UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Greenhaven Associates, Inc.
Address: Three Manhattanville Road
Purchase, NY 10577
Form 13F File Number: 28-2408
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Matt A. Greenberg
Title: Executive Vice President
Phone: (914) 253-9362
Signature, Place, and Date of Signing:
/s/ Matt A. Greenberg Purchase, NY 10/15/99
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-6420 Soros Fund Management LLC
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[Repeat as necessary.]
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
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Form 13F Information Table Entry Total: 97
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Form 13F Information Table Value Total: $ 905,471
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(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1 28-6420 Soros Fund Management LLC
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[Repeat as necessary.]
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COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Aluminum Company of America Common 013817101 $ 13,153 211,935 0 211,935 N/A 0 211,935
Abitibi-Consolidated Common 003924107 $ 35,537 2,946,086 328,500 2,617,586 N/A 328,500 2,617,586
Common 003924107 $ 274 22,700 0 22,700 1 0 22,700
Adaptive Broadband Corp Common 00650M104 $ 10,352 309,000 260,000 49,000 N/A 260,000 49,000
Agribrands International Common 00849R105 $ 3,767 75,900 0 75,900 N/A 0 75,900
Alcan Aluminum LTD Common 013716105 $ 391 12,500 0 12,500 N/A 0 12,500
Allmerica Financial Corp Common 019754100 $ 533 11,200 0 11,200 N/A 0 11,200
AMR Corp Common 001765106 $ 7,668 140,700 0 140,700 N/A 0 140,700
Asia Pacific Morgan Stanley Common 61744U106 $ 4,860 492,200 25,000 467,200 N/A 25,000 467,200
AT&T Corp Common 001957109 $ 1,070 24,600 0 24,600 N/A 0 24,600
Bear Stearns Companies Inc Common 073902108 $ 1,695 44,100 0 44,100 N/A 0 44,100
Boeing Company Common 097023105 $ 682 16,000 0 16,000 N/A 0 16,000
Burlington Industries Common 121693105 $ 78 17,300 0 17,300 N/A 0 17,300
Borg-Warner Auto Common 099724106 $ 2,408 56,000 0 56,000 N/A 0 56,000
Beazer Homes Common 07556Q105 $ 6,692 360,537 50,500 310,037 N/A 50,500 310,037
Cantel Industries Common 138098108 $ 150 30,000 30,000 0 N/A 30,000 0
Centex Corp Common 152312104 $ 27,135 917,900 118,300 799,600 N/A 118,300 799,600
Century Aluminum Common 156431108 $ 9,114 847,800 436,300 411,500 N/A 436,300 411,500
Chicago Bridge & Iron Common N19808109 $ 3,295 225,300 156,800 68,500 N/A 156,800 68,500
Chyron Corp Common 171605207 $ 24 20,000 20,000 0 N/A 20,000 0
CIT Group Common 125577106 $ 50,569 2,459,298 280,500 2,178,798 N/A 280,500 2,178,798
Chase Manhattan Common 16161A108 $ 1,590 21,100 0 21,100 N/A 0 21,100
Chiquita Brands Common 170032106 $ 3,945 664,500 127,500 537,000 N/A 127,500 537,000
Cleveland Cliffs Common 185896107 $ 9,920 318,719 35,500 283,219 N/A 35,500 283,219
Comp USA Common 204932107 $ 134 22,250 0 22,250 N/A 0 22,250
Cornerstone Properties Common 21922H103 $ 1,499 98,300 0 98,300 N/A 0 98,300
Deere & Co Common 244199105 $ 42,716 1,104,117 46,900 1,057,217 N/A 46,900 1,057,217
