UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-----------------------------------------------
SCHEDULE 13G
Under the Securities Exchange Act of 1934
U.S. PAWN, INC.
(Name of Issuer)
Common Stock, No par value
(Title Class of Securities)
912-33-000
(CUSIP Number)
Chase A. Caro, Esq.
Caro & Graifman, P.C.
The Lincoln Building
60 East 42nd Street
New York, New York 10165
(212) 682-6000
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 18, 1997
(Date of Event which Requires Filing of this Statement)
Check the following box if a fee is being paid with this statement. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in iten 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent of less of such class.)
(See Rule 13d-7) [x].
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Colin, Winthrop & Co., Inc.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 11,532
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 11,532
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,532 Shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.31%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO, BD
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
European Community Capital, LTD.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | - 0 -
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | - 0 -
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 Shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO, BD
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Shelter Rock Securities Corporation.
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 10,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 10,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,000 Shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.27%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Sidney Gluck, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 23,500
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 23,500
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,500 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.62%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Deedee Honigsfeld, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 25,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 25,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
25,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.67%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- -------------------------------
CUSIP No. 912-33-000
- -------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rodney Smith, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 250,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 250,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
250,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.6%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jack Skidell
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 16,687
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 16,687
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
16,687 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.44%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Anthony P. Balestrieri
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 68,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 68,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
68,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.81%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Claudia D. Schoenle, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 23,500
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 23,500
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,500 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.62%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Fred & Claudia D. Schoenle, jointly, ###-##-####, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | - 0 -
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | 23,000
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | - 0 -
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| 23,000
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.61%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Fred Schoenle, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 7,500
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 7,500
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,500 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.20%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gary Mason, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 18,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 18,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
18,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.48%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John Stamm, ###-##-####
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | 32,000
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | 32,000
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,000 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.85%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
- --------------------------------------------------------------------------------
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David Stetson
- --------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(see Item 9) (b) [x]
- --------------------------------------------------------------------------------
3. SEC USE ONLY
- --------------------------------------------------------------------------------
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
| 5. SOLE VOTING POWER
NUMBER OF | - 0 -
SHARES |-------------------------------------------------------------
BENEFICIALLY | 6. SHARED VOTING POWER
OWNED BY | - 0 -
EACH |-------------------------------------------------------------
REPORTING | 7. SOLE DISPOSITIVE POWER
PERSON | - 0 -
WITH |-------------------------------------------------------------
| 8. SHARED DISPOSITIVE POWER
| - 0 -
- --------------------------------------------------------------------------------
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0 shares
- --------------------------------------------------------------------------------
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES [ ]
- --------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0%
- --------------------------------------------------------------------------------
12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
Item 1(a) Name of Issuer.
This statement relates to Common Stock, No par value ("Common Stock"), of
U.S. Pawn, Inc. ("Issuer") a Colorado corporation.
Item 1(b) Address of Issuer's principal executive offices:
Issuer's principal executive office is located at:
7215 Lowell Boulevard, Westminster, CO 80030.
- ------------------------------------------------------------------------------
The following reporting persons have acted as a group pursuant to Rule
13d-1(f)(1) and are now dissolving said group, (see Item 9).
Item 2 (a) Name of Person Filing: European Community Capital, Ltd. ("ECC")
(b) Business Address: 300 Old Country Road, Suite 241, Mineola, NY 11501.
(c) Citizenship: New York
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Colin, Winthrop & Co., Inc. ("CW")
(b) Business Address: 500 North Broadway, Suite 159, Jericho, NY 11753.
(c) Citizenship: New York
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
Item 2 (a) Name of Person Filing: Shelter Rock Securities Corp., ("SRS")
(b) Business Address: 500 North Broadway, Suite 159, Jericho, NY 11753.
