/99 100,000 222868
SM CAP GROW--INV B 08/05/97-08/05/98 100,000 223868
SM CAP GROW--INV C 08/05/97-08/05/98 100,000 223869
SM CAP GROW--SERV 03/03/98-03/03/99 100,000 222867
SM CAP GROW--INS=T 03/03/98-03/03/99 200,000 222866
SM CAP VAL--INV A 08/05/97-08/05/98 100,000 220481
SM CAP VAL--INV B 09/23/97-09/23/98 100,000 220771
SM CAP VAL--INV C 08/05/98-08/05/99 100,000 223863
SM CAP VAL--SERV 03/03/98-03/03/99 100,000 222876
SM CAP VAL--INS=T 03/03/98-03/03/99 100,000 222877
TAX FR INC--INV A 03/18/98-03/18/99 100,000 222889
TAX FR INC-- INV B 08/05/96-08/05/97 100,000 223849
TAX FR INC--INV C 08/05/97-08/05/98 100,000 223848
TAX FR INC--SERV 03/03/98-03/03/99 100,000 222892
TAX FR INC--INS=T 03/03/98-03/03/99 100,000 222890
US TREA--INV A 05/31/97-05/31/98 100,000 219326
US TREA--INV B 08/05/97-08/05/98 100,000 223853
US TREA--INV C 08/05/97-08/05/98 100,000 223855
US TREA--SERV 03/18/98-03/18/99 100,000 222897
US TREA--INS=T 03/03/98-03/03/99 100 ,000 222898
VA MUNI (5 CLASSES) NCR
MN
BLACK ROCK FUNDS 08/28/92--09/30/98 7,000,000 R-35984
MO
BAL 10/01/96-09/30/97 INDEFINITE 1992-00057
CORE BOND 10/01/96-09/30/97 INDEFINITE 1992-00057
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 10/01/96-09/30/97 INDEFINITE 1992-00057
INT=L EQ 10/01/96-09/30/97 INDEFINTIE 1992-00057
INT=L BOND 10/01/96-09/30/97 INDEFINITE 1992-00057
INT=L EM 10/01/96-09/30/97 INDEFINITE 1992-00057
INT=L SM CAP EQ 10/02/97-09/30/98 INDEFINITE 1992-00057
<PAGE>
INTM GVT BOND 10/01/96-09/30/97 INDEFINITE 1992-00057
INTM BOND 10/01/96-09/30/97 INDEFINITE 1992-00057
INDEX EQ 10/01/96-09/30/97 INDEFINITE 1992-00057
KY TAX FR Initial Pending
LG CAP GR EQ 10/01/96-09/30/97 INDEFINITE 1992-00057
LG CAP VAL EQ 10/01/96-09/30/97 INDEFINITE 1992-00057
LOW DUR 10/01/96-09/30/97 INDEFINITE 1992-00057
MNGD INC 10/01/96-09/30/97 INDEFINITE 1992-00057
MICRO CAP 03/27/98-09/30/98 INDEFINITE 1994-00364
MID CAP GR 12/27/96-09/30/97 INDEFINITE 1992-00057
MID CAP VAL 12/27/96-09/30/97 INDEFINITE 1992-00057
MONEY MKT 10/01/96-09/30/97 INDEFINITE 1992-00057
MUNI MM 10/01/96-09/30/97 INDEFINITE 1992-00057
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 10/01/96-09/30/97 INDEFINITE 1992-00057
SM CAP GROW 10/01/96-09/30/97 INDEFINITE 1992-00057
SM CAP VAL 10/01/96-09/30/97 INDEFINITE 1992-00057
TAX FR INC 10/01/96-09/30/97 INDEFINITE 1992-00057
US TREA 10/01/96-09/30/97 INDEFINITE 1992-00057
VA MUNI NCR
MS
BAL--INV A 03/10/98--03/10/99 150,000 MF-94-03-089
BAL--INV B 09/23/97-09/23/98 150,000 MF-94-08-057
BAL--INV C 08/05/97-08/05/98 150,000 MF-96-08-043
BAL--SERV 03/03/98--03/03/99 150,000 MF-94-03-025
BAL--INS=T 03/03/98--03/03/99 150,000 MF-94-03-024
CORE BOND--INV A 01/11/98--01/11/99 150,000 MF-95-12-090
CORE BOND--INV B 01/11/98--01/11/99 150,000 MF-95-12-086
CORE BOND--INV C 01/11/98--01/11/99 150,000 MF-95-12-087
CORE BOND--SERV 01/11/98--01/11/99 150,000 MF-95-12-088
CORE BOND--INS=T 01/11/98--01/11/99 138,579.94 MF-95-12-089
CORE BOND--BR 05/29/97-05/29/98 INDEFINITE MF-97-05-222
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 03/10/98--03/10/99 150,000 MF-94-03-097
GOVT INC--INV B 09/23/97-09/23/98 150,000 MF-94-08-056
GOVT INC--INV C 08/05/97-08/05/98 150,000 MF-96-08-032
INT=L EQ--INV A 03/10/98--03/10/99 297,511.56 MF-94-03-090
INT=L EQ--INV B 09/23/97-09/23/98 150,000 MF-94-08-058
INT=L EQ--INV C 08/05/97-08/05/98 150.000 MF-96-08-042
INT=L EQ--SERV 03/03/98--03/03/99 150,000 MF-94-03-027
INT=L EQ--INS=T 03/03/98--03/03/99 150,000 MF-94-03-026
INT=L BOND--INV A 03/10/98--03/10/99 150,000 MF-94-03-098
INT=L BOND--INV B 08/05/96-08/05/97 150,000 MF-96-08-029
INT=L BOND--INV C 08/05/96-08/05/97 150,000 MF-96-08-034
INT=L BOND--SERV 03/03/98--03/03/99 150,000 MF-94-03-043
INT=L BOND--INS=T 03/03/98--03/03/99 150,000 MF-94-03-042
<PAGE>
INT=L EM--INV A 03/10/98--03/10/99 150,000 MF-94-03-088
INT=L EM--INV B 08/05/97-08/05/98 150,000 MF-96-08-027
INT=L EM--INV C 08/05/97-08/05/98 150,000 MF-96-08-028
INT=L EM--SERV 03/03/98--03/03/99 150,000 MF-94-03-023
INT=L EM--INS=T 03/03/98--03/03/99 150,000 MF-94-03-022
INT=L SM CAP EQ-INV A 08/20/97--08/20/98 150,000 MF-97-08-069
INT=L SM CAP EQ-INV B 08/20/97--08/20/98 150,000 MF-97-08-070
INT=L SM CAP EQ-INV C 08/20/97--08/20/98 150,000 MF-97-08-071
INT=L SM CAP EQ-SERV 08/20/97--08/20/98 150,000 MF-97-08-068
INT=L SM CAP EQ-INS=T 08/20/97--08/20/98 150,000 MF-97-08-072
INT GVT BOND--INV A 03/10/98--03/10/99 150,000 MF-94-03-101
INT GVT BOND--INV B 08/06/96-08/06/97 150,000 MF-96-08-024
INT GVT BOND--INV C 08/06/97-08/07/98 150,000 MF-96-08-025
INT GVT BOND--SERV 03/03/98--03/03/99 150,000 MF-94-03-048
INT GVT BOND--INST 03/03/98--03/03/99 150,000 MF-94-03-049
INT BOND--INV A 03/10/98--03/10/99 150,000 MF-94-03-099
INT BOND--INV B 06/17/97-06/17/98 150,000 MF97-06-125
INT BOND--INV C 06/17/97-06/17/98 150,000 MF97-06-127
INT BOND--SERV 03/03/98--03/03/99 150,000 MF-94-03-045
INT BOND--INS=T 03/03/98--03/03/99 150,000 MF-94-03-044
INDEX EQ--INV A 03/10/98--03/10/99 251,999.43 MF-94-03-092
INDEX EQ--INV B 08/05/97-08/05/98 150,000 MF-96-08-030
INDEX EQ--INV C 08/05/97-08/05/98 150,000 MF-96-08-031
INDEX EQ--SERV 03/03/98--03/03/99 150,000 MF-94-03-031
INDEX EQ--INS=T 03/03/98--03/03/99 295.020.56 MF-94-03-030
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 03/10/98--03/10/99 150,000 MF-94-03-095
LG CAP GR EQ--INV B 08/05/97-08/05/98 150,000 MF-96-08-045
LG CAP GR EQ--INV C 08/05/97-08/05/98 150,000 MF-96-08-044
LG CAP GR EQ--SERV 03/03/98--03/03/99 150,000 MF-94-03-037
LG CAP GR EQ--INS=T 03/03/98--03/03/99 150,000 MF-94-03-036
LG CAP VAL EQ--INV A 03/10/98--03/10/99 150,000 MF-94-03-096
LG CAP VAL EQ--INV B 08/05/97-08/05/98 150,000 MF-96-08-018
LG CAP VAL EQ--INV C 08/05/97-08/05/98 150,000 MF-96-08-019
LG CAP VAL EQ--SERV 03/03/98--03/03/99 150,000 MF-94-03-039
LG CAP VAL EQ--INS=T 03/03/98--03/03/99 150,000 MF-94-03-038
LOW DUR--INV A 03/10/98--03/10/99 150,000 MF-94-03-100
LOW DUR--INV B 08/05/97-08/05/98 150,000 MF-96-08-062
LOW DUR--INV C 08/05/96-08/05/97 150.000 MF-96-08-020
LOW DUR--SERV 03/03/98--03/03/99 150,000 MF-94-03-047
LOW DUR--INS=T 03/03/98--03/03/99 150,000 MF-94-03-046
LOW DUR--BR 05/29/97-05/29/98 INDEFINITE MF-97-05-223
MNGD INC--INV A 03/10/98--03/10/99 150,000 MF-94-03-103
MNGD INC--INV B 06/17/97-06/17/98 150,000 MF97-06-128
MNGD INC--INV C 06/17/97-06/17/98 150,000 MF97-06-126
MNGD INC--SERV 03/03/98--03/03/99 150,000 MF-94-03-053
MNGD INC--INS=T 03/03/98--03/03/99 150,000 MF-94-03-052
MID CAP GR--INV A 12/27/96-12/27/97 150,000 MF-96-12-183
MICRO CAP--INV A 03/27/98--03/27/99 150,000 MF98-04-111
MICRO CAP--INV B 03/27/98--03/27/99 150,000 MF98-04-112
MICRO CAP--INV C 03/27/98--03/27/99 150,000 MF98-04-113
MICRO CAP--SERV 03/27/98--03/27/99 150,000 MF98-04-115
MICRO CAP--INS=T 03/27/98--03/27/99 150,000 MF98-04-114
MID CAP GR--INV B 12/27/96-12/27/97 150,000 MF-96-12-184
MID CAP GR--INV C 12/27/96-12/27/97' 150.000 MF-96-12-185
MID CAP GR--SERV 12/27/96-12/27/97 150,000 MF-96-12-186
MID CAP GR--INS=T 12/27/96-12/27/97 150,000 MF-96-12-187
<PAGE>
MID CAP VAL EQ--INV A 12/27/96-12/27/97 150.000 MF-96-12-191
MID CAP VAL EQ--INV B 12/27/96-12/27/97 150,000 MF-96-12-190
MID CAP VAL EQ--INV C 12/27/96-12/27/98 150,000 MF-96-12-192
MID CAP VAL EQ--SERV 12/27/96-12/27/97 150,000 MF-96-12-189
MID CAP VAL--INS=T 12/27/96-12/27/97 150.000 MF-96-12-199
MONEY MKT--INV A 03/03/98--03/03/99 150,000 MF-94-03-062
MONEY MKT--INV B 09/23/97-09/23/98 150,000 MF-94-08-059
MONEY MKT--INV C 08/05/97-08/05/98 150,000 MF-96-08-039
MONEY MKT--SERV 03/03/98--03/03/99 INDEFINITE MF-94-03-061
MONEY MKT--INS=T 03/03/98--03/03/99 INDEFINITE MF-94-03-060
MUNI MM--INV A 03/03/98--03/03/99 150,000 MF-94-03-059
MUNI MM--INV B 08/05/97-08/05/98 150,000 MF-96-08-038
MUNI MM--INV C 08/05/97-08/05/98 150,000 MF-96-08-037
MUNI MM--SERV 03/03/98--03/03/99 INDEFINITE MF-94-03-058
MUNI MM--INST 03/03/98--03/03/99 INDEFINITE MF-94-03-057
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 03/10/98--03/10/99 297,993.10 MF-94-03-093
SELECT EQ--INV B 08/05/97-08/05/98 450,000 MF-96-08-023
SELECT EQ--INV C 08/05/97-08/05/98 150,000 MF-96-08-026
SELECT EQ--SERV 03/03/98--03/03/99 150,000 MF-94-03-033
SELECT EQ--INS=T 03/03/98--03/03/99 150,000 MF-94-03-032
SM CAP GROW--INV A 03/10/98--03/10/99 150,000 MF-94-03-094
SM CAP GROW--INV B 08/05/97-08/05/98 150,000 MF-96-08-021
SM CAP GROW--INV C 08/05/97-08/05/98 150,000 MF-96-08-022
SM CAP GROW--SERV 03/03/98--03/03/99 150,000 MF-94-03-035
SM CAP GROW--INST 03/03/98--03/03/99 259,855 MF-94-03-034
SM CAP VAL--INV A 03/10/98--03/10/99 242,509.60 MF-94-03-091
SM CAP VAL--INV B 09/23/97-09/23/98 150,000 MF-94-08-055
SM CAP VAL--INV C 08/05/97-08/05/98 150,000 MF-96-08-033
SM CAP VAL--SERV 03/03/98--03/03/99 150,000 MF-94-03-028
SM CAP VAL--INS=T 03/03/98--03/03/99 290,985 MF-94-03-029
TAX FR INC--INV A 03/10/98--03/10/99 150,000 MF-94-03-102
TAX FR INC--INV B 08/05/97-08/05/98 150,000 MF-96-08-041
TAX FR INC--INV C 08/05/97-08/05/98 150,000 MF-96-08-040
TAX FR INC--SERV 03/03/98--03/03/99 150,000 MF-94-03-051
TAX FR INC--INS=T 03/03/98--03/03/99 150,000 MF-94-03-050
US TREA--INV A 03/03/98--03/03/99 150,000 MF-94-03-056
US TREA--INV B 08/05/97-08/05/98 150,000 MF-96-08-036
US TREA--INV C 08/05/97-08/05/98 150,000 MF-96-08-035
US TREA--SERV 03/03/98--03/03/99 INDEFINITE MF-94-03-055
US TREA--INS=T 03/03/98--03/03/99 INDEFINITE MF-94-03-054
VA MUNI (5 CLASSES) NCR
MT
BAL--PORT 09/19/97-09/19/98 200,000 030254
BAL--SERV 09/19/97-09/19/98 200,000 030255
BAL--INS=T 09/19/97-09/19/98 200,000 030264
CORE BOND--PORT 01/11/98--01/11/99 200,000 034203
CORE BOND--SERV 01/11/98--01/11/99 200,000 034202
CORE BOND--INS=T 01/11/98--01/11/99 200,000 034201
CORE BOND--BR 05/29/97-05/29/98 999,999,999 37046
<PAGE>
DE TAX FR (5 CLASSES) NCR
GNMA (5 CLASSES) Initial Pending
GOVT INC--PORT 09/19/97-09/19/98 200,000 030295
INT=L EQ--PORT 09/19/97-09/19/98 200,000 030251
INT=L EQ--SERV 09/19/97-09/19/98 200,000 030252
INT=L EQ--INS=T 09/19/97-09/19/98 200,000 030253
INT=L BOND--PORT 09/19/97-09/19/98 200,000 030292
INT=L BOND--SERV 09/19/97-09/19/98 200,000 030293
INT=L BOND--INS=T 09/19/97-09/19/98 200,000 030294
INT=L EM--PORT 09/19/97-09/19/98 200,000 030265
INT=L EM--SERV 09/19/97-09/19/98 200,000 030266
INT=L EM--INS=T 09/19/97-09/19/98 200,000 030267
INT=L SM CAP EQ--PORT 08/20/97-08/20/98 100,000 37431
INT=L SM CAP EQ--SERV 08/20/97-08/20/98 100,000 37433
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 100,000 37432
INTM GVT BOND--PORT 09/19/97-09/19/98 200,000 030283
INTM GVT BOND--SERV 09/19/97-09/19/98 200,000 030284
INTM GVT BOND--INS=T 09/19/97-09/19/98 200,000 030285
INTM BOND--PORT 09/19/97-09/19/98 200,000 030289
INTM BOND--SERV 09/19/97-09/19/98 200,000 030290
INTM BOND--INS=T 09/19/97-09/19/98 200,000 030291
INTM BOND--BR 02/02/98--02/02/99 INDEFINITE
INDEX EQ--PORT 09/19/97-09/19/98 200,000 030245
INDEX EQ--SERV 09/19/97-09/19/98 200,000 030246
INDEX EQ--INS=T 09/19/97-09/19/98 200,000 030247
KY TAX FR NCR
LG CAP GR EQ--PORT 09/19/97-09/19/98 200,000 030236
LG CAP GR EQ--SERV 09/19/97-09/19/98 200,000 030237
LG CAP GR EQ--INS=T 09/19/97-09/19/98 200,000 030238
LG CAP VAL EQ--PORT 09/19/97-09/19/98 200.000 030233
LG CAP VAL EQ--SERV 09/19/97-09/19/98 200,000 030234
LG CAL VAL EQ--INS=T 09/19/97-09/19/98 200,000 030235
LOW DUR--PORT 09/19/97-09/19/98 200,000 030286
LOW DUR--SERV 09/19/97-09/19/98 200,000 030287
LOW DUR--INS=T 09/19/97-09/19/98 200,000 030288
LOW DUR--BR 05/29/97-05/29/98 999,999,999 37047
MNGD INC--PORT 09/19/97-09/19/98 200,000 030277
MNGD INC--SERV 09/19/97-09/19/98 200,000 030278
MNGD INC--INS=T 09/19/97-09/19/98 200,000 030279
MICRO CAP--PORT 03/27/98--03/27/99 100,000 38821
MICRO CAP--SERV 03/27/98--03/27/99 100,000 38823
MICRO CAP--INS=T 03/27/98--03/27/99 INDEFINITE 38822
MID CAP GR--PORT 07/28/97-07/28/98 100,000 37386
MID CAP GR--SERV 07/28/97-07/28/98 100,000 37388
MID CAP GR--INS=T 07/28/97-07/28/98 100,000 37387
MID CAP VAL--PORT 07/28/9707/28/98 100,000 37389
MID CAP VAL--SERV INITIAL SENT 7/27/97 PC RECD
MID CAP VAL--INS=T 07/28/97-07/28/98 100,000 37390
MONEY MKT--PORT 09/19/97-09/19/98 200,000 030268
MONEY MKT--SERV 09/19/97-09/19/98 200,000 030269
MONEY MKT--INS=T 09/19/97-09/19/98 200,000 030270
MUNI MM--PORT 09/19/97-09/19/98 200,000 030271
MUNI MM--SERV 09/19/97-09/19/98 200,000 030272
MUNI MM--INS=T 09/19/97-09/19/98 200,000 030273
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
<PAGE>
OH MUNI (5 CLASSES) NCR
OH TAX FR (4 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--PORT 09/19/97-09/19/98 200,000 030242
SELECT EQ--SER 09/19/97-09/19/98 200,000 030243
SELECT EQ--INS=T 09/19/97-09/19/98 200,000 030244
SM CAP GROW--PORT 09/19/97-09/19/98 200,000 030239
SM CAP GROW--SERV 09/19/97-09/19/98 200,000 030240
SM CAP GROW--INS=T 09/19/97-09/19/98 200,000 030241
SM CAP VAL--PORT 09/19/97-09/19/98 200,000 030248
SM CAP VAL--SERV 09/19/97-09/19/98 200,000 030249
SM CAP VAL--INS=T 09/19/97-09/19/98 200,000 030250
TAX FR INC--PORT 09/19/97-09/19/98 200,000 030280
TAX FR INC--SERV 09/19/97-09/19/98 200,000 030281