Delta Air Lines Common 247361108 $ 1,930 39,800 0 39,800 N/A 0 39,800
COLUMN TOTALS $ 241,182 0 0
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COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EOT Energy Partners Common 294103106 $ 553 35,000 17,500 17,500 N/A 17,500 17,500
Exide Corporation Common 302051107 $ 1,042 109,000 60,500 48,500 N/A 60,500 48,500
Federated Investors Inc Common 314211103 $ 173 10,000 0 10,000 N/A 0 10,000
Finlay Enterprises Inc Common 317884203 $ 3,334 242,500 242,500 0 N/A 242,500 0
Fleetwood Enterprises Common 339099103 $ 1,052 52,100 0 52,100 N/A 0 52,100
Ford Motor Co Common 345370100 $ 3,972 79,050 0 79,050 N/A 0 79,050
Foundation Health Common 350401105 $ 1,190 126,100 0 126,100 N/A 0 126,100
Fresh Del Monte Common G36738105 $ 4,293 383,700 182,900 200,800 N/A 182,900 200,800
GATX Corp Common 361448103 $ 64,419 2,073,844 312,300 1,761,544 N/A 312,300 1,761,544
General Cable Corp Common 369300108 $ 2,227 185,600 40,500 145,100 N/A 40,500 145,100
General Motors Corp Common 370442105 $ 71,255 1,132,147 0 1,132,147 N/A 0 1,132,147
Genesis Energy Common 371927104 $ 1,638 133,000 90,000 43,000 N/A 90,000 43,000
Gibson Greetings Inc Common 374827103 $ 513 96,650 0 96,650 N/A 0 96,650
Goodyear Tire & Rubber Co Common 382550101 $ 12,658 263,019 0 263,019 N/A 0 263,019
Gulf Canada Resources Common 40218L305 $ 6,741 1,609,800 330,000 1,279,800 N/A 330,000 1,279,800
HS Resources Inc Common 404297103 $ 2,541 155,200 0 155,200 N/A 0 155,200
Hartford Financial Services Common 45068H106 $ 2,171 53,110 0 53,110 N/A 0 53,110
Heller Financial Inc Common 423328103 $ 26,917 1,196,300 32,500 1,163,800 N/A 32,500 1,163,800
Hoenig Group Common 434396107 $ 114 10,000 0 10,000 N/A 0 10,000
Horace Mann Educators Common 440327104 $ 1,624 62,900 0 62,900 N/A 0 62,900
Hovnanian Enterprises Common 442487203 $ 78 10,000 0 10,000 N/A 0 10,000
International Business
Machines Common 459200101 $ 6,325 52,270 0 52,270 N/A 0 52,270
Intl Flavors & Fragrances Common 459506101 $ 449 13,000 0 13,000 N/A 0 13,000
International Game Technology Common 459902102 $ 1,615 89,700 0 89,700 N/A 0 89,700
Interstate Bakeries Common 46072H108 $ 288 12,500 0 12,500 N/A 0 12,500
Jetform Corp Common 477155105 $ 80 20,000 20,000 0 N/A 20,000 0
Kelly Services Inc Common 488152208 $ 286 9,500 0 9,500 N/A 0 9,500
The Limited Common 532716107 $ 2,624 68,600 0 68,600 N/A 0 68,600
COLUMN TOTALS $ 220,169 0 0
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COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Leukosite Inc Common 52728R102 $ 302 15,000 0 15,000 N/A 0 15,000
Mack-Cali Realty Common 554489104 $ 5,733 213,800 0 213,800 N/A 0 213,800
Manpower Inc Common 56418H100 $ 44,846 1,539,774 299,500 1,240,274 N/A 299,500 1,240,274
Common 56418H100 $ 2,097 72,000 0 72,000 1 0 72,000
Marcus Corp Common 566330106 $ 1,339 111,000 53,500 57,500 N/A 53,500 57,500
MediaOne Group Common 58440J104 $ 4,092 59,900 0 59,900 N/A 0 59,900
Morgan Stanley Dean Witter Common 617446448 $ 1,275 14,300 0 14,300 N/A 0 14,300
Methanex Corp Common 59151K108 $ 7,892 2,686,586 170,000 2,516,586 N/A 170,000 2,516,586