(c) Citizenship: New York
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Sidney Gluck, ("Gluck");
(b) Residence: 190 E. 72nd Street, New York, New York 10021
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Deedee Honigsfeld, ("Honigsfeld");
(b) Residence: 969 East End Street, Woodmere, New York 11598
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Rodney Smith, ("Smith");
(b) Residence: 3501 Wynnwood Street, Tyler, TX 75711
(c) United States
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Jack Skidell, ("Skidell");
(b) Residence:112 Foxwood Drive, Jericho, NY 11753
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Anthony Balestrieri, ("Balestrieri");
(b) Residence: 45 Hansel Road, Murry Hill, NJ 07974
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Fred Schoenle, ("Mr. Schoenle");
(b) Residence: 1348 Gates Circle, Yardley, PA 19067
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Claudia D. Schoenle, ("Ms. Schoenle");
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(b) Residence: 1348 Gates Circle, Yardley, PA 19067
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: Gary Mason, ("Mason");
(b) Residence: 7235 Royal Street West, Apartment No. 28, Park City, UT
84060
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: John Stamm, ("Stamm");
(b) Residence: 62-52 80th Road, Flushing, New York 11385
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
------------------------------------------------------------------------
Item 2 (a) Name of Person Filing: David Stetson, ("Stetson");
(b) Residence: 439 Centre Island Road, Centre Island, NY 11771
(c) United States
(d) Title and class of securities: Common Stock, No Par Value
(e) CUSIP No.: 912-33-000
- ------------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b),
check whether the person is filing is a:
As to ECC
(a) [x] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to CW
(a) [x] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to SRS
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Gluck
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
-----------------------------------------------------------------------
As to Honigsfeld
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
As to Smith
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Skidell
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Balestrieri
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Mr. Schoenle
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or
endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Ms. Schoenle
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Mason
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
As to Stamm
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
As to Stetson
(a) [ ] Broker or dealer registered under section 15 of the Act.
(b) [ ] Bank as defined in section 3(a)(6) of the Act.
(c) [ ] Insurance company as defined in section 3(a)(19) of the Act.
(d) [ ] Investment company registered under section 8 of the Investment
Company Act.
(e) [ ] Investment adviser registered under section 203 of the Investment
Advisers Act of 1940.
(f) [ ] Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act of 1974
or endowment fund; see section 240.13d-1(b)(1)(ii)(F).
(g) [ ] Parent holding company, in accordance with section
240.13d-1(b)(ii)(G).
(h) [x] Group, in accordance with section 240.13d-1(b)(1)(ii)(H).
- ------------------------------------------------------------------------------
Item 4 Ownership. (As of November 30, 1997)
As to Colin Winthrop & Co., Inc.
(a) Beneficially Owned: 11,532 Shares
(b) Percent of Class: 0.31%
(c)(i) Sole Voting Power: 11,532 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 11,532 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to European Community Capital, LTD.
(a) Beneficially Owned: 0 Shares
(b) Percent of Class: 0%
(c)(i) Sole Voting Power: 0 shares
(c)(ii) Shared Voting Power: 0 Shares
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(c)(iii) Sole Disposition: 0 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Shelter Rock Securities Corporation
(a) Beneficially Owned: 10,000 Shares
(b) Percent of Class: 0.27%
(c)(i) Sole Voting Power: 10,000 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 10,000 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Gluck
(a) Beneficially Owned: 23,500 Shares
(b) Percent of Class: 0.62%
(c)(i) Sole Voting Power: 23,500 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 23,500 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Smith
(a) Beneficially Owned: 250,000 Shares
(b) Percent of Class: 6.6%
(c)(i) Sole Voting Power: 250,000 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 250,000 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Skidell