TAX FR INC--INS=T 09/19/97-09/19/98 200,000 030282
US TREA--PORT 09/19/97-09/19/98 200,000 030274
US TREA--SERV 09/19/97-09/19/98 200,000 030275
US TREA--INS=T 09/19/97-09/19/98 200,000 030276
VA MUNI (5 CLASSES) NCR
***PORTFOLIOS CONTAIN INVESTOR A, B &C CLASSES
NC
COMPASS CAP FUNDS 05/01/92-12/31/97 INDEFINITE 2475143
ND
BAL--INV A 08/04/97-08/04/98 100,000 T414
BAL--INV B 08/04/97-08/04/98 100,000 T415
BAL--INV C 08/04/97-08/04/98 100,000 T416
BAL--SERV 03/07/98--03/07/99 100,000 K096
BAL--INS=T 03/07/98--03/07/99 100,000 K095
CORE BOND--INV A 01/11/98--01/11/99 100,000 N732
CORE BOND--INV B 01/11/98--01/11/99 100,000 N733
CORE BOND--INV C 01/11/98--01/11/99 100,000 N734
CORE BOND--SERV 01/11/98--01/11/99 100,000 N731
CORE BOND--INS=T 01/11/98--01/11/99 100,000 N730
CORE BOND--BR NCR
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 11/21/97-11/21/98 100,000 U139
GOVT INC--INV B 11/21/97-11/21/98 100,000 U140
GOVT INC--INV C 11/21/97-11/21/98 100,000 U141
INT=L EQ--INV A 08/04/97-08/04/98 100,000 T421
INT=L EQ--INV B 08/04/97-08/04/98 100,000 T422
INT=L EQ--INV C 08/04/97-08/04/98 100,000 T423
INT=L EQ--SERV 03/07/98--03/07/99 100,000 K115
INT=L EQ--INS=T 03/07/98--03/07/99 100,000 K114
INT=L BOND--INV A 11/21/97-11/21/98 100,000 U147
INT=L BOND--INV B 11/21/97-11/21/98 100,000 U148
INT=L BOND--INV C 11/21/97-11/21/98 100,000 U149
INT=L BOND--SERV 03/07/98--03/07/99 100,000 K117
<PAGE>
INT=L BOND--INS=T 03/07/98--03/07/99 100,000 K116
INT=L EM--INV A 11/21/97-11/21/98 100,000 U150
INT=L EM--INV B 11/21/97-11/21/98 100,000 U151
INT=L EM--INV C 11/21/97-11/21/98 100,000 U152
INT=L EM--SERV 03/07/98--03/07/99 100,000 K113
INT=L EM--INS=T 03/07/98--03/07/99 100,000 K112
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 100,000 T481
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 100,000 T482
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 100,000 T483
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 100,000 T480
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 100,000 T479
INT GVT BOND--INV A 11/21/97-11/21/98 100,000 U144
INT GVT BOND--INV B 11/21/97-11/21/98 100,000 U145
INT GVT BOND--INV C 11/21/97-11/21/98 100,000 U146
INT GVT BOND--SERV 03/07/98--03/07/99 100,000 K109
INT GVT BOND--INS=T 03/07/98--03/07/99 100,000 K108
INTM BOND--INV A 08/04/97-08/04/98 100,000 T420
INTM BOND--INV B 11/21/97-11/21/98 100,000 U142
INTM BOND--INV C 11/21/97-11/21/98 100,000 U143
INTM BOND--SERV 03/07/98--03/07/99 100,000 K111
INTM BOND--INS=T 03/07/98--03/07/99 100,000 K110
INDEX EQ--INV A 08/04/97-08/04/98 100,000 T417
INDEX EQ--INV B 08/04/97-08/04/98 100,000 T418
INDEX EQ--INV C 08/04/97-08/04/98 100,000 T419
INDEX EQ--SERV 03/07/97-03/07/98 100,000 K107
INDEX EQ--INS=T 03/07/98--03/07/99 100,000 K106
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 08/04/97-08/04/98 100,000 T424
LG CAP GR EQ--INV B 08/04/97-08/04/98 100,000 T425
LG CAP GR EQ--INV C 08/04/97-08/04/98 100,000 T426
LG CAP GR EQ--SERV 03/07/98--03/07/99 100.000 K105
LG CAP GR EQ--INS=T 03/07/98--03/07/99 100,000 K104
LG CAP VAL EQ--INV A 08/04/97-08/04/98 100,000 T427
LG CAP VAL EQ--INV B 08/04/97-08/04/98 100,000 T428
LG CAP VAL EQ--INV C 08/04/97-08/04/98 100,000 T429
LG CAP VAL EQ--SERV 03/07/98--03/07/99 100,000 K135
LG CAP VAL EQ--INS=T 03/07/98--03/07/99 100,000 K134
LOW DUR--INV A 11/21/97-11/21/98 100,000 U153
LOW DUR--INV B 11/21/97-11/21/98 100,000 U154
LOW DUR--INV C 11/21/97-11/21/98 100,000 U155
LOW DUR--SERV 03/07/98--03/07/99 100,000 K127
LOW DUR--INS=T 03/07/98--03/07/99 100,000 K126
LOW DUR--BR NCR
MNGD INC--INV A 08/04/97-08/04/98 100,000 T430
MNGD INC--INV B 11/21/97-11/21/98 100,000 U156
MNGD INC--INV C 11/21/97-11/21/98 100,000 U157
MNGD INC--SERV 03/07/98--03/07/99 100,000 K119
MNGD INC--INS=T 03/07/98--03/07/99 100.000 K118
MICRO CAP--INV A 03/27/98--03/27/99 100,000 V238
MICRO CAP--INV B 03/27/98--03/27/99 100,000 V239
MICRO CAP--INV C 03/27/98--03/27/99 100,000 V240
MICRO CAP--SERV 03/27/98--03/27/99 100,000 V241
MICRO CAP--INS=T
MID CAP GR--INV A 11/21/97-11/21/98 100,000 U159
MID CAP GR--INV B 11/21/97-11/21/98 100,000 U160
MID CAP GR--INV C 11/21/97-11/21/98 100,000 U161
MID CAP GR--SERV 11/21/97-11/21/98 100,000 U162
<PAGE>
MID CAP GR--INS=T 11/21/97-11/21/98 100,000 U158
MID CAP VAL--INV A 11/21/97-11/21/98 100,000 U164
MID CAP VAL--INV B 11/21/97-11/21/98 100,000 U165
MID CAP VAL--INV C 11/21/97-11/21/98 100,000 U166
MID CAP VAL--SERV 11/21/97-11/21/98 100,000 U167
MID CAP VAL--INS=T 11/21/97-11/21/98 100,000 U163
MONEY MKT--INV A 03/07/98--03/07/99 100,000 K121
MONEY MKT--INV B 09/23/97-09/23/98 100,000 L155
MONEY MKT--INV C 08/04/97-08/04/98 100,000 T431
MONEY MKT-SERV 10/01/97-09/30/98 INDEFINITE K122
MONEY MKT-INS=T 10/01/97-09/30/98 INDEFINITE K120
MUNI MM--INV A 03/07/98--03/07/99 100,000 K124
MUNI MM--INV B 08/04/97-08/04/98 100,000 T432
MUNI MM--INV C 08/04/97-08/04/98 100,000 T433
MUNI MM--SER 10/01/97-09/30/98 INDEFINITE K125
MUNI MM--INS=T 10/01/97-09/30/98 INDEFINITE K123
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A NCR
SELECT EQ--INV B NCR
SELECT EQ--INV C NCR
SELECT EQ--SERV 03/07/98--03/07/99 100,000 K098
SELECT EQ--INS=T 03/07/98--03/07/99 100,000 K097
SM CAP GROW--INV A 08/29/97-08/29/98 100,000 R029
SM CAP GROW--INV B 08/29/97-08/29/98 100,000 R030
SM CAP GROW--INV C 08/29/97-08/29/98 100,000 R031
SM CAP GROW--SERV 03/07/98--03/07/99 100,000 K129
SM CAP GROW--INS=T 03/07/98--03/07/99 100,000 K128
SM CAP VAL--INV A 08/04/97-08/04/98 100,000 T434
SM CAP VAL--INV B 08/04/97-08/04/98 100,000 T435
SM CAP VAL--INV C 08/04/97-08/04/98 100,000 T436
SM CAP VAL--SERV 03/07/98--03/07/99 100,000 K131
SM CAP VAL--INS=T 03/07/98--03/07/99 100,000 K130
TAX FR INC--INV A 08/04/97-08/04/98 100,000 T437
TAX FR INC--INV B 08/04/97-08/04/98 100,000 T438
TAX FR INC--INV C 08/04/97-08/04/98 100,000 T439
TAX FR INC--SERV 03/07/98--03/07/99 100,000 K133
TAX FR INC--INS=T 03/07/98--03/07/99 100,000 K132
US TREA--INV A 03/07/98--03/07/99 100,000 K102
US TREA--INV B 08/04/97-08/04/98 100,000 T440
US TREA--INV C 08/04/97-08/04/98 100,000 T441
US TREA--SERV 10/01/97-09/30/98 INDEFINITE K103
US TREA--INST 10/01/97-09/30/98 INDEFINITE K101
VA MUN(5 CLASSES) NCR
NE
BAL--INV A 03/07/98--03/07/99 100,000 023818
BAL--INV B 03/07/98--03/07/99 100,000 023819
BAL--INV C 03/07/98--03/07/99 100,000 023734
BAL--SERV 03/18/98--03/18/99 100,000 023544
BAL--INS=T 03/18/98--03/18/99 100,000 023543
CORE BOND--INV A 01/11/98--01/11/99 100,000 021069
<PAGE>
CORE BOND--INV B 01/11/98--01/11/99 100,000 021070
CORE BOND--INV C 01/11/98--01/11/99 100,000 021071
CORE BOND--SERV 01/11/98--01/11/99 100,000 021073
CORE BOND--INS=T 01/11/98--01/11/99 100,000 021072
CORE BOND--BR 05/29/97--05/29/98 INDEFINITE 014468
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 03/07/98--03/07/99 100,000 023738
GOVT INC--INV B 03/07/98--03/07/99 100,000 023739
GOVT INC--INV C 03/07/98--03/07/99 100,000 023740
INT=L EQ--INV A 03/07/98--03/07/99 100,000 023827
INT=L EQ--INV B 03/07/98--03/07/99 100,000 023828
INT=L EQ--INV C 03/07/98--03/07/99 100,000 023749
INT=L EQ--SERV 03/18/98--03/18/99 100,000 023561
INT=L EQ--INS=T 03/18/98--03/18/99 100,000 023560
INT=L BOND--INV A 03/07/98--03/07/99 100,000 023750
INT=L BOND--INV B 03/07/98--03/07/99 100,000 023751
INT=L BOND--INV C 03/07/98--03/07/99 100,000 023752
INT=L BOND--SERV 03/18/98--03/18/99 100,000 023563
INT=L BOND--INS=T 03/18/98--03/18/99 100,000 023562
INT=L EM--INV A 03/07/98--03/07/99 100,000 023746
INT=L EM--INV B 03/07/98--03/07/99 100,000 023747
INT=L EM--INV C 03/07/98--03/07/99 100,000 023748
INT=L EM--SERV 03/18/98--03/18/99 100,000 023559
INT=L EM--INS=T 03/18/98--03/18/99 100,000 023558
INT=L SM CAP EQ-INV A PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INV B PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INV C PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-SERV PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INS=T PENDING INITIAL - VERBAL RECD
INTM GVT BOND--INV A 03/07/98--03/07/99 100,000 023824
INTM GVT BOND--INV B 03/07/98--03/07/99 100,000 023825
INTM GVT BOND--INV C 03/07/98--03/07/99 100,000 023826
INTM GVT BOND--SERV 03/18/98--03/18/99 100,000 023555
INTM GVT BOND--INS=T 03/18/98--03/18/99 100,000 023554
INTM BOND--INV A 03/07/98--03/07/99 100,000 023745
INTM BOND--INV B 06/17/97-06/17/98 100,000 014498
INTM BOND--INV C 06/17/97-06/17/98 100,000 014499
INTM BOND--SERV 03/18/98--03/18/99 100,000 023557
INTM BOND--INS=T 03/18/98--03/18/99 100,000 023556
INDEX EQ--INV A 03/07/98--03/07/99 100,000 023822
INDEX EQ--INV B 03/07/98--03/07/99 100,000 023823
INDEX EQ--INV C 03/07/98--03/07/99 100,000 023744
INDEX EQ--SERV 03/18/98--03/18/99 100,000 023553
INDEX EQ--INS=T 03/18/98--03/18/99 100,000 023552
KY TAX FR (5 CLASSES) NCR
LG CAP GR--INV A 03/07/98--03/07/99 100,000 023820
LG CAP GR--INV B 03/07/98--03/07/99 100,000 023821
LG CAP GR--INV C 03/07/98--03/07/99 100,000 023743
LG CAP GR--SERV 03/18/98--03/18/99 100,000 023551
LG CAP GR--INS=T 03/18/98--03/18/99 100,000 023550
LG CAP VAL--INV A 03/07/98--03/07/99 100,000 023851
LG CAP VAL--INV B 03/07/98--03/07/99 100,000 023852
<PAGE>
LG CAP VAL--INV C 03/07/98--03/07/99 100,000 023763
LG CAP VAL--SERV 03/18/98--03/18/99 100.000 023581
LG CAP VAL--INS=T 03/18/98--03/18/99 100,000 023580
LOW DUR--INV A 03/07/98--03/07/99 100,000 023755
LOW DUR--INV B 03/07/98--03/07/99 100,000 023756
LOW DUR--INV C 03/07/98--03/07/99 100,000 023757
LOW DUR--SERV 03/18/98--03/18/99 100,000 023573
LOW DUR--INS=T 03/18/98--03/18/99 100,000 023572
LOW DUR--BR 05/29/97-05/29/98 INDEFINITE 014469
MNGD INC--INV A 03/07/98--03/07/99 100,000 023829
MNGD INC--INV B 06/17/97-06/17/98 100,000 014500
MNGD INC--INV C 06/17/97-06/17/98 100,000 014501
MNGD INC--SERV 03/18/98--03/18/99 100,000 023565
MNGD INC--INST 03/18/98--03/18/99 100,000 023564
MICRO CAP--INV A Initials pending for
MICRO CAP--INV B 5 classes
MICRO CAP--INV C
MICRO CAP--SERV
MICRO CAP--INS=T
MID CAP GR--INV A 12/27/97-12/27/98 100,000 019799
MID CAP GR--INV B 12/27/97-12/27/98 100,000 019800
MID CAP GR--INV C 12/27/97-12/27/98 100.000 019801
MID CAP GR--SERV 12/27/97-12/27/98 100,000 019803
MID CAP GR--INS=T 12/27/97-12/27/98 100,000 019802
MID CAP VAL--INV A 12/27/97-12/27/98 100,000 019804
MID CAP VAL--INV B 12/27/97-12/27/98 100,000 019805
MID CAP VAL--INV C 12/27/97-12/27/98 100,000 019806
MID CAP VAL--SERV 12/27/97-12/27/98 100,000 019808
MID CAP VAL--INS=T 12/27/97-12/27/98 100,000 019807
MONEY MKT--INV A 03/18/98--03/18/99 100,000 023567
MONEY MKT--INV B 09/23/97--09/23/98 100,000 015862
MONEY MKT--INV C 03/07/98--03/07/99 100,000 023764
MONEY MKT--SERV 03/18/98--03/18/99 100,000 023568
MONEY MKT--INS=T 03/18/98--03/18/99 100,000 023566
MUNI MM--INV A 03/18/98--03/18/99 100,000 023570
MUNI MM--INV B 03/07/98--03/07/99 100,000 023753
MUNI MM--INV C 03/07/98--03/07/99 100,000 023754
MUNI MM--SERV 03/18/98--03/18/99 100,000 023571
MUNI MM--INS=T 03/18/98--03/18/99 100,000 023569
NC MUNI--INV A 03/07/98--03/07/99 100,000 023835
NC MUNI--INV B 03/07/98--03/07/99 100,000 023836
NC MUNI--INV C 03/07/98--03/07/99 100,000 023837
NC MUNI--SERV 03/07/98--03/07/99 100,000 023923
NC MUNI--INS=T 03/07/98--03/07/99 100,000 023922
NJ MUNI--INV A 12/21/97--12/26/98 100,000 019580
NJ MUNI--INV B 03/07/98--03/07/99 100,000 023830
NJ MUNI--INV C 03/07/98--03/07/99 100,000 023831
NJ MUNI--SERV 12/21/97--12/21/98 100,000 019581
NJ MUNI--INS=T 12/21/97--12/21/98 100,000 019579
NJ TAX FR--INV A 03/07/98--03/07/99 100,000 023832
NJ TAX FR--INV B 03/07/98--03/07/99 100,000 023833
NJ TAX FR--INV C 03/07/98--03/07/99 100,000 023834
NJ TAX FR--SERV 03/07/98--03/07/99 100,000 023921
NJ TAX FR--INS=T 03/07/98--03/07/99 100,000 023920
OH MUNI--INV A 03/07/98--03/07/99 100,000 023838
OH MUNI--INV B 03/07/98--03/07/99 100,000 023839
OH MUNI--INV C 03/07/98--03/07/99 100,000 023925
<PAGE>
OH MUNI--SERV 03/07/98--03/07/99 100,000 023926
OH MUNI--INS=T 03/07/98--03/07/99 100,000 023924
OH TAX FR--INV A 03/07/98--03/07/99 100,000 023840
OH TAX FR--INV B 03/07/98--03/07/99 100,000 023841
OH TAX FR--INV C 06/17/97--06/17/98 100,000 014502
OH TAX FR--SERV 03/07/98--03/07/99 100,000 023928
OH TAX FR--INS=T 03/07/98--03/07/99 100,000 023927
PA MUNI--INV A 03/07/98--03/07/99 100,000 023842
PA MUNI--INV B 03/07/98--03/07/99 100,000 023843
PA MUNI--INV C 03/07/98--03/07/99 100,000 023844
PA MUNI--SERV 03/07/98--03/07/99 100,000 023930
PA MUNI--INS=T 03/07/98--03/07/99 100,000 023929
PA TAX FR--INV A 03/07/98--03/07/99 100,000 023845
PA TAX FR--INV B 03/07/98--03/07/99 100,000 023846
PA TAX FR--INV C 03/07/98--03/07/99 100,000 023847
PA TAX FR--SERV 03/07/98--03/07/99 100,000 023932
PA TAX FR--INS=T 03/07/98--03/07/99 100,000 023931
SELECT EQ--INV A 03/07/98--03/07/99 100,000 023735
SELECT EQ--INV B 03/07/98--03/07/99 100,000 023736
SELECT EQ--INV C 03/07/98--03/07/99 100,000 023737
SELECT EQ--SERV 03/18/98--03/18/99 100,000 023546
SELECT EQ--INS=T 03/18/98--03/18/99 100,000 023545
SM CAP GROW--INV A 03/07/98--03/07/99 100,000 023758
SM CAP GROW--INV B 03/07/98--03/07/99 100,000 023759
