UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 04/28/99
--------------------- ------------ --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6420 Soros Fund Management LLC
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[Repeat as necessary.]
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information Table Entry Total: 100
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Form 13F Information Table Value Total: $ 842,255.20
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1 28-6420 Soros Fund Management LLC
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[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
Page 1 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- -------- --------
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER VOTING AUTHORITY(SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
====================================================================================================================================
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aluminum Company of America Common 013817101 $88,292.41 2,143,670 234,800 1,908,870 N/A 234,800 1,908,870
Common 013817101 $4,324.69 105,000 0 105,000 1 0 105,000
Abitibi-Consolidated Common 003924107 $23,661.56 2,685,000 328,500 2,356,500 N/A 328,500 2,356,500
Common 003924107 $1,321.88 150,000 0 150,000 1 0 150,000
Agribrands International Common 00849R105 $2,606.99 79,300 0 79,300 N/A 0 79,300
Alcan Aluminum LTD Common 013716105 $294.26 11,400 0 11,400 N/A 0 11,400
Allmerica Financial Corp Common 019754100 $2,202.50 40,000 0 40,000 N/A 0 40,000
Ameron International Corp Common 030710107 $244.95 6,900 6,900 0 N/A 6,900 0
Asia Pacific Morgan Stanley Common 61744U106 $3,937.60 492,200 25,000 467,200 N/A 25,000 467,200
Avid Technology Common 05367P100 $1,522.29 87,300 0 87,300 N/A 0 87,300
Bear Stearns Companies Inc Common 073902108 $1,993.06 44,600 0 44,600 N/A 0 44,600
Burlington Industries Common 121693105 $1,030.19 155,500 0 155,500 N/A 0 155,500
Borg-Warner Auto Common 099724106 $2,572.31 53,800 0 53,800 N/A 0 53,800
Beazer Homes Common 07556Q105 $6,505.80 309,800 39,000 270,800 N/A 39,000 270,800
Cantel Industries Common 138098108 $180.00 30,000 30,000 0 N/A 30,000 0
California Microwave Common 130442106 $7,706.68 716,900 404,500 312,400 N/A 404,500 312,400
Common 130442106 $430.00 40,000 0 40,000 1 0 40,000
Case Corporation Common 14743R103 $20,013.26 788,700 189,000 599,700 1 189,000 599,700
Common 130442106 $697.81 27,500 0 27,500 1 0 27,500
Caterpillar Inc Common 149123101 $4,658.06 101,400 0 101,400 1 0 101,400
Century Aluminum Common 156431108 $4,721.19 830,100 423,800 406,300 N/A 423,800 406,300
Common 156431108 $113.75 20,000 0 20,000 1 0 20,000
Chicago Bridge & Iron Common N19808109 $1,894.06 159,500 98,500 61,000 N/A 98,500 61,000
Chyron Corp Common 171605207 $33.75 20,000 20,000 0 N/A 20,000 0
CIT Group Common 125577106 $16,210.35 530,400 0 530,400 N/A 0 530,400
Common 125577106 $1,680.94 55,000 0 55,000 1 0 55,000
Chase Manhattan Common 16161A108 $1,733.29 21,300 0 21,300 N/A 0 21,300
Chiquita Brands Common 170032106 $6,769.59 664,500 127,500 537,000 N/A 127,500 537,000
COLUMN TOTALS $207,353.22
<PAGE>
Page 2 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- -------- --------
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER VOTING AUTHORITY(SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
====================================================================================================================================
Cleveland Cliffs Common 185896107 $11,278.09 331,100 35,500 295,600 N/A 35,500 295,600
Comp USA Common 204932107 $492.80 70,400 0 70,400 N/A 0 70,400
Cornerstone Properties Common 21922H103 $1,418.63 97,000 0 97,000 N/A 0 97,000
Corn Products
International Inc Common 219023108 $2,376.99 99,300 0 99,300 N/A 0 99,300
Deere & Co Common 244199105 $51,572.10 1,335,200 168,600 1,166,600 N/A 168,600 1,166,600
Common 244199105 $3,090.00 80,000 0 80,000 1 0 80,000