(a) Beneficially Owned: 16,687 Shares
(b) Percent of Class: 0.44%
(c)(i) Sole Voting Power: 16,687 Shares
(c)(ii) Shared Voting Power: 0 Shares
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(c)(iii) Sole Disposition: 16,687 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Balestrieri
(a) Beneficially Owned: 68,000 Shares
(b) Percent of Class: 1.81%
(c)(i) Sole Voting Power: 68,000 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 68,000 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Claudia Schoenle
(a) Beneficially Owned: 23,500 Shares
(b) Percent of Class: 0.62%
(c)(i) Sole Voting Power: 23,500 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 23,500 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Claudia and Fred Schoenle
(a) Beneficially Owned: 23,000 Shares
(b) Percent of Class: 0.61%
(c)(i) Sole Voting Power: 0 Shares
(c)(ii) Shared Voting Power: 23,000 Shares
(c)(iii) Sole Disposition: 0 Shares
(c)(iv) Shared Disposition: 23,000 Shares
----------------------------------------------------------------------
As to Fred Schoenle
(a) Beneficially Owned: 7,500 Shares
(b) Percent of Class: 0.20%
(c)(i) Sole Voting Power: 7,500 Shares
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 7,500 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Mason
(a) Beneficially Owned: 18,000 Shares
(b) Percent of Class: 0.48%
(c)(i) Sole Voting Power: 18,000 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 18,000 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Stamm
(a) Beneficially Owned: 32,000 Shares
(b) Percent of Class: 0.85%
(c)(i) Sole Voting Power: 32,000 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 32,000 Shares
(c)(iv) Shared Disposition: 0 Shares
----------------------------------------------------------------------
As to Stetson
(a) Beneficially Owned: 0 Shares
(b) Percent of Class: 0.0%
(c)(i) Sole Voting Power: 0 Shares
(c)(ii) Shared Voting Power: 0 Shares
(c)(iii) Sole Disposition: 0 Shares
(c)(iv) Shared Disposition: 0 Shares
- ------------------------------------------------------------------------------
Item 5. Ownership of 5 Percent or Less of a Class. If this statement is
being filed to report the fact that as of the date hereof the reporting
person has ceased to be the beneficial owner of more than 5 percent of
the class of securities, check the following [x].
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
With dissolution of the group (See Item 9), the following persons
will not be beneficial owners of more than 5% of the Issuer's shares
Gluck; Skidell; Mason;Balestrieri; Claudia Schoenle;
Fred Schoenle; Stamm; Stetson;
European Community Capital, LTD.;
Colin Winthrop & Co., Inc.;
Shelter Rock Securities Corporation.
- ------------------------------------------------------------------------------
Item 6
Ownership of More than 5 Percent on Behalf of Another Person.
Not Applicable
- ------------------------------------------------------------------------------
Item 7
Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not Applicable
- ------------------------------------------------------------------------------
Item 8
Identification and Classification of Members of the Group.
As a Group, the following persons have filed a joint Schedule 13D pursuant
to Rule 13d-1.
Gluck; Skidell; Mason;Balestrieri; Claudia Schoenle;
Fred Schoenle; Stamm; Stetson; Smith;
European Community Capital, LTD.;
Colin Winthrop & Co., Inc.;
Shelter Rock Securities Corporation.
The names, addresses, and citizenship of these persons are listed under
Item 2, and their ownership is listed under Item 3.
<PAGE>
As explained in Item 9, these persons have dissolved their group and will
not act together for the purpose of acquiring, holding, voting or
disposing of the Issuer's securities.
- ------------------------------------------------------------------------------
Item 9
Notice of Dissolution of Group
These persons formerly constituting the Caro & Graifman Group dissolved
their group as of December 18, 1997, and will not act together for the
purpose of acquiring, holding, voting or disposing of the Issuer's
securities. Any further filings with respect to transactions in the
security reported on will be filed, if required, by members of the group,
in their individual capacity.
- ------------------------------------------------------------------------------
Item 10
Certification
Not Applicable.
- ------------------------------------------------------------------------------
SIGNATURE
After reasonable inquiry and to the best of our knowlwdge and belief, we
certify that the information set forth in this statement is true, complete and
correct.