SM CAP GROW--INV C 03/07/98--03/07/99 100,000 023760
SM CAP GROW--SERV 03/18/98--03/18/99 100,000 023575
SM CAP GROW--INS=T 03/18/98--03/18/99 100,000 023574
SM CAP VAL--INV A 03/07/98--03/07/99 100,000 023848
SM CAP VAL--INV B 03/07/98--03/07/99 100,000 023849
SM CAP VAL--INV C 03/07/98--03/07/99 100,000 023761
SM CAP VAL--SERV 03/18/98--03/18/99 100,000 023577
SM CAP VAL--INS=T 03/18/98--03/18/99 100,000 023576
TAX FR INC--INV A 03/07/98--03/07/99 100,000 023850
TAX FR INC--INV B 03/07/98--03/07/99 100,000 023933
TAX FR INC--INV C 03/07/98--03/07/99 100,000 023762
TAX FR INC--SERV 03/18/98--03/18/99 100,000 023579
TAX FR INC--INS=T 03/18/98--03/18/99 100,000 023578
US TREA--INV A 03/18/98--03/18/99 100,000 023548
US TREA--INV B 03/07/98--03/07/99 100,000 023741
US TREA--INV C 03/07/98--03/07/99 100,000 023742
US TREA--SERV 03/18/98--03/18/99 100,000 023549
US TREA--INS=T 03/18/98--03/18/99 100,000 023547
VA MUNI--INV A 03/07/98--03/07/99 100,000 023853
VA MUNI--INV B 03/07/98--03/07/99 100,000 023854
VA MUNI--INV C 03/07/98--03/07/99 100,000 023855
VA MUNI--SERV 03/07/98--03/07/99 100,000 023935
VA MUNI--INS=T 03/07/98--03/07/99 100,000 023934
NH
BAL--INV A 05/01/98--04/30/99 INDEFINITE --------
BAL--INV B 05/01/98--04/30/99 INDEFINITE --------
BAL--INV C 05/01/98--04/30/99 INDEFINITE
BAL--SERV 05/01/98--04/30/99 INDEFINITE N/A
BAL--INS=T 05/01/98--04/30/99 INDEFINITE
CORE BOND--INV A 05/01/98--04/30/99 INDEFINITE
CORE BOND--INV B 05/01/98--04/30/99 INDEFINITE
CORE BOND--INV C 05/01/98--04/30/99 INDEFINITE
<PAGE>
CORE BOND--SERV 05/01/98--04/30/99 INDEFINITE
CORE BOND--INS=T 05/01/98--04/30/99 INDEFINITE
CORE BOND--BR 05/01/98--04/30/99 INDEFINITE
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 05/01/98--04/30/99 INDEFINITE
GOVT INC--INV B 05/01/98--04/30/99 INDEFINITE
GOVT INC--INV C 05/01/98--04/30/99 INDEFINITE
INT=L EQ--INV A 07/15/97-04/30/98 INDEFINITE
INT=L EQ--INV B 07/15/97-04/30/98 INDEFINITE
INT=L EQ--INV C 07/15/97-04/30/98 INDEFINITE
INT=L EQ--SERV 05/01/97-04/30/98 INDEFINITE N/A
INT=L EQ--INS=T 05/01/97-04/30/98 INDEFINITE N/A
INT=L BOND--INV A PENDING INITIAL INDEFINITE
INT=L BOND--INV B PENDING INITIAL INDEFINITE
INT=L BOND--INV C PENDING INITIAL INDEFINITE
INT=L BOND--SERV 05/01/97-04/30/98 INDEFINITE N/A
INT=L BOND--INS=T 05/01/97-04/30/98 INDEFINTIE N/A
INT=L EM--INV A 07/15/97-04/30/98 INDEFINITE
INT=L EM--INV B 07/15/97-04/30/98 INDEFINITE
INT=L EM--INV C 07/15/97-04/30/98 INDEFINITE
INT=L EM--SERV 05/01/97-04/30/98 INDEFINITE N/A
INT=L EM--INS=T 05/01/97-04/30/98 INDEFINITE N/A
INT=L SM CAP EQ-INV A PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INV B PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INV C PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-SERV PENDING INITIAL - VERBAL RECD
INT=L SM CAP EQ-INS=T PENDING INITIAL - VERBAL RECD
INTM GVT BOND--INV A 07/15/97-04/30/98 INDEFINITE
INTM GVT BOND--INV B 07/15/97-04/30/98 INDEFINITE
INTM GVT BOND--INV C 07/15/97-04/30/98 INDEFINITE
INTM GVT BOND--SERV 05/01/97-04/30/98 INDEFINITE N/A
INTM GVT BOND--INS=T 05/01/97-04/30/98 INDEFINITE N/A
INTM BOND--INV A 05/01/98--04/30/99 INDEFINITE
INTM BOND--INV B 05/01/98--04/30/99 INDEFINITE
INTM BOND--INV C 05/01/98--04/30/99 INDEFINITE
INTM BOND--SERV 05/01/98--04/30/99 INDEFINITE N/A
INTM BOND--INS=T 05/01/98--04/30/99 INDEFINITE N/A
INTM BOND--BR 05/01/98--04/30/99 INDEFINITE ------
INDEX EQ--INV A 05/01/98--04/30/99 INDEFINITE ------
INDEX EQ--INV B 05/01/98--04/30/99 INDEFINITE ------
INDEX EQ--INV C 05/01/98--04/30/99 INDEFINITE ------
INDEX EQ--SERV 05/01/98--04/30/99 INDEFINITE ------
INDEX EQ--INS=T 05/01/98--04/30/99 INDEFINITE ------
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 05/01/98--04/30/99 INDEFINITE ------
LG CAP GR EQ--INV B 05/01/98--04/30/99 INDEFINITE ------
LG CAP GR EQ--INV C 05/01/98--04/30/99 INDEFINITE ------
LG CAP GR EQ--SERV 05/01/98--04/30/99 INDEFINITE ------
LG CAP GR EQ--INS=T 05/01/98--04/30/99 INDEFINITE ------
LG CAP VAL EQ--INV A 05/01/98--04/30/99 INDEFINITE ------
LG CAP VAL EQ--INV B 05/01/98--04/30/99 INDEFINITE ------
LG CAP VAL EQ--INV C 05/01/98--04/30/99 INDEFINITE ------<PAGE>
LG CAP VAL EQ--SERV 05/01/98--04/30/99 INDEFINITE -------
LG CAP VAL EQ--INS=T 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--INV A 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--INV B 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--INV C 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--SERV 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--INS=T 05/01/98--04/30/99 INDEFINITE -------
LOW DUR--BR 05/01/98--04/30/99 INDEFINITE -------
MNGD INC--INV A 05/01/98--04/30/99 INDEFINITE -------
MNGD INC--INV B 05/01/98--04/30/99 INDEFINITE -------
MNGD INC--INV C 05/01/98--04/30/99 INDEFINITE -------
MNGD INC--SERV 05/01/98--04/30/99 INDEFINITE -------
MNGD INC--INS=T 05/01/98--04/30/99 INDEFINITE -------
MICRO CAP--INV A 03/30/98--04/30/98 INDEFINITE -------
MICRO CAP--INV B 03/30/98--04/30/98 INDEFINITE -------
MICRO CAP--INV C 03/30/98--04/30/98 INDEFINITE -------
MICRO CAP--SERV 03/30/98--04/30/98 INDEFINITE -------
MICRO CAP--INS=T 03/30/98--04/30/98 INDEFINITE -------
MID CAP GR--INV A 05/01/98--04/30/99 INDEFINITE -------
MID CAP GR--INV B 05/01/98--04/30/99 INDEFINITE -------
MID CAP GR--INV C 05/01/98--04/30/99 INDEFINITE -------
MID CAP GR--SERV 05/01/98--04/30/99 INDEFINITE -------
MID CAP GR--INS=T 05/01/98--04/30/99 INDEFINITE -------
MID CAP VAL--INV A 05/01/98--04/30/99 INDEFINITE -------
MID CAP VAL--INV B 05/01/98--04/30/99 INDEFINITE -------
MID CAP VAL--INV C 05/01/98--04/30/99 INDEFINITE -------
MID CAP VAL--SERV 05/01/98--04/30/99 INDEFINITE -------
MID CAP VAL--INS=T 05/01/98--04/30/99 INDEFINITE -------
MONEY MKT--INV A 05/01/98--04/30/99 INDEFINTIE -------
MONEY MKT--INV B 05/01/98--04/30/99 INDEFINITE -------
MONEY MKT--INV C 05/01/98--04/30/99 INDEFINITE -------
MONEY MKT--SERV 05/01/98--04/30/99 INDEFINITE -------
MONEY MKT--INS=T 05/01/98--04/30/99 INDEFINITE -------
MUNI MM--INV A 05/01/98--04/30/99 INDEFINITE -------
MUNI MM--INV B 05/01/98--04/30/99 INDEFINITE -------
MUNI MM--INV C 05/01/98--04/30/99 INDEFINITE -------
MUNI MM--SERV 05/01/98--04/30/99 INDEFINITE -------
MUNI MM--INS=T 05/01/98--04/30/99 INDEFINITE -------
NC MUNI--INV A 05/01/98--04/30/99 INDEFINITE -------
NC MUNI--INV B 05/01/98--04/30/99 INDEFINITE -------
NC MUNI--INV C 05/01/98--04/30/99 INDEFINITE -------
NC MUNI--SERV 05/01/98--04/30/99 INDEFINITE -------
NC MUNI--INS=T 05/01/98--04/30/99 INDEFINITE -------
NJ MUNI--INV A 05/01/98--04/30/99 INDEFINITE -------
NJ MUNI--INV B 05/01/98--04/30/99 INDEFINITE -------
NJ MUNI--INV C 05/01/98--04/30/99 INDEFINITE -------
NJ MUNI--SERV 05/01/98--04/30/99 INDEFINITE -------
NJ MUNI--INS=T 05/01/98--04/30/99 INDEFINITE -------
NJ TAX FR--INV A 05/01/98--04/30/99 INDEFINITE -------
NJ TAX FR--INV B 05/01/98--04/30/99 INDEFINITE -------
NJ TAX FR--INV C 05/01/98--04/30/99 INDEFINITE -------
NJ TAX FR--SERV 05/01/98--04/30/99 INDEFINITE -------
NJ TAX FR--INS=T 05/01/98--04/30/99 INDEFINITE -------
OH MUNI--INV A 05/01/98--04/30/99 INDEFINITE -------
OH MUNI--INV B 05/01/98--04/30/99 INDEFINITE -------
OH MUNI--INV C 05/01/98--04/30/99 INDEFINITE -------
<PAGE>
OH MUNI--SERV 05/01/98--04/30/99 INDEFINITE -------
OH MUNI--INS=T 05/01/98--04/30/99 INDEFINITE -------
OH TAX FR--INV A 05/01/98--04/30/99 INDEFINITE -------
OH TAX FR--INV B 05/01/98--04/30/99 INDEFINITE -------
OH TAX FR--INV C 05/01/98--04/30/99 INDEFINITE -------
OH TAX FR--SERV 05/01/98--04/30/99 INDEFINITE -------
OH TAX FR--INS=T 05/01/98--04/30/99 INDEFINITE -------
PA MUNI--INV A 05/01/98--04/30/99 INDEFINITE -------
PA MUNI--INV B 05/01/98--04/30/99 INDEFINITE -------
PA MUNI--INV C 05/01/98--04/30/99 INDEFINITE -------
PA MUNI--SERV 05/01/98--04/30/99 INDEFINITE -------
PA MUNI--INS=T 05/01/98--04/30/99 INDEFINITE -------
PA TAX FR--INV A 05/01/98--04/30/99 INDEFINITE -------
PA TAX FR--INV B 05/01/98--04/30/99 INDEFINITE -------
PA TAX FR--INV C 05/01/98--04/30/99 INDEFINITE -------
PA TAX FR--SERV 05/01/98--04/30/99 INDEFINITE -------
PA TAX FR--INS=T 05/01/98--04/30/99 INDEFINITE -------
SELECT EQ--INV A 05/01/98--04/30/99 INDEFINITE -------
SELECT EQ--INV B 05/01/98--04/30/99 INDEFINITE -------
SELECT EQ--INV C 05/01/98--04/30/99 INDEFINITE -------
SELECT EQ--SERV 05/01/98--04/30/99 INDEFINITE -------
SELECT EQ--INS=T 05/01/98--04/30/99 INDEFINITE -------
SM CAP GROW--INV A 05/01/98--04/30/99 INDEFINITE -------
SM CAP GROW--INV B 05/01/98--04/30/99 INDEFINITE -------
SM CAP GROW--INV C 05/01/98--04/30/99 INDEFINITE -------
SM CAP GROW--SERV 05/01/98--04/30/99 INDEFINITE -------
SM CAP GROW--INS=T 05/01/98--04/30/99 INDEFINITE -------
SM CAP VAL--INV A 05/01/98--04/30/99 INDEFINITE -------
SM CAP VAL--INV B 05/01/98--04/30/99 INDEFINITE -------
SM CAP VAL--INV C 05/01/98--04/30/99 INDEFINITE -------
SM CAP VAL--SERV 05/01/98--04/30/99 INDEFINITE -------
SM CAP VAL--INS=T 05/01/98--04/30/99 INDEFINITE -------
TAX FR INC--INV A 05/01/98--04/30/99 INDEFINITE -------
TAX FR INC--INV B 05/01/98--04/30/99 INDEFINITE -------
TAX FR INC--INV C 05/01/98--04/30/99 INDEFINITE -------
TAX FR INC--SERV 05/01/98--04/30/99 INDEFINITE -------
TAX FR INC--INS=T 05/01/98--04/30/99 INDEFINITE -------
US TREA--INV A 05/01/98--04/30/99 INDEFINITE -------
US TREA--INV B 05/01/98--04/30/99 INDEFINITE -------
US TREA--INV C 05/01/98--04/30/99 INDEFINITE -------
US TREA--SERV 05/01/98--04/30/99 INDEFINITE -------
US TREA--INS=T 05/01/98--04/30/99 INDEFINITE -------
VAMUNI--INV A 05/01/98--04/30/99 INDEFINITE -------
VAMUNI--INV B 05/01/98--04/30/99 INDEFINITE -------
VAMUNI--INV C 05/01/98--04/30/99 INDEFINITE -------
VAMUNI--SERV 05/01/98--04/30/99 INDEFINITE -------
VAMUNI--INS=T 05/01/98--04/30/99 INDEFINITE -------
NJ *EXEMPT FROM REGISTRATION*
NM
BAL--INV A 02/28/98--02/28/99 350,000 980905
BAL--INV B 03/19/97-03/19/98 350,000 971798
BAL--INV C 09/06/97-09/06/98 350,000 976004
BAL--SERV 02/28/98--02/28/99 350,000 980904
BAL--INS=T 11/27/97--11/27/98 350,000 968861
<PAGE>
CORE BOND--INV A 01/11/97-01/11/98 BLUE CHIP 970280
CORE BOND--INV B 01/11/97-01/11/98 BLUE CHIP 970282
CORE BOND--INV C 01/11/97-01/11/98 BLUE CHIP 970281
CORE BOND--SERV 01/11/97-01/11/98 BLUE CHIP 970279
CORE BOND--INS=T 10/28/97-10/28/98 BLUE CHIP 978469
CORE BOND--BR 05/29/97-05/29/98 BLUE CHIP 974813
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 02/28/98--02/28/99 350,000 980918
GOVT INC--INV B 03/19/97-03/19/98 350,000 971801
GOVT INC--INV C 09/06/97-09/06/98 350,000 976003
INT=L EQ--INV A 02/28/98--02/28/99 350,000 980898
INT=L EQ--INV B 03/19/97-03/19/98 350,000 971797
INT=L EQ--INV C 09/06/97-09/06/98 350,000 976002
INT=L EQ--SERV 02/28/98--02/28/99 350,000 980897
INT=L EQ--INS=T 11/27/97--11/27/98 350,000 968873
INT=L BOND--INV A 02/28/98--02/28/99 350,000 980913
INT=L BOND--INV B 03/19/97-03/19/98 350,000 970381
INT=L BOND--INV C 09/06/97-09/06/98 350,000 976001
INT=L BOND--SERV 02/28/98--02/28/99 350,000 980912
INT=L BOND--INS=T 11/27/97--11/27/98 350,000 968862
INT=L EM--INV A 02/28/98--02/28/99 350,000 980911
INT=L EM--INV B 03/19/97-03/19/98 350,000 971800
INT=L EM--INV C 09/06/97-09/06/98 350,000 976000
INT=L EM--SERV 02/28/98--02/28/99 350,000 980910
INT=L EM--INS=T 11/27/97--11/27/98 350,000 968866
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 350,000 977300
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 350,000 977297
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 350,000 977299
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 350,000 977296
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 350,000 977298
INTM GVT BOND-INV A 02/28/98--02/28/99 350,000 980887
INTM GVT BOND-INV B 03/19/97-03/19/98 350,000 971791
INTM GVT BOND-INV C 09/06/97-09/06/98 350,000 975999
INTM GVT BOND--SERV 02/28/98--02/28/99 350,000 980886
INTM GVT BOND--INS=T 11/27/97--11/27/98 350,000 968872
INTM BOND--INV A 02/28/98--02/28/99 350,000 980915
INTM BOND--B 06/18/97-06/18/98 350,000 975421
INTM BOND--C 06/18/97-06/18/98 350,000 975419
INTM BOND--SERV 02/28/98--02/28/99 350,000 980914
INTM BOND--INS=T 11/27/97--11/27/98 350,000 968867
INTM BOND--BR 01/28/98--01/28/99 INDEFINITE 980837
INDEX EQ--INV A 02/28/98--02/28/99 350,000 980891
INDEX EQ--INV B 03/19/97-03/19/98 350,000 971793
INDEX EQ--INV C 09/06/97-09/06/98 350,000 975998
INDEX EQ--SERV 02/28/98--02/28/99 350,000 980890
INDEX EQ--INS=T 11/27/97--11/27/98 350,000 968869
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 02/28/98--02/28/99 350,000 980907
LG CAP GR EQ--INV B 03/19/97-03/19/98 350,000 971799
LG CAP GR EQ--INV C 09/06/97-09/06/98 350,000 975997
LG CAP GR EQ--SERV 02/28/98--02/28/99 350,000 980906
LG CAP GR EQ--INS=T 11/27/97--11/27/98 350,000 968860
<PAGE>
LG CAP VAL EQ--INV A 02/28/98--02/28/99 350,000 980893
LG CAP VAL EQ--INV B 03/19/96-03/19/97 350,000 962470
LG CAP VAL EQ--INV C 09/06/97-09/06/98 350,000 975996
LG CAP VAL EQ--SERV 02/28/98--02/28/99 350,000 980892
LG CAP VAL EQ--INS=T 11/27/97--11/27/98 350,000 968874