EOT Energy Partners Common 294103106 $603.75 35,000 17,500 17,500 N/A 17,500 17,500
Exide Corporation Common 302051107 $1,301.63 117,000 68,500 48,500 N/A 68,500 48,500
Federated Investors Inc Common 314211103 $181.88 10,000 0 10,000 N/A 0 10,000
Finlay Enterprises Inc Common 317884203 $2,622.03 242,500 242,500 0 N/A 242,500 0
Ford Motor Co Common 345370100 $4,775.92 84,250 0 84,250 N/A 0 84,250
Foundation Health Common 350401105 $1,313.81 107,800 0 107,800 N/A 0 107,800
Fresh Del Monte Common G36738105 $6,843.99 368,700 182,900 185,800 N/A 182,900 185,800
Common G36738105 $278.44 15,000 0 15,000 1 0 15,000
GATX Corp Common 361448103 $62,046.02 1,883,750 289,300 1,594,450 N/A 289,300 1,594,450
Common 361448103 $3,293.75 100,000 0 100,000 1 0 100,000
General Cable Corp Common 369300108 $1,537.90 145,600 0 145,600 N/A 0 145,600
General Motors Corp Common 370442105 $74,659.05 858,150 0 858,150 N/A 0 858,150
Common 370442105 $5,220.00 60,000 0 60,000 1 0 60,000
Genesis Energy Common 371927104 $1,117.50 74,500 35,000 39,500 N/A 35,000 39,500
Gibson Greetings Inc Common 374827103 $865.07 118,300 0 118,300 N/A 0 118,300
Goodyear Tire & Rubber Co Common 382550101 $13,165.44 264,300 0 264,300 N/A 0 264,300
Common 382550101 $996.25 20,000 0 20,000 1 0 20,000
Gulf Canada Resources Common 40218L305 $15,893.07 5,913,700 836,500 5,077,200 N/A 836,500 5,077,200
Common 40218L305 $1,478.13 550,000 0 550,000 1 0 550,000
H&R Block Common 093671105 $2,283.48 48,200 0 48,200 N/A 0 48,200
HS Resources Inc Common 404297103 $1,385.13 158,300 0 158,300 N/A 0 158,300
Hartford Financial Services Common 45068H106 $3,165.02 55,710 0 55,710 N/A 0 55,710
COLUMN TOTALS $275,255.87
<PAGE>
Page 3 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- -------- --------
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER VOTING AUTHORITY(SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
====================================================================================================================================
Heller Financial Inc Common 423328103 $1,210.25 51,500 0 51,500 N/A 0 51,500
Hoenig Group Common 434396107 $83.75 10,000 0 10,000 N/A 0 10,000
Home Base Inc Common 43738E108 $1,304.63 294,000 95,000 199,000 N/A 95,000 199,000
Horace Mann Educators Common 440327104 $1,087.49 46,900 0 46,900 N/A 0 46,900
Hovnanian Enterprises Common 442487203 $75.00 10,000 0 10,000 N/A 0 10,000
IMC Global Inc Common 449669100 $531.38 26,000 0 26,000 N/A 0 26,000
International Business
Machines Common 459200101 $5,477.03 30,900 0 30,900 N/A 0 30,900
Intl Flavors & Fragrances Common 459506101 $3,677.37 97,900 0 97,900 N/A 0 97,900
International Game
Technology Common 459902102 $1,270.91 86,900 0 86,900 N/A 0 86,900
Intertan Inc Common 461120107 $345.15 35,400 27,900 7,500 N/A 27,900 7,500
J.C. Penney Company Inc Common 708160106 $162.00 4,000 0 4,000 N/A 0 4,000
Jetform Corp Common 477155105 $112.84 35,400 27,900 7,500 N/A 27,900 7,500
The Limited Common 532716107 $4,216.10 106,400 0 106,400 N/A 0 106,400
Longview Fibre Common 543213102 $231.25 20,000 0 20,000 N/A 0 20,000
Mack-Cali Realty Common 554489104 $6,439.00 219,200 29,000 190,200 N/A 29,000 190,200
Manpower Inc Common 56418H100 $23,456.81 1,003,500 0 1,003,500 N/A 0 1,003,500
Common 56418H100 $2,103.75 90,000 0 90,000 1 0 90,000
Marcus Corp Common 566330106 $1,332.00 111,000 53,500 57,500 N/A 53,500 57,500
Marsh & McLennan Common 571748102 $445.50 6,000 0 6,000 N/A 0 6,000
MediaOne Group Common 58440J104 $3,971.19 62,600 0 62,600 N/A 0 62,600
Morgan Stanley Dean Witter Common 617446448 $1,698.94 17,000 0 17,000 N/A 0 17,000
Methanex Corp Common 59151K108 $8,528.00 2,624,000 115,000 2,509,000 N/A 115,000 2,509,000
Common 59151K108 $682.50 210,000 0 210,000 1 0 210,000
Moore Corp Ltd Common 615785102 $26,955.79 2,729,700 362,100 2,367,600 N/A 362,100 2,367,600
Common 615785102 $2,468.75 250,000 0 250,000 1 0 250,000
NAB Asset Corp Common 628712101 $455.96 405,300 131,025 274,275 N/A 131,025 274,275