Dated: December 18, 1997
---------------------------------
Sidney Gluck
Dated: December 18, 1997
---------------------------------
Deedee Honigsfeld
Dated: December 18, 1997
---------------------------------
Rodney Smith
Dated: December 18, 1997
---------------------------------
Anthony P. Balestrieri
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000
- --------------------------------
Dated: December 18, 1997
---------------------------------
Claudia D. Schoenle
Dated: December 18, 1997
---------------------------------
Fred Schoenle
Dated: December 18, 1997
---------------------------------
Gary Mason
Dated: December 18, 1997
---------------------------------
John Stamm
Dated: December 18, 1997
---------------------------------
Jack Skidell
Colin, Winthrop & Co., Inc.
Dated: December 18, 1997 by:
---------------------------------
Jack Skidell, President,
Sole Shareholder
Shelter Rock Securities Corporation
Dated: December 18, 1997 by:
---------------------------------
Jack Skidell, President
E.C. Capital, Ltd
Dated: December 18, 1997 by:
---------------------------------
David Stetson,
Senior Vice-President
<PAGE>
SCHEDULE 13G
- ----------------------
CUSIP No. 912-33-000 EXHIBIT 1
- ----------------------
Identification and Classification of Members.
European Community Capital, Ltd.
Business Address: 300 Old Country Road, Suite 241, Mineola, NY 11501.
Principal Business: ECC is a broker-dealer and investment banker.
ECC is a New York Corporation
The identity and background of each of the executive officers, directors
and/or controlling persons of ECC ("ECC Executives") is discussed directly
below.
The names of the Executives are Gregory Small and Jeffrey Lefkowitz. The
business address of each of the foregoing persons is E.C. Capital, Ltd.,
300 Old Country Road, Suite 241, Mineola, NY 11501.
The present principal occupation of each of the Executives are set forth
below:
Name Present Principal Occupation
---- ----------------------------
Greg Small Chairman of the Board of Directors
Jeffery Lefkowitz President
Each of the Executives are employed by ECC, an investment banker,
broker-dealer, located at 300 Old Country Road, Suite 241, Mineola, NY
11501.
Each of the Executives is a citizen of the United States.
------------------------------------------------------------------------
Name: Colin, Winthrop & Co., Inc. ("CW")
Business Address: 500 North Broadway, Suite 159, Jericho, NY 11753.
Principal Business: CW is a broker-dealer and investment banker.
CW is a New York Corporation
<PAGE>
SCHEDULE 13G
- ------------------------
CUSIP No. 912-33-000 EXHIBIT 1
- ------------------------
The identity and background of each of the executive officers, directors
and/or controlling persons of CW ("CW Executives") is discussed directly
below. The name of the only Executive is Jack Skidell. The business
address of the foregoing person is Colin, Winthrop & Co., Inc., 500 North
Broadway, Suite 159, Jericho, NY 11753.
The present principal occupation of the Executive is set forth below:
Name Present Principal Occupation
---- ----------------------------
Jack Skidell President of CW
The Executive is employed by CW, an investment banker, broker-dealer,
located at 500 North Broadway, Suite 159, Jericho, NY 11753.
The Executive is a citizen of the United States.
------------------------------------------------------------------------
Name: Shelter Rock Securities Corp., ("SRS")
Business Address: 500 North Broadway, Suite 159, Jericho, NY 11753.
Principal Business: SRS ceased to do business as a broker-dealer and
investment banker in 1990, and does not currently conduct any business.
SRS was the sole underwriter of U.S. Pawn.
SRS is a New York Corporation
The identity and background of each of the executive officers, directors
and/or controlling persons of SRS ("SRS Executives") is discussed directly
below. The name of the only Executive is Jack Skidell. The business
address of the foregoing person is Colin, Winthrop & Co., Inc., 500 North
Broadway, Suite 159, Jericho, NY 11753.
The present principal occupation of each of the Executives are set forth
below:
<PAGE>
SCHEDULE 13G
- ------------------------
CUSIP No. 912-33-000 EXHIBIT 1
- ------------------------
Name Present Principal Occupation
---- ----------------------------
Jack Skidell President of CW
The Executive is employed by CW, an investment banker, broker-dealer,
located at 500 North Broadway, Suite 159, Jericho, NY 11753.
