UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 07/15/99
--------------------- ------------ --------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6420 Soros Fund Management LLC
------- -------------------------
[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
-----------
Form 13F Information Table Entry Total: 131
-----------
Form 13F Information Table Value Total: $ 959,361
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1 28-6420 Soros Fund Management LLC
- ------- -------------------------
[Repeat as necessary.]
<PAGE>
Page 1 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 --------
-------- -------- -------- -------- -------- -------- -------- -------- VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES) PRICE
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE 06/30/99
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aluminum
Company
of America Common 013817101 $26,567 429,370 0 429,370 N/A 0 429,370 $61.875
Common 013817101 $1,083 17,500 0 17,500 1 0 17,500 $61.875
Abitibi-
Consolidated Common 003924107 $32,172 2,828,286 328,500 2,499,786 N/A 328,500 2,499,786 $11.375
Common 003924107 $1,706 150,000 0 150,000 1 0 150,000 $11.375
Adaptive
Broadband Corp Common 00650M104 $15,759 720,400 408,000 312,400 N/A 408,000 312,400 $21.875
Common 00650M104 $875 40,000 0 40,000 1 0 40,000 $21.875
Agribrands
International Common 00849R105 $3,145 79,500 0 79,500 N/A 0 79,500 $39.563
Alcan Aluminum
LTD Common 013716105 $15,975 500,200 10,000 490,200 N/A 10,000 490,200 $31.938
Common 013716105 $1,118 35,000 0 35,000 1 0 35,000 $31.938
Allmerica
Financial
Corp Common 019754100 $1,247 20,500 0 20,500 N/A 0 20,500 $60.813
Ameron
International
Corp Common 030710107 $331 7,500 7,500 0 N/A 7,500 0 $44.125
AMR Corp Common 001765106 $9,255 135,600 0 135,600 N/A 0 135,600 $68.250
Arrow
Electronics Common 042735100 $2,375 125,000 10,000 115,000 N/A 10,000 115,000 $19.000
Asia Pacific
Morgan Stanley Common 61744U106 $4,737 492,200 25,000 467,200 N/A 25,000 467,200 $ 9.625
AT&T Corp Common 001957109 $1,373 24,600 0 24,600 N/A 0 24,600 $55.813
Avid Technology Common 05367P100 $1,424 88,300 0 88,300 N/A 0 88,300 $16.125
Bear Stearns
Companies Inc Common 073902108 $2,062 44,100 0 44,100 N/A 0 44,100 $46.750
Boeing Company Common 097023105 $7,225 164,200 0 164,200 N/A 0 164,200 $44.000
Burlington
Industries Common 121693105 $1,169 126,400 0 126,400 N/A 0 126,400 $ 9.250
Borg-Warner Auto Common 099724106 $3,080 56,000 0 56,000 N/A 0 56,000 $55.000
Beazer Homes Common 07556Q105 $8,237 356,200 63,000 293,200 N/A 63,000 293,200 $23.125
Cantel Industries Common 138098108 $173 30,000 30,000 0 N/A 30,000 0 $ 5.750
Caterpillar Inc Common 149123101 $7,680 128,000 0 128,000 N/A 0 128,000 $60.000
Century Aluminum Common 156431108 $5,136 830,100 423,800 406,300 N/A 423,800 406,300 $ 6.188
Chicago Bridge
& Iron Common N19808109 $3,076 220,700 154,700 66,000 N/A 154,700 66,000 $13.938
Chyron Corp Common 171605207 $34 20,000 20,000 0 N/A 20,000 0 $ 1.688
CIT Group Common 125577106 $26,833 929,298 0 929,298 N/A 0 929,298 $28.875
Common 125577106 $1,877 65,000 0 65,000 1 0 65,000 $28.875
COLUMN TOTALS $185,723 0 0
</TABLE>
<PAGE>
Page 2 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 --------