Moore Corp Ltd Common 615785102 $ 39,817 3,981,689 1,009,200 2,972,489 N/A 1,009,200 2,972,489
NAB Asset Corp Common 628712101 $ 152 405,300 131,025 274,275 N/A 131,025 274,275
Navistar International Corp Common 63934E108 $ 2,413 51,900 0 51,900 N/A 0 51,900
Olsten Corporation Common 681385100 $ 32,057 3,071,300 800,500 2,270,800 N/A 800,500 2,270,800
PBOC Holdings Inc Common 69316G108 $ 1,014 124,800 0 124,800 N/A 0 124,800
Pennsylvania Real Estate Common 709102107 $ 1,974 104,600 0 104,600 N/A 0 104,600
Philip Morris Cos Inc Common 718154107 $ 950 27,800 0 27,800 N/A 0 27,800
Pope & Talbot Inc Common 732827100 $ 1,627 131,500 50,000 81,500 N/A 50,000 81,500
Primex Technologies Common 741597108 $ 275 13,900 0 13,900 N/A 0 13,900
Pulte Corp Common 745867101 $ 24,575 1,129,900 320,500 809,400 N/A 320,500 809,400
Quest Diagnostics Common 74834L100 $ 2,600 100,000 0 100,000 N/A 0 100,000
Reynolds Metals Common 761763101 $ 6,611 109,500 0 109,500 N/A 0 109,500
Ryder Systems Inc Common 783549108 $ 55,742 2,735,800 412,600 2,323,200 N/A 412,600 2,323,200
Ryland Group Inc Common 783764103 $ 2,365 103,973 0 103,973 N/A 0 103,973
Sensormatic Electronics Corp Common 817265101 $ 16,075 1,267,000 332,900 934,100 N/A 332,900 934,100
Snap-On Inc Common 833034101 $ 29,289 901,195 89,600 811,595 N/A 89,600 811,595
Common 833034101 $ 1,326 40,800 0 40,800 1 0 40,800
StanCorp Financial Group Common 853626109 $ 30,179 1,348,800 392,100 956,700 N/A 392,100 956,700
St. Laurent Paperboard Common 790907109 $ 20,221 1,617,700 493,000 1,124,700 N/A 493,000 1,124,700
Steelcase Inc Common 858155203 $ 701 50,300 31,100 19,200 N/A 31,100 19,200
COLUMN TOTALS $ 337,540 0 0
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COLUMN 8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 6 COLUMN 7 VOTING AUTHORITY
TITLE OF CUSIP VALUE PRINCIPAL SHARED OTHER (SHARES)
NAME OF ISSUER CLASS NUMBER (X $1000) AMOUNT SOLE OTHER MANAGERS SOLE SHARED NONE
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Stolt-Nielsen S.A Common 861565109 $ 231 13,700 0 13,700 N/A 0 13,700
Stolt-Nielsen S.A Common L88742108 $ 7,637 511,234 0 511,234 N/A 0 511,234
Sweetwater Inc Common 870534104 $ 44 25,000 25,000 0 N/A 25,000 0
Texaco Inc Common 881694103 $ 3,680 58,300 0 58,300 N/A 0 58,300
The Sports Authority Common 849176102 $ 316 99,200 0 99,200 N/A 0 99,200
Tyson Foods Inc Common 902494103 $ 1,113 67,730 0 67,730 N/A 0 67,730
U.S. Home Corp Common 911920106 $ 34,041 1,223,945 433,200 790,745 N/A 433,200 790,745
Union Pacific Resources Common 907834105 $ 423 26,000 0 26,000 N/A 0 26,000
U.S. Industries Common 912080108 $ 630 40,000 0 40,000 N/A 0 40,000
Unumprovident Corp Common 91529Y106 $ 26,129 887,600 0 887,600 N/A 0 887,600
Varian Medical Systems Inc Common 92220P105 $ 19,182 876,898 108,500 768,398 N/A 108,500 768,398
Varian Inc Common 922206107 $ 4,581 258,098 0 258,098 N/A 0 258,098
Varian Semiconductor Equipment Common 922207105 $ 4,383 208,098 0 208,098 N/A 0 208,098
Vertex Communications Common 925320103 $ 990 88,500 64,000 24,500 N/A 64,000 24,500
York International Common 986670107 $ 2,041 56,800 0 56,800 N/A 0 56,800
COLUMN TOTALS $ 105,421
GRAND TOTAL $ 904,313
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