The Executive is a citizen of the United States.
------------------------------------------------------------------------
Name: Sidney Gluck, ("Gluck"); SS. No. ###-##-####
Residence: 190 E. 72nd Street, New York, New York 10021
Present principal occupation: Diamond salesperson
Company name and address: Gluck & Co., 1510 West 47th Street,
New York, New York 10036
Principal business: Diamond sales
Mr. Gluck is a United States citizen
------------------------------------------------------------------------
Name: Deedee Honigsfeld, ("Honigsfeld"); SS. No. ###-##-####
Residence: 969 East End Street, Woodmere, New York 11598
Present principal occupation: Homemaker
Ms. Honigsfeld is a United States citizen
------------------------------------------------------------------------
Name: Rodney Smith, ("Smith"); SS. No. ###-##-####
Residence: 3501 Wynnwood Street, Tyler, TX 75711
Present principal occupation: Money Manager/President
Company name and address: International Celebrity House, Inc.
P.O. Box 7022, Tyler, TX 75711
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000 EXHIBIT 1
- --------------------------------
Principal business: Investment Services
Mr. Smith is a United States citizen
------------------------------------------------------------------------
Name: Jack Skidell, ("Skidell"); SS.
Residence:112 Foxwood Drive, Jericho, NY 11753
Present principal occupation: President of securities firm.
Company name and address: Colin, Winthrop & Co., Inc.,
500 North Broadway, Suite 159, Jericho, NY 11753
Principal business: broker-dealers
Mr. Skidell is a United States citizen
------------------------------------------------------------------------
Name: Anthony Balestrieri, ("Balestrieri");
Residence: 45 Hansel Road, Murry Hill, NJ 07974
Present principal occupation: Money manager,
Company name and address: William, Witter Inc.,
153 East 53rd Street, New York, New York, 10022
Principal business: Investment Services
Mr. Balestrieri is a United States citizen
------------------------------------------------------------------------
Name: Fred Schoenle, ("Mr. Schoenle"); SS. No. ###-##-####
Residence: 1348 Gates Circle, Yardley, PA 19067
Present principal occupation: Retired
Company name and address: Not Applicable
Principal business: Not Applicable
Mr. Schoenle is a United States citizen
------------------------------------------------------------------------
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000 EXHIBIT 1
- --------------------------------
Name: Claudia D. Schoenle, ("Ms. Schoenle"); SS. No. ###-##-####
Residence: 1348 Gates Circle, Yardley, PA 19067
Present principal occupation: Secretary
Company name and address: Janssen Research Foundation,
125 Trenton Harbourton Road, Titusville, NJ 08560
Principal business: Research
Ms. Schoenle is a United States citizen
------------------------------------------------------------------------
Name: Gary Mason, ("Mason"); SS. No. ###-##-####
Residence:7235 Royal Street West, Apartment No. 28, Park City, UT 84060
Present principal occupation: Owner of Construction Company
Company name and address: Coastal Pacific Construction Co.,
7235 Royal Street West, Apartment No. 28, Park City, UT 84060
Principal business: Construction
Mr. Mason is a United States citizen
------------------------------------------------------------------------
Name: John Stamm, ("Stamm"); SS. No. ###-##-####
Residence: 62-52 80th Road, Flushing, New York 11385
Present principal occupation: Analyst
Company name and address: New York Mercantile Exchange,
1 North End Avenue, New York, New York 10282
Principal business: Mercantile Exchange
Mr. Stamm is a United States citizen
------------------------------------------------------------------------
Name: David Stetson, ("Stetson");
Residence: 439 Centre Island Road, Centre Island, NY 11771
<PAGE>
SCHEDULE 13G
- --------------------------------
CUSIP No. 912-33-000 EXHIBIT 1
- --------------------------------
Present principal occupation: broker-dealer
Company name and address: E.C. Capital, Ltd., 300 Old Country Road,
Suite 241, Mineola, NY 11501.
Principal business: broker-dealer
Mr. Stetson is a United States citizen