-------- -------- -------- -------- -------- -------- -------- -------- VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES) PRICE
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE 06/30/99
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Chase Manhattan Common 16161A108 $1,842 21,300 0 21,300 N/A 0 21,300 $86.500
Chiquita Brands Common 170032106 $5,981 664,500 127,500 537,000 N/A 127,500 537,000 $ 9.000
Cleveland Cliffs Common 185896107 $10,710 330,819 35,500 295,319 N/A 35,500 295,319 $32.375
Comp USA Common 204932107 $199 26,700 0 26,700 N/A 0 26,700 $ 7.438
Cornerstone
Properties Common 21922H103 $1,561 98,300 0 98,300 N/A 0 98,300 $15.875
Corn Products
International
Inc Common 219023108 $2,965 97,400 0 97,400 N/A 0 97,400 $30.438
Deere & Co Common 244199105 $58,633 1,496,217 153,600 1,342,617 N/A 153,600 1,342,617 $39.188
Common 244199105 $3,135 80,000 0 80,000 1 0 80,000 $39.188
Delphi Automotive
Systems Common 247126105 $1,166 63,014 0 63,014 N/A 0 63,014 $18.500
Delta Air Lines Common 247361108 $2,293 39,800 0 39,800 N/A 0 39,800 $57.625
EOT Energy
Partners Common 294103106 $626 35,000 17,500 17,500 N/A 17,500 17,500 $17.875
Exide Corporation Common 302051107 $1,608 109,000 60,500 48,500 N/A 60,500 48,500 $14.750
Federated
Investors Inc Common 314211103 $179 10,000 0 10,000 N/A 0 10,000 $17.938
Finlay
Enterprises Inc Common 317884203 $3,243 242,500 242,500 0 N/A 242,500 0 $13.375
Fleetwood
Enterprises Common 339099103 $1,377 52,100 0 52,100 N/A 0 52,100 $26.438
Ford Motor Co Common 345370100 $4,461 79,050 0 79,050 N/A 0 79,050 $56.438
Foundation Health Common 350401105 $1,892 126,100 0 126,100 N/A 0 126,100 $15.000
Fresh Del Monte Common G36738105 $5,208 368,700 182,900 185,800 N/A 182,900 185,800 $14.125
Common G36738105 $212 15,000 0 15,000 1 0 15,000 $14.125
GATX Corp Common 361448103 $74,558 1,958,844 312,300 1,646,544 N/A 312,300 1,646,544 $38.063
Common 361448103 $3,806 100,000 0 100,000 1 0 100,000 $38.063
General Cable
Corp Common 369300108 $2,970 185,600 36,500 149,100 N/A 36,500 149,100 $16.000
General Motors
Corp Common 370442105 $75,784 1,148,247 47,500 1,100,747 N/A 47,500 1,100,747 $66.000
Common 370442105 $3,960 60,000 0 60,000 1 0 60,000 $66.000
Genesis Energy Common 371927104 $1,926 129,500 90,000 39,500 N/A 90,000 39,500 $ 14.88
Gibson Greetings
Inc Common 374827103 $735 115,800 0 115,800 N/A 0 115,800 $ 6.34
Goodyear Tire &
Rubber Co Common 382550101 $15,528 264,019 0 264,019 N/A 0 264,019 $ 58.81
Common 382550101 $1,176 20,000 0 20,000 1 0 20,000 $ 58.81
COLUMN TOTALS $287,734 0 0
</TABLE>
<PAGE>
Page 3 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 --------
-------- -------- -------- -------- -------- -------- -------- -------- VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES) PRICE
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE 06/30/99
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Gulf Canada
Resources Common 40218L305 $24,739 5,907,865 836,500 5,071,365 N/A 836,500 5,071,365 $ 4.19
Common 40218L305 $2,303 550,000 0 550,000 1 0 550,000 $ 4.19
H&R Block Common 093671105 $2,365 47,300 0 47,300 N/A 0 47,300 $ 50.00
HS Resources Inc Common 404297103 $2,335 158,300 0 158,300 N/A 0 158,300 $ 14.75
Hartford Financial