LOW DUR--INV A 02/28/98--02/28/99 350,000 980909
LOW DUR--INV B 03/19/97-03/19/98 350,000 971790
LOW DUR--INV C 09/06/97-09/06/98 350,000 975995
LOW DUR--SERV 02/28/98--02/28/99 350,000 980908
LOW DUR--INS=T 11/27/97--11/27/98 350,000 968868
LOW DUR--BR 05/29/97-05/29/98 INDEFINITE 974845
MNGD INC--INV A 02/28/98--02/28/99 350,000 980903
MNGD INC--INV B 06/18/98-06/18/98 350,000 975420
MNGD INC--INV C 06/18/97-06/18/98 350,000 975422
MNGD INC--SERV 02/28/98--02/28/99 350,000 980902
MNGD INC--INS=T 11/27/97--11/27/98 350,000 968875
MICRO CAP--INV A Initials pending for
MICRO CAP--INV B all 5 classes
MICRO CAP--INV C
MICRO CAP--SERV
MICRO CAP--INS=T
MID CAP GR--INV A 12/27/97-12/27/98 350,000 671055
MID CAP GR--INV B 12/27/97-12/27/98 350,000 671054
MID CAP GR--INV C 12/27/97-12/27/98 350,000 671053
MID CAP GR--SERV 12/27/97-12/27/98 350,000 671051
MID CAP GR--INS=T 12/27/97-12/27/98 350,000 671052
MID CAP VAL--INV A 12/27/97-12/27/98 350,000 671050
MID CAP VAL--INV B 12/27/97-12/27/98 350,000 671049
MID CAP VAL--INV C 12/27/97-12/27/98 350,000 671048
MID CAP VAL--SERV 12/27/97-12/27/98 350,000 671047
MID CAP VAL--INS=T 12/27/97-12/27/98 350,000 671046
MONEY MKT--INV A 02/28/98--02/28/99 350,000 980900
MONEY MKT--INV B 03/19/97-03/19/98 350,000 971795
MONEY MKT--INV C 09/06/97-09/06/98 350,000 976005
MONEY MKT--SERV 02/28/98--02/28/99 350,000 980899
MONEY MKT--INS=T 10/28/97--10/28/98 BLUE CHIP 978470
MUNI MM--INV A 02/28/98--02/28/99 350,000 980895
MUNI MM--INV B 09/06/97-09/06/98 350,000 975994
MUNI MM--INV C 09/06/97-09/06/98 350,000 975993
MUNI MM--SERV 02/28/98-02/28/99 350,000 980894
MUNI MM--INS=T 10/28/97-10/28/98 BLUE CHIP 978467
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (4 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 02/28/98--02/28/99 350,000 980885
SELECT EQ--INV B 03/19/97-03/19/98 350,000 971802
SELECT EQ--INV C 09/06/97-09/06/98 350,000 975992
SELECT EQ--SERV 02/28/98--02/28/99 350,000 980884
SELECT EQ--INS=T 11/27/97--11/27/98 350,000 968865
SM CAP GROW--INV A 02/28/98--02/28/99 350,000 980883
SM CAP GROW--INV B 01/14/97-01/14/98 350,000 970380
SM CAP GROW--INV C 09/06/97-09/06/98 350,000 975991
SM CAP GROW--SERV 02/28/98--02/28/99 350,000 980882
<PAGE>
SM CAP GROW--INS=T 11/27/97--11/27/98 350,000 968864
SM CAP VAL--INV A 02/28/98--02/28/99 350,000 980889
SM CAP VAL--INV B 03/19/97-03/19/98 350,000 971792
SM CAP VAL--INV C 09/06/97-09/06/98 350,000 975990
SM CAP VAL--SERV 02/28/98--02/28/99 350,000 980888
SM CAP VAL--INS=T 11/27/97--11/27/98 350,000 968870
TAX FR INC--INV A 02/28/98--02/28/99 350,000 980896
TAX FR INC--INV B 03/19/97-03/19/98 350,000 971796
TAX FR INC--INV C 09/06/97-09/06/98 350,000 975989
TAX FR INC--SERV 02/28/98--02/28/99 350,000 980901
TAX FR INC--INS=T 11/27/97-11/27/98 350,000 979415
US TREA--INV A 02/28/98--02/28/99 350,000 980917
US TREA--INV B 09/06/97-09/06/98 350,000 975988
US TREA--INV C 09/06/97-09/06/98 350,000 975987
US TREA--SERV 02/28/98--02/28/99 350,000 980916
US TREA--INS=T 10/28/97-10/28/98 BLUE CHIP 978468
VA MUNI (5 CLASSES) NCR
V: VERBAL EFFECTIVENESS REC=D; FOLLOW UP W/ RECEIVING PERMIT
* WHERE SIMILIAR NAMES IN CLASSES ARE REGISTERED, THEN YOU MUST FILE
THEM SEPARATELY, IF DISSIMILIAR NAMES, THEN FILE BY PORTFOLIO. I.E. SER
A,B AND C ARE BY CLASS; SERVICE AND INST'L = PORTFOLIO.
-------------------------------------------------------
NV
BAL 10/01/97-09/30/98 BLUE CHIP -------
CORE BOND 10/01/97-09/30/98 BLUE CHIP -------
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 10/01/96-09/30/97 BLUE CHIP -------
INT=L EQ 10/01/97-09/30/98 BLUE CHIP -------
INT=L BOND 10/01/97-09/30/98 BLUE CHIP -------
INT=L EM 10/01/97-09/30/98 BLUE CHIP -------
INT=L SM CAP EQ PENDING INITIAL - VERBAL RECD
INTM GVT BOND 10/01/97-09/30/98 BLUE CHIP -------
INTM BOND 10/01/97-09/30/98 BLUE CHIP -------
INDEX EQ 10/01/97-09/30/98 BLUE CHIP -------
KY TAX FR NCR
LG CAP GR EQ 10/01/97-09/30/98 BLUE CHIP -------
LG CAP VAL EQ 10/01/96-09/30/97 BLUE CHIP -------
LOW DUR 10/01/97-09/30/98 BLUE CHIP -------
MNGD INC 10/01/97-09/30/98 BLUE CHIP -------
MICRO CAP Initial pending
MID CAP GR 10/01/97-09/30/98 BLUE CHIP -------
MID CAP VAL 10/01/97-09/30/98 BLUE CHIP -------
MONEY MKT 10/01/97-09/30/98 BLUE CHIP -------
MUNI MM 10/01/97-09/30/98 BLUE CHIP -------
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 10/01/97-09/30/98 BLUE CHIP -------
<PAGE>
SM CAP GROW 10/01/97-09/30/98 BLUE CHIP -------
SM CAP VAL 10/01/97-09/30/98 BLUE CHIP -------
TAX FR INC 10/01/97-09/30/98 BLUE CHIP
US TREA 10/01/97-09/30/98 BLUE CHIP
VA MUNI NCR
NY
BAL 03/21/94-03/21/98 INDEFINITE S-254662
CORE BOND 01/11/96-01/11/00 INDEFINITE S-273501
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 03/03/94-03/03/98 INDEFINITE S-266684
INT=L EQ 07/13/97-07/13/01 INDEFINITE S-264175
INT=L BOND 03/03/94-03/03/98 INDEFINITE S-266680
INT=L EM 03/03/94-03/03/98 INDEFINITE S-266681
INT=L SM CAP EQ 08/28/97--08/28/01 INDEFINITE S 27099094
INTM GVT BOND 11/23/94-11/23/98 INDEFINITE S-265554
INTM BOND 03/09/97-03/09/01 INDEFINITE S-263046
INDEX EQ 09/08/96-09/08/00 INDEFINITE S-261306
KY TAX FR NCR
LG CAP GR EQ 11/17/93-11/17/97 INDEFINITE S-254663
LG CAP VAL EQ 09/08/96-09/08/00 INDEFINITE S-261297
LOW DUR 03/09/97-03/09/01 INDEFINITE S-263044
MNGD INC 07/13/93-07/13/97 INDEFINITE S-264174
MICRO CAP Initial pending
MID CAP GR 01/10/97-01/10/01 INDEFINITE S 277697
MID CAP VAL 01/10/97-01/10/01 INDEFINITE S-277835
MONEY MKT 05/13/94-05/13/98 INDEFINITE S-255021
MUNI MM 05/13/94-05/13/98 INDEFINITE S-255022
NC MUNI NCR
NJ MUNI 07/26/95-07/26/99 INDEFINITE S-272365
NJ TAX FR 01/11/96-01/11/00 INDEFINITE S-273500
OH MUNI NCR
OH TAX FR NCR
PA MUNI 03/03/94-03/03/98 INDEFINITE S-266682
PA TAX FR 03/03/94-03/03/98 INDEFINTIE S-266683
SELECT EQ 03/23/96-03/23/97 INDEFINITE S-263045
SM CAP GROW 03/09/97-03/09/01 INDEFINITE S-263043
SM CAP VAL 11/23/93-11/23/97 INDEFINITE S-265555
TAX FR INC 03/21/94-03/21/98 INDEFINITE S-254121
US TREA 05/13/94-05/13/98 INDEFINITE S-255023
VA MUNI NCR
**FOLLOW UP WITH REGARDS TO ACTUAL PERMIT/FILE# AS WELL
OH--9
PNC1--INV EQ 01/05/98--02/05/99 INDEFINITE 97309
PNC2--SERV EQ 12/16/97-01/16/99 INDEFINITE 11227
PNC3--INS=T EQ 12/16/97-01/16/99 INDEFINITE 11224
PNC4--INV BOND 07/05/97-08/05/98 INDEFINITE 95001
PNC5--SERV BOND 12/16/97-01/16/99 100,000 11226
PNC6--INS=T BOND 12/16/97-01/16/99 INDEFINITE 11223
PNC7--INV MM 06/10/97-07/10/98 INDEFINITE 99131
PNC8--SERV MM 02/05/98---03/05/99 200,000 97308
PNC9--INS=T MM 12/16/97-01/16/99 INDEFINITE 11225
PNC10--LOW &CORE 05/22/97-06/22/98 INDEFINITE 99687
GNMA-INVESTOR INITIALS PENDING
<PAGE>
GNMA-INST=L INTIALS PENDING
GNMA-SERV INITIALS PENDING
DE&KY TAX FREE-INV INITIALS PENDING
DE&KY TAX FREE-INS=T INITIALS PENDING
DE&KY TAX FREE-SERV INITIALS PENDING
INT=L SM CP EQ-INV 08/20/97-09/29/98 100,000 10505
INT=L SM CP EQ-SERV 08/20/97-09/29/98 100,000 10507
INT=L SM CP EQ-INS=T 08/20/97-09/29/98 100,000 10506
MICRO CAP--INV 03/27/98--04/27/99 100,000 13440
MICRO CAP--SERV 03/27/98--04/27/99 100,000 13441
MICRO CAP--INS=T 03/27/98--04/27/99 100,000 13439
OK--9
PNC1--INV EQ 03/17/97--03/17/99 INDEFINITE I-264197
PNC2--SERV EQ 03/17/97-03/17/98 200,000 I-509196
PNC3--INS=T EQ 03/17/98--03/17/99 200,000 I-87997
PNC4--INV BOND 08/18/97-08/18/98 200,000 I-361297
PNC5--SERV BOND 01/10/97-01/10/98 200,000 I-109297
PNC6--INS=T BOND 01/10/97-01/10/98 200,000 I-109197
PNC7--INV MM 01/10/97-01/10/98 200,000 I-109397
PNC8--SERV MM 02/24/98--02/24/99 100,000 I-159597
PNC9--INS=T MM 02/24/98--02/24/99 INDEFINITE I-159697
PNC10--LOW &CORE 05/29/97-05/29/98 INDEFINITE I-271497
GNMA INVESTOR Initial Pending
GNMA SERVICE Initial Pending
GNMA INS=T Initial Pending
INT=L SM CP EQ-INV
PROS 08/07/97-08/07/98 200,000 I-348297
INT=L SM CP EQ-SERV
PROS 08/07/97-08/07/98 200,000 I-348497
INT=L SM CP EQ-INS=T 08/07/97-08/07/98 200,000 I-348397
MICRO CAP--INV Initials pending
MICRO CAP--SERV
MICRO CAP--INS=T
OR
PNC1--INV EQ 03/07/98--03/07/99 BLUE CHIP 94-0321
PNC2--SERV EQ 03/07/98--03/07/99 BLUE CHIP 94-0322
PNC3--INS=T EQ 03/07/98--03/07/99 BLUE CHIP 94-0320
PNC4--INV BOND 03/07/98--03/07/99 BLUE CHIP 94-0324
PNC5--SERV BOND 03/07/98--03/07/99 BLUE CHIP 94-0325
PNC6--INS=T BOND 03/07/98--03/07/99 BLUE CHIP 94-0323
PNC7--INV MM 03/07/98--03/07/99 BLUE CHIP 94-0327
PNC8--SERV MM 03/07/98--03/07/99 BLUE CHIP 94-0328
PNC9--INS=T MM 03/07/98--03/07/99 BLUE CHIP 94-0326
PNC 10--LOW &CORE 05/30/97-05/30/98 BLUE CHIP 97-0566
GNMA INVESTOR Initial Pending
GNMA SERVICE Initial Pending
GNMA INS=T Initial Pending
INT=L SM CP EQ-INV
PROS 08/21/97-08/20/98 BLUE CHIP 97-0791
INT=L SM CP EQ-SERV
PROS 08/20/97-08/20/98 BLUE CHIP 97-0790
INT=L SM CP EQ-INS=T
PROS 08/20/97-08/20/98 BLUE CHIP 97-0789
MICRO CAP--INV 03/27/98--03/27/99 INDEFINITE 98-0408
MICRO CAP--SERV 03/27/98--03/27/99 INDEFINITE 98-0407
<PAGE>
MICRO CAP--INS=T 03/27/98--03/27/99 INDEFINITE 98-0406
PA
COMPASS CAP FUNDS 11/29/97-11/29/98 999,999,999,99989-01-059MF
RI
BAL 12/30/96-12/30/97 BLUE CHIP ------
CORE BOND 11/01/97-11/01/98 BLUE CHIP ------
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 12/30/97--12/30/98 BLUE CHIP ------
INT=L EQ 12/30/97--12/30/98 BLUE CHIP ------
INT'L BOND 12/30/97--12/30/98 BLUE CHIP ------
INT'L EM 12/30/97--12/30/98 BLUE CHIP ------
INT=L SM CAP EQ 08/07/97-08/07/98 BLUE CHIP ------
INTM GVT BOND 12/30/97--12/30/98 BLUE CHIP ------
INTM BOND 12/30/97--12/30/98 BLUE CHIP ------
INDEX EQ 12/30/97--12/30/98 BLUE CHIP ------
KY TAX FR NCR
LG CAP GR EQ 12/30/97--12/30/98 BLUE CHIP ------
LG CAP VAL EQ 12/30/97--12/30/98 BLUE CHIP ------
LOW DUR 12/30/97--12/30/98 BLUE CHIP ------
MNGD INC 12/30/97--12/30/98 BLUE CHIP ------
MICRO CAP 3/27/97--03/27/99 BLUE CHIP
MID CAP GR 12/30/96-12/30/97 BLUE CHIP ------
MID CAP VAL EQ 12/30/96-12/30/97 BLUE CHIP ------
MONEY MKT 12/30/97--12/30/98 BLUE CHIP ------
MUNI MM 12/30/97--12/30/98 BLUE CHIP ------
NC MUNI NCR
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 12/30/97--12/30/98 BLUE CHIP ------
SM CAP GROW 12/30/97--12/30/98 BLUE CHIP ------
SM CAP VAL 12/30/97--12/30/98 BLUE CHIP ------
TAX FR INC 12/30/97--12/30/98 BLUE CHIP ------
US TREA 12/30/97--12/30/98 BLUE CHIP ------
VA MUNI NCR
SC
BAL 02/28/98--02/28/99 999,999,999 MF8112
CORE BOND 01/11/98-01/11/99 999,999,999 MF9576
DE TAX-FR NCR
GNMA Initial Pending
GOVT INC 02/28/98--02/28/99 999,999,999 MF8114
INT'L EQ 02/28/98--02/28/99 999,999,999 MF8111
INT'L BOND 02/28/98--02/28/99 999,999,999 MF8123
INT'L EM 02/28/98--02/28/99 999,999,999 MF8108
INT=L SM CAP EQ 08/20/97-08/20/98 999,999,999 MF10856
INTM GVT BOND 02/28/98--02/28/99 999,999,999 MF8117
INTM BOND 02/28/98--02/28/99 999,999,999 MF8115
INDEX EQ 02/28/98--02/28/99 999,999,999 MF8111
KY TAX FR NCR
LG CAP GR EQ 02/28/98--02/28/99 999,999,999 MF8104
<PAGE>
LG CAP VAL EQ 02/28/98--02/28/99 999,999,999 MF8124
LOW DUR 02/28/98--02/28/99 999,999,999 MF8116
MNGD INC 02/28/98--02/28/99 999,999,999 MF8119
MICRO CAP 03/27/98--03/27/99 999,999,999
MID CAP GR 02/28/97-02/28/98 999,999,999 MF10424
MID CAP VAL 02/28/97-02/28/98 999,999,999 MF10425
MONEY MKT 02/28/98--02/28/99 999,999,999 MF8122
MUNI MM 02/28/98--02/28/99 999,999,999 MF8121
NC MUNI 03/23/98--03/23/99 999,999,999 MF7481
NJ MUNI NCR
NJ TAX FR NCR
OH MUNI NCR
OH TAX FR NCR
PA MUNI NCR
PA TAX FR NCR
SELECT EQ 02/28/98--02/28/99 999,999,999 MF8107
SM CAP GROW 02/28/98--02/28/99 999,999,999 MF8105
SM CAP VAL 02/28/98--02/28/99 999,999,999 MF8110
TAX FR INC 02/28/98--02/28/99 999,999,999 MF8118
US TREA 02/28/98--02/28/99 999,999,999 MF8120
VA MUNI NCR
SD
BAL--INV A 08/22/97-08/22/98 INDEFINITE 10303
BAL--INV B 08/22/97-08/22/98 INDEFINITE 10304
BAL--INV C 08/22/97-08/22/98 INDEFINITE 10305
BAL--SERV 03/11/98--03/11/99 INDEFINITE 13674
BAL--INS=T 03/11/98--03/11/99 INDEFINITE 13673
CORE BOND--INV A 09/05/97-09/05/98 INDEFINITE 10490
CORE BOND--INV B 09/05/97-09/05/98 INDEFINITE 10491
CORE BOND--INV C 09/05/97-09/05/98 INDEFINITE 10492
CORE BOND--SERV 09/05/97-09/05/98 INDEFINITE 10494
CORE BOND--INS=T 09/05/97-09/05/98 INDEFINITE 10493
CORE BOND--BR 06/10/97-06/10/98 INDEFINITE 9251
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 09/05/97-09/05/98 INDEFINITE 10495
GOVT INC--INV B 09/05/97-09/05/98 INDEFINITE 10496
GOVT INC--INV C 09/05/97-09/05/98 INDEFINITE 10497
INT=L EQ--INV A 08/22/97-08/22/98 INDEFINITE 10306
INT=L EQ--INV B 08/22/97-08/22/98 INDEFINITE 10307
INT=L EQ--INV C 08/22/97-08/22/98 INDEFINITE 10308
INT=L EQ--SERV 03/11/98--03/11/99 INDEFINITE 13678
INT=L EQ--INS=T 03/11/98--03/11/99 INDEFINITE 13677
INT=L BOND--INV A 09/05/97-09/05/98 INDEFINITE 10502
INT=L BOND--INV B 09/05/97-09/05/98 INDEFINITE 10503
INT=L BOND--INV C 09/05/97-09/05/98 INDEFINITE 10504
INT=L BOND--SERV 03/11/98--03/11/99 INDEFINITE 13669
INT=L BOND--INS=T 03/11/98--03/11/99 INDEFINITE 13670
INT=L EM--INV A 08/22/97--08/22/98 INDEFINITE 10291
INT=L EM--INV B 08/22/97-08/22/98 INDEFINITE 10292
INT=L EM--INV C 08/22/97-08/22/98 INDEFINITE 10293
INT=L EM--SERV 03/11/98--03/11/99 INDEFINITE 13667
<PAGE>
INT=L EM--INS=T 03/11/98--03/11/99 INDEFINITE 13668