Navistar International Corp Common 63934E108 $2,218.35 55,200 0 55,200 N/A 0 55,200
Occidental Petroleum Common 674599105 $1,895.40 105,300 0 105,300 N/A 0 105,300
COLUMN TOTALS $102,437.09
<PAGE>
Page 4 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- -------- --------
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER VOTING AUTHORITY(SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
====================================================================================================================================
Olsten Corporation Common 681385100 $249.36 40,300 25,700 14,600 N/A 25,700 14,600
Patina Oil & Gas Common 703224105 $240.00 60,000 0 60,000 N/A 0 60,000
PBOC Holdings Inc Common 69316G108 $1,033.20 114,800 0 114,800 N/A 0 114,800
Pennsylvania Real Estate Common 709102107 $4,075.74 218,100 0 218,100 N/A 0 218,100
Philip Morris Cos Inc Common 718154107 $1,066.18 30,300 0 30,300 N/A 0 30,300
Pope & Talbot Inc Common 732827100 $838.31 131,500 50,000 81,500 N/A 50,000 81,500
Primex Technologies Common 741597108 $288.43 13,900 0 13,900 N/A 0 13,900
Quest Diagnostics Common 74834L100 $2,609.93 117,300 0 117,300 N/A 0 117,300
Reynolds Metals Common 761763101 $55,535.22 1,149,500 123,000 1,026,500 N/A 123,000 1,026,500
Common 761763101 $1,932.50 40,000 0 40,000 1 0 40,000
Ryland Group Inc Common 783764103 $6,012.98 237,550 19,800 217,750 N/A 19,800 217,750
Sears, Roebuck & Co Common 812387108 $338.91 7,500 0 7,500 N/A 0 7,500
Sensormatic Electronics
Corp Common 817265101 $15,340.60 1,614,800 437,900 1,176,900 N/A 437,900 1,176,900
Snap-On Inc Common 833034101 $27,091.80 934,200 127,200 807,000 N/A 127,200 807,000
Common 833034101 $2,175.00 75,000 0 75,000 1 0 75,000
Standard Microsystems Corp Common 853626109 $157.50 20,000 20,000 0 N/A 20,000 0
Starwood Lodging Common 855905204 $1,442.43 50,501 0 50,501 N/A 0 50,501
St. Laurent Paperboard Common 790907109 $21,434.53 1,617,700 493,000 1,124,700 N/A 493,000 1,124,700
Stolt-Nielsen S.A. Common 861565109 $2,123.06 174,200 0 174,200 N/A 0 174,200
Common 861565109 $91.41 7,500 0 7,500 1 0 7,500
Stolt-Nielsen S.A. Common L88742108 $5,992.29 554,200 37,500 516,700 N/A 37,500 516,700
Common L88742108 $113.53 10,500 0 10,500 1 0 10,500
Sweetwater Inc Common 870534104 $7.00 25,000 25,000 0 N/A 25,000 0
Texaco Inc Common 881694103 $2,826.15 49,800 0 49,800 N/A 0 49,800
The Sports Authority Common 849176102 $1,907.10 260,800 0 260,800 N/A 0 260,800
TIG Holdings Inc Common 872469101 $43,040.53 2,638,500 482,300 2,156,200 N/A 482,300 2,156,200
Common 872469101 $3,180.94 195,000 0 195,000 1 0 195,000
Tyson Foods Inc Common 902494103 $1,433.23 69,280 0 69,280 N/A 0 69,280
COLUMN TOTALS $202,577.86
<PAGE>
Page 5 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 COLUMN 8
-------- -------- -------- -------- -------- -------- -------- -------- --------
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER VOTING AUTHORITY(SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
====================================================================================================================================
Unisource Worldwide Common 909208100 $71.25 10,000 0 10,000 N/A 0 10,000
U.S. Home Corp Common 911920106 $26,806.33 821,650 292,800 528,850 N/A 292,800 528,850
Common 911920106 $1,631.25 50,000 0 50,000 1 0 50,000
Union Pacific Resources Common 907834105 $3,063.75 258,000 0 258,000 N/A 0 258,000
Varian Associates Inc Common 922204102 $14,880.00 384,000 0 384,000 N/A 0 384,000
Common 922204102 $1,356.25 35,000 0 35,000 1 0 35,000
Varian Medical Systems Inc Common 92220P105 $3,164.91 181,500 20,500 161,000 N/A 20,500 161,000
Common 92220P105 $348.75 20,000 0 20,000 1 0 20,000
Warnaco Group Inc. Common 934390105 $427.09 17,300 0 17,300 N/A 0 17,300
Westfield America Common 959910100 $271.99 15,600 0 15,600 N/A 0 15,600
York International Common 986670107 $2,327.09 65,900 0 65,900 N/A 0 65,900
986670107 $282.50 8,000 0 8,000 1 0 8,000
COLUMN TOTALS $54,631.16
GRAND TOTAL $842,255.20
</TABLE>