Services Common 45068H106 $2,980 51,110 0 51,110 N/A 0 51,110 $ 58.31
Heller Financial 0
Inc Common 423328103 $3,435 123,500 0 123,500 N/A 0 123,500 $ 27.81
Hoenig Group Common 434396107 $99 10,000 0 10,000 N/A 0 10,000 $ 9.94
Home Base Inc Common 43738E108 $1,430 226,500 95,000 131,500 N/A 95,000 131,500 $ 6.31
Horace Mann
Educators Common 440327104 $1,743 64,100 0 64,100 N/A 0 64,100 $ 27.19
Hovnanian
Enterprises Common 442487203 $88 10,000 0 10,000 N/A 0 10,000 $ 8.75
International
Business Machines Common 459200101 $7,742 59,900 0 59,900 N/A 0 59,900 $129.25
Intl Flavors &
Fragrances Common 459506101 $572 13,000 0 13,000 N/A 0 13,000 $ 44.00
International
Game Technology Common 459902102 $1,715 92,700 0 92,700 N/A 0 92,700 $ 18.50
Intertan Inc Common 461120107 $420 21,000 16,000 5,000 N/A 16,000 5,000 $ 20.00
Jetform Corp Common 477155105 $84 20,000 20,000 0 N/A 20,000 0 $ 4.19
Kelly Services Inc Common 488152208 $305 9,500 0 9,500 N/A 0 9,500 $ 32.13
The Limited Common 532716107 $3,312 73,000 0 73,000 N/A 0 73,000 $ 45.38
Longview Fibre Common 543213102 $734 47,000 0 47,000 N/A 0 47,000 $ 15.63
Mack-Cali Realty Common 554489104 $5,909 191,000 0 191,000 N/A 0 191,000 $ 30.94
Manpower Inc Common 56418H100 $32,993 1,458,274 220,500 1,237,774 N/A 220,500 1,237,774 $ 22.63
Common 56418H100 $2,036 90,000 0 90,000 1 0 90,000 $ 22.63
Marcus Corp Common 566330106 $1,367 111,000 53,500 57,500 N/A 53,500 57,500 $ 12.31
Marsh & McLennan Common 571748102 $454 6,000 0 6,000 N/A 0 6,000 $ 75.69
MediaOne Group Common 58440J104 $5,355 72,000 0 72,000 N/A 0 72,000 $ 74.38
Morgan Stanley
Dean Witter Common 617446448 $1,673 16,300 0 16,300 N/A 0 16,300 $102.63
Methanex Corp Common 59151K108 $10,108 2,695,586 170,000 2,525,586 N/A 170,000 2,525,586 $ 3.75
Common 59151K108 $788 210,000 0 210,000 1 0 210,000 $ 3.75
COLUMN TOTALS $117,085 0 0
</TABLE>
<PAGE>
Page 4 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 --------
-------- -------- -------- -------- -------- -------- -------- -------- VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES) PRICE
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE 06/30/99
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Moore Corp Ltd Common 615785102 $30,444 3,635,089 1,001,600 2,633,489 N/A 1,001,600 2,633,489 $ 8.38
Common 615785102 $2,094 250,000 0 250,000 1 0 250,000 $ 8.38
NAB Asset Corp Common 628712101 $329 405,300 131,025 274,275 N/A 131,025 274,275 $ 0.81
Navistar
International Corp Common 63934E108 $2,320 46,400 0 46,400 N/ 0 46,400 $ 50.00
Olsten Corporation Common 681385100 $1,071 169,600 155,000 14,600 N/A 155,000 14,600 $ 6.31
Patina Oil & Gas Common 703224105 $379 60,000 0 60,000 N/A 0 60,000 $ 6.31
PBOC Holdings Inc Common 69316G108 $1,248 124,800 0 124,800 N/A 0 124,800 $ 10.00
Pennsylvania
Real Estate Common 709102107 $4,566 218,100 0 218,100 N/A 0 218,100 $ 20.94
Philip Morris Cos In Common 718154107 $1,218 30,300 0 30,300 N/A 0 30,300 $ 40.19
Pope & Talbot Inc Common 732827100 $1,586 131,500 50,000 81,500 N/A 50,000 81,500 $ 12.06
Primex Technologies Common 741597108 $300 13,900 0 13,900 N/A 0 13,900 $ 21.56
Pulte Corp Common 745867101 $18,635 808,000 105,000 703,000 N/A 105,000 703,000 $ 23.06