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 INDEFINITE 10481
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 INDEFINITE 10482
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 INDEFINITE 10483
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 INDEFINITE 10485
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 INDEFINITE 10484
INTM GVT BOND--INV A 09/05/97-09/05/98 INDEFINITE 10520
INTM GVT BOND--INV B 09/05/97-09/05/98 INDEFINITE 10521
INTM GVT BOND--INV C 09/05/97-09/05/98 INDEFINITE 10522
INTM GVT BOND--SERV 03/11/98--03/11/99 INDEFINITE 13695
INTM GVT BOND--INS=T 03/11/98--03/11/99 INDEFINITE 13694
INTM BOND--INV A 09/05/97-09/05/98 INDEFINITE 10501
INTM BOND--INV B
INTM BOND--INV C
INTM BOND--BR 01/28/98-01/28/99 INDEFINITE 13762
INTM BOND--SERV 03/11/98--03/11/99 INDEFINITE 13666
INTM BOND--INS=T 03/11/98--03/11/99 INDEFINITE 13665
INDEX EQ--INV A 08/22/97-08/22/98 INDEFINITE 10312
INDEX EQ--INV B 08/22/97-08/22/98 INDEFINITE 10313
INDEX EQ--INV C 08/22/97-08/22/98 INDEFINITE 10314
INDEX EQ--SERV 03/11/98--03/11/99 INDEFINITE 19980
INDEX EQ--INS=T 03/11/98--03/11/99 INDEFINITE 19981
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 08/22/97-08/22/98 INDEFINITE 10300
LG CAP GR EQ--INV B 08/22/97-08/22/98 INDEFINITE 10301
LG CAP GR EQ--INV C 08/22/97-08/22/98 INDEFINITE 10302
LG CAP GR EQ--SERV 03/11/98--03/11/99 INDEFINITE 19970
LG CAP GR EQ--INS=T 03/11/98-03/11/99 INDEFINITE 13671
LG CAP VAL EQ--INV A 08/22/97-08/22/98 INDEFINITE 10309
LG CAP VAL EQ--INV B 08/22/97-08/22/98 INDEFINITE 10310
LG CAP VAL EQ--INV C 08/22/97-08/22/98 INDEFINITE 10311
LG CAP VAL EQ--SERV 03/11/98-03/11/99 INDEFINITE 13689
LG CAP VAL EQ--INS=T 03/11/98-03/11/99 INDEFINITE 13688
LOW DUR--INV A 09/05/96-09/05/97 100,000 22099
LOW DUR--INV B 09/05/97-09/05/98 INDEFINITE 10499
LOW DUR--INV C 09/05/97-09/05/98 INDEFINITE 10500
LOW DUR--SERV 03/11/98-03/11/99 INDEFINITE 13701
LOW DUR--INS=T 03/11/98-03/11/99 INDEFINITE 13700
LOW DUR--BR 06/10/97-06/10/98 INDEFINITE 9252
MNGD INC--INV A 09/05/97-09/05/98 INDEFINITE 10505
MNGD INC--INV B
MNGD INC--INV C
MNGD INC--SERV 03/11/98--03/11/99 INDEFINITE 13676
MNGD INC--INS=T 03/11/98--03/11/99 INDEFINITE 13675
MICRO CAP--INV A Initials pending for all
MICRO CAP--INV B 5 classes
MICRO CAP--INV C
MICRO CAP--SERV
MICRO CAP--INS=T
MID CAP GR--INV 12/27/96-12/27/98 100,000 22485
MID CAP GR--INV B 12/27/96-12/27/98 100,000 22486
MID CAP GR--INV C 12/27/96-12/27/97 100,000 22487
MID CAP GR--SERV 12/27/96-12/27/97 100,000 22488
MID CAP GR--INS=T 12/27/96-12/27/97 100,000 22489
MID CAP VAL--INV A 12/27/96-12/27/97 100,000 22480
MID CAP VAL--INV B 12/27/96-12/27/97 100,000 22481
MID CAP VAL--INV C 12/27/96-12/27/97 100,000 22482
<PAGE>
MID CAP VAL--SERV 12/27/96-12/27/97 100.000 22483
MID CAP VAL--INS=T 12/27/96-12/27/97 100,000 22484
MONEY MKT--INV A 03/11/98--03/11/99 INDEFINITE 19957
MONEY MKT--INV B 11/09/97-11/09/98 INDEFINITE 11709
MONEY MKT--INV C 09/05/97-09/05/98 INDEFINITE 10509
MONEY MKT--SERV 03/11/98--03/11/99 INDEFINITE 13820
MONEY MKT--INS=T 03/11/97-03/11/98 INDEFINITE 13682
MUNI MM--INV A 03/11/98--03/11/99 INDEFINITE 13683
MUNI MM--INV B 09/05/97-09/05/98 INDEFINITE 10513
MUNI MM--INV C 09/05/97-09/05/98 INDEFINITE 10514
MUNI MM--SERV 03/11/98-03/11/99 INDEFINITE 13702
MUNI MM--INS=T 03/11/98-03/11/99 INDEFINITE 13684
NC MUNI--INV A 09/05/97-09/05/98 INDEFINITE 10531
NC MUNI--INV B 09/05/97-09/05/98 INDEFINITE 10532
NC MUNI--INV C 09/05/97-09/05/98 INDEFINITE 10533
NC MUNI--SERV 08/28/97-08/28/98 INDEFINITE 10673
NC MUNI--INS=T 08/28/97-08/28/98 INDEFINITE 10672
NJ MUNI--INV A 10/05/97-10/05/98 INDEFINITE 10970
NJ MUNI--INV B 09/05/97-09/05/98 INDEFINITE 10537
NJ MUNI--INV C 09/05/97-09/05/98 INDEFINITE 10538
NJ MUNI--SERV 10/05/97-10/05/98 INDEFINITE 10968
NJ MUNI--INS=T 10/05/97-10/05/98 100,000 10969
NJ TAX FR--INV A 09/05/97-09/05/98 INDEFINITE 10534
NJ TAX FR--INV B 09/05/97-09/05/98 INDEFINITE 10535
NJ TAX FR--INV C 09/05/97-09/05/98 INDEFINITE 10536
NJ TAX FR--SERV 08/28/97-08/28/98 INDEFINITE 10675
NJ TAX FR--INS=T 08/28/97-08/28/98 INDEFINITE 10674
OH MUNI--INV A 09/05/97-09/05/98 INDEFINITE 10515
OH MUNI--INV B 09/05/97-09/05/98 INDEFINITE 10516
OH MUNI--INV C 09/05/97-09/05/98 INDEFINITE 10517
OH MUNI--SERV 08/28/97-08/28/98 INDEFINITE 10665
OH MUNI--INS=T 08/28/97-08/28/98 INDEFINITE 10664
OH TAX FR--INV A 09/05/97-09/05/98 INDEFINITE 10526
OH TAX FR--INV B 09/05/97-09/05/98 INDEFINITE 10527
OH TAX FR--SERV 08/28/97-08/28/98 INDEFINITE 10669
OH TAX FR--INS=T 08/28/97-08/28/98 INDEFINITE 10670
PA MUNI--INV A 09/05/97-09/05/98 INDEFINITE 10528
PA MUNI--INV B 09/05/97-09/05/98 INDEFINITE 10529
PA MUNI--INV C 09/05/96-09/05/97 100,000 22094
PA MUNI--SERV 08/28/97-08/28/98 INDEFINITE 10671
PA MUNI--INS=T 08/28/97-08/28/98 INDEFINITE 10668
PA TAX FR--INV A 09/05/97-09/05/98 INDEFINITE 10523
PA TAX FR--INV B 09/05/97-09/05/98 INDEFINITE 10524
PA TAX FR--INV C 09/05/97-09/05/98 INDEFINITE 10525
PA TAX FR--SERV 08/28/97-08/28/98 INDEFINITE 10667
PA TAX FR--INS=T 08/28/97-08/28/98 INDEFINITE 10666
SELECT EQ--INV A 08/22/97-08/22/98 INDEFINITE 10294
SELECT EQ--INV B 08/22/97-08/22/98 INDEFINITE 10295
SELECT EQ--INV C 08/22/97-08/22/98 INDEFINITE 10296
SELECT EQ--SERV 03/11/98-03/11/99 INDEFINITE 13697
SELECT EQ--INS=T 03/11/98-03/11/99 INDEFINITE 13696
SM CAP GROW--INV A 08/22/97-08/22/98 INDEFINITE 10297
SM CAP GROW--INV B 08/22/97-08/22/98 INDEFINITE 10298
SM CAP GROW--INV C 08/22/97-08/22/98 INDEFINITE 10299
SM CAP GROW--SERV 03/11/98-03/11/99 INDEFINITE 13699
SM CAP GROW--INS=T 03/11/98-03/11/99 INDEFINITE 13698
SM CAP VAL--INV A 08/22/97-08/22/98 INDEFINITE 10315
<PAGE>
SM CAP VAL--INV B 08/22/97-08/22/98 INDEFINITE 10316
SM CAP VAL--INV C 08/22/97-08/22/98 INDEFINITE 10317
SM CAP VAL--SERV 03/11/98-03/11/99 INDEFINITE 13693
SM CAP VAL--INS=T 03/11/98-03/11/99 INDEFINITE 13692
TAX FR INC--INV A 09/05/97-09/05/98 INDEFINITE 10506
TAX FR INC--INV B 09/05/97-09/05/98 INDEFINITE 10507
TAX FR INC--INV C 09/05/97-09/05/98 INDEFINITE 10508
TAX FR INC--SERV 03/11/98-03/11/99 INDEFINITE 13680
TAX FR INC--INS=T 03/11/98-03/11/99 INDEFINITE 13679
US TREA--INV A 03/11/98-03/11/99 INDEFINITE 13685
US TREA--INV B 09/05/97-09/05/98 INDEFINITE 10518
US TREA--INV C 09/05/97-09/05/98 INDEFINITE 10519
US TREA--SERV 03/11/98-03/11/99 INDEFINITE 13687
US TREA--INS=T 03/11/98-03/11/99 INDEFINITE 13686
VA MUNI--INV A 09/05/97-09/05/98 INDEFINITE 10510
VA MUNI--INV B 09/05/97-09/05/98 INDEFINITE 10512
VA MUNI--INV C 09/05/97-09/05/98 INDEFINITE 10511
VA MUNI--SERV 08/28/97-08/28/98 INDEFINITE 10677
VA MUNI--INS=T 08/28/97-08/28/98 INDEFINITE 10676
TN
BAL--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
BAL--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
BAL--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
BAL--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
BAL--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--INT'L 09/30/97-09/30/98 INDEFINITE RM98-0786
CORE BOND--BR NCR
GOVT INC--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
GOVT INC--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EQ--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EQ--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EQ--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EQ--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EQ--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L BOND--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L BOND--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L BOND--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L BOND--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L BOND--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EM--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EM--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EM--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EM--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INT=L EM--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
<PAGE>
INT=L SM CAP EQ-INV A 10/07/97-09/3098 INDEFINITE M98-0766
INT=L SM CAP EQ-INV B 10/07/97-09/30/98 INDEFINITE M98-0766
INT=L SM CAP EQ-INV C 10/07/97-09/30/98 INDEFINITE M98-0766
INT=L SM CAP EQ-SERV 10/07/97-09/30/98 INDEFINITE M98-0766
INS=T SM CAP EQ-INS=T 10/07/97-09/30/98 INDEFINITE M98-0766
INTM GVT BOND--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM GVT BOND--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM GVT BOND--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM GVT BOND--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM GVT BOND--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM BOND--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM BOND--INV B 11/21/97--09/30/98 INDEFINITE M98-1273
INTM BOND--INV C 11/21/97--09/30/98 INDEFINITE M98-1273
INTM BOND--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INTM BOND--INT'L 09/30/97-09/30/98 INDEFINITE RM98-0786
INDEX EQ--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
INDEX EQ--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
INDEX EQ--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
INDEX EQ--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
INDEX EQ--INT'L 09/30/97-09/30/98 INDEFINITE RM98-0786
KY TAX FR INV A Initial Pending
KY TAX FR INV B Initial Pending
KY TAX FR INV C Initial Pending
KY TAX FR SERV Initial Pending
KY TAX FR INS=T Initial Pending
LG CAP GR EQ--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP GR EQ--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP GR EQ--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP GR EQ--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP GR EQ--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP VAL EQ--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP VAL EQ--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP VAL EQ--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP VAL EQ--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
LG CAP VAL EQ--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
LOW DUR--BR NCR
MNGD INC--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
MNGD INC--INV B 11/21/97--09/30/98 INDEFINITE M98-1273
MNGD INC--INV C 11/21/97--09/30/98 INDEFINITE M98-1273
MNGD INC--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
MNGD INC--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
MICRO CAP--INV A Initials pending for all
MICRO CAP--INV B 5 classes
MICRO CAP--INV C
MICRO CAP--SERV
MICRO CAP--INS=T
MID CAP GR--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP GR--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP GR--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP GR--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP GR--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP VAL--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
<PAGE>
MID CAP VAL--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP VAL--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP VAL--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
MID CAP VAL--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
MONEY MKT--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
MONEY MKT--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
MONEY MKT--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
MONEY MKT--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
MONEY MKT--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
MUNI MM--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
MUNI MM--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
MUNI MM--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
MUNI MM--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
MUNI MM--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
NC MUNI--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
NC MUNI--INV B NCR
NC MUNI--INV C NCR
NC MUNI--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
NC MUNI--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
SELECT EQ--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
SELECT EQ--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
SELECT EQ--SERV 09/30/97-09/30/98 INDEFINTE RM98-0786
SELECT EQ--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP GROW--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP GROW--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP GROW--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP GROW--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP GROW--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP VAL--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP VAL--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP VAL--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP VAL--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
SM CAP VAL--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
TAX FR INC--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
TAX FR INC--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
TAX FR INC--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