Common 745867101 $923 40,000 0 40,000 1 0 40,000 $ 23.06
Quest Diagnostics Common 74834L100 $3,173 116,700 0 116,700 N/A 0 116,700 $ 27.19
Reynolds Metals Common 761763101 $87,732 1,486,977 137,100 1,349,877 N/A 137,100 1,349,877 $ 59.00
Common 761763101 $3,835 65,000 0 65,000 1 0 65,000 $ 59.00
Ryder Systems Inc Common 783549108 $11,956 464,300 0 464,300 N/A 0 464,300 $ 25.75
Common 783549108 $1,030 40,000 0 40,000 1 0 40,000 $ 25.75
Ryland Group Inc Common 783764103 $4,437 149,473 0 149,473 N/A 0 149,473 $ 29.69
Sensormatic
Electronics Corp Common 817265101 $22,506 1,614,800 437,900 1,176,900 N/A 437,900 1,176,900 $ 13.94
Snap-On Inc Common 833034101 $32,612 901,195 89,600 811,595 N/A 89,600 811,595 $ 36.19
Common 833034101 $2,714 75,000 0 75,000 1 0 75,000 $ 36.19
StanCorp Financial
Group Common 853626109 $23,547 784,900 191,600 593,300 N/A 191,600 593,300 $ 30.00
Common 853626109 $600 20,000 0 20,000 1 0 20,000 $ 30.00
Standard Microsystem
Corp Common 853626109 $76 10,000 10,000 0 N/A 10,000 0 $ 7.56
St. Laurent
Paperboard Common 790907109 $20,525 1,617,700 493,000 1,124,700 N/A 493,000 1,124,700 $ 12.69
Steelcase Inc Common 858155203 $1,006 50,300 31,100 19,200 N/A 31,100 19,200 $ 20.00
COLUMN TOTALS $280,860 0 0
</TABLE>
<PAGE>
Page 5 of 5 Form 13F REPORTING MANAGER: GREENHAVEN ASSOCIATES, INC.
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 --------
-------- -------- -------- -------- -------- -------- -------- -------- VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES) PRICE
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE 06/30/99
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Stolt-Nielsen S.A. Common 861565109 $2,983 174,200 0 174,200 N/A 0 174,200 $ 17.13
Common 861565109 $128 7,500 0 7,500 1 0 7,500 $ 17.13
Stolt-Nielsen S.A. Common L88742108 $8,437 553,234 37,500 515,734 N/A 37,500 515,734 $ 15.25
Common L88742108 $160 10,500 0 10,500 1 0 10,500 $ 15.25
Sweetwater Inc Common 870534104 $39 25,000 25,000 0 N/A 25,000 0 $ 1.56
Texaco Inc Common 881694103 $3,462 55,500 0 55,500 N/A 0 55,500 $ 62.38
The Sports Authority Common 849176102 $1,028 231,700 0 231,700 N/A 0 231,700 $ 4.44
Toys "R" Us Inc Common 892335100 $411 20,000 0 20,000 N/A 0 20,000 $ 20.56
Tyson Foods Inc Common 902494103 $1,524 67,730 0 67,730 N/A 0 67,730 $ 22.50
U.S. Home Corp Common 911920106 $32,154 905,750 325,300 580,450 N/A 325,300 580,450 $ 35.50
Common 911920106 $1,775 50,000 0 50,000 1 0 50,000 $ 35.50
Union Pacific
Resources Common 907834105 $424 26,000 0 26,000 N/A 0 26,000 $ 16.31
U.S. Industries Common 912080108 $680 40,000 0 40,000 N/A 0 40,000 $ 17.00
Varian Medical
Systems Inc Common 92220P105 $18,957 851,998 142,400 709,598 N/A 142,400 709,598 $ 22.25
Common 92220P105 $1,224 55,000 0 55,000 1 0 55,000 $ 22.25
Varian Inc Common 922206107 $6,002 444,598 0 444,598 N/A 0 444,598 $ 13.50
Common 922206107 $473 35,000 0 35,000 1 0 35,000 $ 13.50
Varian Semiconductor
Equipment Common 922207105 $4,236 249,198 0 249,198 N/A 0 249,198 $ 17.00
Common 922207105 $595 35,000 0 35,000 1 0 35,000 $ 17.00
Warnaco Group Inc. Common 934390105 $463 17,300 0 17,300 N/A 0 17,300 $ 26.75
York International Common 986670107 $2,804 65,500 0 65,500 N/A 0 65,500 $ 42.81
COLUMN TOTALS $87,960
GRAND TOTAL $959,361
</TABLE>