TAX FR INC--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
TAX FR INC--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
US TREA--INV A 09/30/97-09/30/98 INDEFINITE RM98-0786
US TREA--INV B 09/30/97-09/30/98 INDEFINITE RM98-0786
US TREA--INV C 09/30/97-09/30/98 INDEFINITE RM98-0786
US TREA--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
US TREA--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
VA MUNI--INV A 09/30/97-09/30/98 INDEFINTIE RM98-0786
VA MUNI--INV B NCR
VA MUNI--INV C NCR
VA MUNI--SERV 09/30/97-09/30/98 INDEFINITE RM98-0786
VA MUNI--INS=T 09/30/97-09/30/98 INDEFINITE RM98-0786
<PAGE>
TX
BAL--INV A 11/30/97-11/30/98 99,000 C-37457
BAL--INV B 11/30/97-11/30/98 67,518.89 C-45901
BAL--INV C 11/30/97-11/30/98 100,000 C-49361
BAL--SERV 11/30/97-11/30/98 100,000 C-44774
BAL--INS=T 11/30/97-11/30/98 100,000 C-44773
CORE BOND--INV A 10/01/97-09/30/98 100,000 C-49087
CORE BOND--INV B 10/01/97-09/30/98 87,992.64 C-49088
CORE BOND--INV C 10/01/97-09/30/98 81,997.53 C-49089
CORE BOND--SERV 10/01/97-09/30/98 100,000 C-49091
CORE BOND--INS=T 10/01/97-09/30/98 107,407 C-49090
CORE BOND--BR NCR
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 10/01/97-09/30/98 100,000 C-44120
GOVT INC--INV B 10/01/97-09/30/98 87,991.50 C-45900
GOVT INV--INV C 10/01/97-09/30/98 96,733.09 C-49363
INT=L EQ--INV A 11/30/97-11/30/98 96,067.19 C-37454
INT=L EQ--INV B 11/30/97-11/30/98 82,009 C-45897
INT=L EQ--INV C 11/30/97-11/30/98 95,246.20 C-49370
INT=L EQ--SERV 11/30/97-11/30/98 98,733.54 C-44792
INT=L EQ--INS=T 11/30/97-11/30/98 100,000 C-44791
INT=L BOND--INV A 10/01/97-09/30/98 100,000 C-44122
INT=L BOND--INV B 10/01/97-09/30/98 100,000 C-48925
INT=L BOND--INV C 10/01/97-09/30/98 100,000 C-49371
INT=L BOND--SERV 10/01/97-09/30/98 100,000 C-44794
INT=L BOND--INS=T 10/01/97-09/30/98 100,000 C-44793
INT=L EM--INV A 10/01/97-09/30/98 98,991.63 C-44121
INT=L EM--INV B 10/01/97-09/30/98 91,590.73 C-48924
INT=L EM--INV C 10/01/97-09/30/98 93,005.26 C-49369
INT=L EM--SERV 10/01/97-09/30/98 100,000 C-44790
INT=L EM--INS=T 10/01/97-09/30/98 100,000 C-44789
INT=L SM CAP EQ-INV A 10/01/97-09/30/98 100,000 C-53624
INT=L SM CAP EQ-INV B 10/01/97-09/30/98 100,000 C-53625
INT=L SM CAP EQ-INV C 10/01/97-09/30/98 100,000 C-53626
INT=L SM CAP EQ--SERV 10/01/97-09/30/98 100,000 C-53627
INT=L SM CAP EQ-INS=T 10/01/97-09/30/98 100,000 C-53623
INTM GVT BOND--INV A 10/01/97-09/30/98 100,000 C-40939
INTM GVT BOND--INV B 10/01/97-09/30/98 100,000 C-48922
INTM GVT BOND--INV C 10/01/97-09/30/98 100,000 C-50959
INTM GVT BOND--SERV 10/01/97-09/30/98 100,000 C-44786
INTM GVT BOND--INS=T 10/01/97-09/30/98 100,000 C-44785
INTM BOND--INV A 10/01/97-09/30/98 100,000 C-42200
INTM BOND--INV B 10/01/97-09/30/98 100,000 C-53503
INTM BOND--INV C 10/01/97-09/30/98 100,000 C-53504
INTM BOND--SERV 10/01/97-09/30/98 100,000 C-44788
INTM BOND--INS=T 10/01/97-09/30/98 100,000 C-44787
INDEX EQ--INV A 11/30/97-11/30/98 799,039.91 C-40940
INDEX EQ--INV B 10/01/97-09/30/98 1,206,378.77 C-48921
INDEX EQ--INV C 11/30/97--11/30/98 1,421,945.16 C-49367
INDEX EQ--SERV 11/30/97-11/30/98 100,000 C-44784
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 11/30/97-11/30/98 99,000 C-37453
LG CAP GR EQ--INV B 11/30/97-11/30/98 91,684.56 C-48920
<PAGE>
LG CAP GR EQ--INV C 11/30/97-11/30/98 100,000 C-49366
LG CAP GR EQ--SERV 11/30/97-11/30/98 86,767.46 C-44782
LG CAP GR EQ--INS=T 10/01/96-09/30/97 100,000 C-44781
LG CAP VAL EQ--INV A 11/30/97-11/30/98 77,199.48 C-40942
LG CAP VAL EQ--INV B 11/30/97-11/30/98 76,798.47 C-48930
LG CAP VAL EQ--INV C 11/30/97-11/30/98 142,305 C-49379
LG CAP VAL EQ--SERV 11/30/97-11/30/98 77,644.42 C-44810
LG CAP VAL EQ--INS=T 11/30/97-11/30/98 72,023.12 C-44809
LOW DUR--INV A 10/01/97-09/30/98 100,000 C-42201
LOW DUR--INV B 10/01/97-09/30/98 100,000 C-48928
LOW DUR--INV C 10/01/97-09/30/98 100,000 C-49375
LOW DUR--SERV 10/01/97-09/30/98 82,116.05 C-44802
LOW DUR--INS=T 10/01/97-09/30/98 250,110 C-44801
LOW DUR--BR NCR
MNGD INC--INV A 11/30/97-11/30/98 99,440.32 C-37455
MNGD INC--INV B 11/30/97-11/30/98 100,000 C-53505
MNGD INC--INV C 11/30/97-11/30/98 100,000 C-53506
MNGD INC--SERV 11/30/97-11/30/98 100,000 C-44796
MNGD INC--INS=T CL 11/30/97-11/30/98 100,000 C-44795
MICRO CAP--INV A PENDING
MICRO CAP--INV B
MICRO CAP--INV C
MICRO CAP--SERV
MICRO CAP--INS=T
MID CAP GR--INV A 10/01/97-09/30/98 100,000 C-51978
MID CAP GR--INV B 10/01/97-09/30/98 100,000 C-51979
MID CAP GR--INV C 10/01/97-09/30/98 100,000 C-51980
MID CAP GR--SERV 10/01/97-09/30/98 100,000 C-51982
MID CAP GR--INS=T 10/01/97-09/30/98 100,000 C-51981
MID CAP VAL--INV A 10/01/97-09/30/98 100,000 C-51983
MID CAP VAL--INV B 10/01/97-09/30/98 100,000 C-51984
MID CAP VAL--INV C 10/01/97-09/30/98 100,000 C-51985
MID CAP VAL--SERV 10/01/97-09/30/98 100,000 C-51987
MID CAP VAL--INS=T 10/01/97-09/30/98 100,000 C-51986
MONEY MKT--INV A 11/30/97-11/30/98 100,000 C-37459
MONEY MKT--INV B 11/30/97-11/30/98 100,000 C-45898
MONEY MKT--INV C 11/30/97-11/30/98 100,000 C-49372
MONEY MKT--SERV 11/30/97-11/30/98 1,000,000 C-44798
MONEY MKT--INS=T 11/30/97-11/30/98 1,000,000 C-44797
MUNI MM--INV A 11/30/97-11/30/98 93,771.07 C-37460
MUNI MM--INV B 11/30/97-11/30/98 100,000 C-49373
MUNI MM--INV C 11/30/97-11/30/98 100,000 C-49374
MUNI MM--SERV 11/30/97-11/30/98 992,443.56 C-44800
MUNI MM--INS=T 11/30/97-11/30/98 1,000,000 C-44799
NC MUNI--INV A initial filed
10/01/97 100,000
NC MUNI--INV B initial filed
10/01/97 100,000
NC MUNI--INV C initial filed
10/01/97 100,000
NC MUNI--SERV initial filed
10/01/97 100,000
NC MUNI--INS=T initial filed
10/01/97 100,000
NJ MUNI--INV A 10/01/97-09/30/98 143,095.94 C-48322
NJ MUNI--INV B 10/01/97-09/30/98 100,000 C-50693
NJ MUNI--INV C 10/01/97-09/30/98 100,000 C-50960
<PAGE>
NJ MUNI--SERV 10/01/97-09/30/98 100,000 C-48323
NJ MUNI--INS=T 10/01/97-09/30/98 100,000 C-48321
NJ TAX FR--INV A 10/02/97-11/30/98 100,000 C-54085
NJ TAX FR--INV B 10/02/97-11/30/98 100,000 C-54086
NJ TAX FR--INV C 10/02/97-11/30/98 100,000 C-54087
NJ TAX FR--SERV 10/02/97-11/30/98 100,000 C-54088
NJ TAX FR--INS=T 10/02/97-11/30/98 100,000 C-54084
OH MUNI--INV A 10/02/97-11/30/98 100,000 C-54090
OH MUNI--INV B 10/02/97-11/30/98 100,000 C-54091
OH MUNI--INV C 10/02/97-11/30/98 100,000 C-54092
OH MUNI--SERV 10/02/97-11/30/98 100,000 C-54093
OH MUNI--INS=T 10/02/97-11/30/98 100,000 C-54089
OH TAX FR--INV A 10/02/97-11/30/98 100,000 C-54094
OH TAX FR--INV B 10/01/97-09/30/98 100,000 C-50961
OH TAX FR--INV C 10/01/97-09/30/98 100,000 C-53507
OH TAX FR--SERV 10/02/97-11/30/98 100,000 C-54096
OH TAX FR--INS=T 10/02/97-11/30/98 100,000 C-54095
PA MUNI--INV A 10/02/97-11/30/98 100,000 C-54098
PA MUNI--INV B 10/02/97-09/30/98 100,000 C-54099
PA MUNI--INV C 10/02/97-11/30/98 100,000 C-54100
PA MUNI--SERV 10/02/97-11/30/98 100,000 C-54101
PA MUNI--INS=T 10/02/97-11/30/98 100,000 C-54097
PA TAX FR--INV A 10/02/97-11/30/98 100,000 C-54103
PA TAX FR--INV B 10/01/97-09/30/98 100,000 C-50962
PA TAX FR--INV C 10/02/97-11/30/98 100,000 C-54104
PA TAX FR--SERV 10/02/97-11/30/98 100,000 C-54105
PA TAX FR--INS=T 10/02/97-11/30/98 100,000 C-54102
SELECT EQ--INV A 10/01/97-09/30/98 90,985.25 C-42199
SELECT EQ--INV B 10/01/97-09/30/98 405,632.50 C-48919
SELECT EQ--INV C 10/01/97-09/30/98 68,581.53 C-49362
SELECT EQ--SERV 10/01/97-09/30/98 100,000 C-44776
SELECT EQ--INS=T 10/01/97-09/30/98 100,000 C-44775
SM CAP GROW--INV A /01/97-09/30/98 263,439.70 C-42202
SM CAP GROW--INV B 10/01/96-09/30/97 3,500,000 C-48927
SM CAP GROW--INV C 10/01/97-09/30/98 324,557.99 C-49376
SM CAP GROW--SERV 10/01/97-09/30/98 780,305.06 C-44804
SM CAP GROW--INS=T 10/01/97-09/30/98 506,460.60 C-44803
SM CAP VAL--INV A 11/30/97-11/30/98 322,201.43 C-40941
SM CAP VAL--INV B 11/30/97-11/30/98 402,850.82 C-45899
SM CAP VAL--INV C 10/01/97-09/30/98 761,750.79 C-49377
SM CAP VAL--SERV 11/30/97-11/30/98 100,000 C-44806
SM CAP VAL--INS=T 11/30/97-11/30/98 995,628.19 C-44805
TAX FR INC--INV A 11/30/97-11/30/98 411,405.14 C-37456
TAX FR INC--INV B 11/30/97-11/30/98 100,000 C-48929
TAX FR INC--INV C 11/30/97-11/30/98 100,000 C-49378
TAX FR INC--SERV 11/30/97-11/30/98 75,618.74 C-44808
TAX FR INC--INS=T 11/30/97-11/30/98 100,000 C-44807
US TREAS--INV A 11/30/97-11/30/98 100,000 C-37458
US TREAS--INV B 11/30/97-11/30/98 100,000 C-49364
US TREAS--INV C 11/30/97-11/30/98 100,000 C-49365
US TREA--SERV 11/30/97-11/30/98 1,000,000 C-44780
US TREA--INS=T 11/30/97-11/30/98 1,000,000 C-44779
VA MUNI--INV A 10/02/97-11/30/98 100,000 C-54107
VA MUNI--INV B 10/02/97-09/30/98 100,000 C-54108
VA MUNI--INV C 10/02/97-11/30/98 100,000 C-54109
VA MUNI--SERV 10/02/97-11/30/98 100,000 C-54110
VA MUNI-INS=T 10/02/97-11/30/98 100,000 C-54106
<PAGE>
UT
PNC1--INV EQ 03/07/98--03/07/99 BLUE CHIP B00047151
PNC2--SERV EQ 03/07/98--03/07/99 BLUE CHIP B00047138
PNC3--INS=T EQ 03/07/98--03/07/99 BLUE CHIP B00047125
PNC4--INV BOND 03/07/98--03/07/99 BLUE CHIP B00047112
PNC5--SER-BOND 03/07/98--03/07/99 BLUE CHIP B00047099
PNC6--INS=T BOND 03/07/98--03/07/99 BLUE CHIP B00047086
PNC7--INV MM 03/07/98--03/07/99 BLUE CHIP B00047073
PNC8--SERV MM 03/07/98--03/07/99 BLUE CHIP B00047060
PNC9--INS=T MM 03/07/98--03/07/99 BLUE CHIP B00047047
PNC10--LOW &CORE 05/29/97-05/29/98 BLUE CHIP A61492-43
GNMA INVESTOR Initial Pending
GNMA SERVICE Initial Pending
GNMA INS=T Initial Pending
INT=L SM CP EQ-INV 08/20/97-08/20/98 BLUE CHIP B00012922
INT=L SM CP EQ-SERV 08/20/97-08/20/98 BLUE CHIP B00012935
INT=L SM CP EQ-INS=T 08/20/97-08/20/98 BLUE CHIP B00012870
MICRO CAP--INV 03/27/98--01/28/99 BLUE CHIP B00054717
MICRO CAP--SERV 03/27/98--01/28/99 BLUE CHIP B00054730
MICRO CAP--INS=T 03/27/98--01/28/99 BLUE CHIP B00054704
VA
COMPASS CAPITAL FUNDS 03/27/97--03/27/99 INDEFINITE 1863
VT--47
BAL--INV A 06/27/97-06/27/98 250,000 6/30/97-44
BAL--INV B 06/27/97-06/27/98 250,000 6/30/97-45
BAL--INV C 06/27/97-06/27/98 250,000 6/30/97-46
BAL--SERV 10/07/97-10/07/98 400,000 3/07/94-23
BAL--INS=T 10/07/97-10/07/98 400,000 3/07/94-04
CORE BOND--INV A 02/27/98-02/27/99 400,000 12/12/95-47
CORE BOND--INV B 02/27/98-02/27/99 400,000 12/12/95-46
CORE BOND--INV C 02/27/98-02/27/99 400,000 12/12/95-45
CORE BOND--SERV 02/27/98-02/27/99 400,000 12/12/95-43
CORE BOND--INS=T 02/27/98-02/27/99 400,000 12/12/95-44
CORE BOND--BR 06/06/97-06/06/98 INDEFINITE 6/06/97-18
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 06/27/97-06/27/98 250,000 6/30/97-16
GOVT INC--INV B 06/27/97-06/27/98 250,000 6/30/97-17
GOVT INC--INV C 06/27/97-06/27/98 250,000 6/30/97-18
INT=L EQ--INV A 06/27/97-06/27/98 250,000 6/30/97-50
INT=L EQ--INV B 06/27/97-06/27/98 250,000 6/30/97-51
INT=L EQ--INV C 06/27/97-06/27/98 250,000 6/30/97-52
INT=L EQ--SERV 10/07/97-10/07/98 400,000 3/07/94-18
INT=L EQ--INS=T 10/07/97-10/07/98 400,000 3/07/94-05
INT=L BOND--INV A 06/27/97-06/27/98 250,000 6/30/97-22
INT=L BOND--INV B 06/27/97-06/27/98 250,000 6/30/97-23
INT=L BOND--INV C 06/27/97-06/27/98 250,000 6/30/97-24
INT=L BOND--SERV 10/07/97-10/07/98 400,000 3/07/94-36
INT=L BOND--INS=T 10/07/97-10/07/98 400,000 3/07/94-35
INT=L EM--INV A 06/27/97-06/27/98 250,000 6/30/97-25
<PAGE>
INT=L EM--INV B 06/27/97-06/27/98 250,000 6/30/97-26
INT=L EM--INV C 06/27/97-06/27/98 250,000 6/30/97-27
INT=L EM--SERV' 10/07/97-10/07/98 400,000 3/07/94-22
INT=L EM--INS=T 10/07/97-10/07/98 400,000 3/07/94-10
INT=L SM CAP EQ-INV A 08/07/97-08/07/98 400,000 8/12/97-20
INT=L SM CAP EQ-INV B 08/07/97-08/07/98 400,000 8/12/97-18
INT=L SM CAP EQ-INV C 08/07/97-08/07/98 400,000 8/12/97-19
INT=L SM CAP EQ-SERV 08/07/97-08/07/98 400,000 8/12/97-16
INT=L SM CAP EQ-INS=T 08/07/97-08/07/98 400,000 8/12/97-17
INTM GVT BOND--INV A 06/27/97-06/27/98 250,000 6/30/97-70
INTM GVT BOND--INV B 06/27/97-06/27/98 250,000 6/30/97-71
INTM GVT BOND--INV C 06/27/97-06/27/98 250,000 6/30/97-72
INTM GVT BOND--SERV 10/07/97-10/07/98 400,000 3/07/94-27
INTM GVT BOND--INS=T 10/07/97-10/07/98 400,000 3/07/94-38
INTM BOND--INV A 06/27/97-06/27/98 250,000 6/30/97-19
INTM BOND--INV B 06/27/97-06/27/98 250,000 6/30/97-20
INTM BOND--INV C 06/27/97-06/27/98 250,000 6/30/97-21
INTM BOND--SERV 10/07/97-10/07/98 400,000 3/07/94-25
INTM BOND--INS=T 10/07/97-10/07/98 400,000 3/07/94-41
INTM BOND--BR 01/19/98--01/19/99 INDEFINITE 1/21/98-24
INDEX EQ--INV A 06/27/97-06/27/98 250,000 6/30/97-64
INDEX EQ--INV B 06/27/97-06/27/98 250,000 6/30/97-65
INDEX EQ--INV C 06/27/97-06/27/98 250,000 6/30/97-66
INDEX EQ--SERV 10/07/97-10/07/98 400,000 3/07/94-02
INDEX EQ--INS=T 10/07/97-10/07/98 400,000 3/07/94-06
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 06/27/97-06/27/98 250,000 6/30/97-41
LG CAP GR EQ--INV B 06/27/97-06/27/98 250,000 6/30/97-42
LG CAP GR EQ--INV C 06/27/97-06/27/98 250,000 6/30/97-43
LG CAP GR EQ--SERV 10/07/97-10/07/98 400,000 3/07/94-21
LG CAP GR EQ--INS=T 10/07/97-10/07/98 400,000 3/07/94-08
LG CAP VAL EQ--INV A 06/27/97-06/27/98 250,000 6/30/97-61
LG CAP VAL EQ--INV B 06/27/97-06/27/98 250,000 6/30/97-62
LG CAP VAL EQ--INV C 06/27/97-06/27/98 250,000 6/30/97-63
LG CAP VAL EQ--SERV 10/07/97-10/07/98 400,000 3/07/94-03
LG CAP VAL EQ--INS=T 10/07/97-10/07/98 400,000 3/07/94-09
LOW DUR--INV A 06/27/97-06/27/98 250,000 6/30/97-28
LOW DUR--INV B 06/27/97-06/27/98 250,000 6/30/97-29
LOW DUR--INV C 06/27/97-06/27/98 250,000 6/30/97-30
LOW DUR--SERV 10/07/97-10/07/98 400,000 3/07/94-26
LOW DUR--INS=T 10/07/97-10/07/98 400.000 3/07/94-37
LOW DUR-- BR 06/06/97-06/06/98 INDEFINITE 6/06/97-19
MNGD INC--INV A 06/27/97-06/27/98 250,000 6/30/97-47
MNGD INC-INV B 06/27/97-06/27/98 250,000 6/30/97-48
MNGD INC--INV C 06/27/97-06/27/98 250,000 6/30/97-49
MNGD INC--SERV 10/07/97-10/07/98 400,000 3/07/94-29
MNGD INC--INS=T 10/07/97-10/07/98 400,000 3/07/94-40
MICRO CAP--INV A 03/27/98--03/27/99 400,000 4/08/98-51
MICRO CAP--INV B 03/27/98--03/27/99 400,000 4/08/98-55
MICRO CAP--INV C 03/27/98--03/27/99 400,000 4/08/98-54
MICRO CAP--SERV 03/27/98--03/27/99 400,000 4/08/98-53
MICRO CAP--INS=T 03/27/98--03/27/99 400,000 4/08/98-52
MID CAP GR--INV A 06/27/97-06/27/98 250,000 6/30/97-31
MID CAP GR--INV B 06/27/97-06/28/98 250,000 6/30/97-32
MID CAP GR--INV C 06/27/97-06/27/98 250,000 6/30/97-33
MID CAP GR--SERV 06/27/97-06/27/98 250,000 6/30/97-35
MID CAP GR--INS=T 06/27/97-06/27/98 250,000 6/30/97-34
<PAGE>
MID CAP VAL--INV A 06/27/97-06/27/98 250,000 6/30/97-36
MID CAP VAL--INV B 06/27/97-06/27/98 250,000 6/30/97-37
MID CAP VAL--INV C 06/27/97-06/27/98 250,000 6/30/97-38
MID CAP VAL--SERV 06/27/97-06/27/98 250,000 6/30/97-39
MID CAP VAL--INS=T 06/27/97-06/27/98 250,000 6/30/97-40
MONEY MKT--INV A 08/02/97-08/02/98 400,000 3/07/94-17
MONEY MKT--INV B 09/23/97-09/23/98 400,000 8/12/94-01
MONEY MKT--INV C 06/27/97-06/27/98 250,000 6/30/97-56
MONEY MKT--SERV 08/02/97-08/02/98 INDEFINITE 3/07/94-33
MONEY MKT--INS=T 08/02/97-08/02/98 INDEFINITE 3/07/94-14
MUNI MM--INV A 08/02/97-08/02/98 400,000 3/07/94-16
MUNI MM--INV B 06/27/97-06/27/98 250,000 6/30/97-57
MUNI MM--INV C 06/27/97-06/27/98 250,000 6/30/97-58
MUNI MM--SERV 08/02/97-08/02/98 INDEFINITE 3/07/94-32
MUNI MM--INS=T 08/02/97-08/02/98 INDEFINITE 3/07/94-13
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR--INV A NCR
SELCET EQ--INV A 06/27/97-06/27/98 250,000 6/30/97-73
SELECT EQ--INV B 08/04/97-08/04/98 400,000 8/05/97-33
SELECT EQ--INV C 08/04/97-08/04/98 400,000 8/05/97-32
SELECT EQ--SERV 10/07/97-10/07/98 400,000 3/07/94-19
SELECT EQ--INS=T 10/07/97-10/07/98 400,000 3/07/94-07
SM CAP GROW--INV A 08/23/97-08/23/98 400,000 8/06/96-02
SM CAP GROW--INV B 08/23/97-08/23/98 400,000 8/06/96-03
SM CAP GROW--INV C 08/23/97-08/23/98 400,000 8/06/96-04
SM CAP GROW--SERV 10/07/97-10/07/98 400,000 3/07/94-20
SM CAP GROW--INS=T 10/07/96-10/07/97 500,000 3/07/94-12
SM CAP VAL--INV A 06/27/97-06/27/98 250,000 6/30/97-67
SM CAP VAL--INV B 06/27/97-06/27/98 250,000 6/30/97-68
SM CAP VAL--INV C 06/27/97-06/27/98 250,000 6/30/97-69
SM CAP VAL--SERV 10/07/97-10/07/98 400,000 3/07/94-01
SM CAP VAL--INS=T 10/07/97-10/07/98 400,000 3/07/94-11
TAX FR INC--INV A 06/27/97-06/27/98 250,000 6/30/97-53
TAX FR INC--INV B 06/27/97-06/27/98 250,000 6/30/97-54
TAX FR INC--INV C 06/27/97-06/27/98 250,000 6/30/97-55
TAX FR INC--SERV 10/07/97-10/07/98 400,000 3/07/94-05
TAX FR INC--INS=T 10/07/97-10/07/98 400,000 3/07/94-39
US TREAS--INV A 08/02/97--08/02/98 400,000 3/07/94-24
US TREAS--INV B 06/27/97--06/27/98 250,000 6/30/97-59
US TREAS--INV C 06/27/97--06/27/98 250,000 6/30/97-60
US TREAS--SERV 08/02/97--08/02/98 INDEFINITE 3/07/97-31
US TREAS--INS=T 08/02/97--08/02/98 INDEFINITE 3/07/94-15
VA MUNI (5 CLASSES) NCR
WA
BAL--INV A 04/20/98--04/20/99 100,000 C-34331
BAL--INV B 09/23/97-09/23/98 100,000 C-39195
BAL--INV C 01/16/98-01/16/99 100,000 C-52726
BAL--SERV 03/08/98--03/08/99 100,000 C-38198
BAL--INS=T 03/08/98--03/08/99 100,000 C-38197
CORE BOND--INV A 01/11/98-01/11/99 100,000 C-52485
CORE BOND--INV B 01/11/98-01/11/99 100,000 C-52483
<PAGE>
CORE BOND--INV C 01/11/98-01/11/99 100,000 C-52484
CORE BOND--SERV 01/11/98-01/11/99 100,000 C-52482
CORE BOND--INS=T 01/11/98-01/11/99 100,000 C-52481
CORE BOND--BR 05/29/97-05/29/98 500,000,000 C-56111
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 01/29/98--01/29/99 100,000 C-37641
GOVT INC--INV B 09/23/97-09/23/98 100,000 C-39189
GOVT INC--INV C 01/16/98-01/16/99 100,000 C-52712
INT=L EQ--INV A 04/20/98--04/20/99 100,000 C-34228
INT=L EQ--INV B 09/23/97-09/23/98 100,000 C-39194
INT=L EQ--INV C 01/16/98-01/16/99 100,000 C-52697
INT=L EQ--SERV 03/08/98--03/08/99 100,000 C-38216
INT=L EQ--INS=T 03/08/98--03/08/99 100,000 C-38215
INT=L BOND--INV A 01/29/98--01/29/99 100,000 C-37640
INT=L BOND--INV B 01/16/98-01/16/99 100,000 C-52714
INT=L BOND--INV C 01/16/98-01/16/99 100,000 C-52713
INT=L BOND--SERV 03/08/98--03/08/99 100,000 C-38218
INT=L BOND--INS=T 03/08/98--03/08/99 100,000 C-38217
INT=L EM--INV A 01/29/98--01/29/99 100,000 C-37636
INT=L EM--INV B 01/16/98-01/16/99 100,000 C-52716
INT=L EM--INV C 01/16/98-01/16/99 100,000 C-52715
INT=L EM--SERV 03/08/98--03/08/99 100,000 C-38214
INT=L EM--INS=T 03/08/98--03/08/99 100,000 C-38213
INT=L SM CAP EQ-INV A 08/20/97-08/20/98 100,000 C-56649
INT=L SM CAP EQ-INV B 08/20/97-08/20/98 100,000 C-56650
INT=L SM CAP EQ-INV C 08/20/97-08/20/98 100,000 C-56651
INT=L SM CAP EQ-SERV 08/20/97-08/20/98 100,000 C-56653
INT=L SM CAP EQ-INS=T 08/20/97-08/20/98 100,000 C-56652
INTM GVT BOND-INV A 04/20/98--04/20/99 100,000 C-34220
INTM GVT BOND-INV B 06/27/97-06/27/98 100,000 C-53862
INTM GVT BOND-INV C 03/08/97-03/08/98 100,000 C-38210
INTM GVT BOND-SERV 03/08/98--03/08/99 100,000 C-38210
INTM GVT BOND-INS=T 03/08/98--03/08/99 100,000 C-38209
INTM BOND--INV A 03/23/98--03/23/99 100,000 C-35905
INTM BOND--INV B 07/17/97--07/17/98 100,000 C-56533
INTM BOND--INV C 07/17/97--07/17/98 100,000 C-56531
INTM BOND--SERV 03/08/98--03/08/99 100,000 C-38212
INTM BOND--INS=T 03/08/98--03/08/99 100,000 C-38211
INTM BOND--BR 01/28/98--01/28/99 5,000,000 C-58042
INDEX EQ--INV A 04/20/98--04/20/99 100,000 C-34222
INDEX EQ--INV B 06/27/97-06/27/98 100,000 C-53864
INDEX EQ--INV C 01/16/98-01/16/99 300,000 C-52703
INDEX EQ--SERV 03/08/98--03/08/99 100,000 C-38208
INDEX EQ--INS=T 03/08/98--03/08/99 100,000 C-38207
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 04/20/98--04/20/99 100,000 C-34230
LG CAP GR EQ--INV B 06/27/97-06/27/98 100,000 C-52725
LG CAP GR EQ--INV C 01/16/98-01/16/99 100,000 C-52725
LG CAP GR EQ--SERV 3/08/98--03/08/99 100,000 C-38206
LG CAP GR EQ--INS=T 03/08/98--03/08/99 100,000 C-38205
LG CAP VAL EQ--INV A 04/20/98--04/20/99 100,000 C-34223
LG CAP VAL EQ--INV B 06/27/97-06/27/98 100,000 C-53865
<PAGE>
LG CAP VAL EQ--INV C 01/16/98--01/16/99 100,000 C-52702
LG CAP VAL EQ--SERV 03/08/98--03/08/99 100,000 C-38234
LG CAP VAL EQ--INS=T 03/08/98--03/08/99 100,000 C-38233
LOW DUR--INV A 03/23/98--03/23/99 100,000 C-35901
LOW DUR--INV B 01/16/98--01/16/99 100,000 C-52722
LOW DUR--INV C 01/16/98-01/16/99 100,000 C-52721
LOW DUR--SERV 03/08/98--03/08/99 100,000 C-38226
LOW DUR--INS=T 03/08/98--03/08/99 100,000 C-38225
LOW DUR-- BR 05/29/97--05/29/98 5,000,000 C-56112
MNGD INC--INV A 04/20/98--04/20/99 100,000 C-34229
MNGD INC--INV B 07/17/97-07/17/98 100,000 C-56529
MNGD INC--INV C 07/17/97-07/17/98 100,000 C-56532
MNGD INC--SERV 03/08/98--03/08/99 100,000 C-38220
MNGD INC--INS=T 03/08/98--03/08/99 100,000 C-38219
MICRO CAP--INV A 03/27/98--03/27/99 100,000 C-58612
MICRO CAP--INV B 03/27/98--03/27/99 100,000 C-58611
MICRO CAP--INV C 03/27/98--03/27/99 100,000 C-58610
MICRO CAP--SERV 03/27/98--03/27/99 100,000 C-58609
MICRO CAP--INS=T 03/27/98--03/27/99 100,000 C-58608
MID CAP GR--INV A 12/27/96-12/27/97 100,000 C-55171
MID CAP GR--INV B 12/27/96-12/27/97 100,000 C-55170
MID CAP GR--INV C 12/27/96-12/27/97 100,000 C-55169
MID CAP GR--SERV 12/27/96-12/27/97 100,000 C-55168
MID CAP GR--INS=T 12/27/96-12/27/97 100,000 C-55167
MID CAP VAL--INV A 12/27/96-12/27/97 100,000 C-55162
MID CAP VAL--INV B 12/27/96-12/27/97 100,000 C-55163
MID CAP VAL--INV C 12/27/96-12/27/97 100,000 C-55164
MID CAP VAL--SERV 12/27/96-12/27/97 100,000 C-55165
MID CAP VAL--INS=T 12/27/96-12/27/97 100,000 C-55166
MONEY MKT--INV A 04/20/98--04/20/99 100,000 C-34226
MONEY MKT--INV B 09/23/97-09/23/98 100,000 C-39193
MONEY MKT--INV C 01/16/98-01/16/99 100,000 C-52699
MONEY MKT--SERV 03/08/98--03/08/99 100,000 C-38222
MONEY MKT--INS=T 03/08/98--03/08/99 100,000 C-38221
MUNI MM--INV A 04/20/98--04/20/99 100,000 C-34225
MUNI MM--INV B 01/01/98-01/01/99 100,000 C-52706
MUNI MM--INV C 01/16/98-01/16/99 100,000 C-52700
MUNI MM--SERV 03/08/98--03/08/99 100,000 C-38224
MUNI MM--INS=T 03/08/98--03/08/99 100,000 C-38223
NC MUNI--INV A 06/21/97-06/21/98 100,000 C-38921
NC MUNI--INV B 10/02/97-10/02/98 100,000 C-57131
NC MUNI--INV C 10/02/97-10/02/98 100,000 C-57132
NC MUNI--SERV 06/21/97-06/21/98 100,000 C-38920
NC MUNI--INS=T 06/21/97-06/21/98 100,000 C-38860
NJ MUNI--INV A 07/28/97-07/28/98 100,000 C-51671
NJ MUNI--INV B 10/02/97-10/02/98 100,000 C-57125
NJ MUNI--INV C 03/02/98--03/02/99 100,000 C-58435
NJ MUNI--SERV 07/28/97-07/28/98 100,000 C-51673
NJ MUNI--INS=T 07/28/97-07/28/98 100,000 C-51674
NJ TAX FR--INV A 10/02/97-10/02/98 100,000 C-57126
NJ TAX FR--INV B 10/02/97-10/02/98 100,000 C-57127
NJ TAX FR--INV C 10/02/97-10/02/98 100,000 C-57128
NJ TAX FR--SERV 10/02/97-10/02/98 100,000 C-57130
NJ TAX FR--INS=T 10/02/97-10/02/98 100,000 C-57129
OH MUNI--INV A 09/06/97-09/06/98 100,000 C-38923
OH MUNI--INV B 10/02/97-10/02/98 100,000 C-57118
OH MUNI--INV C 10/02/97-10/02/98 100,000 C-57119
<PAGE>
OH MUNI--SERV 06/21/97-06/21/98 100,000 C-38922
OH MUNI--INS=T 06/21/97-06/21/98 100,000 C-38861
OH TAX FR--INV A 09/06/97-09/06/98 100,000 C-38865
OH TAX FR--INV B 09/23/97-09/23/98 100,000 C-39190
OH TAX FR--INV C 07/17/97-07/17/98 100,000 C-56530
OH TAX FR--SERV 06/21/97-06/21/98 100,000 C-38866
OH TAX FR--INS=T 06/21/97-06/21/98 100,000 C-38864
PA MUNI--INV A 06/21/97-06/21/98 100,000 C-38925
PA MUNI--INV B 10/02/97-10/02/98 100,000 C-57121
PA MUNI--INV C 10/02/97-10/02/98 100,000 C-57122
PA MUNI--SERV 06/21/97-06/21/98 100,000 C-38624
PA MUNI--INS=T 06/21/97-06/21/98 100,000 C-38862
PA TAX FR--INV A 09/06/97-09/06/98 100,000 C-38926
PA TAX FR--INV B 09/23/97-09/23/98 100,000 C-39191
PA TAX FR--INV C 10/02/97-10/02/98 100,000 C-57120
PA TAX FR--SERV 06/21/97-06/21/98 100,000 C-38928
PA TAX FR--INS=T 06/21/97-06/21/98 100,000 C-38863
SELECT EQ--INV A 03/23/98--03/23/99 100,000 C-35904
SELECT EQ--INV B 01/16/98-01/16/99 100,000 C-52718
SELECT EQ--INV C 01/16/98-01/16/99 100,000 C-52717
SELECT EQ--SERV 03/08/98--03/08/99 100,000 C-38200
SELECT EQ--INS=T 03/08/98--03/08/99 100,000 C-38199
SM CAP GROW--INV A 03/23/98--03/23/99 100,000 C-35903
SM CAP GROW--INV B 01/16/98--01/16/99 300,000 C-52720
SM CAP GROW--INV C 01/16/98--01/16/99 200,000 C-52719
SM CAP GROW--SERV 03/08/98--03/08/99 100,000 C-38228
SM CAP GROW--INS=T 03/08/98--03/08/99 100,000 C-38227
SM CAP VAL--INV A 04/20/98--04/20/99 100,000 C-34221
SM CAP VAL--INV B 09/23/97-09/23/98 100,000 C-39192
SM CAP VAL--INV C 01/16/98-01/16/99 100,000 C-52705
SM CAP VAL--SERV 03/08/98--03/08/99 100,000 C-38230
SM CAP VAL--INS=T 03/08/98--03/08/99 100,000 C-38229
TAX FR INC--INV A 04/20/98--04/20/99 100,000 C-34227
TAX FR INC--INV B 06/27/97-06/27/98 100,000 C-53866
TAX FR INC--INV C 01/16/98-01/16/99 100,000 C-52698
TAX FR INC--SERV 03/08/98--03/08/99 100,000 C-38232
TAX FR INC--INS=T 03/08/98--03/08/99 100,000 C-38231
US TREA--INV A 04/20/98--04/20/99 100,000 C-34224
US TREA--INV B 06/27/97-06/27/98 100,000 C-52704
US TREA--INV C 01/16/98-01/16/99 100,000 C-52701
US TREA--SERV 03/08/98--03/08/99 100,000 C-38204
US TREA--INS=T 03/08/98--03/08/99 100,000 C-38203
VA MUNI--INV A 06/21/97-06/21/98 100,000 C-38918
VA MUNI--INV B 10/02/97-10/02/98 100,000 C-57123
VA MUNI--INV C 10/02/97-10/02/98 100,000 C-57124
VA MUNI--SERV 06/21/97-06/21/98 100,000 C-38859
VA MUNI--INS=T 06/21/97-06/21/98 100,000 C-38919
WI
BAL--INV A 10/01/96-09/30/97 INDEFINITE 319332-03
BAL--INV B 10/01/96-09/30/97 INDEFINITE 319330-03
BAL--INV C 10/01/96-09/30/97 INDEFINITE 319331-03
BAL--SERV 10/01/96-09/30/97 INDEFINITE 285466-03
BAL--INS=T 10/01/96-09/30/97 INDEFINITE 285467-03
CORE BOND--INV A 10/01/96-09/30/97 INDEFINITE 309414-03
CORE BOND--INV B 10/01/96-09/30/97 INDEFINITE 309413-03
CORE BOND--INV C 10/01/96-09/30/97 INDEFINITE 309412-03
<PAGE>
CORE BOND--SERV 10/01/96-09/30/97 INDEFINITE 309411-03
CORE BOND--INS=T 10/01/96-09/30/97 INDEFINITE 309403-03
CORE BOND--BR NCR
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--INV A 10/01/96-09/30/97 INDEFINITE 319339-03
GOVT INC--INV B 10/01/96-09/30/97 INDEFINITE 319346-03
GOVT INC--INV C 10/01/96-09/30/97 INDEFINITE 319345-03
INT=L EQ--INV A 10/01/96-09/30/97 INDEFINITE 319321-03
INT=L EQ--INV B 10/01/96-09/30/97 INDEFINITE 319328-03
INT=L EQ--INV C 10/01/96-09/30/97 INDEFINITE 319329-03
INT=L EQ--SERV 10/01/96-09/30/97 INDEFINITE 285464-03
INT=L EQ--INS=T 10/01/96-09/30/97 INDEFINITE 285465-03
INT=L BOND--INV A 10/01/96-09/30/97 INDEFINITE 319349-03
INT=L BOND--INV B 10/01/96-09/30/97 INDEFINITE 319348-03
INT=L BOND--INV C 10/01/96-09/30/97 INDEFINITE 319347-03
INT=L BOND--SERV 10/01/96-09/30/97 INDEFINITE 285434-03
INT=L BOND--INS=T 10/01/96-09/30/97 INDEFINITE 285449-03
INT=L EM--INV A 10/01/96-09/30/97 INDEFINITE 319325-03
INT=L EM--INV B 10/01/96-09/30/97 INDEFINITE 320215-03
INT=L EM--INV C 10/01/96-09/30/97 INDEFINITE 319326-03
INT=L EM--SERV 10/01/96-09/30/97 INDEFINITE 285469-03
INT=L EM--INS=T 10/01/96--09/30/97 INDEFINITE 285468-03
INT=L SM CAP EQ-INV A 10/07/97-09/30/98 INDEFINITE 337107-03
INT=L SM CAP EQ-INV B 10/07/97-09/30/98 INDEFINITE 337108-03
INT=L SM CAP EQ-INV B 10/07/97-09/30/98 INDEFINITE 337109-03
INT=L SM CAP EQ-SERV 10/07/97-09/30/98 INDEFINITE 337110-03
INT=L SM CAP EQ-INS=T 10/07/97-09/30/98 INDEFINITE 337111-03
INTM GVT BOND--INV A 10/01/96-09/30/97 INDEFINITE 319320-03
INTM GVT BOND--INV B 10/01/96-09/30/97 INDEFINITE 319336-03
INTM GVT BOND--INV C 10/01/96-09/30/97 INDEFINITE 319335-03
INTM GVT BOND--SERV 10/01/96-09/30/97 INDEFINITE 285440-03
INTM GVT BOND--INS=T 10/01/96-09/30/97 INDEFINITE 285439-03
INTM BOND--INV A 10/01/96-09/30/97 INDEFINITE 319340-03
INTM BOND--INV B 11/21/97-09/30/98 INDEFINITE 339342-03
INTM BOND--INV C 11/21/97-09/30/98 INDEFINITE 339343-03
INTM BOND--SERV 10/01/96-09/30/97 INDEFINITE 285436-03
INTM BOND--INS=T 10/01/96-09/30/97 INDEFINITE 285435-03
INDEX EQ--INV A 10/01/96-09/30/97 INDEFINITE 319341-03
INDEX EQ--INV B 10/01/96-09/30/97 INDEFINITE 319342-03
INDEX EQ--INV C 10/01/96-09/30/97 INDEFINITE 319318-03
INDEX EQ--SERV 10/01/96-09/30/97 INDEFINITE 285460-03
INDEX EQ--INS=T 10/01/96-09/30/97 INDEFINITE 285461-03
KY TAX FR (5 CLASSES) NCR
LG CAP GR EQ--INV A 10/01/96-09/30/97 INDEFINITE 319334-03
LG CAP GR EQ--INV B 10/01/96-09/30/97 INDEFINITE 319333-03
LG CAP GR EQ--INV C 10/01/96-09/30/97 INDEFINITE 319322-03
LG CAP GR EQ--SERV 10/01/96-09/30/97 INDEFINITE 285454-03
LG CAP GR EQ--INS=T 10/01/96-09/30/97 INDEFINITE 289455-03
LG CAP VAL EQ--INV A 10/01/96-09/30/97 INDEFINITE 319359-03
LG CAP VAL EQ--INV B 10/01/96-09/30/97 INDEFINITE 319357-03
LG CAP VAL EQ--INV C 10/01/96-09/30/97 INDEFINITE 319358-03
<PAGE>
LG CAP VAL EQ--SERV 10/01/96-09/30/97 INDEFINITE 285452-03
LG CAP VAL EQ--INS=T 10/01/96-09/30/97 INDEFINTIE 285453-03
LOW DUR--INV A 10/01/96-09/30/97 INDEFINITE 319350-03
LOW DUR--INV B 10/01/96-09/30/97 INDEFINITE 319353-03
LOW DUR--INV C 10/01/96-09/30/97 INDEFINITE 319352-03
LOW DUR--SERV 10/01/96-09/30/97 INDEFINITE 285438-03
LOW DUR--INS=T 10/01/96-09/30/97 INDEFINITE 285437-03
LOW DUR--BR
MNGD INC--INV A 10/01/96-09/30/97 INDEFINITE 319327-03
MNGD INC--INV B 11/21/97-09/30/98 INDEFINTE 339344-03
MNGD INC--INV C 11/21/97-09/30/98 INDEFINTE 339345-03
MNGD INC--SERV 10/01/96-09/30/97 INDEFINITE 285444-03
MNGD INC--INS=T 10/01/96-09/30/97 INDEFINITE 285443-03
MICRO CAP--INV A 03/27/98--09/30/98 INDEFINITE 346944-03
MICRO CAP--INV B 03/27/98--09/30/98 INDEFINITE 346945-03
MICRO CAP--INV C 03/27/98--09/30/98 INDEFINITE 346946-03
MICRO CAP--SERV 03/27/98--09/30/98 INDEFINITE 346947-03
MICRO CAP--INS=T 03/27/98--09/30/98 INDEFINITE 346948-03
MID CAP GR--INV A 11/21/97-09/30/98 INDEFINTE 339348-03
MID CAP GR--INV B 11/21/97-09/30/98 INDEFINTE 339347-03
MID CAP GR--INV C 11/21/97-09/30/98 INDEFINTE 339346-03
MID CAP GR--SERV 11/21/97-09/30/98 INDEFINTE 339349-03
MID CAP GR--INS=T 11/21/97-09/30/98 INDEFINTE 339350-03
MID CAP VAL--INV A 11/21/97-09/30/98 INDEFINTE 339352-03
MID CAP VAL--INV B 11/21/97-09/30/98 INDEFINTE 339351-03
MID CAP VAL--INV C 11/21/97-09/30/98 INDEFINTE 339353-03
MID CAP VAL--SERV 11/21/97-09/30/98 INDEFINTE 339354-03
MID CAP VAL--INS=T 11/21/97-09/30/98 INDEFINTE 339355-03
MONEY MKT--INV A 10/01/96-09/30/97 INDEFINITE 285429-03
MONEY MKT--INV B 10/01/96-09/30/97 INDEFINITE 290958-03
MONEY MKT--INV C 10/01/96-09/30/97 INDEFINITE 319319-03
MONEY MKT--SERV 10/01/96-09/30/97 INDEFINITE 285430-03
MONEY MKT--INS=T 10/01/96-09/30/97 INDEFINITE 285431-03
MUNI MM--INV A 10/01/96-09/30/97 INDEFINITE 28533-03
MUNI MM--INV B 10/01/96-09/30/97 INDEFINITE 319317-03
MUNI MM--INV C 10/01/96-09/30/97 INDEFINITE 319316-03
MUNI MM--SERV 10/01/96-09/30/97 INDEFINITE 285432-03
MUNI MM--INS=T 10/01/96-09/30/97 INDEFINITE
NC MUNI (5 CLASSES) NCR
NJ MUNI (5 CLASSES) NCR
NJ TAX FR (5 CLASSES) NCR
OH MUNI (5 CLASSES) NCR
OH TAX FR (5 CLASSES) NCR
PA MUNI (5 CLASSES) NCR
PA TAX FR (5 CLASSES) NCR
SELECT EQ--INV A 10/01/96-09/30/97 INDEFINITE 319360-03
SELECT EQ--INV B 10/01/96-09/30/97 INDEFINITE 319361-03
SELECT EQ--INV C 10/01/96-09/30/97 INDEFINITE 319362-03
SELECT EQ--SERV 10/01/96-09/30/97 INDEFINITE 285458-03
SELECT EQ--INS=T 10/01/96-09/30/97 INDEFINITE 285459-03
SM CAP GROW--INV A 10/01/96-09/30/97 INDEFINITE 318377-03
SM CAP GROW--INV B 10/01/96-09/30/97 INDEFINITE 318376-03
SM CAP GROW--INV C 10/01/96-09/30/97 INDEFINITE 319324-03
SM CAP GROW--SERV 10/01/96-09/30/97 INDEFINITE 285456-03
SM CAP GROW--INS=T 10/01/96-09/30/97 INDEFINITE 285457-03
SM CAP VAL--INV A 10/01/96-09/30/97 INDEFINITE 319337-03
SM CAP VAL--INV B 10/01/96-09/30/97 INDEFINITE 319338-03
<PAGE>
SM CAP VAL--INV C 10/01/96-09/30/97 INDEFINITE 319323-03
SM CAP VAL--SERV 10/01/96-09/30/97 INDEFINITE 285462-03
SM CAP VAL--INS=T 10/01/96-09/30/97 INDEFINITE 285463-03
TAX FR INC--INV A 10/01/96-09/30/97 INDEFINITE 319356-03
TAX FR INC--INV B 10/01/96-09/30/97 INDEFINITE 319355-03
TAX FR INC--INV C 10/01/96-09/30/97 INDEFINITE 319354-03
TAX FR INC--SERV 10/01/96-09/30/97 INDEFINITE 285442-03
TAX FR INC--INS=T 10/01/96-09/30/97 INDEFINITE 285441-03
US TREA--INV A 10/01/96-09/30/97 INDEFINITE 285447-03
US TREA--INV B 10/01/96-09/30/97 INDEFINITE 319343-03
US TREA--INV C 10/01/96-09/30/97 INDEFINITE 319344-03
US TREA--SERV 10/01/96-09/30/97 INDEFINITE 285446-03
US TREA--INS=T 10/01/96-09/30/97 INDEFINITE 285445-03
VA MUNI (5 CLASSES) NCR
WV -
BLACK ROCK FUND 07/01/95-99/99/99 900,082,183.26 BC-30224
BAL--PORT 07/01/96-99/99/99 100,000 BC-767
CORE BOND--PORT 01/11/96-99/99/99 100,000 BC-30225
CORE BOND--BR 06/02/97-99/99/99 999,999,999BC BC
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
GOVT INC--PORT 11/09/95-99/99/99 400,000 BC-1692
INT=L EQ--PORT 07/01/95-99/99/99 100,000 BC-769
INT=L BOND--PORT 11/09/95-99/99/99 300,000 BC-1694BC
INT=L EM--PORT 11/09/95-99/99/99 300,000 BC-1693BC
INT=L SM CAP EQ-INV A 08/21/97-99/99/99 100,000 MF-22961BC
INT=L SM CAP EQ-INV B 08/21/97-99/99/99 100,000 MF-22963BC
INT=L SM CAP EQ-INV C 08/21/97-99/99/99 100,000 MF-22964BC
INT=L SM CAP EQ-SERV
INT=L SM CAP EQ-INS=T
INTM GVT BOND-INV B 12/31/96--99/99/99 100,000BC I-21469
INTM BOND--INV B 07/18/97--99/99/99 100,000 MF22790
INTM BOND--INV C 07/18/97--99/99/99 100,000 MF22792
INDEX EQ--INV B 12/31/96--99/99/99 100,000BC I-21470
KY TAX FR INV A Initial Pending
KY TAX FR INV B Initial Pending
KY TAX FR INV C Initial Pending
KY TAX FR SERV Initial Pending
KY TAX FR INS=T Initial Pending
LG CAP GR EQ-- INV B 12/31/96--99/99/99 100,000 BC I-21427
LG CAP VAL EQ--INV B 12/31/96--99/99/99 100,000BC I-21472
LOW DUR--INV B 12/31/96--99/99/99 100,000BC I-21435
LOW DUR--INV C 12/31/96--99/99/99 100,000BC I-21473
LOW DUR--BR 06/02/97--99/99/99 999,999,999BC MF22479
MNGD INC--INV B 07/18/97--99/99/99 1000,000 MF22794
MNGD INC--INV C 07/18/97--99/99/99 100,000 MF22793
MICRO CAP--INV A 03/30/98--99/99/99 100,000 MF31577
MICRO CAP--INV B 03/30/98--99/99/99 100,000 MF31576
MICRO CAP--INV C 03/30/98--99/99/99 100,000 MF31578
MICRO CAP--SERV 03/30/98--99/99/99 100,000 MF31579
MICRO CAP--INS=T 03/30/98--99/99/99 100,000 MF31580
MID CAP GR--INV A 12/26/96-99/99/99 100,000BC I-21392
<PAGE>
MID CAP GR--INV B 12/26/96-99/99/99 100,000BC I-21400
MID CAP GR--INV C 12/27/96-99/99/99 100,000BC I-21405
MID CAP GR--SERV 12/07/96-99/99/99 100,000BC I-21409
MID CAP GR--INS=T 12/27/96-99/99/99 100,000BC I-21413
MID CAP VAL--INV A 10/27/96-99/99/99 100,000BC I-21424
MID CAP VAL--INV B 12/27/96-99/99/99 100,000BC I-21421
MID CAP VAL--INV C 12/27/96-99/99/99 100,000BC I-21498
MID CAP VAL--SERV 12/27/96-99/99/99 100,000BC I-21420
MID CAP VAL--INS=T 12/27/96-99/99/99 100,000BC I-21423
MONEY MKT--PORT 07/01/95-99/99/99 100,000 BC-774
NC MUNI--INV B 12/31/96-99/99/99 100,000BC I-21437
NJ MUNI--PORT 03/21/96-99/99/99 300,000 BC-2103
NJ TAX FR (5 CLASSES) NCR
OH TAX FR--INV B 12/31/96--99/99/99 100,000 I-21475
OH TAX FR--INV C 07/18/97--99/99/99 100,000 MF22791
PA TAX FR--INV B 12/31/96--99/99/99 100,000BC
SELECT EQ--INV B 12/31/96--99/99/99 100,000 BC I-21428
SELECT EQ--INC C 12/31/96--99/99/99 100,000 BC I-21430
SM CAP GROW--INV B 12/31/96--99/99/99 100,000 BC I-21429
SM CAP GROW--INV C 12/31/96-99/99/99 100,000 BC I-21434
SM CAP VAL--PORT 07/01/95-99/99/99 100,000 BC-774
SM CAP VAL--INV B NCR
TAX FR INC-- INV B 12/31/96-99/99/99 100,000 BC I-21471
VA MUNI--PORT 11/09/95-99/99/99 300,000 BC-1695
WY
COMPASS CAPITAL FUND 10/01/97-09/30/99 BLUE CHIP 17805
PR
CORE BOND--INV A 12/10/97-12/10/98 175,000 S-16492
CORE BOND--INV B 12/10/97-12/10/98 175,000 S-16493
CORE BOND--INV C 12/10/97-12/10/98 175,000 S-16494
CORE BOND--SERV 12/10/97-12/10/98 175,000 S-16490
CORE BOND--INS=T 12/10/97-12/10/98 175,000 S-16491
CORE BOND--BR NCR
DE TAX FR (5 CLASSES) NCR
GNMA INV A Initial Pending
GNMA INV B Initial Pending
GNMA INV C Initial Pending
GNMA SERV Initial Pending
GNMA INS=T Initial Pending
INT=L BOND--SERV 03/13/98--03/13/99 175,000 S-19215
INTM BOND--SERV 03/13/98--03/13/99 175,000 S-19213
INTM GVT BOND--SERV 03/13/98--03/13/99 175,000 S-19212
KY TAX FR (5 CLASSES) NCR
LOW DUR--SERV 03/13/98--03/13/99 175,000 S-19211
MNGD INC--SERV 03/13/98--03/13/99 175,000 S-19214
NO OTHER
CLASSES REGISTERED AT PRESENT
********************************************
CODES FOR COMPASS REG CHART
PORTFOLIO
BAL
CORE BOND KY TAX FR NJ MUNI
DE TAX FR LG CAP GR EQ NJ TAX FR
<PAGE>
GNMA LG CAP VAL EQ OH MUNI
GOVT INC LOW DUR OH TAX FR
INT=L EQ MNGD IND PA MUNI
INT=L BOND MICRO CAP PA TAX FR
INT=L EM MID CAP GR SELECT EQ
INT=L SM CAP EQ MID CAP VAL SM CAP GROW
INTM GVT BOND MONEY MKT SM CAP VAL
INTM BOND MUNI MM TAX FR INC
INDEX EQ NC MUNI US TREA
VA MUNI
CLASSES:
INV A---INV B---INV C---SERV---INS=T
BR (BLACK ROCK SHARES) FOR LOW DUR, CORE BD & INT BOND ONLY
PROSPECTUS:
PNC1--INV EQ PNC6--INS=T BOND
PNC2--SERV EQ PNC7--INV MM
PNC3--INS=T EQ PNC8--SERV MM
PNC4--INV BOND PNC9--INS=T MM
PNC5--SERV BOND PNC10--LOW & CORE
SMCPPROS--INT=L SM CAP EQ-INV
SMCPPROSS--INT=L SM CAP EQ-SERV
SMCPPROSIN--INT=L SM CAP EQ-INS=T
MICROPRINV--MICRO CAP-INV
MICROPRSER--MICRO CAP-SERV
MICROPRINS--MICRO CAP-INS=T
<PAGE>
COOPERS & LYBRAND L.L.P.
To the Board of Directors of the Compass Capital Funds:
We have examined the investment accounts shown by the books and records of
the Compass Capital Funds (consisting of the Large Cap Value Equity, Large
Cap Growth Equity, Small Cap Value Equity, Small Cap Growth Equity,
International Equity, International Emerging Markets, Select Equity, Index
Equity, Balanced, Money Market, U.S. Treasury Money Market, Municipal Money
Market, New Jersey Municipal Money Market, North Carolina Municipal Money
Market, Ohio Municipal Money Market, Pennsylvania Municipal Money Market,
Virginia Municipal Money Market, Managed Income, Tax-Free Income,
Intermediate Government Bond, New Jersey Tax-Free Income, Ohio Tax-Free
Income, Pennsylvania Tax-Free Income, Low Duration Bond, Intermediate Bond,
Government Income, Core Bond, International Bond, Multi-Sector Mortgage
Securities Portfolio III, Mid-Cap Value Equity and Mid-Cap Growth Portfolios)
as of July 18, 1997. The date of our last similar examination was May 19,
1997. Our examination was performed in accordance with Rule 17f-2 of the
Investment Company Act of 1940, as amended, and made without prior notice to
the Fund. It is understood that this report is solely for the use of
management and the Securities and Exchange Commission and should not be used
for any other purpose.
Securities owned as of the close of business on July 18, 1997, shown by the
books and records audited by us, were held in book entry form by the Federal
Reserve Bank or Depository Trust Company, or located at depositories or
sub-custodians, or purchased but not received or out for transfer on that
date, as to which we obtained confirmation from the depositories,
sub-custodians, brokers or transfer agents, respectively, or performed other
procedures as we considered necessary in the circumstances. No securities
were in the possession of the custodian, PNC Bank, National Association on
July 18, 1997.
Because the above procedures do not constitute an audit made in accordance
with generally accepted auditing standards, we do not express an opinion on
the investment accounts referred to above. In connection with the procedures
referred to above, no matters came to our attention that caused us to believe
that the specified accounts should be adjusted. Had we performed additional
procedures or had we audited the financial statements in accordance with
generally accepted auditing standards, matters might have come to our
attention that would have been reported to you. This report relates only to
the investments specified above and does not extend to any financial
statements of the Compass Capital Funds taken as a whole.
COOPERS & LYBRAND L.L.P.
2400 Eleven Penn Center
Philadelphia, Pennsylvania
August 1, 1997
